Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 14, 2021
Total Value: $3.421B (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,400,000 | $530M | 15.5% | $220.94 | $220.94 | — | Put | 464287655 |
| W | WAYFAIR INC | 1,304,000 | $410M | 12.0% | $314.75 | — | — | Call | 94419L101 |
| QQQ | INVESCO QQQ TR | 600,000 | $191M | 5.6% | $319.13 | — | — | Put | 46090E103 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 2,059,654 | $129M | 3.8% | $62.53 * | $23.44 | +146.0% | COM | G31249108 |
| CDXS | CODEXIS INC | 4,191,834 | $95.95M | 2.8% | $22.89 * | $3.00 | +680.2% | COM | 192005106 |
| IWM | ISHARES TR | 400,000 | $88.38M | 2.6% | $220.94 | $220.94 | — | Call | 464287655 |
| TLT | ISHARES TR | 600,000 | $81.27M | 2.4% | $135.45 | — | — | Put | 464287432 |
| LNWO | SCIENTIFIC GAMES CORP | 2,059,300 | $79.32M | 2.3% | $38.52 * | $41.16 | +8.9% | Call | 80874P109 |
| — | QAD INC | 959,666 | $63.9M | 1.9% | $66.58 | $34.20 | — | CL A | 74727D306 |
| IWM | ISHARES TR | 273,745 | $60.48M | 1.8% | $220.94 | $220.94 | — | RUSSELL 2000 ETF | 464287655 |
| QURE | UNIQURE NV | 1,672,891 | $56.36M | 1.6% | $33.69 * | $33.84 | +5.9% | SHS | N90064101 |
| — | VONAGE HLDGS CORP | 4,637,611 | $54.82M | 1.6% | $11.82 | $7.87 | — | COM | 92886T201 |
| CVNA | CARVANA CO | 203,700 | $53.45M | 1.6% | $262.40 * | $228.56 | +20.6% | Call | 146869102 |
| LNWO | SCIENTIFIC GAMES CORP | 1,345,087 | $51.81M | 1.5% | $38.52 * | $41.16 | +8.9% | COM | 80874P109 |
| TNL | TRAVEL PLUS LEISURE CO | 836,626 | $51.17M | 1.5% | $61.16 * | $45.04 | 0.0% | COM | 894164102 |
| QURE | UNIQURE NV | 1,500,000 | $50.53M | 1.5% | $33.69 * | $33.84 | +5.9% | Call | N90064101 |
| LXFR | LUXFER HOLDINGS PLC | 2,200,347 | $46.82M | 1.4% | $21.28 * | $13.67 | +37.6% | SHS | G5698W116 |
| — | APTOSE BIOSCIENCES INC | 7,738,892 | $46.24M | 1.4% | $5.98 | $4.01 | — | COM NEW | 03835T200 |
| THC | TENET HEALTHCARE CORP | 875,900 | $45.55M | 1.3% | $52.00 * | $23.95 | +111.1% | Call | 88033G407 |
| CAR | AVIS BUDGET GROUP | 623,600 | $45.24M | 1.3% | $72.54 * | $49.09 | 0.0% | COM | 053774105 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,002,410 | $44.77M | 1.3% | $22.36 | $17.25 | +30.9% | COM | 87164F105 |
| CASH | META FINL GROUP INC | 987,784 | $44.76M | 1.3% | $45.31 * | $21.04 | +99.2% | COM | 59100U108 |
| ARKG | ARK ETF TR | 500,000 | $44.37M | 1.3% | $88.73 | — | — | Call | 00214Q302 |
| SPRY | SILVERBACK THERAPEUTICS INC | 992,242 | $42.7M | 1.2% | $43.03 * | $33.40 | +41.7% | COM | 82835W108 |
| — | SHIFT TECHNOLOGIES INC | 5,006,840 | $41.41M | 1.2% | $8.27 | $8.27 | — | CL A | 82452T107 |
| DXPE | DXP ENTERPRISES INC | 1,263,480 | $38.12M | 1.1% | $30.17 * | $33.96 | -16.1% | COM NEW | 233377407 |
| — | TRAVELCENTERS OF AMERICA INC | 1,291,003 | $35.02M | 1.0% | $27.13 | $17.67 | — | COM NEW | 89421B109 |
| CUE | CUE BIOPHARMA INC | 2,703,983 | $32.99M | 1.0% | $12.20 * | $12.91 | +6.2% | COM | 22978P106 |
| — | FORTRESS BIOTECH INC | 8,602,693 | $30.37M | 0.9% | $3.53 | $3.12 | — | COM | 34960Q109 |
| IMAX | IMAX CORP | 1,452,523 | $29.2M | 0.9% | $20.10 | $13.78 | +44.6% | COM | 45245E109 |
| KROS | KEROS THERAPEUTICS INC | 460,372 | $28.34M | 0.8% | $61.55 * | $46.34 | +36.7% | COM | 492327101 |
| IMTX | IMMATICS N.V | 2,441,765 | $27.37M | 0.8% | $11.21 | $10.53 | +7.7% | SHS | N44445109 |
| RMR | RMR GROUP INC | 649,096 | $26.49M | 0.8% | $40.81 * | $21.75 | +7.1% | CL A | 74967R106 |
| EXAS | EXACT SCIENCES CORP | 200,000 | $26.36M | 0.8% | $131.78 | — | — | Put | 30063P105 |
| ALTG | ALTA EQUIPMENT GROUP INC | 2,026,045 | $26.34M | 0.8% | $13.00 * | $7.99 | +26.8% | COMMON STOCK | 02128L106 |
| — | METROMILE INC | 2,432,490 | $25.03M | 0.7% | $10.29 | $10.29 | — | COM | 591697107 |
| — | CERECOR INC | 7,650,928 | $23.11M | 0.7% | $3.02 | $2.68 | — | COM | 15671L109 |
| GDEN | GOLDEN ENTMT INC | 908,323 | $22.94M | 0.7% | $25.26 * | $17.34 | +15.1% | COM | 381013101 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,508,518 | $22.64M | 0.7% | $15.01 * | $10.93 | +41.5% | COM | 46005L101 |
| — | AKUMIN INC | 5,774,470 | $21.37M | 0.6% | $3.70 | $3.25 | — | COM | 01021F109 |
| EHTH | EHEALTH INC | 280,562 | $20.41M | 0.6% | $72.73 * | $82.91 | -22.9% | COM | 28238P109 |
| VMD | VIEMED HEALTHCARE INC | 1,930,590 | $19.54M | 0.6% | $10.12 * | $7.16 | +31.5% | COM | 92663R105 |
| — | CURIS INC | 1,662,711 | $18.82M | 0.6% | $11.32 | $8.25 | — | COM NEW | 231269200 |
| TDOC | TELADOC HEALTH INC | 100,000 | $18.18M | 0.5% | $181.75 | — | — | Put | 87918A105 |
| AKBA | AKEBIA THERAPEUTICS INC | 5,150,819 | $17.44M | 0.5% | $3.39 * | $8.43 | -57.3% | COM | 00972D105 |
| WVE | WAVE LIFE SCIENCES LTD | 2,882,786 | $16.17M | 0.5% | $5.61 * | $9.15 | +5.1% | SHS | Y95308105 |
| DHX | DHI GROUP INC | 4,810,513 | $16.11M | 0.5% | $3.35 * | $1.96 | +45.4% | COM | 23331S100 |
| — | FTAC OLYMPUS ACQUISITION COR | 1,508,889 | $15.95M | 0.5% | $10.57 | $10.57 | — | CL A SHS | G37288100 |
| — | PAYA HOLDINGS INC | 1,394,116 | $15.28M | 0.4% | $10.96 | $12.94 | — | COM CL A | 70434P103 |
| — | VONAGE HLDGS CORP | 1,250,000 | $14.78M | 0.4% | $11.82 | $7.87 | — | Call | 92886T201 |
| — | DARIOHEALTH CORP | 750,194 | $14.45M | 0.4% | $19.26 | $14.38 | — | COM NEW | 23725P209 |
| — | FINTECH ACQUISITION CORP IV | 1,200,000 | $13.78M | 0.4% | $11.48 | $7.02 | — | UNIT 12/31/2025 | 31810N302 |
| — | AEGLEA BIOTHERAPEUTICS INC | 1,712,088 | $13.56M | 0.4% | $7.92 | $6.25 | — | COM | 00773J103 |
| — | CATALYST BIOSCIENCES INC | 2,561,334 | $12.91M | 0.4% | $5.04 | $6.25 | — | COM NEW | 14888D208 |
| — | APOLLO ENDOSURGERY INC | 2,279,970 | $12.56M | 0.4% | $5.51 | $5.17 | — | COM | 03767D108 |
| ZVOI | ZOVIO INC | 3,091,286 | $12.55M | 0.4% | $4.06 * | $3.40 | +55.6% | COM | 98979V102 |
| — | VIRGIN GALACTIC HOLDINGS INC | 400,000 | $12.25M | 0.4% | $30.63 | — | — | Call | 92766K106 |
| — | HOOKIPA PHARMA INC | 900,000 | $12.11M | 0.4% | $13.45 | $13.45 | — | COM | 43906K100 |
| — | FALCON MINERALS CORP | 2,688,653 | $12.07M | 0.4% | $4.49 | $6.79 | — | CL A COM | 30607B109 |
| — | FINTECH ACQUISITION CORP V | 1,000,000 | $11.95M | 0.3% | $11.95 | $10.67 | — | UNIT 99/99/9999 | 31810Q305 |
| RDI | READING INTL INC | 2,118,875 | $11.76M | 0.3% | $5.55 * | $3.99 | +67.0% | CL A | 755408101 |
| — | INSU ACQUISITION CORP III | 1,000,000 | $10.1M | 0.3% | $10.10 | $10.57 | — | UNIT 12/31/2026 | 457817302 |
| — | FTAC ATHENA ACQUISITION CORP | 1,000,000 | $10M | 0.3% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G37283127 |
| — | FTAC HERA ACQUISITION CORP | 1,000,000 | $9.99M | 0.3% | $9.99 | $9.99 | — | UNIT 02/28/2026 | G3728Y129 |
| — | FTAC PARNASSUS ACQUISITN COR | 1,000,000 | $9.93M | 0.3% | $9.93 | $9.93 | — | UNIT 03/10/2026 | 30319B207 |
| — | SOLENO THERAPEUTICS INC | 7,816,729 | $9.849M | 0.3% | $1.26 | $2.59 | — | COM NEW | 834203200 |
| — | ARYA SCIENCES ACQUISITION CO | 706,770 | $9.739M | 0.3% | $13.78 | $10.82 | — | COM CL A | G3166W106 |
| LINC | LINCOLN EDL SVCS CORP | 1,494,298 | $9.578M | 0.3% | $6.41 * | $2.51 | +147.3% | COM | 533535100 |
| — | HARPOON THERAPEUTICS INC | 452,813 | $9.473M | 0.3% | $20.92 | $20.92 | — | COM | 41358P106 |
| — | ZOGENIX INC | 473,055 | $9.234M | 0.3% | $19.52 | $19.99 | — | COM NEW | 98978L204 |
| — | IKENA ONCOLOGY INC | 325,000 | $9.181M | 0.3% | $28.25 | $28.25 | — | COM | 45175G108 |
| ACAD | ACADIA PHARMACEUTICALS INC | 300,000 | $7.74M | 0.2% | $25.80 | — | — | Call | 004225108 |
| — | STRATA SKIN SCIENCES INC | 4,583,908 | $7.655M | 0.2% | $1.67 | $1.87 | — | COM NEW | 86272A206 |
| — | PAR TECHNOLOGY CORP | 6,000,000 | $7.506M | 0.2% | $1.25 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| HCA | HCA HEALTHCARE INC | 35,600 | $6.705M | 0.2% | $188.34 * | $123.42 | +36.9% | COM | 40412C101 |
| XGN | EXAGEN INC | 374,315 | $6.551M | 0.2% | $17.50 | $17.82 | 0.0% | COM | 30068X103 |
| SRL | SCULLY ROYALTY LTD | 743,953 | $6.487M | 0.2% | $8.72 * | $9.84 | -28.2% | COM SHS | G7T96K107 |
| — | LAVA THERAPEUTICS NV | 381,227 | $5.791M | 0.2% | $15.19 | $15.19 | — | SHS | N51517105 |
| RILY | B. RILEY FINANCIAL INC | 101,532 | $5.724M | 0.2% | $56.38 * | $53.91 | 0.0% | COM | 05580M108 |
| — | DOVER MOTORSPORTS INC | 2,597,086 | $5.35M | 0.2% | $2.06 | $2.15 | — | COM | 260174107 |
| — | TFF PHARMACEUTICALS INC | 382,553 | $5.191M | 0.2% | $13.57 | $12.96 | — | COM | 87241J104 |
| — | ADICET BIO INC | 395,875 | $5.178M | 0.2% | $13.08 | $12.05 | — | COM | 007002108 |
| — | REGIS CORP MINN | 400,000 | $5.024M | 0.1% | $12.56 | — | — | Put | 758932107 |
| — | ARYA SCIENCES ACQU CORP IV | 400,000 | $4.189M | 0.1% | $10.47 | $10.47 | — | CL A | G31659108 |
| — | GALMED PHARMACEUTICALS LTD | 1,213,540 | $4.162M | 0.1% | $3.43 | $7.04 | — | SHS | M47238106 |
| — | IMAC HLDGS INC | 2,500,000 | $4.125M | 0.1% | $1.65 | $1.65 | — | COM | 44967K104 |
| — | ROTH CH ACQUISITION III CO | 400,000 | $4M | 0.1% | $10.00 | $10.00 | — | UNIT 02/26/2026 | 77867Q201 |
| — | MERRIMACK PHARMACEUTICALS IN | 608,974 | $3.824M | 0.1% | $6.28 | $5.84 | — | COM NEW | 590328209 |
| — | B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.75M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | METROMILE INC | 524,964 | $3.405M | 0.1% | $6.49 | $6.49 | — | *W EXP 02/09/202 | 591697115 |
| — | SHIFT TECHNOLOGIES INC | 400,000 | $3.328M | 0.1% | $8.32 | $8.27 | — | Call | 82452T107 |
| AFIIQ | ARMSTRONG FLOORING INC | 609,349 | $2.98M | 0.1% | $4.89 * | $15.68 | -69.9% | COM | 04238R106 |
| — | ACER THERAPEUTICS INC | 934,755 | $2.907M | 0.1% | $3.11 | $22.84 | — | COM | 00444P108 |
| HYPR | HEALTHCOR CATALIO ACQU CORP | 290,596 | $2.906M | 0.1% | $10.00 | $10.00 | — | CL A SHS | G44125105 |
| TBBK | BANCORP INC DEL | 139,629 | $2.893M | 0.1% | $20.72 * | $8.66 | +124.5% | COM | 05969A105 |
| — | TELIGENT INC NEW | 4,155,045 | $2.584M | 0.1% | $0.62 | $0.62 | — | COM NEW | 87960W203 |
| — | ANGION BIOMEDICA CORP | 125,000 | $2.259M | 0.1% | $18.07 | $18.07 | — | COM A | 03476J107 |
| — | FTAC OLYMPUS ACQUISITION COR | 333,327 | $2.035M | 0.1% | $6.11 | $6.11 | — | *W EXP 08/28/202 | G37288126 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 363,622 | $1.989M | 0.1% | $5.47 | $4.79 | — | COM NEW | 40434H203 |
| — | BCTG ACQUISITION CORP | 175,915 | $1.956M | 0.1% | $11.12 | $10.36 | — | COM | 05492W103 |
| CELC | CELCUITY INC | 133,367 | $1.912M | 0.1% | $14.34 | $14.22 | 0.0% | COM | 15102K100 |
| — | 5 01 ACQUISITION CORP | 186,650 | $1.862M | 0.1% | $9.98 | $9.98 | — | COM CL A | 33836P105 |
| — | BOLT BIOTHERAPEUTICS INC | 50,000 | $1.646M | 0.0% | $32.92 | $32.92 | — | COM | 097702104 |
| — | ALTA EQUIPMENT GROUP INC | 179,300 | $1.633M | 0.0% | $9.11 | $1.67 | — | *W EXP 02/14/202 | 02128L114 |
| — | IMMATICS N.V | 226,471 | $1.614M | 0.0% | $7.13 | $6.62 | — | *W EXP 07/01/202 | N44445117 |
| — | KINTARA THERAPEUTICS INC | 902,677 | $1.571M | 0.0% | $1.74 | $1.60 | — | COM | 49720K101 |
| CDXS | CODEXIS INC | 53,700 | $1.229M | 0.0% | $22.89 * | $3.00 | +680.2% | Call | 192005106 |
| — | SELECT INTERIOR CONCEPTS INC | 156,573 | $1.127M | 0.0% | $7.20 | $6.54 | — | CL A | 816120307 |
| — | THE AARONS COMPANY INC | 35,026 | $899K | 0.0% | $25.67 | $25.67 | — | COM | 00258W108 |
| THC | TENET HEALTHCARE CORP | 16,408 | $853K | 0.0% | $51.99 * | $23.95 | +111.1% | COM NEW | 88033G407 |
| TSHA | TAYSHA GENE THERAPIES INC | 36,956 | $750K | 0.0% | $20.29 * | $23.43 | +15.5% | COM SHS | 877619106 |
| — | FALCON MINERALS CORP | 878,022 | $714K | 0.0% | $0.81 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| SIGA | SIGA TECHNOLOGIES INC | 104,702 | $681K | 0.0% | $6.50 * | $4.01 | +23.9% | COM | 826917106 |
| — | CYREN LTD | 598,540 | $487K | 0.0% | $0.81 | $1.14 | — | SHS | M26895108 |
| MDIA | MEDIACO HLDG INC | 103,680 | $346K | 0.0% | $3.34 * | $5.51 | -37.6% | CL A | 58450D104 |
| — | AVENUE THERAPEUTICS INC | 30,211 | $183K | 0.0% | $6.06 | $5.96 | — | COM NEW | 05360L205 |