Location: Saratoga Springs, NY
CIK: 0001730945 · Show all filings
Period: Q4 2023 (← Previous) (Next →)
Filing Date: Jan 19, 2024
Total Value: $205M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AMZN | AMAZON COM INC | 65,877 | $10.01M | 4.9% | $151.94 | $120.99 | +25.6% | COM | 023135106 |
| AAPL | APPLE INC | 51,490 | $9.913M | 4.8% | $192.53 | $99.25 | +92.2% | COM | 037833100 |
| GOOGL | ALPHABET INC | 70,316 | $9.822M | 4.8% | $139.69 | $107.35 | +29.1% | CAP STK CL A | 02079K305 |
| MSFT | MICROSOFT CORP | 23,669 | $8.9M | 4.3% | $376.04 | $142.59 | +159.8% | COM | 594918104 |
| MELI | MERCADOLIBRE INC | 5,569 | $8.752M | 4.3% | $1571.54 | $502.99 | +212.4% | COM | 58733R102 |
| — | NUVEEN FLOATING RATE INCOME | 929,042 | $7.637M | 3.7% | $8.22 | $8.26 | — | COM | 67072T108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 21,077 | $7.517M | 3.7% | $356.66 | $196.76 | +81.3% | CL B NEW | 084670702 |
| META | META PLATFORMS INC | 20,872 | $7.388M | 3.6% | $353.96 | $195.75 | +79.6% | CL A | 30303M102 |
| IVV | ISHARES TR | 13,877 | $6.628M | 3.2% | $477.63 | $412.35 | +15.8% | CORE S&P500 ETF | 464287200 |
| — | NUVEEN AMT FREE QLTY MUN INC | 582,500 | $6.407M | 3.1% | $11.00 | $12.03 | — | COM | 670657105 |
| TTD | THE TRADE DESK INC | 68,573 | $4.935M | 2.4% | $71.96 | $60.70 | +18.5% | COM CL A | 88339J105 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 450,000 | $4.851M | 2.4% | $10.78 | $11.31 | — | COM | 09253W104 |
| QQQM | INVESCO EXCH TRADED FD TR II | 21,500 | $3.624M | 1.8% | $168.54 | $139.11 | +21.2% | NASDAQ 100 ETF | 46138G649 |
| — | VIRTUS CONVERTIBLE & INCOME | 1,009,653 | $3.403M | 1.7% | $3.37 | $3.34 | — | COM | 92838X102 |
| JPM | JPMORGAN CHASE & CO | 19,932 | $3.39M | 1.7% | $170.10 * | $86.61 | +87.8% | COM | 46625H100 |
| ADBE | ADOBE INC | 5,598 | $3.34M | 1.6% | $596.60 | $502.47 | +18.7% | COM | 00724F101 |
| GOOG | ALPHABET INC | 22,542 | $3.177M | 1.6% | $140.93 | $108.29 | +29.2% | CAP STK CL C | 02079K107 |
| — | NUVEEN MUNICIPAL CREDIT INC | 265,000 | $3.132M | 1.5% | $11.82 | $13.28 | — | COM SH BEN INT | 67070X101 |
| HRTX | HERON THERAPEUTICS INC | 1,798,650 | $3.058M | 1.5% | $1.70 | $2.39 | -29.0% | COM | 427746102 |
| IJR | ISHARES TR | 28,134 | $3.045M | 1.5% | $108.25 | $98.20 | +10.2% | CORE S&P SCP ETF | 464287804 |
| NVDA | NVIDIA CORPORATION | 6,130 | $3.036M | 1.5% | $495.24 * | $33.24 | +48.9% | COM | 67066G104 |
| QQQ | INVESCO QQQ TR | 6,889 | $2.821M | 1.4% | $409.51 | $271.29 | +51.0% | UNIT SER 1 | 46090E103 |
| — | VIRTUS CONVERTIBLE & INC FD | 927,798 | $2.765M | 1.4% | $2.98 | $3.07 | — | COM | 92838U108 |
| XOM | EXXON MOBIL CORP | 26,375 | $2.637M | 1.3% | $99.98 * | $49.38 | +88.9% | COM | 30231G102 |
| HD | HOME DEPOT INC | 7,265 | $2.518M | 1.2% | $346.54 * | $251.22 | +31.4% | COM | 437076102 |
| EMBJ | EMBRAER S.A. | 135,219 | $2.495M | 1.2% | $18.45 | $14.10 | +30.9% | SPONSORED ADS | 29082A107 |
| IJH | ISHARES TR | 7,979 | $2.211M | 1.1% | $277.16 * | $49.75 | +11.4% | CORE S&P MCP ETF | 464287507 |
| DIS | DISNEY WALT CO | 22,732 | $2.052M | 1.0% | $90.29 | $105.45 | -16.1% | COM | 254687106 |
| AMGN | AMGEN INC | 7,055 | $2.032M | 1.0% | $288.02 * | $144.07 | +87.9% | COM | 031162100 |
| ABNB | AIRBNB INC | 14,874 | $2.025M | 1.0% | $136.14 | $155.83 | -12.6% | COM CL A | 009066101 |
| LLY | ELI LILLY & CO | 3,433 | $2.001M | 1.0% | $582.93 | $392.43 | +46.5% | COM | 532457108 |
| ZTS | ZOETIS INC | 10,090 | $1.991M | 1.0% | $197.37 * | $64.45 | +199.3% | CL A | 98978V103 |
| ORCL | ORACLE CORP | 18,074 | $1.906M | 0.9% | $105.43 * | $61.02 | +69.0% | COM | 68389X105 |
| — | NUVEEN QUALITY MUNCP INCOME | 165,000 | $1.889M | 0.9% | $11.45 | $12.54 | — | COM | 67066V101 |
| V | VISA INC | 7,075 | $1.842M | 0.9% | $260.35 | $113.88 | +125.3% | COM CL A | 92826C839 |
| — | ARISTA NETWORKS INC | 7,739 | $1.823M | 0.9% | $235.51 | $183.93 | — | COM | 040413106 |
| SPY | SPDR S&P 500 ETF TR | 3,728 | $1.772M | 0.9% | $475.31 | $407.52 | +16.6% | TR UNIT | 78462F103 |
| WMT | WALMART INC | 10,918 | $1.721M | 0.8% | $157.65 * | $41.67 | +23.4% | COM | 931142103 |
| — | BLACKROCK FLOATING RATE INCO | 126,813 | $1.605M | 0.8% | $12.66 | $11.39 | — | COM | 09255X100 |
| — | NUVEEN AMT FREE MUN CR INC F | 135,000 | $1.596M | 0.8% | $11.82 | $11.87 | — | COM | 67071L106 |
| — | NUVEEN MUN VALUE FD INC | 178,042 | $1.531M | 0.7% | $8.60 | $9.01 | — | COM | 670928100 |
| CLH | CLEAN HARBORS INC | 8,687 | $1.516M | 0.7% | $174.51 | $69.98 | +149.4% | COM | 184496107 |
| THC | TENET HEALTHCARE CORP | 18,331 | $1.385M | 0.7% | $75.57 | $58.85 | +28.4% | COM NEW | 88033G407 |
| CSX | CSX CORP | 38,955 | $1.351M | 0.7% | $34.67 * | $25.88 | +30.1% | COM | 126408103 |
| — | HESS CORP | 8,123 | $1.171M | 0.6% | $144.17 | $107.48 | — | COM | 42809H107 |
| JNJ | JOHNSON & JOHNSON | 7,393 | $1.159M | 0.6% | $156.75 * | $119.11 | +23.8% | COM | 478160104 |
| BIIB | BIOGEN INC | 4,117 | $1.065M | 0.5% | $258.77 | $267.47 | -3.3% | COM | 09062X103 |
| ROST | ROSS STORES INC | 7,525 | $1.041M | 0.5% | $138.39 * | $64.50 | +110.1% | COM | 778296103 |
| GS | GOLDMAN SACHS GROUP INC | 2,675 | $1.032M | 0.5% | $385.77 * | $228.69 | +61.4% | COM | 38141G104 |
| TJX | TJX COS INC NEW | 10,425 | $978K | 0.5% | $93.81 * | $72.35 | +26.3% | COM | 872540109 |
| CRWD | CROWDSTRIKE HLDGS INC | 3,760 | $960K | 0.5% | $255.32 | $179.07 | +42.6% | CL A | 22788C105 |
| PEP | PEPSICO INC | 5,613 | $953K | 0.5% | $169.84 * | $100.26 | +57.8% | COM | 713448108 |
| CRM | SALESFORCE INC | 3,530 | $929K | 0.5% | $263.14 | $161.68 | +60.8% | COM | 79466L302 |
| DECK | DECKERS OUTDOOR CORP | 1,363 | $911K | 0.4% | $668.43 * | $80.39 | +38.6% | COM | 243537107 |
| MS | MORGAN STANLEY | 9,500 | $886K | 0.4% | $93.25 * | $74.20 | +18.0% | COM NEW | 617446448 |
| NFLX | NETFLIX INC | 1,731 | $843K | 0.4% | $486.88 * | $31.82 | +53.0% | COM | 64110L106 |
| — | BLACKROCK DEBT STRATEGIES FD | 76,500 | $825K | 0.4% | $10.79 | $10.50 | — | COM NEW | 09255R202 |
| WBD | WARNER BROS DISCOVERY INC | 71,138 | $810K | 0.4% | $11.38 | $12.48 | -8.8% | COM SER A | 934423104 |
| DOV | DOVER CORP | 5,100 | $784K | 0.4% | $153.81 * | $68.12 | +120.8% | COM | 260003108 |
| KO | COCA COLA CO | 13,125 | $773K | 0.4% | $58.93 * | $44.19 | +25.7% | COM | 191216100 |
| — | APOLLO TACTICAL INCOME FD IN | 55,000 | $768K | 0.4% | $13.96 | $12.41 | — | COM | 037638103 |
| MRK | MERCK & CO INC | 6,560 | $715K | 0.3% | $109.02 * | $47.19 | +116.7% | COM | 58933Y105 |
| UNH | UNITEDHEALTH GROUP INC | 1,325 | $698K | 0.3% | $526.47 * | $392.08 | +29.0% | COM | 91324P102 |
| MCD | MCDONALDS CORP | 2,345 | $695K | 0.3% | $296.51 * | $138.65 | +104.0% | COM | 580135101 |
| GD | GENERAL DYNAMICS CORP | 2,540 | $660K | 0.3% | $259.67 * | $221.01 | +12.8% | COM | 369550108 |
| HON | HONEYWELL INTL INC | 3,100 | $650K | 0.3% | $209.71 * | $116.02 | +63.2% | COM | 438516106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,863 | $632K | 0.3% | $163.55 * | $97.57 | +57.7% | COM | 459200101 |
| INTU | INTUIT | 975 | $609K | 0.3% | $625.03 | $467.20 | +32.1% | COM | 461202103 |
| YUM | YUM BRANDS INC | 4,536 | $593K | 0.3% | $130.66 * | $72.19 | +74.1% | COM | 988498101 |
| UBER | UBER TECHNOLOGIES INC | 9,468 | $583K | 0.3% | $61.57 | $35.02 | +75.8% | COM | 90353T100 |
| ABBV | ABBVIE INC | 3,692 | $572K | 0.3% | $154.97 * | $71.58 | +101.8% | COM | 00287Y109 |
| PFE | PFIZER INC | 19,640 | $565K | 0.3% | $28.79 * | $30.13 | -16.0% | COM | 717081103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $543K | 0.3% | $542626.00 | $284799.47 | +90.5% | CL A | 084670108 |
| MAS | MASCO CORP | 7,800 | $522K | 0.3% | $66.98 * | $36.44 | +77.7% | COM | 574599106 |
| INTC | INTEL CORP | 10,100 | $508K | 0.2% | $50.25 | $42.82 | +15.8% | COM | 458140100 |
| RSP | INVESCO EXCHANGE TRADED FD T | 3,180 | $502K | 0.2% | $157.80 | $145.27 | +8.6% | S&P500 EQL WGT | 46137V357 |
| CAT | CATERPILLAR INC | 1,595 | $472K | 0.2% | $295.67 * | $214.11 | +33.9% | COM | 149123101 |
| SNOW | SNOWFLAKE INC | 2,330 | $464K | 0.2% | $199.00 | $157.55 | +26.3% | CL A | 833445109 |
| ABT | ABBOTT LABS | 4,162 | $458K | 0.2% | $110.07 * | $70.96 | +49.3% | COM | 002824100 |
| BTI | BRITISH AMERN TOB PLC | 15,500 | $454K | 0.2% | $29.29 | $36.15 | -19.0% | SPONSORED ADR | 110448107 |
| PATH | UIPATH INC | 18,000 | $447K | 0.2% | $24.84 | $30.24 | -17.8% | CL A | 90364P105 |
| AVGO | BROADCOM INC | 400 | $447K | 0.2% | $1116.25 * | $62.25 | +75.3% | COM | 11135F101 |
| RTX | RTX CORPORATION | 5,250 | $442K | 0.2% | $84.14 * | $75.63 | +6.7% | COM | 75513E101 |
| DDOG | DATADOG INC | 3,520 | $427K | 0.2% | $121.38 | $79.27 | +53.1% | CL A COM | 23804L103 |
| PANW | PALO ALTO NETWORKS INC | 1,430 | $422K | 0.2% | $294.88 * | $84.74 | +74.0% | COM | 697435105 |
| LMT | LOCKHEED MARTIN CORP | 910 | $412K | 0.2% | $453.24 * | $343.61 | +24.9% | COM | 539830109 |
| GIS | GENERAL MLS INC | 6,200 | $404K | 0.2% | $65.14 * | $40.54 | +48.3% | COM | 370334104 |
| CTMX | CYTOMX THERAPEUTICS INC | 239,300 | $371K | 0.2% | $1.55 | $1.73 | -10.2% | COM | 23284F105 |
| KRE | SPDR SER TR | 6,875 | $360K | 0.2% | $52.43 | $44.72 | +17.2% | S&P REGL BKG | 78464A698 |
| — | BLACKROCK INC | 425 | $345K | 0.2% | $811.80 | $699.96 | — | COM | 09247X101 |
| TMO | THERMO FISHER SCIENTIFIC INC | 650 | $345K | 0.2% | $530.79 | $480.76 | +9.7% | COM | 883556102 |
| PLTR | PALANTIR TECHNOLOGIES INC | 19,912 | $342K | 0.2% | $17.17 | $11.37 | +51.1% | CL A | 69608A108 |
| NOC | NORTHROP GRUMMAN CORP | 715 | $335K | 0.2% | $468.14 * | $442.02 | +2.4% | COM | 666807102 |
| CMCSA | COMCAST CORP NEW | 7,400 | $324K | 0.2% | $43.85 * | $30.98 | +32.4% | CL A | 20030N101 |
| PG | PROCTER AND GAMBLE CO | 2,075 | $304K | 0.1% | $146.54 * | $72.65 | +91.7% | COM | 742718109 |
| ULTA | ULTA BEAUTY INC | 620 | $304K | 0.1% | $489.99 | $421.81 | +16.2% | COM | 90384S303 |
| ETN | EATON CORP PLC | 1,200 | $289K | 0.1% | $240.82 * | $160.16 | +47.0% | SHS | G29183103 |
| DPZ | DOMINOS PIZZA INC | 701 | $289K | 0.1% | $412.23 * | $282.42 | +41.8% | COM | 25754A201 |
| UNP | UNION PAC CORP | 1,150 | $282K | 0.1% | $245.62 * | $190.11 | +23.5% | COM | 907818108 |
| HUM | HUMANA INC | 600 | $275K | 0.1% | $457.81 * | $479.75 | -6.9% | COM | 444859102 |
| LOW | LOWES COS INC | 1,231 | $274K | 0.1% | $222.55 * | $179.51 | +19.3% | COM | 548661107 |
| SLG | SL GREEN RLTY CORP | 5,750 | $260K | 0.1% | $45.17 | $36.06 | — | COM | 78440X887 |
| IDXX | IDEXX LABS INC | 450 | $250K | 0.1% | $555.05 | $388.17 | +43.0% | COM | 45168D104 |
| F | FORD MTR CO DEL | 19,758 | $241K | 0.1% | $12.19 * | $10.38 | +2.2% | COM | 345370860 |
| CVS | CVS HEALTH CORP | 3,050 | $241K | 0.1% | $78.96 * | $52.41 | +38.7% | COM | 126650100 |
| CSCO | CISCO SYS INC | 4,573 | $231K | 0.1% | $50.52 * | $41.47 | +14.4% | COM | 17275R102 |
| OXY | OCCIDENTAL PETE CORP | 3,865 | $231K | 0.1% | $59.71 * | $59.10 | -2.7% | COM | 674599105 |
| T | AT&T INC | 13,500 | $227K | 0.1% | $16.78 * | $14.86 | +1.8% | COM | 00206R102 |
| CI | THE CIGNA GROUP | 725 | $217K | 0.1% | $299.45 * | $247.94 | +16.4% | COM | 125523100 |
| O | REALTY INCOME CORP | 3,750 | $215K | 0.1% | $57.42 * | $46.49 | +10.4% | COM | 756109104 |
| DOW | DOW INC | 3,900 | $214K | 0.1% | $54.84 * | $44.66 | +8.3% | COM | 260557103 |
| FDX | FEDEX CORP | 825 | $209K | 0.1% | $252.97 * | $241.44 | +0.3% | COM | 31428X106 |
| BA | BOEING CO | 793 | $207K | 0.1% | $260.70 | $213.87 | +21.9% | COM | 097023105 |
| — | EATON VANCE RISK-MANAGED DIV | 15,000 | $118K | 0.1% | $7.84 | $9.54 | — | COM | 27829G106 |
| PLUG | PLUG POWER INC | 18,850 | $84,825 | 0.0% | $4.50 | $14.54 | -69.0% | COM NEW | 72919P202 |