WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $161M (100.0% shares, 0.0% debt)

Holdings (23)

DLHC DLH HOLDINGS CORP 17.5%

Value $28.07M Shares 3,871,260 Share Price $7.25 * Est. Cost/Share $1.35 Unrealized @ Report Date +525.1%

LFCR LANDEC CORP 17.4%

Value $27.95M Shares 2,875,300 Share Price $9.72 * Est. Cost/Share $13.13 Unrealized @ Report Date -27.5%

NATR NATURES SUNSHINE PRODS INC 17.3%

Value $27.76M Shares 2,399,161 Share Price $11.57 * Est. Cost/Share $10.85 Unrealized @ Report Date -6.7%

— SUMMER INFANT INC 8.2%

Value $13.12M Shares 758,786 Share Price $17.29 Est. Cost/Share $2.09 Unrealized @ Report Date —

— MVC CAPITAL INC 7.6%

Value $12.18M Shares 1,559,270 Share Price $7.81 Est. Cost/Share $8.17 Unrealized @ Report Date —

— WILLIAMS INDUSTRIAL SERVICES GROUP 7.1%

Value $11.42M Shares 6,346,031 Share Price $1.80 Est. Cost/Share $2.25 Unrealized @ Report Date —

— S&W SEED CO 6.9%

Value $11.14M Shares 4,493,198 Share Price $2.48 Est. Cost/Share $3.93 Unrealized @ Report Date —

— TELOS CORP 6.9%

Value $11.1M Shares 554,765 Share Price $20.00 Est. Cost/Share $23.22 Unrealized @ Report Date —

— SMTC CORPORATION 4.5%

Value $7.245M Shares 2,001,416 Share Price $3.62 Est. Cost/Share $2.21 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 2.3%

Value $3.617M Shares 1,903,595 Share Price $1.90 * Est. Cost/Share $2.12 Unrealized @ Report Date -18.6%

GLDD GREAT LAKES DREDGE & DOCK CO 1.9%

Value $3.05M Shares 320,730 Share Price $9.51 * Est. Cost/Share $8.79 Unrealized @ Report Date +4.3%

— AMERINAC HOLDING CORP 1.1%

Value $1.688M Shares 25,000 Share Price $67.52 Est. Cost/Share $40.00 Unrealized @ Report Date —

GVA GRANITE CONSTRUCTION 0.3%

Value $530K Shares 30,100 Share Price $17.61 * Est. Cost/Share $18.30 Unrealized @ Report Date 0.0%

LEAT LEATT CORP 0.3%

Value $506K Shares 85,000 Share Price $5.95 * Est. Cost/Share $3.91 Unrealized @ Report Date 0.0%

BW BABCOCK & WILCOX ENTERPR 0.2%

Value $373K Shares 160,915 Share Price $2.32 * Est. Cost/Share $3.83 Unrealized @ Report Date -34.9%

LTRE LEARNING TREE INTERNATIONAL 0.2%

Value $360K Shares 1,015,388 Share Price $0.35 * Est. Cost/Share $2.44 Unrealized @ Report Date -80.4%

— TILE SHOP HLDGS INC 0.1%

Value $228K Shares 80,000 Share Price $2.85 Est. Cost/Share $5.65 Unrealized @ Report Date —

— MUSCLE PHARM CORP 0.1%

Value $101K Shares 2,011,905 Share Price $0.05 Est. Cost/Share $3.76 Unrealized @ Report Date —

CLAR CLARUS CORPORATION 0.0%

Value $71,000 Shares 5,020 Share Price $14.14 * Est. Cost/Share $6.30 Unrealized @ Report Date +84.3%

EQS EQUUS TOTAL RETURN INC 0.0%

Value $70,000 Shares 58,098 Share Price $1.20 * Est. Cost/Share $2.54 Unrealized @ Report Date -47.6%

— RECRO PHARMA INC 0.0%

Value $27,000 Shares 13,000 Share Price $2.08 Est. Cost/Share $8.15 Unrealized @ Report Date —

— GLYECO INC 0.0%

Value $24,000 Shares 394,672 Share Price $0.06 Est. Cost/Share $0.60 Unrealized @ Report Date —

CVV CVD EQUIPMENT 0.0%

Value $15,000 Shares 4,794 Share Price $3.13 Est. Cost/Share $10.92 Unrealized @ Report Date -71.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
DLHC	DLH HOLDINGS CORP	3,871,260	$28.07M	17.5%	$7.25 *	$1.35	+525.1%	COMM	23335Q100
LFCR	LANDEC CORP	2,875,300	$27.95M	17.4%	$9.72 *	$13.13	-27.5%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,399,161	$27.76M	17.3%	$11.57 *	$10.85	-6.7%	COMM	639027101
—	SUMMER INFANT INC	758,786	$13.12M	8.2%	$17.29	$2.09	—	COMM	865646301
—	MVC CAPITAL INC	1,559,270	$12.18M	7.6%	$7.81	$8.17	—	COMM	553829102
—	WILLIAMS INDUSTRIAL SERVICES GROUP	6,346,031	$11.42M	7.1%	$1.80	$2.25	—	COMM	96951A104
—	S&W SEED CO	4,493,198	$11.14M	6.9%	$2.48	$3.93	—	COMM	785135104
—	TELOS CORP	554,765	$11.1M	6.9%	$20.00	$23.22	—	PFRD	87969B200
—	SMTC CORPORATION	2,001,416	$7.245M	4.5%	$3.62	$2.21	—	COMM	832682207
QRHC	QUEST RESOURCE HOLDING CORP	1,903,595	$3.617M	2.3%	$1.90 *	$2.12	-18.6%	COMM	74836W203
GLDD	GREAT LAKES DREDGE & DOCK CO	320,730	$3.05M	1.9%	$9.51 *	$8.79	+4.3%	COMM	390607109
—	AMERINAC HOLDING CORP	25,000	$1.688M	1.1%	$67.52	$40.00	—	RSTD	03077Y107
GVA	GRANITE CONSTRUCTION	30,100	$530K	0.3%	$17.61 *	$18.30	0.0%	COMM	387328107
LEAT	LEATT CORP	85,000	$506K	0.3%	$5.95 *	$3.91	0.0%	COMM	522132208
BW	BABCOCK & WILCOX ENTERPR	160,915	$373K	0.2%	$2.32 *	$3.83	-34.9%	COMM	05614L209
LTRE	LEARNING TREE INTERNATIONAL	1,015,388	$360K	0.2%	$0.35 *	$2.44	-80.4%	COMM	522015106
—	TILE SHOP HLDGS INC	80,000	$228K	0.1%	$2.85	$5.65	—	COMM	88677Q109
—	MUSCLE PHARM CORP	2,011,905	$101K	0.1%	$0.05	$3.76	—	COMM	627335201
CLAR	CLARUS CORPORATION	5,020	$71,000	0.0%	$14.14 *	$6.30	+84.3%	COMM	18270P109
EQS	EQUUS TOTAL RETURN INC	58,098	$70,000	0.0%	$1.20 *	$2.54	-47.6%	FUND	294766100
—	RECRO PHARMA INC	13,000	$27,000	0.0%	$2.08	$8.15	—	COMM	75629F109
—	GLYECO INC	394,672	$24,000	0.0%	$0.06	$0.60	—	COMM	38000P203
CVV	CVD EQUIPMENT	4,794	$15,000	0.0%	$3.13	$10.92	-71.2%	COMM	126601103