Location: Fort Lee, NJ
CIK: 0001696778 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 25, 2018
Total Value: $115M (37.8% shares, 62.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC | 7,748,000 | $13.76M | 12.0% | $1.78 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | MOLINA HEALTHCARE INC | 3,971,000 | $8.003M | 7.0% | $2.02 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | YAHOO INC | 5,211,000 | $7.292M | 6.3% | $1.27 | — | NOTE 12/0 | 984332AF3 |
| — | TRANSOCEAN INC | 6,020,000 | $6.89M | 6.0% | $1.14 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | VECTOR GROUP LTD | 3,691,000 | $5.357M | 4.7% | $1.47 | — | FRNT 1/1 | 92240MAY4 |
| — | CTRIP COM INTL LTD | 4,826,000 | $5.212M | 4.5% | $1.08 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | MEDICINES CO | 4,201,000 | $4.842M | 4.2% | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | ALON USA ENERGY INC | 3,000,000 | $4.579M | 4.0% | $1.53 | — | NOTE 3.000% 9/1 | 020520AB8 |
| — | PINNACLE FOODS INC DEL | 80,543 | $4.358M | 3.8% | $57.63 | — | COM | 72348P104 |
| — | WEATHERFORD INTL LTD | 3,304,000 | $3.013M | 2.6% | $0.91 | — | NOTE 5.875% 7/0 | 947075AH0 |
| VCSH | VANGUARD SCOTTSDALE FDS | 33,000 | $2.588M | 2.3% | $79.36 | — | SHRT TRM CORP BD | 92206C409 |
| — | CHESAPEAKE ENERGY CORP | 3,000,000 | $2.587M | 2.3% | $0.86 | — | NOTE 5.500% 9/1 | 165167CY1 |
| SPSB | SPDR SERIES TRUST | 82,000 | $2.476M | 2.2% | $30.52 | — | PORTFOLIO SHORT | 78464A474 |
| — | CONVERGYS CORP | 1,075,000 | $2.266M | 2.0% | $2.18 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | TRINITY INDS INC | 1,507,000 | $2.074M | 1.8% | $1.53 | — | NOTE 3.875% 6/0 | 896522AF6 |
| IWM | ISHARES TR | 13,033 | $1.978M | 1.7% | $141.60 | — | RUSSELL 2000 ETF | 464287655 |
| — | IMMUNOMEDICS INC | 232,900 | $1.978M | 1.7% | — | — | Call | 452907108 |
| — | LANNET INC | 99,452 | $1.596M | 1.4% | $16.08 | — | COM | 516012101 |
| XLY | SELECT SECTOR SPDR TR | 15,442 | $1.564M | 1.4% | $88.67 | — | SBI CONS DISCR | 81369Y407 |
| XLV | SELECT SECTOR SPDR TR | 15,544 | $1.266M | 1.1% | $78.11 | — | SBI HEALTHCARE | 81369Y209 |
| — | GENERAL CABLE CORP DEL NEW | 1,075,000 | $1.138M | 1.0% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| VGT | VANGUARD WORLD FDS | 6,423 | $1.098M | 1.0% | $143.38 | — | INF TECH ETF | 92204A702 |
| — | DSP GROUP INC | 86,343 | $1.019M | 0.9% | $12.92 | — | COM | 23332B106 |
| — | NIC INC | 74,985 | $997K | 0.9% | $13.30 | — | COM | 62914B100 |
| — | INSMED INC | 1,116,000 | $992K | 0.9% | $0.89 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | PIXELWORKS INC | 236,842 | $917K | 0.8% | $4.77 | — | COM NEW | 72581M305 |
| — | VERISIGN INC | 262,000 | $905K | 0.8% | $2.41 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | INTERDIGITAL INC | 754,000 | $878K | 0.8% | $1.20 | — | NOTE 1.500% 3/0 | 458660AD9 |
| NXST | NEXSTAR MEDIA GROUP INC | 12,860 | $855K | 0.7% | $46.32 | +26.7% | CL A | 65336K103 |
| — | ANI PHARMACEUTICALS INC | 753,000 | $833K | 0.7% | $1.11 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | LANNET INC | 296,900 | $826K | 0.7% | $16.08 | — | Put | 516012101 |
| GOOG | ALPHABET INC | 795 | $820K | 0.7% | $39.24 | +39.6% | CAP STK CL C | 02079K107 |
| SILC | SILICOM LTD | 23,810 | $819K | 0.7% | $44.79 | +36.1% | ORD | M84116108 |
| — | ATTUNITY LTD | 106,555 | $799K | 0.7% | $7.87 | — | SHS NEW | M15332121 |
| — | ACORDA THERAPEUTICS INC | 805,000 | $744K | 0.6% | $0.92 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | QUANTENNA COMMUNICATIONS INC | 53,111 | $728K | 0.6% | $12.57 | — | COM | 74766D100 |
| EXPE | EXPEDIA GROUP INC | 6,255 | $690K | 0.6% | $119.94 | -6.1% | COM NEW | 30212P303 |
| CLFD | CLEARFIELD INC | 50,943 | $657K | 0.6% | $13.44 | -4.1% | COM | 18482P103 |
| XBI | SPDR SERIES TRUST | 7,218 | $633K | 0.6% | $69.37 | — | S&P BIOTECH | 78464A870 |
| — | FIESTA RESTAURANT GROUP INC | 34,100 | $631K | 0.5% | $22.96 | — | COM | 31660B101 |
| — | APPTIO INC | 21,344 | $605K | 0.5% | $17.45 | — | CL A | 03835C108 |
| AIRG | AIRGAIN INC | 76,969 | $596K | 0.5% | $12.41 | -24.8% | COM | 00938A104 |
| — | INTRA CELLULAR THERAPIES INC | 109,000 | $579K | 0.5% | — | — | Call | 46116X101 |
| SMTC | SEMTECH CORP | 14,197 | $554K | 0.5% | $36.02 | 0.0% | COM | 816850101 |
| XLI | SELECT SECTOR SPDR TR | 6,635 | $493K | 0.4% | $65.82 | — | SBI INT-INDS | 81369Y704 |
| — | E TRADE FINANCIAL CORP | 8,571 | $475K | 0.4% | $37.41 | — | COM NEW | 269246401 |
| WCN | WASTE CONNECTIONS INC | 6,218 | $446K | 0.4% | $56.22 | +19.9% | COM | 94106B101 |
| — | CANADIAN PAC RY LTD | 2,516 | $444K | 0.4% | $161.17 | — | COM | 13645T100 |
| KEYS | KEYSIGHT TECHNOLOGIES INC | 8,418 | $441K | 0.4% | $47.77 | 0.0% | COM | 49338L103 |
| NTES | NETEASE INC | 1,550 | $435K | 0.4% | $273.64 | — | SPONSORED ADR | 64110W102 |
| — | MELLANOX TECHNOLOGIES LTD | 5,927 | $432K | 0.4% | $64.69 | — | SHS | M51363113 |
| XLF | SELECT SECTOR SPDR TR | 15,600 | $430K | 0.4% | $24.65 | — | SBI INT-FINL | 81369Y605 |
| — | PINNACLE FOODS INC DEL | 229,700 | $385K | 0.3% | $57.63 | — | Put | 72348P104 |
| — | SKECHERS U S A INC | 9,600 | $374K | 0.3% | $34.21 | — | CL A | 830566105 |
| HRTX | HERON THERAPEUTICS INC | 35,500 | $360K | 0.3% | — | — | Call | 427746102 |
| — | HOSTESS BRANDS INC | 153,900 | $356K | 0.3% | — | — | Call | 44109J106 |
| BIDU | BAIDU INC | 1,577 | $352K | 0.3% | $164.41 | — | SPON ADR REP A | 056752108 |
| BABA | ALIBABA GROUP HLDG LTD | 1,910 | $351K | 0.3% | $108.43 | — | SPONSORED ADS | 01609W102 |
| ASML | ASML HOLDING N V | 1,760 | $350K | 0.3% | $176.03 | — | N Y REGISTRY SHS | N07059210 |
| CEVA | CEVA INC | 9,106 | $330K | 0.3% | $40.67 | 0.0% | COM | 157210105 |
| XLP | SELECT SECTOR SPDR TR | 6,230 | $328K | 0.3% | $54.37 | — | SBI CONS STPLS | 81369Y308 |
| GENC | GENCOR INDS INC | 17,684 | $285K | 0.2% | $14.95 | +11.0% | COM | 368678108 |
| JPM | JPMORGAN CHASE & CO | 2,490 | $274K | 0.2% | $91.43 | 0.0% | COM | 46625H100 |
| TPH | TRI POINTE GROUP INC | 16,550 | $272K | 0.2% | $17.17 | 0.0% | COM | 87265H109 |
| — | RAYTHEON CO | 1,210 | $261K | 0.2% | $215.70 | — | COM NEW | 755111507 |
| GT | GOODYEAR TIRE & RUBR CO | 9,100 | $242K | 0.2% | $33.93 | -8.9% | COM | 382550101 |
| NXPI | NXP SEMICONDUCTORS N V | 8,500 | $238K | 0.2% | $107.24 | 0.0% | Put | N6596X109 |
| QSR | RESTAURANT BRANDS INTL INC | 4,140 | $236K | 0.2% | $59.39 | 0.0% | COM | 76131D103 |
| KMDA | KAMADA LTD | 51,322 | $236K | 0.2% | $4.63 | +9.2% | SHS | M6240T109 |
| BAC | BANK AMER CORP | 7,556 | $227K | 0.2% | $26.06 | 0.0% | COM | 060505104 |
| CNQ | CANADIAN NAT RES LTD | 7,160 | $225K | 0.2% | $11.03 | 0.0% | COM | 136385101 |
| ESPR | ESPERION THERAPEUTICS INC NE | 21,500 | $205K | 0.2% | $73.43 | 0.0% | Call | 29664W105 |
| — | AEROHIVE NETWORKS INC | 46,287 | $187K | 0.2% | $4.86 | — | COM | 007786106 |
| PRTA | PROTHENA CORP PLC | 13,800 | $187K | 0.2% | — | — | Put | G72800108 |
| — | SCANA CORP NEW | 62,000 | $186K | 0.2% | — | — | Put | 80589M102 |
| PRTA | PROTHENA CORP PLC | 17,500 | $184K | 0.2% | — | — | Call | G72800108 |
| — | ARCTURUS THERAPEUTICS LTD | 33,184 | $183K | 0.2% | $7.95 | — | SHS | M1492T105 |
| — | IMMUNOMEDICS INC | 252,400 | $176K | 0.2% | — | — | Put | 452907108 |
| — | CARROLS RESTAURANT GROUP INC | 15,045 | $169K | 0.1% | $13.75 | — | COM | 14574X104 |
| — | NIC INC | 88,400 | $161K | 0.1% | $13.30 | — | Put | 62914B100 |
| NXPI | NXP SEMICONDUCTORS N V | 1,300 | $152K | 0.1% | $107.24 | 0.0% | COM | N6596X109 |
| — | ACTINIUM PHARMACEUTICALS INC | 381,431 | $140K | 0.1% | $0.37 | — | COM | 00507W107 |
| — | OCI PARTNERS LP | 12,540 | $115K | 0.1% | $9.17 | — | COM UNIT REP LP | 67091N108 |
| — | SM ENERGY CO | 84,600 | $81,000 | 0.1% | $0.96 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| MRK | MERCK & CO INC | 48,200 | $68,000 | 0.1% | — | — | Call | 58933Y105 |
| — | CTRIP COM INTL LTD | 64,300 | $64,000 | 0.1% | — | — | Call | 22943F100 |
| — | JOUNCE THERAPEUTICS INC | 15,200 | $62,000 | 0.1% | — | — | Call | 481116101 |
| — | AQUINOX PHARMACEUTICALS INC | 15,600 | $61,000 | 0.1% | — | — | Call | 03842B101 |
| — | PRECISION DRILLING CORP | 16,990 | $47,000 | 0.0% | $2.77 | — | COM 2010 | 74022D308 |
| — | DERMIRA INC | 6,200 | $44,000 | 0.0% | — | — | Put | 24983L104 |
| — | AVEO PHARMACEUTICALS INC | 31,000 | $42,000 | 0.0% | — | — | Call | 053588109 |
| KGC | KINROSS GOLD CORP | 10,170 | $40,000 | 0.0% | $4.27 | -6.6% | COM NO PAR | 496902404 |
| INSM | INSMED INC | 11,700 | $26,000 | 0.0% | — | — | Put | 457669307 |
| RIG | TRANSOCEAN LTD | 113,700 | $20,000 | 0.0% | — | — | Put | H8817H100 |
| SPY | SPDR S&P 500 ETF TR | 10,700 | $19,000 | 0.0% | — | — | Put | 78462F103 |
| — | MEDICINES CO | 28,800 | $14,000 | 0.0% | — | — | Put | 584688105 |
| ESPR | ESPERION THERAPEUTICS INC NE | 15,900 | $13,000 | 0.0% | $73.43 | 0.0% | Put | 29664W105 |
| — | DERMIRA INC | 11,400 | $7,000 | 0.0% | — | — | Call | 24983L104 |
| — | WEATHERFORD INTL PLC | 33,000 | $5,000 | 0.0% | — | — | Put | G48833100 |
| NL | NL INDS INC | 41,300 | $5,000 | 0.0% | $8.53 | -17.7% | Call | 629156407 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $4,000 | 0.0% | — | — | Put | 165167107 |
| — | VASCULAR BIOGENICS LTD | 26,100 | $2,000 | 0.0% | — | — | Call | M96883109 |
| ESPR | ESPERION THERAPEUTICS INC NE | 10 | $1,000 | 0.0% | $73.43 | 0.0% | COM | 29664W105 |
| — | NABORS INDUSTRIES LTD | 13,200 | $1,000 | 0.0% | — | — | Call | G6359F103 |
| — | AVEO PHARMACEUTICALS INC | 10 | $0 | 0.0% | — | — | COM | 053588109 |