Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Jul 28, 2021

Total Value ($000): $263,102 (100.0% shares, 0.0% debt)

Holdings (32)

CDNA CAREDX INC 8.8%

Value ($000) $23,245 Shares 253,990 Est. Cost $11.44 Unrealized +595.1%

AMRC AMERESCO INC 8.1%

Value ($000) $21,426 Shares 341,620 Est. Cost $9.00 Unrealized +498.2%

BL BLACKLINE INC COM 5.2%

Value ($000) $13,780 Shares 123,843 Est. Cost $47.25 Unrealized +131.1%

FIVN FIVE9 INC COM USD0.001 5.1%

Value ($000) $13,548 Shares 73,878 Est. Cost $22.98 Unrealized +650.2%

AOSL ALPHA AND OMEGA SEMICONDUCTORLTD 5.0%

Value ($000) $13,093 Shares 430,821 Est. Cost $11.09 Unrealized +177.2%

PCRX PACIRA BIOSCIENCES COM 4.9%

Value ($000) $12,938 Shares 213,217 Est. Cost $43.32 Unrealized +46.1%

ONTO ONTO INNOVATION INC COM 4.2%

Value ($000) $10,930 Shares 149,648 Est. Cost $34.27 Unrealized +100.5%

— APOLLO ENDOSURGERY INCCOM 4.1%

Value ($000) $10,768 Shares 1,329,354 Est. Cost $4.03 Unrealized —

NVGS NAVIGATOR HOLDINGS LTDORD SHS 4.1%

Value ($000) $10,663 Shares 973,781 Est. Cost $9.59 Unrealized +6.6%

AL AIR LEASE CORP 4.0%

Value ($000) $10,642 Shares 254,950 Est. Cost $28.22 Unrealized +51.2%

— EVERBRIDGE INC COM 4.0%

Value ($000) $10,437 Shares 76,695 Est. Cost $62.87 Unrealized —

YEXT YEXT INC COM 3.5%

Value ($000) $9,310 Shares 651,513 Est. Cost $16.74 Unrealized -16.9%

BLFS BIOLIFE SOLUTIONS INC 3.3%

Value ($000) $8,668 Shares 194,750 Est. Cost $16.81 Unrealized +109.6%

— LUMBER LIQUIDATORS HOLDINGSINC 3.3%

Value ($000) $8,646 Shares 409,756 Est. Cost $20.90 Unrealized —

— NEW RELIC INC COM 3.2%

Value ($000) $8,344 Shares 124,589 Est. Cost $40.57 Unrealized —

— CASTLIGHT HEALTH INC 3.0%

Value ($000) $7,780 Shares 2,958,279 Est. Cost $3.14 Unrealized —

EQIX EQUINIX INC COM 2.8%

Value ($000) $7,361 Shares 9,171 Est. Cost $267.23 Unrealized +154.1%

— SECUREWORKS CORP CL A 2.6%

Value ($000) $6,911 Shares 372,966 Est. Cost $12.76 Unrealized —

— E2OPEN PARENT HOLDINGSINC COM CL A 2.6%

Value ($000) $6,789 Shares 594,469 Est. Cost $9.96 Unrealized —

EPD ENTERPRISE PRODS PARTNERSL P COM 2.5%

Value ($000) $6,659 Shares 275,981 Est. Cost $23.48 Unrealized —

— CM LIFE SCIENCES INC UNITEXP 090125 2.2%

Value ($000) $5,841 Shares 370,410 Est. Cost $10.88 Unrealized —

DVN DEVON ENERGY CORP NEW 2.0%

Value ($000) $5,219 Shares 178,783 Est. Cost $15.93 Unrealized +27.1%

— CM LIFE SCIENCES II INCUNIT EX 022528 1.9%

Value ($000) $4,935 Shares 366,905 Est. Cost $12.80 Unrealized —

PROF PROFOUND MED CORP COMNPV(POST REV SPLIT) I 1.7%

Value ($000) $4,536 Shares 277,252 Est. Cost $13.18 Unrealized +41.2%

CELC CELCUITY INC COM 1.7%

Value ($000) $4,509 Shares 187,873 Est. Cost $13.45 Unrealized +91.3%

PSIX POWER SOLUTIONS INTERNATIONALINC 1.5%

Value ($000) $3,822 Shares 626,584 Est. Cost $22.30 Unrealized -74.6%

— CM LIFE SCIENCES III INCUNIT 1 CL A & 1/5R 1.1%

Value ($000) $2,844 Shares 259,710 Est. Cost $10.95 Unrealized —

— MIROMATRIX MED INC COM 1.0%

Value ($000) $2,677 Shares 229,802 Est. Cost $11.65 Unrealized —

— CNFINANCE HOLDINGS LIMITEDSPON ADS EACHREP 0.9%

Value ($000) $2,483 Shares 667,568 Est. Cost $4.31 Unrealized —

— OPSENS INC COM ISIN#CA6838231083 SEDOL#B15 0.7%

Value ($000) $1,794 Shares 978,746 Est. Cost $1.83 Unrealized —

— TFF PHARMACEUTICALS INCCOM 0.6%

Value ($000) $1,696 Shares 176,471 Est. Cost $18.47 Unrealized —

ETWOW E2OPEN PARENT HOLDINGSINC WTSEXP 02/04/202 0.3%

Value ($000) $808 Shares 235,892 Est. Cost $3.43 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CDNA	CAREDX INC	253,990	$23,245	8.8%	$11.44	+595.1%	COM	14167L103
AMRC	AMERESCO INC	341,620	$21,426	8.1%	$9.00	+498.2%	CLA	02361E108
BL	BLACKLINE INC COM	123,843	$13,780	5.2%	$47.25	+131.1%	COM	09239B109
FIVN	FIVE9 INC COM USD0.001	73,878	$13,548	5.1%	$22.98	+650.2%	COM	338307101
AOSL	ALPHA AND OMEGA SEMICONDUCTORLTD	430,821	$13,093	5.0%	$11.09	+177.2%	SHS	G6331P104
PCRX	PACIRA BIOSCIENCES COM	213,217	$12,938	4.9%	$43.32	+46.1%	COM	695127100
ONTO	ONTO INNOVATION INC COM	149,648	$10,930	4.2%	$34.27	+100.5%	COM	683344105
—	APOLLO ENDOSURGERY INCCOM	1,329,354	$10,768	4.1%	$4.03	—	COM	03767D108
NVGS	NAVIGATOR HOLDINGS LTDORD SHS	973,781	$10,663	4.1%	$9.59	+6.6%	SHS	Y62132108
AL	AIR LEASE CORP	254,950	$10,642	4.0%	$28.22	+51.2%	CL A	00912X302
—	EVERBRIDGE INC COM	76,695	$10,437	4.0%	$62.87	—	COM	29978A104
YEXT	YEXT INC COM	651,513	$9,310	3.5%	$16.74	-16.9%	CL A	98585N106
BLFS	BIOLIFE SOLUTIONS INC	194,750	$8,668	3.3%	$16.81	+109.6%	COM NEW	09062W204
—	LUMBER LIQUIDATORS HOLDINGSINC	409,756	$8,646	3.3%	$20.90	—	COM	55003T107
—	NEW RELIC INC COM	124,589	$8,344	3.2%	$40.57	—	COM	64829B100
—	CASTLIGHT HEALTH INC	2,958,279	$7,780	3.0%	$3.14	—	CL B	14862Q100
EQIX	EQUINIX INC COM	9,171	$7,361	2.8%	$267.23	+154.1%	COM	29444U700
—	SECUREWORKS CORP CL A	372,966	$6,911	2.6%	$12.76	—	CL A	81374A105
—	E2OPEN PARENT HOLDINGSINC COM CL A	594,469	$6,789	2.6%	$9.96	—	COM CL A	29788T103
EPD	ENTERPRISE PRODS PARTNERSL P COM	275,981	$6,659	2.5%	$23.48	—	COM	293792107
—	CM LIFE SCIENCES INC UNITEXP 090125	370,410	$5,841	2.2%	$10.88	—	UNIT 9/1/2025	18978W208
DVN	DEVON ENERGY CORP NEW	178,783	$5,219	2.0%	$15.93	+27.1%	COM	25179M103
—	CM LIFE SCIENCES II INCUNIT EX 022528	366,905	$4,935	1.9%	$12.80	—	Unit 02/25/2028	125842203
PROF	PROFOUND MED CORP COMNPV(POST REV SPLIT) I	277,252	$4,536	1.7%	$13.18	+41.2%	COM NEW	74319B502
CELC	CELCUITY INC COM	187,873	$4,509	1.7%	$13.45	+91.3%	COM	15102K100
PSIX	POWER SOLUTIONS INTERNATIONALINC	626,584	$3,822	1.5%	$22.30	-74.6%	COM	73933G202
—	CM LIFE SCIENCES III INCUNIT 1 CL A & 1/5R	259,710	$2,844	1.1%	$10.95	—	UNIT 04/30/2028	125841205
—	MIROMATRIX MED INC COM	229,802	$2,677	1.0%	$11.65	—	COM	60471P108
—	CNFINANCE HOLDINGS LIMITEDSPON ADS EACHREP	667,568	$2,483	0.9%	$4.31	—	SPON ADS	18979T105
—	OPSENS INC COM ISIN#CA6838231083 SEDOL#B15	978,746	$1,794	0.7%	$1.83	—	COM	683823108
—	TFF PHARMACEUTICALS INCCOM	176,471	$1,696	0.6%	$18.47	—	COM	87241J104
ETWOW	E2OPEN PARENT HOLDINGSINC WTSEXP 02/04/202	235,892	$808	0.3%	$3.43	—	W EXP 2/4/200	29788T111