WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $160,636 (100.0% shares, 0.0% debt)

Holdings (23)

DLHC DLH HOLDINGS CORP 17.5%

Value ($000) $28,067 Shares 3,871,260 Est. Cost $1.35 Unrealized +525.1%

LFCR LANDEC CORP 17.4%

Value ($000) $27,948 Shares 2,875,300 Est. Cost $13.13 Unrealized -27.5%

NATR NATURES SUNSHINE PRODS INC 17.3%

Value ($000) $27,758 Shares 2,399,161 Est. Cost $10.85 Unrealized -6.7%

— SUMMER INFANT INC 8.2%

Value ($000) $13,119 Shares 758,786 Est. Cost $2.09 Unrealized —

— MVC CAPITAL INC 7.6%

Value ($000) $12,178 Shares 1,559,270 Est. Cost $8.17 Unrealized —

— WILLIAMS INDUSTRIAL SERVICES GROUP 7.1%

Value ($000) $11,423 Shares 6,346,031 Est. Cost $2.25 Unrealized —

— S&W SEED CO 6.9%

Value ($000) $11,143 Shares 4,493,198 Est. Cost $3.93 Unrealized —

— TELOS CORP 6.9%

Value ($000) $11,095 Shares 554,765 Est. Cost $23.22 Unrealized —

— SMTC CORPORATION 4.5%

Value ($000) $7,245 Shares 2,001,416 Est. Cost $2.21 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 2.3%

Value ($000) $3,617 Shares 1,903,595 Est. Cost $2.12 Unrealized -18.6%

GLDD GREAT LAKES DREDGE & DOCK CO 1.9%

Value ($000) $3,050 Shares 320,730 Est. Cost $8.79 Unrealized +4.3%

— AMERINAC HOLDING CORP 1.1%

Value ($000) $1,688 Shares 25,000 Est. Cost $40.00 Unrealized —

GVA GRANITE CONSTRUCTION 0.3%

Value ($000) $530 Shares 30,100 Est. Cost $18.30 Unrealized 0.0%

LEAT LEATT CORP 0.3%

Value ($000) $506 Shares 85,000 Est. Cost $3.91 Unrealized 0.0%

BW BABCOCK & WILCOX ENTERPR 0.2%

Value ($000) $373 Shares 160,915 Est. Cost $3.83 Unrealized -34.9%

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value ($000) $360 Shares 1,015,388 Est. Cost $2.44 Unrealized -80.4%

— TILE SHOP HLDGS INC 0.1%

Value ($000) $228 Shares 80,000 Est. Cost $5.65 Unrealized —

— MUSCLE PHARM CORP 0.1%

Value ($000) $101 Shares 2,011,905 Est. Cost $3.76 Unrealized —

CLAR CLARUS CORPORATION 0.0%

Value ($000) $71 Shares 5,020 Est. Cost $6.30 Unrealized +84.3%

EQS EQUUS TOTAL RETURN INC 0.0%

Value ($000) $70 Shares 58,098 Est. Cost $2.54 Unrealized -47.6%

— RECRO PHARMA INC 0.0%

Value ($000) $27 Shares 13,000 Est. Cost $8.15 Unrealized —

— GLYECO INC 0.0%

Value ($000) $24 Shares 394,672 Est. Cost $0.60 Unrealized —

CVV CVD EQUIPMENT 0.0%

Value ($000) $15 Shares 4,794 Est. Cost $10.92 Unrealized -71.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$28,067	17.5%	$1.35	+525.1%	COMM	23335Q100
LFCR	LANDEC CORP	2,875,300	$27,948	17.4%	$13.13	-27.5%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$27,758	17.3%	$10.85	-6.7%	COMM	639027101
—	SUMMER INFANT INC	758,786	$13,119	8.2%	$2.09	—	COMM	865646301
—	MVC CAPITAL INC	1,559,270	$12,178	7.6%	$8.17	—	COMM	553829102
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,346,031	$11,423	7.1%	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,493,198	$11,143	6.9%	$3.93	—	COMM	785135104
—	TELOS CORP	554,765	$11,095	6.9%	$23.22	—	PFRD	87969B200
—	SMTC CORPORATION	2,001,416	$7,245	4.5%	$2.21	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,903,595	$3,617	2.3%	$2.12	-18.6%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	320,730	$3,050	1.9%	$8.79	+4.3%	COMM	390607109
—	AMERINAC HOLDING CORP	25,000	$1,688	1.1%	$40.00	—	RSTD	03077Y107
GVA	GRANITE CONSTRUCTION	30,100	$530	0.3%	$18.30	0.0%	COMM	387328107
LEAT	LEATT CORP	85,000	$506	0.3%	$3.91	0.0%	COMM	522132208
BW	BABCOCK & WILCOX ENTERPR	160,915	$373	0.2%	$3.83	-34.9%	COMM	05614L209
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$360	0.2%	$2.44	-80.4%	COMM	522015106
—	TILE SHOP HLDGS INC	80,000	$228	0.1%	$5.65	—	COMM	88677Q109
—	MUSCLE PHARM CORP	2,011,905	$101	0.1%	$3.76	—	COMM	627335201
CLAR	CLARUS CORPORATION	5,020	$71	0.0%	$6.30	+84.3%	COMM	18270P109
EQS	EQUUS TOTAL RETURN INC	58,098	$70	0.0%	$2.54	-47.6%	FUND	294766100
—	RECRO PHARMA INC	13,000	$27	0.0%	$8.15	—	COMM	75629F109
—	GLYECO INC	394,672	$24	0.0%	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT	4,794	$15	0.0%	$10.92	-71.2%	COMM	126601103