Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 7, 2017
Total Value: $115M (43.2% shares, 56.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | VERISIGN INC | 4,864,000 | $15.18M | 13.2% | $2.41 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | TESARO INC | 2,494,000 | $9.356M | 8.1% | $3.89 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | INTEL CORP | 4,248,000 | $7.837M | 6.8% | $1.84 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | VECTOR GROUP LTD | 4,246,000 | $6.266M | 5.4% | $1.55 | — | FRNT 1/1 | 92240MAY4 |
| — | INTEL CORP | 4,244,000 | $6.08M | 5.3% | $1.34 | — | SDCV 2.950%12/1 | 458140AD2 |
| — | NXP SEMICONDUCTORS N V | 4,299,000 | $5.215M | 4.5% | $1.18 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | MOLINA HEALTHCARE INC | 2,688,000 | $4.666M | 4.0% | $1.37 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | YAHOO INC | 3,173,000 | $4.124M | 3.6% | $1.22 | — | NOTE 12/0 | 984332AF3 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.644M | 2.3% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.515M | 2.2% | $30.52 | — | BLOMBERG BRC SRT | 78464A474 |
| — | INVACARE CORP | 1,775,000 | $2.13M | 1.8% | $1.15 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | WABASH NATL CORP | 991,000 | $1.969M | 1.7% | $1.58 | — | NOTE 3.375% 5/0 | 929566AH0 |
| IWM | ISHARES TR | 13,009 | $1.927M | 1.7% | $137.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | ANI PHARMACEUTICALS INC | 1,720,000 | $1.891M | 1.6% | $1.11 | — | NOTE 3.000%12/0 | 00182CAA1 |
| GOOG | ALPHABET INC | 1,585 | $1.52M | 1.3% | $39.24 | +17.8% | CAP STK CL C | 02079K107 |
| NXST | NEXSTAR MEDIA GROUP INC | 22,360 | $1.393M | 1.2% | $46.32 | +5.4% | CL A | 65336K103 |
| XLY | SELECT SECTOR SPDR TR | 15,041 | $1.355M | 1.2% | $88.18 | — | SBI CONS DISCR | 81369Y407 |
| PTCT | PTC THERAPEUTICS INC | 66,196 | $1.325M | 1.1% | $19.54 | 0.0% | COM | 69366J200 |
| SILC | SILICOM LTD | 21,181 | $1.239M | 1.1% | $38.82 | +36.9% | ORD | M84116108 |
| — | DSP GROUP INC | 83,906 | $1.091M | 0.9% | $13.05 | — | COM | 23332B106 |
| EXPE | EXPEDIA INC DEL | 7,300 | $1.051M | 0.9% | $119.94 | +19.0% | COM NEW | 30212P303 |
| — | ATTUNITY LTD | 152,682 | $1.024M | 0.9% | $7.87 | — | SHS NEW | M15332121 |
| GT | GOODYEAR TIRE & RUBR CO | 29,600 | $984K | 0.9% | $33.93 | -4.2% | COM | 382550101 |
| INSM | INSMED INC | 30,454 | $950K | 0.8% | $18.19 | +4.7% | COM PAR $.01 | 457669307 |
| VGT | VANGUARD WORLD FDS | 5,783 | $879K | 0.8% | $136.57 | — | INF TECH ETF | 92204A702 |
| XLV | SELECT SECTOR SPDR TR | 10,620 | $868K | 0.8% | $76.16 | — | SBI HEALTHCARE | 81369Y209 |
| BBBY | OVERSTOCK COM INC DEL | 147,000 | $840K | 0.7% | $20.09 | 0.0% | Call | 690370101 |
| — | CANADIAN PAC RY LTD | 4,846 | $814K | 0.7% | $160.13 | — | COM | 13645T100 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 18,000 | $810K | 0.7% | $8.58 | +12.7% | COM | 45841N107 |
| SPY | SPDR S&P 500 ETF TR | 3,000 | $754K | 0.7% | $235.80 | — | TR UNIT | 78462F103 |
| — | APPTIO INC | 40,849 | $754K | 0.7% | $17.45 | — | CL A | 03835C108 |
| NTES | NETEASE INC | 2,830 | $746K | 0.6% | $273.64 | — | SPONSORED ADR | 64110W102 |
| XBI | SPDR SERIES TRUST | 8,318 | $720K | 0.6% | $69.37 | — | S&P BIOTECH | 78464A870 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 11,469 | $702K | 0.6% | $52.77 | 0.0% | COM | 64125C109 |
| OOMA | OOMA INC | 65,758 | $694K | 0.6% | $9.07 | -2.9% | COM | 683416101 |
| XLI | SELECT SECTOR SPDR TR | 9,683 | $687K | 0.6% | $65.82 | — | SBI INT-INDS | 81369Y704 |
| — | AEROHIVE NETWORKS INC | 166,921 | $683K | 0.6% | $4.77 | — | COM | 007786106 |
| — | PIXELWORKS INC | 140,795 | $663K | 0.6% | $4.66 | — | COM NEW | 72581M305 |
| — | IMMUNOMEDICS INC | 78,300 | $654K | 0.6% | — | — | Call | 452907108 |
| CLFD | CLEARFIELD INC | 45,398 | $617K | 0.5% | $13.46 | -7.5% | COM | 18482P103 |
| — | CONSOLIDATED TOMOKA LD CO | 10,105 | $607K | 0.5% | $53.43 | — | COM | 210226106 |
| — | LIBERTY GLOBAL PLC | 17,200 | $563K | 0.5% | $34.92 | — | SHS CL C | G5480U120 |
| — | E TRADE FINANCIAL CORP | 12,671 | $553K | 0.5% | $37.41 | — | COM NEW | 269246401 |
| — | DYNEGY INC NEW DEL | 8,062 | $545K | 0.5% | $62.21 | — | UNIT 07/01/20191 | 26817R405 |
| — | CHART INDS INC | 538,000 | $539K | 0.5% | $1.00 | — | NOTE 2.000% 8/0 | 16115QAC4 |
| IWN | ISHARES TR | 4,000 | $496K | 0.4% | $118.75 | — | RUS 2000 VAL ETF | 464287630 |
| XLP | SELECT SECTOR SPDR TR | 8,939 | $483K | 0.4% | $54.54 | — | SBI CONS STPLS | 81369Y308 |
| — | SKECHERS U S A INC | 18,900 | $474K | 0.4% | $28.61 | — | CL A | 830566105 |
| — | FIESTA RESTAURANT GROUP INC | 24,300 | $461K | 0.4% | $25.16 | — | COM | 31660B101 |
| CSX | CSX CORP | 8,472 | $460K | 0.4% | $15.25 | +0.4% | COM | 126408103 |
| — | BMC STK HLDGS INC | 21,522 | $459K | 0.4% | $20.93 | — | COM | 05591B109 |
| BIDU | BAIDU INC | 1,777 | $440K | 0.4% | $164.41 | — | SPON ADR REP A | 056752108 |
| — | OWENS RLTY MTG INC | 23,890 | $435K | 0.4% | $18.52 | — | COM | 690828108 |
| PTCT | PTC THERAPEUTICS INC | 187,600 | $412K | 0.4% | $19.54 | 0.0% | Put | 69366J200 |
| AIRG | AIRGAIN INC | 45,292 | $412K | 0.4% | $14.68 | -23.3% | COM | 00938A104 |
| KRG | KITE RLTY GROUP TR | 20,051 | $406K | 0.4% | $23.48 | — | COM NEW | 49803T300 |
| TRIP | TRIPADVISOR INC | 9,300 | $377K | 0.3% | $36.13 | 0.0% | COM | 896945201 |
| BABA | ALIBABA GROUP HLDG LTD | 2,170 | $375K | 0.3% | $87.77 | — | SPONSORED ADS | 01609W102 |
| WCN | WASTE CONNECTIONS INC | 5,138 | $359K | 0.3% | $47.42 | +31.5% | COM | 94106B101 |
| — | XILINX INC | 4,955 | $351K | 0.3% | $70.84 | — | COM | 983919101 |
| — | SOHU COM INC | 6,400 | $349K | 0.3% | $54.53 | — | COM | 83408W103 |
| TPH | TRI POINTE GROUP INC | 24,980 | $345K | 0.3% | $12.31 | +8.0% | COM | 87265H109 |
| — | RAMCO-GERSHENSON PPTYS TR | 26,027 | $339K | 0.3% | $16.59 | — | COM SH BEN INT | 751452202 |
| GENC | GENCOR INDS INC | 19,084 | $337K | 0.3% | $14.95 | +7.8% | COM | 368678108 |
| XLF | SELECT SECTOR SPDR TR | 12,272 | $317K | 0.3% | $23.80 | — | SBI INT-FINL | 81369Y605 |
| LPX | LOUISIANA PAC CORP | 11,235 | $304K | 0.3% | $25.49 | 0.0% | COM | 546347105 |
| BALL | BALL CORP | 7,000 | $289K | 0.3% | $35.94 | +4.0% | COM | 058498106 |
| — | EASTERLY GOVT PPTYS INC | 13,910 | $288K | 0.2% | $20.07 | — | COM | 27616P103 |
| — | EQUITY COMWLTH | 9,258 | $281K | 0.2% | $30.35 | — | COM SH BEN INT | 294628102 |
| — | LIFE STORAGE INC | 3,402 | $278K | 0.2% | $85.21 | — | COM | 53223X107 |
| — | ALCOBRA LTD | 271,982 | $275K | 0.2% | $1.14 | — | SHS | M2239P109 |
| — | NORTHSTAR REALTY EUROPE CORP | 21,129 | $271K | 0.2% | $12.59 | — | COM | 66706L101 |
| — | QTS RLTY TR INC | 5,105 | $267K | 0.2% | $52.30 | — | COM CL A | 74736A103 |
| PNC | PNC FINL SVCS GROUP INC | 1,937 | $261K | 0.2% | $83.35 | +16.0% | COM | 693475105 |
| — | RED LION HOTELS CORP | 29,985 | $259K | 0.2% | $8.35 | — | COM | 756764106 |
| JPM | JPMORGAN CHASE & CO | 2,660 | $254K | 0.2% | $69.68 | +5.7% | COM | 46625H100 |
| LEN | LENNAR CORP | 4,750 | $251K | 0.2% | $44.99 | +1.4% | CL A | 526057104 |
| KMDA | KAMADA LTD | 51,322 | $246K | 0.2% | $4.74 | 0.0% | SHS | M6240T109 |
| APOG | APOGEE ENTERPRISES INC | 5,100 | $246K | 0.2% | $41.10 | 0.0% | COM | 037598109 |
| — | COTT CORP QUE | 16,220 | $244K | 0.2% | $11.98 | — | COM | 22163N106 |
| DVN | DEVON ENERGY CORP NEW | 6,620 | $243K | 0.2% | $22.96 | 0.0% | COM | 25179M103 |
| BAC | BANK AMER CORP | 9,496 | $241K | 0.2% | $15.68 | +27.3% | COM | 060505104 |
| ADC | AGREE REALTY CORP | 4,900 | $240K | 0.2% | $48.98 | — | COM | 008492100 |
| — | RETAIL PPTYS AMER INC | 18,000 | $236K | 0.2% | $13.11 | — | CL A | 76131V202 |
| — | VEREIT INC | 28,094 | $233K | 0.2% | $8.49 | — | COM | 92339V100 |
| GOOGL | ALPHABET INC | 239 | $233K | 0.2% | $39.68 | +18.6% | CAP STK CL A | 02079K305 |
| BKU | BANKUNITED INC | 6,347 | $226K | 0.2% | $25.85 | 0.0% | COM | 06652K103 |
| — | SM ENERGY CO | 235,800 | $223K | 0.2% | $0.95 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| BBBY | OVERSTOCK COM INC DEL | 7,274 | $216K | 0.2% | $20.09 | 0.0% | COM | 690370101 |
| OC | OWENS CORNING NEW | 2,750 | $213K | 0.2% | $69.95 | 0.0% | COM | 690742101 |
| — | GROUPE CGI INC | 4,109 | $213K | 0.2% | $51.05 | — | CL A SUB VTG | 39945C109 |
| SHOO | MADDEN STEVEN LTD | 4,730 | $205K | 0.2% | $23.75 | 0.0% | COM | 556269108 |
| — | FINISAR CORP | 8,966 | $198K | 0.2% | $22.08 | — | COM NEW | 31787A507 |
| — | CARROLS RESTAURANT GROUP INC | 17,275 | $188K | 0.2% | $14.39 | — | COM | 14574X104 |
| — | ENCANA CORP | 15,650 | $184K | 0.2% | $11.75 | — | COM | 292505104 |
| — | LIPOCINE INC NEW | 43,138 | $171K | 0.1% | $3.99 | — | COM | 53630X104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 9,020 | $159K | 0.1% | $17.63 | — | SPONSORED ADR | 881624209 |
| — | NABORS INDUSTRIES LTD | 17,559 | $142K | 0.1% | $8.09 | — | SHS | G6359F103 |
| — | OTONOMY INC | 32,075 | $104K | 0.1% | $3.24 | — | COM | 68906L105 |
| — | ZOGENIX INC | 15,000 | $98,000 | 0.1% | — | — | Call | 98978L204 |
| — | LIPOCINE INC NEW | 47,300 | $91,000 | 0.1% | $3.99 | — | Put | 53630X104 |
| KGC | KINROSS GOLD CORP | 20,047 | $85,000 | 0.1% | $4.27 | 0.0% | COM NO PAR | 496902404 |
| — | IMMUNOMEDICS INC | 67,900 | $82,000 | 0.1% | — | — | Put | 452907108 |
| — | AIMMUNE THERAPEUTICS INC | 15,300 | $75,000 | 0.1% | — | — | Call | 00900T107 |
| NXPI | NXP SEMICONDUCTORS N V | 542 | $61,000 | 0.1% | $99.12 | 0.0% | COM | N6596X109 |
| BBBY | OVERSTOCK COM INC DEL | 74,900 | $58,000 | 0.1% | $20.09 | 0.0% | Put | 690370101 |
| SPY | SPDR S&P 500 ETF TR | 107,600 | $49,000 | 0.0% | $235.80 | — | Put | 78462F103 |
| — | LANNET INC | 43,300 | $43,000 | 0.0% | — | — | Put | 516012101 |
| — | DERMIRA INC | 13,500 | $41,000 | 0.0% | — | — | Put | 24983L104 |
| BMY | BRISTOL MYERS SQUIBB CO | 43,000 | $39,000 | 0.0% | — | — | Call | 110122108 |
| — | TRANSGLOBE ENERGY CORP | 21,030 | $30,000 | 0.0% | $1.71 | — | COM | 893662106 |
| NXPI | NXP SEMICONDUCTORS N V | 37,300 | $20,000 | 0.0% | $99.12 | 0.0% | Call | N6596X109 |
| ANIP | ANI PHARMACEUTICALS INC | 19,700 | $18,000 | 0.0% | — | — | Put | 00182C103 |
| — | NABORS INDUSTRIES LTD | 11,700 | $10,000 | 0.0% | $8.09 | — | Call | G6359F103 |
| — | INVACARE CORP | 40,100 | $9,000 | 0.0% | — | — | Put | 461203101 |
| INSM | INSMED INC | 27,800 | $8,000 | 0.0% | $18.19 | +4.7% | Call | 457669307 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 18,300 | $8,000 | 0.0% | $17.63 | — | Put | 881624209 |
| INTC | INTEL CORP | 45,200 | $7,000 | 0.0% | — | — | Put | 458140100 |
| — | VERSARTIS INC | 300 | $6,000 | 0.0% | — | — | Put | 92529L102 |
| — | NABORS INDUSTRIES LTD | 11,400 | $5,000 | 0.0% | $8.09 | — | Put | G6359F103 |
| NXPI | NXP SEMICONDUCTORS N V | 18,000 | $4,000 | 0.0% | $99.12 | 0.0% | Put | N6596X109 |
| — | ZOGENIX INC | 193,700 | $4,000 | 0.0% | — | — | Put | 98978L204 |
| — | AXOVANT SCIENCES LTD | 162,500 | $4,000 | 0.0% | — | — | Call | G0750W104 |
| INSM | INSMED INC | 46,500 | $3,000 | 0.0% | $18.19 | +4.7% | Put | 457669307 |
| — | FINISAR CORP | 3,000 | $3,000 | 0.0% | $22.08 | — | Put | 31787A507 |
| — | VECTOR GROUP LTD | 22,700 | $2,000 | 0.0% | $20.92 | — | Put | 92240M108 |
| PTCT | PTC THERAPEUTICS INC | 300 | $1,000 | 0.0% | $19.54 | 0.0% | Call | 69366J200 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 2,700 | $1,000 | 0.0% | $17.63 | — | Call | 881624209 |
| — | VERSARTIS INC | 72,200 | $1,000 | 0.0% | — | — | Call | 92529L102 |
| — | VERSARTIS INC | 300 | $0 | 0.0% | — | — | COM | 92529L102 |