Location: Cincinnati, OH
CIK: 0001536430 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 18, 2016
Total Value: $315M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | RYDEX ETF TRUST | 435,197 | $36.66M | 11.6% | $84.23 | $81.98 | — | GUG S&P500 PU GR | 78355W403 |
| SCHG | SCHWAB STRATEGIC TR | 461,235 | $25.59M | 8.1% | $55.48 * | $5.44 | +27.6% | US LCAP GR ETF | 808524300 |
| PG | PROCTER AND GAMBLE CO | 248,857 | $22.34M | 7.1% | $89.75 * | $60.11 | +16.2% | COM | 742718109 |
| DES | WISDOMTREE TR | 265,909 | $20M | 6.3% | $75.21 * | $23.67 | +5.9% | SMALLCAP DIVID | 97717W604 |
| USIG | ISHARES TR | 150,075 | $17.08M | 5.4% | $113.81 * | $55.70 | +2.2% | CORE US CR BD | 464288620 |
| CWI | SPDR INDEX SHS FDS | 413,761 | $13.44M | 4.3% | $32.48 * | $22.47 | -3.6% | MSCI ACWI EXUS | 78463X848 |
| — | RYDEX ETF TRUST | 152,264 | $12.73M | 4.0% | $83.59 | $72.53 | — | GUG S&P500 EQ WT | 78355W106 |
| SDOG | ALPS ETF TR | 295,358 | $12.28M | 3.9% | $41.57 | $36.21 | +14.8% | SECTR DIV DOGS | 00162Q858 |
| DBEU | DBX ETF TR | 449,638 | $11.6M | 3.7% | $25.79 | $26.63 | -3.1% | DB XTR MSCI EUR | 233051853 |
| VGK | VANGUARD INTL EQUITY INDEX F | 224,529 | $10.94M | 3.5% | $48.73 | $52.22 | -6.7% | FTSE EUROPE ETF | 922042874 |
| SLYG | SPDR SERIES TRUST | 46,288 | $8.847M | 2.8% | $191.13 * | $46.88 | +1.9% | S&P 600 SMCP GRW | 78464A201 |
| SCHD | SCHWAB STRATEGIC TR | 170,406 | $7.21M | 2.3% | $42.31 * | $12.18 | +15.8% | US DIVIDEND EQ | 808524797 |
| — | CLAYMORE EXCHANGE TRD FD TR | 289,926 | $6.576M | 2.1% | $22.68 | $22.43 | — | GUGG CRP BD 2017 | 18383M548 |
| SCHF | SCHWAB STRATEGIC TR | 219,395 | $6.316M | 2.0% | $28.79 * | $15.90 | -9.5% | INTL EQTY ETF | 808524805 |
| — | CLAYMORE EXCHANGE TRD FD TR | 280,719 | $6.193M | 2.0% | $22.06 | $22.09 | — | GUGG CRP BD 2016 | 18383M555 |
| SCHX | SCHWAB STRATEGIC TR | 88,092 | $4.547M | 1.4% | $51.62 * | $7.26 | +18.5% | US LRG CAP ETF | 808524201 |
| SCHB | SCHWAB STRATEGIC TR | 84,966 | $4.445M | 1.4% | $52.32 * | $7.56 | +15.4% | US BRD MKT ETF | 808524102 |
| — | GENERAL ELECTRIC CO | 144,834 | $4.29M | 1.4% | $29.62 | $23.70 | — | COM | 369604103 |
| EZU | ISHARES | 99,869 | $3.444M | 1.1% | $34.49 | $35.86 | -3.8% | MSCI EURZONE ETF | 464286608 |
| USB | US BANCORP DEL | 65,822 | $2.823M | 0.9% | $42.89 * | $29.22 | +4.2% | COM NEW | 902973304 |
| JNJ | JOHNSON & JOHNSON | 22,851 | $2.699M | 0.9% | $118.11 * | $61.15 | +49.5% | COM | 478160104 |
| CVX | CHEVRON CORP NEW | 25,499 | $2.624M | 0.8% | $102.91 * | $71.44 | -2.9% | COM | 166764100 |
| EMR | EMERSON ELEC CO | 45,266 | $2.467M | 0.8% | $54.50 * | $41.56 | +3.9% | COM | 291011104 |
| MSFT | MICROSOFT CORP | 40,474 | $2.331M | 0.7% | $57.59 * | $42.82 | +20.2% | COM | 594918104 |
| — | UBS AG JERSEY BRH | 79,149 | $2.247M | 0.7% | $28.39 | $34.58 | — | ALERIAN INFRST | 902641646 |
| IBM | INTERNATIONAL BUSINESS MACHS | 13,742 | $2.183M | 0.7% | $158.86 * | $99.82 | +2.4% | COM | 459200101 |
| PFE | PFIZER INC | 61,389 | $2.079M | 0.7% | $33.87 * | $18.50 | +16.0% | COM | 717081103 |
| INTC | INTEL CORP | 54,063 | $2.041M | 0.6% | $37.75 * | $25.30 | +20.9% | COM | 458140100 |
| — | POWERSHARES ETF TR II | 87,944 | $1.98M | 0.6% | $22.51 | $21.24 | — | EM MRK LOW VOL | 73937B662 |
| ABBV | ABBVIE INC | 31,255 | $1.971M | 0.6% | $63.06 * | $37.12 | +15.4% | COM | 00287Y109 |
| MCHP | MICROCHIP TECHNOLOGY INC | 31,444 | $1.954M | 0.6% | $62.14 * | $15.35 | +70.5% | COM | 595017104 |
| FNDF | SCHWAB STRATEGIC TR | 76,458 | $1.928M | 0.6% | $25.22 | $24.88 | +1.3% | SCHWB FDT INT LG | 808524755 |
| WELL | WELLTOWER INC | 25,766 | $1.927M | 0.6% | $74.79 * | $44.79 | +18.2% | COM | 95040Q104 |
| T | AT&T INC | 46,890 | $1.904M | 0.6% | $40.61 * | $11.24 | +40.8% | COM | 00206R102 |
| MRK | MERCK & CO INC | 29,139 | $1.819M | 0.6% | $62.42 * | $39.26 | +14.1% | COM | 58933Y105 |
| PRU | PRUDENTIAL FINL INC | 22,209 | $1.813M | 0.6% | $81.63 * | $48.97 | +9.7% | COM | 744320102 |
| — | DOW CHEM CO | 34,961 | $1.812M | 0.6% | $51.83 | $38.87 | — | COM | 260543103 |
| GM | GENERAL MTRS CO | 56,706 | $1.802M | 0.6% | $31.78 * | $24.86 | +6.7% | COM | 37045V100 |
| JPM | JPMORGAN CHASE & CO | 26,052 | $1.735M | 0.6% | $66.60 * | $49.31 | +5.3% | COM | 46625H100 |
| WMT | WAL-MART STORES INC | 23,928 | $1.726M | 0.5% | $72.13 * | $19.52 | +4.9% | COM | 931142103 |
| KMB | KIMBERLY CLARK CORP | 13,504 | $1.703M | 0.5% | $126.11 * | $64.15 | +42.9% | COM | 494368103 |
| WFC | WELLS FARGO & CO NEW | 38,312 | $1.696M | 0.5% | $44.27 * | $28.83 | +18.6% | COM | 949746101 |
| UPS | UNITED PARCEL SERVICE INC | 15,457 | $1.69M | 0.5% | $109.34 * | $57.20 | +35.7% | CL B | 911312106 |
| — | BLACKROCK INC | 4,627 | $1.677M | 0.5% | $362.44 | $340.52 | — | COM | 09247X101 |
| AMP | AMERIPRISE FINL INC | 16,618 | $1.658M | 0.5% | $99.77 * | $79.19 | +4.4% | COM | 03076C106 |
| EPP | ISHARES | 38,926 | $1.646M | 0.5% | $42.29 | $40.52 | +4.3% | MSCI PAC JP ETF | 464286665 |
| — | HCP INC | 40,080 | $1.521M | 0.5% | $37.95 | $39.46 | — | COM | 40414L109 |
| VUG | VANGUARD INDEX FDS | 12,583 | $1.413M | 0.4% | $112.29 * | $13.27 | +41.1% | GROWTH ETF | 922908736 |
| SCHZ | SCHWAB STRATEGIC TR | 25,787 | $1.384M | 0.4% | $53.67 * | $26.10 | +2.8% | US AGGREGATE B | 808524839 |
| SCZ | ISHARES TR | 25,591 | $1.341M | 0.4% | $52.40 | $48.01 | +9.2% | EAFE SML CP ETF | 464288273 |
| CORP | PIMCO ETF TR | 11,312 | $1.207M | 0.4% | $106.70 | $103.08 | +3.6% | INV GRD CRP BD | 72201R817 |
| SPEU | SPDR INDEX SHS FDS | 39,041 | $1.181M | 0.4% | $30.25 | $31.58 | -4.2% | STOXX EUR 50 ETF | 78463X103 |
| FNDA | SCHWAB STRATEGIC TR | 30,908 | $962K | 0.3% | $31.12 * | $14.76 | +5.5% | SCHWAB FDT US SC | 808524763 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,770 | $958K | 0.3% | $53.91 * | $38.80 | -0.2% | COM | 110122108 |
| CINF | CINCINNATI FINL CORP | 11,006 | $830K | 0.3% | $75.41 * | $34.51 | +70.7% | COM | 172062101 |
| — | CLAYMORE EXCHANGE TRD FD TR | 31,960 | $825K | 0.3% | $25.81 | $25.86 | — | GUG BLT2016 HY | 18383M415 |
| MMM | 3M CO | 4,393 | $774K | 0.2% | $176.19 * | $92.61 | +16.7% | COM | 88579Y101 |
| GMF | SPDR INDEX SHS FDS | 9,169 | $756K | 0.2% | $82.45 | $74.47 | +10.7% | ASIA PACIF ETF | 78463X301 |
| HEDJ | WISDOMTREE TR | 11,468 | $616K | 0.2% | $53.71 * | $28.44 | -5.5% | EUROPE HEDGED EQ | 97717X701 |
| — | CLAYMORE EXCHANGE TRD FD TR | 27,333 | $583K | 0.2% | $21.33 | $21.25 | — | GUG BULL2018 E | 18383M530 |
| SDY | SPDR SERIES TRUST | 6,799 | $574K | 0.2% | $84.42 | $67.72 | +24.6% | S&P DIVID ETF | 78464A763 |
| IVV | ISHARES TR | 2,471 | $538K | 0.2% | $217.73 | $204.73 | +6.3% | CORE S&P500 ETF | 464287200 |
| DGRW | WISDOMTREE TR | 16,255 | $525K | 0.2% | $32.30 | $32.44 | -0.5% | US QTLY DIV GRT | 97717X669 |
| AFG | AMERICAN FINL GROUP INC OHIO | 6,663 | $500K | 0.2% | $75.04 * | $35.59 | +1.7% | COM | 025932104 |
| BOND | PIMCO ETF TR | 4,595 | $496K | 0.2% | $107.94 | $106.30 | +1.6% | TTL RTN ACTV ETF | 72201R775 |
| XOM | EXXON MOBIL CORP | 5,673 | $495K | 0.2% | $87.26 * | $54.18 | +6.7% | COM | 30231G102 |
| AAPL | APPLE INC | 4,377 | $495K | 0.2% | $113.09 * | $19.71 | +31.5% | COM | 037833100 |
| KR | KROGER CO | 15,316 | $455K | 0.1% | $29.71 * | $21.94 | +11.6% | COM | 501044101 |
| — | POWERSHARES QQQ TRUST | 3,823 | $454K | 0.1% | $118.75 | $109.79 | — | UNIT SER 1 | 73935A104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $432K | 0.1% | $216000.00 | $219349.66 | -1.4% | CL A | 084670108 |
| SBUX | STARBUCKS CORP | 7,837 | $424K | 0.1% | $54.10 * | $39.06 | +13.8% | COM | 855244109 |
| SCHE | SCHWAB STRATEGIC TR | 17,037 | $393K | 0.1% | $23.07 | $22.11 | +4.3% | EMRG MKTEQ ETF | 808524706 |
| QQQE | DIREXION SHS ETF TR | 5,535 | $377K | 0.1% | $68.11 * | $30.02 | +13.4% | NAS100 EQL WGT | 25459Y207 |
| PEP | PEPSICO INC | 3,381 | $368K | 0.1% | $108.84 * | $71.10 | +15.6% | COM | 713448108 |
| — | CREDIT SUISSE NASSAU BRH | 15,290 | $331K | 0.1% | $21.65 | $18.71 | — | X LINK CUSH MLP | 22542D852 |
| ZBH | ZIMMER BIOMET HLDGS INC | 2,486 | $323K | 0.1% | $129.93 * | $104.60 | +12.0% | COM | 98956P102 |
| — | CIGNA CORPORATION | 2,311 | $301K | 0.1% | $130.25 | $94.42 | — | COM | 125509109 |
| AMZN | AMAZON COM INC | 354 | $296K | 0.1% | $836.16 * | $34.51 | +21.3% | COM | 023135106 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 3,520 | $295K | 0.1% | $83.81 | $78.13 | +7.4% | DIV APP ETF | 921908844 |
| PNC | PNC FINL SVCS GROUP INC | 3,029 | $273K | 0.1% | $90.13 * | $61.31 | +8.4% | COM | 693475105 |
| CL | COLGATE PALMOLIVE CO | 3,651 | $271K | 0.1% | $74.23 * | $52.23 | +14.1% | COM | 194162103 |
| EEMS | ISHARES | 6,033 | $268K | 0.1% | $44.42 | $38.55 | +15.0% | EM MKT SM-CP ETF | 464286475 |
| CSCO | CISCO SYS INC | 8,396 | $266K | 0.1% | $31.68 * | $16.03 | +48.4% | COM | 17275R102 |
| QCOM | QUALCOMM INC | 3,842 | $263K | 0.1% | $68.45 * | $46.91 | +13.2% | COM | 747525103 |
| GT | GOODYEAR TIRE & RUBR CO | 7,792 | $252K | 0.1% | $32.34 | $32.79 | -1.5% | COM | 382550101 |
| FITB | FIFTH THIRD BANCORP | 12,095 | $247K | 0.1% | $20.42 * | $13.71 | +7.6% | COM | 316773100 |
| — | LINEAR TECHNOLOGY CORP | 4,130 | $245K | 0.1% | $59.32 | $59.32 | — | COM | 535678106 |
| ROK | ROCKWELL AUTOMATION INC | 2,000 | $245K | 0.1% | $122.50 * | $92.42 | +11.3% | COM | 773903109 |
| DIS | DISNEY WALT CO | 2,596 | $241K | 0.1% | $92.84 * | $98.52 | -12.5% | COM DISNEY | 254687106 |
| — | CEPHEID | 4,511 | $238K | 0.1% | $52.76 | $52.76 | — | COM | 15670R107 |
| VZ | VERIZON COMMUNICATIONS INC | 4,434 | $230K | 0.1% | $51.87 * | $32.90 | -3.1% | COM | 92343V104 |
| — | MONSANTO CO NEW | 2,163 | $221K | 0.1% | $102.17 | $103.56 | — | COM | 61166W101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,520 | $220K | 0.1% | $144.74 | $144.68 | -0.1% | CL B NEW | 084670702 |
| FISV | FISERV INC | 2,073 | $206K | 0.1% | $99.37 * | $47.42 | +4.9% | COM | 337738108 |
| DUK | DUKE ENERGY CORP NEW | 2,541 | $203K | 0.1% | $79.89 * | $50.77 | +7.8% | COM NEW | 26441C204 |
| — | PROSHARES TR II | 2,500 | $202K | 0.1% | $80.80 | $80.80 | — | ULSHT BLOOMB OIL | 74347W668 |
| HDV | ISHARES TR | 2,455 | $200K | 0.1% | $81.47 * | $14.86 | +9.4% | CORE HIGH DV ETF | 46429B663 |
| — | A H BELO CORP | 10,000 | $74,000 | 0.0% | $7.40 | $7.40 | — | COM CL A | 001282102 |
| — | HARTE-HANKS INC | 12,000 | $19,000 | 0.0% | $1.58 | $1.58 | — | COM | 416196103 |