Caprock Group, LLC Diversified Active

CIK: 0001610769 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 10, 2015

Total Value ($000): $140,756 (100.0% shares, 0.0% debt)

Holdings (74)

VEA VANGUARD TAX MANAGED INTL FD 16.4%
Value ($000) $23,044 Shares 646,572 Est. Cost $35.64 Unrealized
USB US BANCORP DEL 5.6%
Value ($000) $7,884 Shares 192,255 Est. Cost $29.78 Unrealized +0.1%
VOO VANGUARD INDEX FDS 5.3%
Value ($000) $7,429 Shares 42,283 Est. Cost $182.15 Unrealized
SPY SPDR S&P 500 ETF TR 5.2%
Value ($000) $7,364 Shares 38,426 Est. Cost $205.59 Unrealized
COST COSTCO WHSL CORP NEW 5.2%
Value ($000) $7,359 Shares 50,906 Est. Cost $109.42 Unrealized +9.3%
HEDJ WISDOMTREE TR 5.1%
Value ($000) $7,146 Shares 130,756 Est. Cost $54.65 Unrealized
GLD SPDR GOLD TRUST 4.7%
Value ($000) $6,596 Shares 61,728 Est. Cost $112.90 Unrealized
VB VANGUARD INDEX FDS 4.0%
Value ($000) $5,662 Shares 52,447 Est. Cost $115.65 Unrealized
VO VANGUARD INDEX FDS 3.9%
Value ($000) $5,535 Shares 47,444 Est. Cost $124.48 Unrealized
VGK VANGUARD INTL EQUITY INDEX F 3.7%
Value ($000) $5,160 Shares 104,930 Est. Cost $53.16 Unrealized
POWERSHARES QQQ TRUST 3.6%
Value ($000) $5,057 Shares 49,697 Est. Cost $104.61 Unrealized
FEZ SPDR INDEX SHS FDS 3.6%
Value ($000) $5,034 Shares 148,708 Est. Cost $37.04 Unrealized
EXPD EXPEDITORS INTL WASH INC 2.7%
Value ($000) $3,771 Shares 80,149 Est. Cost $37.16 Unrealized +11.3%
TORTOISE ENERGY INFRSTRCTR C 1.7%
Value ($000) $2,386 Shares 88,020 Est. Cost $27.11 Unrealized
NEUBERGER BERMAN MLP INCOME 1.6%
Value ($000) $2,281 Shares 190,523 Est. Cost $17.57 Unrealized
AAPL APPLE INC 1.6%
Value ($000) $2,226 Shares 20,182 Est. Cost $24.25 Unrealized +8.4%
ISHARES GOLD TRUST 1.5%
Value ($000) $2,059 Shares 190,998 Est. Cost $11.43 Unrealized
JNJ JOHNSON & JOHNSON 1.4%
Value ($000) $1,931 Shares 20,686 Est. Cost $75.45 Unrealized -3.9%
IWM ISHARES TR 1.2%
Value ($000) $1,739 Shares 15,928 Est. Cost $122.80 Unrealized
EBAY EBAY INC 1.1%
Value ($000) $1,560 Shares 63,842 Est. Cost $20.56 Unrealized +16.4%
MSFT MICROSOFT CORP 1.0%
Value ($000) $1,409 Shares 31,833 Est. Cost $39.56 Unrealized -1.6%
ECC EAGLE PT CR CO LLC 1.0%
Value ($000) $1,400 Shares 73,546 Est. Cost $19.04 Unrealized
XOM EXXON MOBIL CORP 0.9%
Value ($000) $1,328 Shares 17,856 Est. Cost $57.53 Unrealized -14.7%
STWD STARWOOD PPTY TR INC 0.9%
Value ($000) $1,239 Shares 60,382 Est. Cost $22.22 Unrealized
BXMT BLACKSTONE MTG TR INC 0.8%
Value ($000) $1,091 Shares 39,753 Est. Cost $28.55 Unrealized
LMP CAP & INCOME FD INC 0.8%
Value ($000) $1,073 Shares 88,237 Est. Cost $12.16 Unrealized
META FACEBOOK INC 0.7%
Value ($000) $1,025 Shares 11,401 Est. Cost $76.48 Unrealized +19.1%
APOLLO COML REAL EST FIN INC 0.7%
Value ($000) $970 Shares 61,750 Est. Cost $16.90 Unrealized
KAYNE ANDERSON MLP INVT CO 0.6%
Value ($000) $832 Shares 35,913 Est. Cost $27.22 Unrealized
GENERAL ELECTRIC CO 0.6%
Value ($000) $812 Shares 32,191 Est. Cost $25.71 Unrealized
VTI VANGUARD INDEX FDS 0.6%
Value ($000) $780 Shares 7,900 Est. Cost $98.73 Unrealized
TIP ISHARES TR 0.5%
Value ($000) $739 Shares 6,677 Est. Cost $112.62 Unrealized
OMER OMEROS CORP 0.5%
Value ($000) $723 Shares 65,934 Est. Cost $18.22 Unrealized -14.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 0.5%
Value ($000) $715 Shares 5,485 Est. Cost $144.34 Unrealized -5.1%
IBB ISHARES TR 0.5%
Value ($000) $703 Shares 2,317 Est. Cost $326.52 Unrealized
PFE PFIZER INC 0.5%
Value ($000) $693 Shares 22,073 Est. Cost $17.97 Unrealized +14.7%
ORCL ORACLE CORP 0.5%
Value ($000) $663 Shares 18,367 Est. Cost $34.53 Unrealized -4.7%
MARKET VECTORS ETF TR 0.5%
Value ($000) $658 Shares 26,600 Est. Cost $24.85 Unrealized
EFA ISHARES TR 0.5%
Value ($000) $653 Shares 11,384 Est. Cost $62.18 Unrealized
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $639 Shares 8,880 Est. Cost $63.99 Unrealized -12.0%
BA BOEING CO 0.4%
Value ($000) $611 Shares 4,666 Est. Cost $113.89 Unrealized +8.3%
SBUX STARBUCKS CORP 0.4%
Value ($000) $588 Shares 10,342 Est. Cost $45.32 Unrealized 0.0%
PROSHARES TR 0.4%
Value ($000) $497 Shares 13,414 Est. Cost $37.05 Unrealized
MARKET VECTORS ETF TR 0.3%
Value ($000) $483 Shares 30,737 Est. Cost $15.71 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $472 Shares 3,253 Est. Cost $100.27 Unrealized -4.9%
IWF ISHARES TR 0.3%
Value ($000) $471 Shares 5,062 Est. Cost $95.82 Unrealized
MMM 3M CO 0.3%
Value ($000) $457 Shares 3,223 Est. Cost $94.82 Unrealized -7.7%
EPI WISDOMTREE TR 0.3%
Value ($000) $452 Shares 22,687 Est. Cost $19.92 Unrealized
IWR ISHARES TR 0.3%
Value ($000) $443 Shares 2,848 Est. Cost $171.53 Unrealized
POTASH CORP SASK INC 0.3%
Value ($000) $411 Shares 20,020 Est. Cost $20.53 Unrealized
KEY KEYCORP NEW 0.3%
Value ($000) $394 Shares 30,282 Est. Cost $8.68 Unrealized +7.6%
CRM SALESFORCE COM INC 0.3%
Value ($000) $392 Shares 5,650 Est. Cost $60.34 Unrealized +16.1%
DIS DISNEY WALT CO 0.3%
Value ($000) $360 Shares 3,521 Est. Cost $82.81 Unrealized +20.4%
PEP PEPSICO INC 0.3%
Value ($000) $355 Shares 3,768 Est. Cost $68.85 Unrealized +1.0%
HD HOME DEPOT INC 0.2%
Value ($000) $348 Shares 3,016 Est. Cost $76.38 Unrealized +18.4%
VWO VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $339 Shares 10,234 Est. Cost $37.92 Unrealized
KO COCA COLA CO 0.2%
Value ($000) $338 Shares 8,417 Est. Cost $30.02 Unrealized -4.0%
DVY ISHARES TR 0.2%
Value ($000) $331 Shares 4,547 Est. Cost $79.14 Unrealized
UPS UNITED PARCEL SERVICE INC 0.2%
Value ($000) $304 Shares 3,081 Est. Cost $67.80 Unrealized 0.0%
CELGENE CORP 0.2%
Value ($000) $294 Shares 2,717 Est. Cost $113.78 Unrealized
PHYS SPROTT PHYSICAL GOLD TRUST 0.2%
Value ($000) $287 Shares 31,290 Est. Cost $9.17 Unrealized
THL CR INC 0.2%
Value ($000) $284 Shares 26,000 Est. Cost $10.92 Unrealized
CVX CHEVRON CORP NEW 0.2%
Value ($000) $282 Shares 3,573 Est. Cost $69.69 Unrealized -22.7%
SPPP SPROTT PHYSICAL PLAT PALLAD 0.2%
Value ($000) $273 Shares 40,160 Est. Cost $6.80 Unrealized
MAXWELL TECHNOLOGIES INC 0.2%
Value ($000) $244 Shares 45,000 Est. Cost $7.89 Unrealized
EATON VANCE TAX MNGD GBL DV 0.2%
Value ($000) $241 Shares 28,980 Est. Cost $8.32 Unrealized
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $236 Shares 3,183 Est. Cost $75.07 Unrealized -11.8%
VFH VANGUARD WORLD FDS 0.2%
Value ($000) $231 Shares 5,000 Est. Cost $46.20 Unrealized
IWB ISHARES TR 0.2%
Value ($000) $230 Shares 2,146 Est. Cost $114.68 Unrealized
PFF ISHARES TR 0.2%
Value ($000) $224 Shares 5,809 Est. Cost $39.48 Unrealized
NIELSEN HLDGS PLC 0.1%
Value ($000) $203 Shares 4,557 Est. Cost $44.55 Unrealized
EATON VANCE TX MGD DIV EQ IN 0.1%
Value ($000) $199 Shares 19,340 Est. Cost $10.29 Unrealized
UNILIFE CORP NEW 0.1%
Value ($000) $73 Shares 75,000 Est. Cost $2.87 Unrealized
GENERAL FIN CORP DEL 0.0%
Value ($000) $41 Shares 11,000 Est. Cost $3.73 Unrealized