Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $90.4M (66.5% shares, 33.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | YAHOO INC | 4,944,000 | $6.657M | 7.4% | $1.27 | — | NOTE 12/0 | 984332AF3 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 78,195 | $5.553M | 6.1% | $65.14 | 0.0% | CL A | 192446102 |
| — | NXP SEMICONDUCTORS N V | 4,299,000 | $5.333M | 5.9% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | KANSAS CITY SOUTHERN | 32,160 | $3.384M | 3.7% | $105.22 | — | COM NEW | 485170302 |
| — | PINNACLE FOODS INC DEL | 52,868 | $3.144M | 3.5% | $59.47 | — | COM | 72348P104 |
| — | VERISIGN INC | 835,000 | $2.803M | 3.1% | $2.41 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| IWM | ISHARES TR | 18,009 | $2.745M | 3.0% | $141.60 | — | RUSSELL 2000 ETF | 464287655 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.617M | 2.9% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.494M | 2.8% | $30.52 | — | PORTFOLIO SHORT | 78464A474 |
| — | CONVERGYS CORP | 1,075,000 | $2.344M | 2.6% | $2.18 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | SUCAMPO PHARMACEUTICALS INC | 1,878,000 | $2.292M | 2.5% | $1.22 | — | DBCV 3.250%12/1 | 864909AA4 |
| — | INVACARE CORP | 1,614,000 | $2.026M | 2.2% | $1.15 | — | NOTE 5.000% 2/1 | 461203AF8 |
| KMDA | KAMADA LTD | 155,719 | $1.97M | 2.2% | $4.63 | -1.1% | SHS | M6240T109 |
| — | IMMUNOMEDICS INC | 190,100 | $1.93M | 2.1% | — | — | Call | 452907108 |
| — | TRINITY INDS INC | 1,185,000 | $1.868M | 2.1% | $1.58 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | WABASH NATL CORP | 991,000 | $1.859M | 2.1% | $1.58 | — | NOTE 3.375% 5/0 | 929566AH0 |
| — | SKECHERS U S A INC | 47,900 | $1.813M | 2.0% | $34.21 | — | CL A | 830566105 |
| GOOG | ALPHABET INC | 1,585 | $1.659M | 1.8% | $39.24 | +28.7% | CAP STK CL C | 02079K107 |
| XLY | SELECT SECTOR SPDR TR | 15,774 | $1.557M | 1.7% | $88.67 | — | SBI CONS DISCR | 81369Y407 |
| — | INTERDIGITAL INC | 1,076,000 | $1.288M | 1.4% | $1.20 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ANI PHARMACEUTICALS INC | 1,102,000 | $1.275M | 1.4% | $1.11 | — | NOTE 3.000%12/0 | 00182CAA1 |
| SILC | SILICOM LTD | 17,386 | $1.219M | 1.3% | $38.82 | +76.0% | ORD | M84116108 |
| XLV | SELECT SECTOR SPDR TR | 14,116 | $1.167M | 1.3% | $77.77 | — | SBI HEALTHCARE | 81369Y209 |
| NXST | NEXSTAR MEDIA GROUP INC | 14,760 | $1.155M | 1.3% | $46.32 | +15.2% | CL A | 65336K103 |
| — | PIXELWORKS INC | 182,030 | $1.152M | 1.3% | $5.04 | — | COM NEW | 72581M305 |
| IRBTQ | IROBOT CORP | 14,900 | $1.143M | 1.3% | $72.02 | 0.0% | COM | 462726100 |
| — | GENERAL CABLE CORP DEL NEW | 1,075,000 | $1.137M | 1.3% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | VECTOR GROUP LTD | 691,000 | $1.099M | 1.2% | $1.55 | — | FRNT 1/1 | 92240MAY4 |
| — | AEROHIVE NETWORKS INC | 181,836 | $1.06M | 1.2% | $4.86 | — | COM | 007786106 |
| — | DSP GROUP INC | 77,067 | $963K | 1.1% | $13.05 | — | COM | 23332B106 |
| GT | GOODYEAR TIRE & RUBR CO | 29,600 | $956K | 1.1% | $33.93 | -6.4% | COM | 382550101 |
| — | ATTUNITY LTD | 133,745 | $934K | 1.0% | $7.87 | — | SHS NEW | M15332121 |
| NTES | NETEASE INC | 2,620 | $904K | 1.0% | $273.64 | — | SPONSORED ADR | 64110W102 |
| — | APPTIO INC | 36,856 | $867K | 1.0% | $17.45 | — | CL A | 03835C108 |
| VGT | VANGUARD WORLD FDS | 5,151 | $848K | 0.9% | $136.57 | — | INF TECH ETF | 92204A702 |
| EXPE | EXPEDIA INC DEL | 6,955 | $833K | 0.9% | $119.94 | +4.5% | COM NEW | 30212P303 |
| BCOMF | B COMMUNICATIONS LTD | 12,999 | $823K | 0.9% | $15.51 | 0.0% | SHS | M15629104 |
| — | FIESTA RESTAURANT GROUP INC | 37,800 | $718K | 0.8% | $22.96 | — | COM | 31660B101 |
| XLI | SELECT SECTOR SPDR TR | 8,643 | $654K | 0.7% | $65.82 | — | SBI INT-INDS | 81369Y704 |
| XBI | SPDR SERIES TRUST | 7,352 | $624K | 0.7% | $69.37 | — | S&P BIOTECH | 78464A870 |
| OOMA | OOMA INC | 51,914 | $620K | 0.7% | $9.07 | +17.2% | COM | 683416101 |
| LEN | LENNAR CORP | 9,750 | $617K | 0.7% | $48.61 | +7.1% | CL A | 526057104 |
| AIRG | AIRGAIN INC | 67,982 | $611K | 0.7% | $12.81 | -29.0% | COM | 00938A104 |
| CLFD | CLEARFIELD INC | 48,723 | $597K | 0.7% | $13.46 | +0.0% | COM | 18482P103 |
| — | MELLANOX TECHNOLOGIES LTD | 8,827 | $571K | 0.6% | $64.69 | — | SHS | M51363113 |
| — | LANNET INC | 194,700 | $537K | 0.6% | $23.09 | — | Put | 516012101 |
| — | LIBERTY GLOBAL PLC | 15,800 | $535K | 0.6% | $34.92 | — | SHS CL C | G5480U120 |
| IWN | ISHARES TR | 4,000 | $503K | 0.6% | $118.75 | — | RUS 2000 VAL ETF | 464287630 |
| BABA | ALIBABA GROUP HLDG LTD | 2,870 | $495K | 0.5% | $108.43 | — | SPONSORED ADS | 01609W102 |
| — | QUANTENNA COMMUNICATIONS INC | 40,298 | $492K | 0.5% | $12.21 | — | COM | 74766D100 |
| — | MALLINCKRODT PUB LTD CO | 21,251 | $479K | 0.5% | $22.54 | — | SHS | G5785G107 |
| TRIP | TRIPADVISOR INC | 12,700 | $437K | 0.5% | $35.06 | -8.3% | COM | 896945201 |
| PCRX | PACIRA PHARMACEUTICALS INC | 9,557 | $436K | 0.5% | $39.63 | 0.0% | COM | 695127100 |
| — | CANADIAN PAC RY LTD | 2,356 | $431K | 0.5% | $160.13 | — | COM | 13645T100 |
| — | E TRADE FINANCIAL CORP | 8,561 | $424K | 0.5% | $37.41 | — | COM NEW | 269246401 |
| BIDU | BAIDU INC | 1,777 | $416K | 0.5% | $164.41 | — | SPON ADR REP A | 056752108 |
| XLF | SELECT SECTOR SPDR TR | 14,747 | $411K | 0.5% | $24.48 | — | SBI INT-FINL | 81369Y605 |
| — | SM ENERGY CO | 332,800 | $330K | 0.4% | $0.96 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| XLP | SELECT SECTOR SPDR TR | 5,679 | $323K | 0.4% | $54.54 | — | SBI CONS STPLS | 81369Y308 |
| GENC | GENCOR INDS INC | 19,084 | $316K | 0.3% | $14.95 | +17.1% | COM | 368678108 |
| — | ARCTURUS THERAPEUTICS LTD | 38,854 | $309K | 0.3% | $7.95 | — | SHS | M1492T105 |
| OC | OWENS CORNING NEW | 3,320 | $306K | 0.3% | $72.40 | +16.4% | COM | 690742101 |
| — | OTONOMY INC | 53,760 | $299K | 0.3% | $4.18 | — | COM | 68906L105 |
| NL | NL INDS INC | 80,400 | $297K | 0.3% | $8.53 | 0.0% | Call | 629156407 |
| MLM | MARTIN MARIETTA MATLS INC | 1,300 | $288K | 0.3% | $197.06 | 0.0% | COM | 573284106 |
| — | HOSTESS BRANDS INC | 101,700 | $280K | 0.3% | — | — | Call | 44109J106 |
| ASML | ASML HOLDING N V | 1,600 | $278K | 0.3% | $173.75 | — | N Y REGISTRY SHS | N07059210 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 133,900 | $265K | 0.3% | $65.14 | 0.0% | Put | 192446102 |
| WCN | WASTE CONNECTIONS INC | 3,478 | $247K | 0.3% | $47.42 | +39.3% | COM | 94106B101 |
| — | KANSAS CITY SOUTHERN | 198,800 | $243K | 0.3% | $105.22 | — | Put | 485170302 |
| XPH | SPDR SERIES TRUST | 5,191 | $226K | 0.2% | $43.54 | — | S&P PHARMAC | 78464A722 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 3,800 | $225K | 0.2% | $8.58 | +50.9% | COM | 45841N107 |
| PNC | PNC FINL SVCS GROUP INC | 1,527 | $220K | 0.2% | $83.35 | +25.6% | COM | 693475105 |
| NL | NL INDS INC | 14,901 | $212K | 0.2% | $8.53 | 0.0% | COM NEW | 629156407 |
| — | MALLINCKRODT PUB LTD CO | 83,800 | $211K | 0.2% | $22.54 | — | Put | G5785G107 |
| AGX | ARGAN INC | 6,487 | $203K | 0.2% | $47.97 | 0.0% | COM | 04010E109 |
| MHK | MOHAWK INDS INC | 730 | $201K | 0.2% | $268.29 | 0.0% | COM | 608190104 |
| — | PINNACLE FOODS INC DEL | 109,100 | $164K | 0.2% | $59.47 | — | Put | 72348P104 |
| KRO | KRONOS WORLDWIDE INC | 114,600 | $163K | 0.2% | $17.12 | 0.0% | Put | 50105F105 |
| — | IMMUNOMEDICS INC | 158,500 | $155K | 0.2% | — | — | Put | 452907108 |
| — | CARROLS RESTAURANT GROUP INC | 11,995 | $146K | 0.2% | $14.39 | — | COM | 14574X104 |
| PRTA | PROTHENA CORP PLC | 12,800 | $111K | 0.1% | — | — | Call | G72800108 |
| — | INTRA CELLULAR THERAPIES INC | 45,300 | $105K | 0.1% | — | — | Call | 46116X101 |
| — | NIC INC | 46,100 | $97,000 | 0.1% | — | — | Put | 62914B100 |
| INFY | INFOSYS LTD | 5,375 | $87,000 | 0.1% | $16.19 | — | SPONSORED ADR | 456788108 |
| KGC | KINROSS GOLD CORP | 17,717 | $76,000 | 0.1% | $4.27 | -2.5% | COM NO PAR | 496902404 |
| — | LIPOCINE INC NEW | 29,100 | $69,000 | 0.1% | $3.99 | — | Put | 53630X104 |
| — | SKECHERS U S A INC | 10,500 | $55,000 | 0.1% | $34.21 | — | Call | 830566105 |
| INFY | INFOSYS LTD | 286,500 | $55,000 | 0.1% | $16.19 | — | Put | 456788108 |
| — | LANNET INC | 28,200 | $52,000 | 0.1% | $23.09 | — | Call | 516012101 |
| NXPI | NXP SEMICONDUCTORS N V | 62,600 | $49,000 | 0.1% | $99.12 | +3.6% | Call | N6596X109 |
| — | ISRAMCO INC | 104,579 | $45,000 | 0.0% | $0.43 | — | COM NEW | 465141406 |
| — | DERMIRA INC | 19,500 | $45,000 | 0.0% | — | — | Put | 24983L104 |
| — | LIPOCINE INC NEW | 12,838 | $44,000 | 0.0% | $3.99 | — | COM | 53630X104 |
| PRTA | PROTHENA CORP PLC | 2,900 | $35,000 | 0.0% | — | — | Put | G72800108 |
| — | TRANSGLOBE ENERGY CORP | 21,030 | $30,000 | 0.0% | $1.71 | — | COM | 893662106 |
| IMMR | IMMERSION CORP | 15,800 | $11,000 | 0.0% | $7.24 | 0.0% | Call | 452521107 |
| ANIP | ANI PHARMACEUTICALS INC | 26,000 | $10,000 | 0.0% | — | — | Put | 00182C103 |
| — | LANNET INC | 433 | $10,000 | 0.0% | $23.09 | — | COM | 516012101 |
| — | INVACARE CORP | 36,500 | $10,000 | 0.0% | — | — | Put | 461203101 |
| — | NIC INC | 16,400 | $8,000 | 0.0% | — | — | Call | 62914B100 |
| KRO | KRONOS WORLDWIDE INC | 182 | $5,000 | 0.0% | $17.12 | 0.0% | COM | 50105F105 |
| PCRX | PACIRA PHARMACEUTICALS INC | 3,200 | $4,000 | 0.0% | $39.63 | 0.0% | Put | 695127100 |
| NXPI | NXP SEMICONDUCTORS N V | 18,800 | $2,000 | 0.0% | $99.12 | +3.6% | Put | N6596X109 |
| — | SUCAMPO PHARMACEUTICALS INC | 29,100 | $1,000 | 0.0% | — | — | Put | 864909106 |
| IMMR | IMMERSION CORP | 48 | $0 | 0.0% | $7.24 | 0.0% | COM | 452521107 |
| INTC | INTEL CORP | 43,100 | $0 | 0.0% | — | — | Put | 458140100 |
| NL | NL INDS INC | 100 | $0 | 0.0% | $8.53 | 0.0% | Put | 629156407 |