Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Oct 13, 2023
Total Value: $192M (90.4% shares, 9.6% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 50,000 | $17.91M | 9.3% | $358.27 | $271.29 | +32.1% | Put | 46090E103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 26,735 | $9.365M | 4.9% | $350.30 | $196.76 | +78.0% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 54,136 | $9.269M | 4.8% | $171.21 | $99.25 | +70.7% | COM | 037833100 |
| GOOGL | ALPHABET INC | 70,599 | $9.239M | 4.8% | $130.86 | $107.35 | +21.0% | CAP STK CL A | 02079K305 |
| AMZN | AMAZON COM INC | 66,239 | $8.42M | 4.4% | $127.12 | $120.99 | +5.1% | COM | 023135106 |
| MELI | MERCADOLIBRE INC | 5,657 | $7.172M | 3.7% | $1267.88 | $502.99 | +152.1% | COM | 58733R102 |
| MSFT | MICROSOFT CORP | 22,296 | $7.04M | 3.7% | $315.75 | $129.80 | +139.2% | COM | 594918104 |
| META | META PLATFORMS INC | 20,282 | $6.089M | 3.2% | $300.21 | $192.03 | +55.2% | CL A | 30303M102 |
| TTD | THE TRADE DESK INC | 67,419 | $5.269M | 2.7% | $78.15 | $60.48 | +29.2% | COM CL A | 88339J105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 485,500 | $4.7M | 2.4% | $9.68 | $12.23 | — | COM | 670657105 |
| IVV | ISHARES TR | 10,264 | $4.408M | 2.3% | $429.41 | $399.94 | +7.4% | CORE S&P500 ETF | 464287200 |
| XOM | EXXON MOBIL CORP | 26,578 | $3.125M | 1.6% | $117.58 * | $49.38 | +120.1% | COM | 30231G102 |
| — | NUVEEN FLOATING RATE INCOME | 365,000 | $2.997M | 1.6% | $8.21 | $8.32 | — | COM | 67072T108 |
| GOOG | ALPHABET INC | 22,466 | $2.962M | 1.5% | $131.85 | $108.29 | +20.9% | CAP STK CL C | 02079K107 |
| JPM | JPMORGAN CHASE & CO | 20,147 | $2.922M | 1.5% | $145.02 * | $86.61 | +59.0% | COM | 46625H100 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 300,000 | $2.754M | 1.4% | $9.18 | $11.58 | — | COM | 09253W104 |
| ADBE | ADOBE INC | 5,366 | $2.736M | 1.4% | $509.90 | $499.26 | +2.1% | COM | 00724F101 |
| QQQM | INVESCO EXCH TRADED FD TR II | 18,418 | $2.715M | 1.4% | $147.41 | $136.25 | +8.2% | NASDAQ 100 ETF | 46138G649 |
| NVDA | NVIDIA CORPORATION | 5,974 | $2.599M | 1.4% | $435.01 * | $32.90 | +32.1% | COM | 67066G104 |
| QQQ | INVESCO QQQ TR | 7,113 | $2.548M | 1.3% | $358.26 | $271.29 | +32.1% | UNIT SER 1 | 46090E103 |
| ABNB | AIRBNB INC | 16,920 | $2.322M | 1.2% | $137.21 | $155.83 | -11.9% | COM CL A | 009066101 |
| ORCL | ORACLE CORP | 21,641 | $2.292M | 1.2% | $105.92 * | $61.02 | +69.2% | COM | 68389X105 |
| HD | HOME DEPOT INC | 7,290 | $2.203M | 1.1% | $302.18 * | $251.22 | +13.8% | COM | 437076102 |
| — | VIRTUS CONVERTIBLE & INC FD | 771,432 | $2.129M | 1.1% | $2.76 | $3.09 | — | COM | 92838U108 |
| IJH | ISHARES TR | 8,512 | $2.122M | 1.1% | $249.34 * | $49.75 | +0.2% | CORE S&P MCP ETF | 464287507 |
| DIS | DISNEY WALT CO | 25,420 | $2.06M | 1.1% | $81.05 * | $105.45 | -24.9% | COM | 254687106 |
| WMT | WALMART INC | 12,561 | $2.009M | 1.0% | $159.93 * | $41.67 | +24.8% | COM | 931142103 |
| EMBJ | EMBRAER S.A. | 144,052 | $1.976M | 1.0% | $13.72 | $14.10 | -2.7% | SPONSORED ADS | 29082A107 |
| LLY | ELI LILLY & CO | 3,662 | $1.967M | 1.0% | $537.13 | $392.43 | +34.7% | COM | 532457108 |
| — | NUVEEN MUNICIPAL CREDIT INC | 185,000 | $1.93M | 1.0% | $10.43 | $13.91 | — | COM SH BEN INT | 67070X101 |
| IJR | ISHARES TR | 20,180 | $1.904M | 1.0% | $94.33 | $98.93 | -4.6% | CORE S&P SCP ETF | 464287804 |
| AMGN | AMGEN INC | 7,055 | $1.896M | 1.0% | $268.76 * | $144.07 | +74.0% | COM | 031162100 |
| ZTS | ZOETIS INC | 10,715 | $1.864M | 1.0% | $173.98 * | $64.45 | +163.2% | CL A | 98978V103 |
| SPY | SPDR S&P 500 ETF TR | 3,978 | $1.701M | 0.9% | $427.48 | $407.52 | +4.9% | TR UNIT | 78462F103 |
| V | VISA INC | 7,075 | $1.627M | 0.8% | $230.01 | $113.88 | +98.6% | COM CL A | 92826C839 |
| CLH | CLEAN HARBORS INC | 9,618 | $1.61M | 0.8% | $167.36 | $69.98 | +139.1% | COM | 184496107 |
| JNJ | JOHNSON & JOHNSON | 9,480 | $1.477M | 0.8% | $155.76 * | $119.11 | +22.0% | COM | 478160104 |
| — | ARISTA NETWORKS INC | 7,696 | $1.416M | 0.7% | $183.93 | $183.93 | — | COM | 040413106 |
| — | BLACKROCK FLOATING RATE INCO | 111,991 | $1.413M | 0.7% | $12.62 | $11.22 | — | COM | 09255X100 |
| CSX | CSX CORP | 44,015 | $1.353M | 0.7% | $30.75 * | $25.88 | +15.0% | COM | 126408103 |
| BIIB | BIOGEN INC | 5,048 | $1.297M | 0.7% | $257.01 | $267.47 | -3.9% | COM | 09062X103 |
| — | HESS CORP | 8,441 | $1.291M | 0.7% | $153.00 | $107.48 | — | COM | 42809H107 |
| — | NUVEEN AMT FREE MUN CR INC F | 122,500 | $1.263M | 0.7% | $10.31 | $11.87 | — | COM | 67071L106 |
| ROST | ROSS STORES INC | 10,925 | $1.234M | 0.6% | $112.95 * | $64.50 | +71.1% | COM | 778296103 |
| THC | TENET HEALTHCARE CORP | 18,701 | $1.232M | 0.6% | $65.89 | $58.85 | +12.0% | COM NEW | 88033G407 |
| TJX | TJX COS INC NEW | 12,022 | $1.069M | 0.6% | $88.88 * | $72.35 | +19.3% | COM | 872540109 |
| — | BLACKROCK DEBT STRATEGIES FD | 100,000 | $1.027M | 0.5% | $10.27 | $10.50 | — | COM NEW | 09255R202 |
| — | VIRTUS CONVERTIBLE & INCOME | 319,500 | $994K | 0.5% | $3.11 | $3.27 | — | COM | 92838X102 |
| PFE | PFIZER INC | 26,545 | $880K | 0.5% | $33.17 * | $30.13 | -4.6% | COM | 717081103 |
| PEP | PEPSICO INC | 5,163 | $875K | 0.5% | $169.44 * | $95.60 | +63.9% | COM | 713448108 |
| — | APOLLO TACTICAL INCOME FD IN | 65,000 | $869K | 0.5% | $13.37 | $12.41 | — | COM | 037638103 |
| GS | GOLDMAN SACHS GROUP INC | 2,600 | $841K | 0.4% | $323.57 * | $226.12 | +35.8% | COM | 38141G104 |
| HON | HONEYWELL INTL INC | 4,550 | $841K | 0.4% | $184.74 * | $116.02 | +43.0% | COM | 438516106 |
| DE | DEERE & CO | 2,156 | $814K | 0.4% | $377.38 * | $362.40 | +0.8% | COM | 244199105 |
| WBD | WARNER BROS DISCOVERY INC | 73,055 | $793K | 0.4% | $10.86 | $12.48 | -13.0% | COM SER A | 934423104 |
| BTI | BRITISH AMERN TOB PLC | 25,025 | $786K | 0.4% | $31.41 | $36.15 | -13.1% | SPONSORED ADR | 110448107 |
| MRK | MERCK & CO INC | 7,460 | $768K | 0.4% | $102.95 * | $47.19 | +103.2% | COM | 58933Y105 |
| DECK | DECKERS OUTDOOR CORP | 1,454 | $747K | 0.4% | $514.09 * | $80.39 | +6.6% | COM | 243537107 |
| CRWD | CROWDSTRIKE HLDGS INC | 4,360 | $730K | 0.4% | $167.38 | $179.07 | -6.5% | CL A | 22788C105 |
| DOV | DOVER CORP | 5,100 | $712K | 0.4% | $139.51 * | $68.12 | +99.5% | COM | 260003108 |
| UNH | UNITEDHEALTH GROUP INC | 1,400 | $706K | 0.4% | $504.19 * | $392.08 | +23.1% | COM | 91324P102 |
| NFLX | NETFLIX INC | 1,761 | $665K | 0.3% | $377.60 * | $31.82 | +18.7% | COM | 64110L106 |
| UBER | UBER TECHNOLOGIES INC | 14,360 | $660K | 0.3% | $45.99 | $35.02 | +31.3% | COM | 90353T100 |
| MRNA | MODERNA INC | 6,240 | $645K | 0.3% | $103.29 | $158.70 | -34.9% | COM | 60770K107 |
| INTU | INTUIT | 1,225 | $626K | 0.3% | $510.94 | $467.20 | +7.8% | COM | 461202103 |
| CRM | SALESFORCE INC | 3,080 | $625K | 0.3% | $202.78 | $152.64 | +31.3% | COM | 79466L302 |
| — | NUVEEN MUN VALUE FD INC | 75,160 | $621K | 0.3% | $8.26 | $9.58 | — | COM | 670928100 |
| MCD | MCDONALDS CORP | 2,345 | $618K | 0.3% | $263.44 * | $138.65 | +80.2% | COM | 580135101 |
| HRTX | HERON THERAPEUTICS INC | 589,150 | $607K | 0.3% | $1.03 | $5.05 | -79.6% | COM | 427746102 |
| KO | COCA COLA CO | 10,725 | $600K | 0.3% | $55.98 * | $42.16 | +24.2% | COM | 191216100 |
| — | NUVEEN QUALITY MUNCP INCOME | 58,500 | $593K | 0.3% | $10.14 | $14.52 | — | COM | 67066V101 |
| COIN | COINBASE GLOBAL INC | 9,000 | $577K | 0.3% | $64.16 | — | — | Put | 19260Q107 |
| YUM | YUM BRANDS INC | 4,536 | $567K | 0.3% | $124.94 * | $72.19 | +65.7% | COM | 988498101 |
| ABBV | ABBVIE INC | 3,712 | $553K | 0.3% | $149.06 * | $71.58 | +92.2% | COM | 00287Y109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,863 | $542K | 0.3% | $140.30 * | $97.57 | +33.8% | COM | 459200101 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $531K | 0.3% | $531477.00 | $284799.47 | +86.6% | CL A | 084670108 |
| AMT | AMERICAN TOWER CORP NEW | 3,128 | $514K | 0.3% | $164.45 * | $178.08 | -15.2% | COM | 03027X100 |
| PATH | UIPATH INC | 26,000 | $445K | 0.2% | $17.11 | $30.24 | -43.4% | CL A | 90364P105 |
| INTC | INTEL CORP | 12,325 | $438K | 0.2% | $35.55 | $42.82 | -18.3% | COM | 458140100 |
| MAS | MASCO CORP | 7,800 | $417K | 0.2% | $53.45 * | $36.44 | +41.1% | COM | 574599106 |
| DDOG | DATADOG INC | 4,495 | $409K | 0.2% | $91.09 | $79.27 | +14.9% | CL A COM | 23804L103 |
| ABT | ABBOTT LABS | 4,162 | $403K | 0.2% | $96.85 * | $70.96 | +30.6% | COM | 002824100 |
| GIS | GENERAL MLS INC | 6,200 | $397K | 0.2% | $63.99 * | $40.54 | +44.3% | COM | 370334104 |
| CAT | CATERPILLAR INC | 1,420 | $388K | 0.2% | $273.00 * | $209.54 | +25.7% | COM | 149123101 |
| TSLA | TESLA INC | 1,461 | $366K | 0.2% | $250.22 | $186.84 | +33.9% | COM | 88160R101 |
| CI | THE CIGNA GROUP | 1,250 | $358K | 0.2% | $286.07 * | $247.94 | +10.7% | COM | 125523100 |
| MDT | MEDTRONIC PLC | 4,503 | $353K | 0.2% | $78.36 * | $94.16 | -22.1% | SHS | G5960L103 |
| PANW | PALO ALTO NETWORKS INC | 1,505 | $353K | 0.2% | $234.44 * | $84.74 | +38.3% | COM | 697435105 |
| CVS | CVS HEALTH CORP | 5,025 | $351K | 0.2% | $69.82 * | $52.41 | +21.6% | COM | 126650100 |
| PLTR | PALANTIR TECHNOLOGIES INC | 21,000 | $336K | 0.2% | $16.00 | $11.37 | +40.8% | CL A | 69608A108 |
| CB | CHUBB LIMITED | 1,600 | $333K | 0.2% | $208.18 * | $130.07 | +56.3% | COM | H1467J104 |
| CMCSA | COMCAST CORP NEW | 7,400 | $328K | 0.2% | $44.34 * | $30.98 | +33.0% | CL A | 20030N101 |
| AVGO | BROADCOM INC | 394 | $327K | 0.2% | $830.58 * | $61.80 | +30.8% | COM | 11135F101 |
| NOC | NORTHROP GRUMMAN CORP | 715 | $315K | 0.2% | $440.19 * | $442.02 | -4.1% | COM | 666807102 |
| SLG | SL GREEN RLTY CORP | 8,225 | $307K | 0.2% | $37.30 | $36.06 | — | COM | 78440X887 |
| PG | PROCTER AND GAMBLE CO | 2,075 | $303K | 0.2% | $145.86 * | $72.65 | +89.7% | COM | 742718109 |
| GD | GENERAL DYNAMICS CORP | 1,330 | $294K | 0.2% | $220.97 * | $208.96 | +1.0% | COM | 369550108 |
| — | BLACKROCK INC | 450 | $291K | 0.2% | $646.49 | $699.96 | — | COM | 09247X101 |
| T | AT&T INC | 19,250 | $289K | 0.2% | $15.02 * | $14.86 | -10.6% | COM | 00206R102 |
| FDX | FEDEX CORP | 1,025 | $272K | 0.1% | $264.92 * | $241.44 | +4.5% | COM | 31428X106 |
| LOW | LOWES COS INC | 1,306 | $271K | 0.1% | $207.84 * | $179.51 | +10.7% | COM | 548661107 |
| LMT | LOCKHEED MARTIN CORP | 660 | $270K | 0.1% | $408.96 * | $315.65 | +21.8% | COM | 539830109 |
| DPZ | DOMINOS PIZZA INC | 701 | $266K | 0.1% | $378.79 * | $282.42 | +29.9% | COM | 25754A201 |
| ETN | EATON CORP PLC | 1,200 | $256K | 0.1% | $213.28 * | $160.16 | +29.7% | SHS | G29183103 |
| OXY | OCCIDENTAL PETE CORP | 3,865 | $251K | 0.1% | $64.88 * | $59.10 | +5.4% | COM | 674599105 |
| CSCO | CISCO SYS INC | 4,573 | $246K | 0.1% | $53.76 * | $41.47 | +20.9% | COM | 17275R102 |
| BAC | BANK AMERICA CORP | 8,895 | $244K | 0.1% | $27.38 * | $29.83 | -13.2% | COM | 060505104 |
| SNOW | SNOWFLAKE INC | 1,580 | $241K | 0.1% | $152.77 | $152.08 | +0.5% | CL A | 833445109 |
| UNP | UNION PAC CORP | 1,100 | $224K | 0.1% | $203.63 * | $189.24 | +2.2% | COM | 907818108 |
| MS | MORGAN STANLEY | 2,600 | $212K | 0.1% | $81.67 * | $72.58 | +4.3% | COM NEW | 617446448 |
| F | FORD MTR CO DEL | 16,750 | $208K | 0.1% | $12.42 * | $10.51 | +1.2% | COM | 345370860 |
| IDXX | IDEXX LABS INC | 475 | $208K | 0.1% | $437.27 | $388.17 | +12.6% | COM | 45168D104 |
| CTMX | CYTOMX THERAPEUTICS INC | 112,450 | $145K | 0.1% | $1.29 | $2.19 | -41.1% | COM | 23284F105 |
| PLUG | PLUG POWER INC | 16,500 | $125K | 0.1% | $7.60 | $15.86 | -52.1% | COM NEW | 72919P202 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $115K | 0.1% | $7.68 | $9.54 | — | COM | 27829G106 |