Location: Fort Worth, TX
CIK: 0001180391 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 20, 2021
Total Value: $39.5M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | COLONY CAP INC | 8,356,000 | $8.202M | 20.8% | $0.98 | $0.91 | — | NOTE 5.000% 4/1 | 19624RAA4 |
| — | TUTOR PERINI CORP | 6,787,000 | $6.651M | 16.8% | $0.98 | $0.92 | — | NOTE 2.875% 6/1 | 901109AD0 |
| — | PROSPECT CAP CORP | 5,275,000 | $5.4M | 13.7% | $1.02 | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | HERCULES CAPITAL INC | 4,644,000 | $4.768M | 12.1% | $1.03 | $0.95 | — | DBCV 4.375% 2/0 | 427096AF9 |
| — | EZCORP INC | 2,202,000 | $1.767M | 4.5% | $0.80 | $0.83 | — | NOTE 2.375% 5/0 | 302301AE6 |
| PSEC | PROSPECT CAP CORP | 158,723 | $859K | 2.2% | $5.41 * | $2.47 | +18.4% | COM | 74348T102 |
| CODI | COMPASS DIVERSIFIED | 40,925 | $796K | 2.0% | $19.45 * | $11.62 | +30.1% | SH BEN INT | 20451Q104 |
| HYG | ISHARES TR | 7,700 | $672K | 1.7% | $87.27 | $85.62 | +2.0% | IBOXX HI YD ETF | 464288513 |
| PBI | PITNEY BOWES INC | 94,307 | $581K | 1.5% | $6.16 | $3.61 | +70.6% | COM | 724479100 |
| — | PERSHING SQUARE TONTINE HLDG | 19,856 | $550K | 1.4% | $27.70 | $22.70 | — | COM CL A | 71531R109 |
| REM | ISHARES TR | 17,008 | $542K | 1.4% | $31.87 | $45.98 | -30.7% | MORTGE REL ETF | 46435G342 |
| — | SCULPTOR CAP MGMT | 35,575 | $541K | 1.4% | $15.21 | $19.49 | — | COM CL A | 811246107 |
| — | STORE CAP CORP | 14,244 | $484K | 1.2% | $33.98 | $27.41 | — | COM | 862121100 |
| MPC | MARATHON PETE CORP | 10,521 | $435K | 1.1% | $41.35 * | $27.17 | +33.6% | COM | 56585A102 |
| IRM | IRON MTN INC NEW | 13,832 | $408K | 1.0% | $29.50 * | $19.63 | +21.7% | COM | 46284V101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,996 | $377K | 1.0% | $125.83 * | $106.68 | -8.3% | COM | 459200101 |
| RMR | RMR GROUP INC | 9,752 | $377K | 1.0% | $38.66 * | $16.72 | +35.4% | CL A | 74967R106 |
| — | BLACKROCK CR ALLOCATION INCO | 24,818 | $365K | 0.9% | $14.71 | $12.96 | — | COM | 092508100 |
| — | BLACKROCK CORPOR HI YLD FD I | 30,587 | $350K | 0.9% | $11.44 | $10.66 | — | COM | 09255P107 |
| SPG | SIMON PPTY GROUP INC NEW | 3,896 | $332K | 0.8% | $85.22 * | $48.49 | +34.8% | COM | 828806109 |
| EFA | ISHARES TR | 4,536 | $331K | 0.8% | $72.97 | $58.99 | +23.7% | MSCI EAFE ETF | 464287465 |
| SLRC | SOLAR CAP LTD | 18,600 | $326K | 0.8% | $17.53 * | $9.85 | +7.3% | COM | 83413U100 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 27,027 | $318K | 0.8% | $11.77 | $12.12 | — | COM | 01879R106 |
| HPQ | HP INC | 11,945 | $294K | 0.7% | $24.61 * | $15.34 | +35.2% | COM | 40434L105 |
| — | COLONY CR REAL ESTATE INC | 36,450 | $273K | 0.7% | $7.49 | $4.90 | — | COM CL A | 19625T101 |
| KHC | KRAFT HEINZ CO | 7,765 | $269K | 0.7% | $34.64 * | $23.07 | +19.1% | COM | 500754106 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,366 | $269K | 0.7% | $50.13 | $37.02 | +35.4% | FTSE EMR MKT ETF | 922042858 |
| — | CALAMOS STRATEGIC TOTL RETN | 16,993 | $268K | 0.7% | $15.77 | $12.24 | — | COM SH BEN INT | 128125101 |
| — | OAKTREE SPECIALTY LENDING CO | 43,458 | $242K | 0.6% | $5.57 | $4.47 | — | COM | 67401P108 |
| — | ADAMS DIVERSIFIED EQUITY FD | 13,965 | $241K | 0.6% | $17.26 | $15.37 | — | COM | 006212104 |
| VZ | VERIZON COMMUNICATIONS INC | 4,051 | $238K | 0.6% | $58.75 * | $36.08 | +20.7% | COM | 92343V104 |
| — | EATON VANCE TAX ADVT DIV INC | 9,187 | $217K | 0.5% | $23.62 | $23.62 | — | COM | 27828G107 |
| — | FINTECH ACQUISITION CORP IV | 19,172 | $217K | 0.5% | $11.32 | $11.32 | — | CL A | 31810N104 |
| — | COHEN & STEERS LTD DURATION | 8,057 | $214K | 0.5% | $26.56 | $26.56 | — | COM | 19248C105 |
| — | BLACKROCK MULTI-SECTOR INC T | 11,893 | $209K | 0.5% | $17.57 | $16.73 | — | COM | 09258A107 |
| CVX | CHEVRON CORP NEW | 2,427 | $205K | 0.5% | $84.47 * | $65.02 | +5.0% | COM | 166764100 |
| — | GABELLI DIVID & INCOME TR | 9,476 | $203K | 0.5% | $21.42 | $21.42 | — | COM | 36242H104 |
| — | COHEN & STEERS QUALITY INCOM | 15,337 | $190K | 0.5% | $12.39 | $10.93 | — | COM | 19247L106 |
| — | TEMPLETON EMERGING MKTS INCO | 19,743 | $153K | 0.4% | $7.75 | $10.25 | — | COM | 880192109 |
| — | EATON VANCE MUN BD FD | 10,916 | $148K | 0.4% | $13.56 | $12.86 | — | COM | 27827X101 |
| LNSR | LENSAR INC | 11,638 | $84,000 | 0.2% | $7.22 | $8.58 | -15.5% | COM | 52634L108 |
| WT | WISDOMTREE INVTS INC | 14,838 | $79,000 | 0.2% | $5.32 | $3.10 | +72.5% | COM | 97717P104 |
| — | FLUIDIGM CORP DEL | 38,000 | $38,000 | 0.1% | $1.00 | $0.82 | — | NOTE 2.750% 2/0 | 34385PAA6 |
| — | ENVESTNET INC | 11,000 | $15,000 | 0.0% | $1.36 | $1.27 | — | NOTE 1.750% 6/0 | 29404KAB2 |