Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 24, 2019
Total Value: $119M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 57,759 | $12.02M | 10.1% | $208.02 | $193.99 | +7.2% | CL B NEW | 084670702 |
| BABA | ALIBABA GROUP HLDG LTD | 40,801 | $6.823M | 5.7% | $167.23 | $168.35 | -0.7% | SPONSORED ADS | 01609W102 |
| T | AT&T INC | 154,889 | $5.861M | 4.9% | $37.84 * | $14.52 | +26.4% | COM | 00206R102 |
| — | NUVEEN AMT FREE QLTY MUN INC | 380,107 | $5.439M | 4.6% | $14.31 | $13.96 | — | COM | 670657105 |
| AMZN | AMAZON COM INC | 2,420 | $4.201M | 3.5% | $1735.95 * | $61.10 | +42.1% | COM | 023135106 |
| DIS | DISNEY WALT CO | 29,367 | $3.827M | 3.2% | $130.32 * | $102.29 | +23.7% | COM DISNEY | 254687106 |
| META | FACEBOOK INC | 20,777 | $3.7M | 3.1% | $178.08 | $176.90 | -0.0% | CL A | 30303M102 |
| AAPL | APPLE INC | 16,496 | $3.695M | 3.1% | $223.99 * | $41.25 | +30.6% | COM | 037833100 |
| JPM | JPMORGAN CHASE & CO | 28,652 | $3.372M | 2.8% | $117.69 * | $82.33 | +20.2% | COM | 46625H100 |
| MELI | MERCADOLIBRE INC | 5,829 | $3.213M | 2.7% | $551.21 | $310.01 | +77.8% | COM | 58733R102 |
| EMBJ | EMBRAER S A | 180,600 | $3.115M | 2.6% | $17.25 | $19.78 | -12.8% | SPONSORED ADS | 29082A107 |
| GOOGL | ALPHABET INC | 2,548 | $3.111M | 2.6% | $1220.96 * | $51.35 | +18.0% | CAP STK CL A | 02079K305 |
| TTD | THE TRADE DESK INC | 16,523 | $3.099M | 2.6% | $187.56 * | $7.41 | +153.0% | COM CL A | 88339J105 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 194,550 | $2.897M | 2.4% | $14.89 | $14.77 | — | COM | 09253W104 |
| GOOG | ALPHABET INC | 2,373 | $2.893M | 2.4% | $1219.13 * | $51.63 | +17.2% | CAP STK CL C | 02079K107 |
| MSFT | MICROSOFT CORP | 19,271 | $2.679M | 2.2% | $139.02 * | $79.88 | +64.7% | COM | 594918104 |
| V | VISA INC | 15,433 | $2.655M | 2.2% | $172.03 * | $104.38 | +57.7% | COM CL A | 92826C839 |
| BAC | BANK AMER CORP | 74,431 | $2.171M | 1.8% | $29.17 * | $22.78 | +9.9% | COM | 060505104 |
| HRTX | HERON THERAPEUTICS INC | 111,265 | $2.058M | 1.7% | $18.50 | $19.80 | -6.6% | COM | 427746102 |
| ZTS | ZOETIS INC | 15,071 | $1.878M | 1.6% | $124.61 * | $64.45 | +83.5% | CL A | 98978V103 |
| CSX | CSX CORP | 26,205 | $1.815M | 1.5% | $69.26 * | $15.87 | +33.8% | COM | 126408103 |
| — | RADIUS HEALTH INC | 63,175 | $1.627M | 1.4% | $25.75 | $17.15 | — | COM NEW | 750469207 |
| UBS | UBS GROUP AG | 130,900 | $1.48M | 1.2% | $11.31 | $11.26 | +0.5% | SHS | H42097107 |
| LMT | LOCKHEED MARTIN CORP | 3,710 | $1.447M | 1.2% | $390.03 * | $255.72 | +28.8% | COM | 539830109 |
| AMGN | AMGEN INC | 7,200 | $1.393M | 1.2% | $193.47 * | $138.21 | +15.6% | COM | 031162100 |
| CRM | SALESFORCE COM INC | 8,905 | $1.322M | 1.1% | $148.46 | $103.03 | +42.3% | COM | 79466L302 |
| ROST | ROSS STORES INC | 11,650 | $1.28M | 1.1% | $109.87 * | $64.50 | +60.2% | COM | 778296103 |
| CTMX | CYTOMX THERAPEUTICS INC | 167,811 | $1.238M | 1.0% | $7.38 | $18.01 | -59.0% | COM | 23284F105 |
| C | CITIGROUP INC | 17,214 | $1.189M | 1.0% | $69.07 * | $55.21 | -0.1% | COM NEW | 172967424 |
| JNJ | JOHNSON & JOHNSON | 8,677 | $1.123M | 0.9% | $129.42 * | $110.98 | -2.2% | COM | 478160104 |
| YUM | YUM BRANDS INC | 9,633 | $1.093M | 0.9% | $113.46 * | $68.23 | +48.0% | COM | 988498101 |
| — | CELGENE CORP | 10,513 | $1.044M | 0.9% | $99.31 | $101.09 | — | COM | 151020104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,613 | $962K | 0.8% | $145.47 * | $98.58 | +7.7% | COM | 459200101 |
| HON | HONEYWELL INTL INC | 5,625 | $952K | 0.8% | $169.24 * | $113.37 | +23.5% | COM | 438516106 |
| — | SPLUNK INC | 7,355 | $867K | 0.7% | $117.88 | $140.71 | — | COM | 848637104 |
| ACN | ACCENTURE PLC IRELAND | 4,407 | $848K | 0.7% | $192.42 * | $128.56 | +36.5% | SHS CLASS A | G1151C101 |
| — | APOLLO TACTICAL INCOME FD IN | 49,512 | $750K | 0.6% | $15.15 | $15.15 | — | COM | 037638103 |
| PEP | PEPSICO INC | 5,423 | $743K | 0.6% | $137.01 * | $88.99 | +27.4% | COM | 713448108 |
| KO | COCA COLA CO | 13,275 | $723K | 0.6% | $54.46 * | $36.68 | +22.5% | COM | 191216100 |
| — | UNITED TECHNOLOGIES CORP | 5,258 | $718K | 0.6% | $136.55 | $123.75 | — | COM | 913017109 |
| GIS | GENERAL MLS INC | 13,000 | $717K | 0.6% | $55.15 * | $40.54 | +9.6% | COM | 370334104 |
| MRK | MERCK & CO INC | 7,872 | $663K | 0.6% | $84.22 * | $43.00 | +53.4% | COM | 58933Y105 |
| GS | GOLDMAN SACHS GROUP INC | 3,193 | $662K | 0.6% | $207.33 * | $209.24 | -14.6% | COM | 38141G104 |
| HD | HOME DEPOT INC | 2,809 | $652K | 0.5% | $232.11 * | $141.67 | +40.8% | COM | 437076102 |
| IVV | ISHARES TR | 2,128 | $635K | 0.5% | $298.40 | $273.06 | +9.3% | CORE S&P500 ETF | 464287200 |
| CB | CHUBB LIMITED | 3,830 | $618K | 0.5% | $161.36 * | $129.55 | +12.7% | COM | H1467J104 |
| CSCO | CISCO SYS INC | 12,493 | $617K | 0.5% | $49.39 * | $28.60 | +42.3% | COM | 17275R102 |
| CMCSA | COMCAST CORP NEW | 13,600 | $613K | 0.5% | $45.07 * | $30.59 | +24.8% | CL A | 20030N101 |
| MCD | MCDONALDS CORP | 2,743 | $589K | 0.5% | $214.73 * | $138.65 | +33.9% | COM | 580135101 |
| MDLZ | MONDELEZ INTL INC | 10,286 | $569K | 0.5% | $55.32 * | $34.48 | +37.6% | CL A | 609207105 |
| WFC | WELLS FARGO CO NEW | 10,905 | $550K | 0.5% | $50.44 * | $44.63 | -4.1% | COM | 949746101 |
| DOV | DOVER CORP | 5,275 | $525K | 0.4% | $99.53 * | $68.12 | +34.0% | COM | 260003108 |
| CVS | CVS HEALTH CORP | 8,103 | $511K | 0.4% | $63.06 * | $43.57 | +18.4% | COM | 126650100 |
| AVGO | BROADCOM INC | 1,566 | $432K | 0.4% | $275.86 * | $24.38 | -3.6% | COM | 11135F101 |
| INTC | INTEL CORP | 8,350 | $430K | 0.4% | $51.50 * | $36.55 | +23.7% | COM | 458140100 |
| BA | BOEING CO | 1,067 | $406K | 0.3% | $380.51 | $363.86 | +3.3% | COM | 097023105 |
| PSX | PHILLIPS 66 | 3,940 | $403K | 0.3% | $102.28 * | $69.29 | +14.5% | COM | 718546104 |
| UNP | UNION PACIFIC CORP | 2,480 | $402K | 0.3% | $162.10 * | $100.79 | +39.9% | COM | 907818108 |
| MAS | MASCO CORP | 9,500 | $396K | 0.3% | $41.68 * | $35.80 | +4.8% | COM | 574599106 |
| ABBV | ABBVIE INC | 5,100 | $386K | 0.3% | $75.69 * | $67.57 | -13.9% | COM | 00287Y109 |
| LOW | LOWES COS INC | 3,490 | $384K | 0.3% | $110.03 * | $71.24 | +37.7% | COM | 548661107 |
| ORCL | ORACLE CORP | 6,877 | $378K | 0.3% | $54.97 * | $43.49 | +15.5% | COM | 68389X105 |
| KEY | KEYCORP NEW | 21,150 | $377K | 0.3% | $17.83 * | $12.92 | +2.0% | COM | 493267108 |
| PRU | PRUDENTIAL FINL INC | 3,923 | $353K | 0.3% | $89.98 * | $74.48 | -11.8% | COM | 744320102 |
| BAX | BAXTER INTL INC | 4,000 | $350K | 0.3% | $87.50 * | $55.78 | +39.0% | COM | 071813109 |
| ABT | ABBOTT LABS | 4,098 | $343K | 0.3% | $83.70 * | $48.12 | +55.8% | COM | 002824100 |
| — | EATON VANCE RISK MNGD DIV EQ | 37,000 | $342K | 0.3% | $9.24 | $9.54 | — | COM | 27829G106 |
| NTR | NUTRIEN LTD | 6,456 | $322K | 0.3% | $49.88 * | $38.37 | +5.5% | COM | 67077M108 |
| PFE | PFIZER INC | 8,860 | $318K | 0.3% | $35.89 * | $23.88 | +6.4% | COM | 717081103 |
| PG | PROCTER & GAMBLE CO | 2,558 | $318K | 0.3% | $124.32 * | $72.65 | +46.5% | COM | 742718109 |
| QQQ | INVESCO QQQ TR | 1,680 | $317K | 0.3% | $188.69 | $189.57 | -0.4% | UNIT SER 1 | 46090E103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $312K | 0.3% | $312000.00 | $284799.47 | +9.5% | CL A | 084670108 |
| YUMC | YUM CHINA HLDGS INC | 6,400 | $291K | 0.2% | $45.47 | $41.14 | +10.4% | COM | 98850P109 |
| USB | US BANCORP DEL | 5,100 | $282K | 0.2% | $55.29 * | $39.05 | +8.7% | COM NEW | 902973304 |
| MS | MORGAN STANLEY | 6,500 | $277K | 0.2% | $42.62 * | $39.39 | -11.0% | COM NEW | 617446448 |
| MA | MASTERCARD INC | 1,000 | $272K | 0.2% | $272.00 * | $207.20 | +26.6% | CL A | 57636Q104 |
| IP | INTL PAPER CO | 6,090 | $255K | 0.2% | $41.87 * | $37.59 | -20.4% | COM | 460146103 |
| ETN | EATON CORP PLC | 2,900 | $241K | 0.2% | $83.10 * | $66.26 | +12.0% | SHS | G29183103 |
| IDXX | IDEXX LABS INC | 850 | $231K | 0.2% | $271.76 | $246.39 | +10.4% | COM | 45168D104 |
| GILD | GILEAD SCIENCES INC | 3,500 | $222K | 0.2% | $63.43 * | $55.90 | -10.9% | COM | 375558103 |
| TJX | TJX COS INC NEW | 3,900 | $217K | 0.2% | $55.64 * | $45.47 | +13.0% | COM | 872540109 |
| — | GENERAL ELECTRIC CO | 23,818 | $213K | 0.2% | $8.94 | $11.52 | — | COM | 369604103 |
| MO | ALTRIA GROUP INC | 5,048 | $206K | 0.2% | $40.81 * | $36.64 | -31.9% | COM | 02209S103 |
| — | BED BATH & BEYOND INC | 15,000 | $160K | 0.1% | $10.67 | $10.00 | — | COM | 075896100 |
| PLUG | PLUG POWER INC | 22,500 | $59,000 | 0.0% | $2.62 | $2.56 | +2.6% | COM NEW | 72919P202 |
| BABA | ALIBABA GROUP HLDG LTD | 100 | $17,000 | 0.0% | $170.00 | $168.35 | -0.7% | Call | 01609W102 |