Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 16, 2021
Total Value: $3.52B (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 2,000,000 | $459M | 13.0% | $229.37 | $220.94 | — | Put | 464287655 |
| W | WAYFAIR INC | 1,304,000 | $412M | 11.7% | $315.71 | — | — | Call | 94419L101 |
| TLT | ISHARES TR | 1,200,000 | $173M | 4.9% | $144.35 | — | — | Put | 464287432 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,927,264 | $168M | 4.8% | $87.34 * | $23.44 | +217.3% | COM | G31249108 |
| LNWO | SCIENTIFIC GAMES CORP | 1,559,300 | $121M | 3.4% | $77.44 * | $41.16 | +49.2% | Call | 80874P109 |
| IWO | ISHARES TR | 300,000 | $93.51M | 2.7% | $311.69 | — | — | Put | 464287648 |
| CDXS | CODEXIS INC | 3,861,232 | $87.5M | 2.5% | $22.66 * | $3.00 | +622.7% | COM | 192005106 |
| — | QAD INC | 926,756 | $80.65M | 2.3% | $87.02 | $34.20 | — | CL A | 74727D306 |
| QURE | UNIQURE NV | 2,105,900 | $64.86M | 1.8% | $30.80 * | $33.83 | -0.9% | Call | N90064101 |
| MLKN | MILLER HERMAN INC | 1,366,266 | $64.41M | 1.8% | $47.14 * | $39.16 | 0.0% | COM | 600544100 |
| — | VONAGE HLDGS CORP | 4,267,140 | $61.49M | 1.7% | $14.41 | $7.87 | — | COM | 92886T201 |
| CVNA | CARVANA CO | 203,700 | $61.48M | 1.7% | $301.82 | — | — | Call | 146869102 |
| THC | TENET HEALTHCARE CORP | 875,900 | $58.68M | 1.7% | $66.99 * | $23.95 | +159.0% | Call | 88033G407 |
| CASH | META FINL GROUP INC | 1,073,936 | $54.37M | 1.5% | $50.63 * | $23.26 | +109.7% | COM | 59100U108 |
| QURE | UNIQURE NV | 1,762,766 | $54.29M | 1.5% | $30.80 * | $33.83 | -0.9% | SHS | N90064101 |
| XBI | SPDR SER TR | 400,000 | $54.16M | 1.5% | $135.40 | — | — | Put | 78464A870 |
| TNL | TRAVEL PLUS LEISURE CO | 830,092 | $49.35M | 1.4% | $59.45 * | $45.04 | +17.2% | COM | 894164102 |
| IMAX | IMAX CORP | 2,191,490 | $47.12M | 1.3% | $21.50 | $16.40 | +31.4% | COM | 45245E109 |
| LXFR | LUXFER HOLDINGS PLC | 2,093,024 | $46.57M | 1.3% | $22.25 * | $13.67 | +59.0% | SHS | G5698W116 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 2,593,337 | $44.53M | 1.3% | $17.17 * | $17.50 | +4.7% | COM | 87164F105 |
| — | SHIFT TECHNOLOGIES INC | 5,001,932 | $42.92M | 1.2% | $8.58 | $8.27 | — | CL A | 82452T107 |
| DXPE | DXP ENTERPRISES INC | 1,279,183 | $42.6M | 1.2% | $33.30 * | $33.93 | -9.0% | COM NEW | 233377407 |
| TDOC | TELADOC HEALTH INC | 240,000 | $39.91M | 1.1% | $166.29 | — | — | Put | 87918A105 |
| SPRY | SILVERBACK THERAPEUTICS INC | 1,266,266 | $39.12M | 1.1% | $30.89 * | $33.11 | -3.2% | COM | 82835W108 |
| — | TRAVELCENTERS OF AMERICA INC | 1,290,898 | $37.75M | 1.1% | $29.24 | $17.67 | — | COM NEW | 89421B109 |
| GDEN | GOLDEN ENTMT INC | 726,027 | $32.53M | 0.9% | $44.80 * | $17.34 | +95.8% | COM | 381013101 |
| CUE | CUE BIOPHARMA INC | 2,677,666 | $31.2M | 0.9% | $11.65 * | $12.91 | +0.1% | COM | 22978P106 |
| IMTX | IMMATICS N.V | 2,544,622 | $29.54M | 0.8% | $11.61 | $10.58 | +10.9% | SHS | N44445109 |
| ALTG | ALTA EQUIPMENT GROUP INC | 2,054,289 | $27.3M | 0.8% | $13.29 * | $8.05 | +57.7% | COMMON STOCK | 02128L106 |
| — | FORTRESS BIOTECH INC | 7,529,169 | $26.88M | 0.8% | $3.57 | $3.12 | — | COM | 34960Q109 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,722,240 | $25.57M | 0.7% | $14.85 | $11.43 | +31.0% | COM | 46005L101 |
| RMR | RMR GROUP INC | 660,984 | $25.54M | 0.7% | $38.64 * | $21.79 | +9.1% | CL A | 74967R106 |
| KROS | KEROS THERAPEUTICS INC | 598,880 | $25.43M | 0.7% | $42.47 * | $48.15 | +12.5% | COM | 492327101 |
| — | APTOSE BIOSCIENCES INC | 7,541,497 | $25.04M | 0.7% | $3.32 | $4.01 | — | COM NEW | 03835T200 |
| — | METROMILE INC | 2,732,851 | $25.01M | 0.7% | $9.15 | $10.16 | — | COM | 591697107 |
| PTON | PELOTON INTERACTIVE INC | 200,000 | $24.8M | 0.7% | $124.02 | — | — | Call | 70614W100 |
| MLKN | MILLER HERMAN INC | 500,000 | $23.57M | 0.7% | $47.14 * | $39.16 | 0.0% | Call | 600544100 |
| RDVT | RED VIOLET INC | 1,000,000 | $23.52M | 0.7% | $23.52 * | $20.66 | 0.0% | COM | 75704L104 |
| — | DARIOHEALTH CORP | 1,063,515 | $22.72M | 0.6% | $21.36 | $16.44 | — | COM NEW | 23725P209 |
| — | CERECOR INC | 6,325,677 | $20.68M | 0.6% | $3.27 | $2.68 | — | COM | 15671L109 |
| BKE | BUCKLE INC | 400,000 | $19.9M | 0.6% | $49.75 | — | — | Call | 118440106 |
| AKBA | AKEBIA THERAPEUTICS INC | 5,170,063 | $19.59M | 0.6% | $3.79 * | $8.43 | -60.1% | COM | 00972D105 |
| — | AKUMIN INC | 6,220,740 | $19.59M | 0.6% | $3.15 | $3.24 | — | COM | 01021F109 |
| PWP | PERELLA WEINBERG PARTNERS | 1,510,996 | $19.43M | 0.6% | $12.86 * | $10.61 | 0.0% | CLASS A COM | 71367G102 |
| — | BBQ HLDGS INC | 1,000,000 | $18.98M | 0.5% | $18.98 | $18.98 | — | COM | 05551A109 |
| — | APOLLO ENDOSURGERY INC | 2,317,491 | $18.77M | 0.5% | $8.10 | $5.22 | — | COM | 03767D108 |
| PAYO | PAYONEER GLOBAL INC | 1,808,889 | $18.76M | 0.5% | $10.37 | $10.19 | 0.0% | COM | 70451X104 |
| LNWO | SCIENTIFIC GAMES CORP | 237,628 | $18.4M | 0.5% | $77.44 * | $41.16 | +49.2% | COM | 80874P109 |
| — | VIRGIN GALACTIC HOLDINGS INC | 400,000 | $18.4M | 0.5% | $46.00 | — | — | Call | 92766K106 |
| — | VONAGE HLDGS CORP | 1,250,000 | $18.01M | 0.5% | $14.41 | $7.87 | — | Call | 92886T201 |
| — | CURIS INC | 2,083,536 | $16.81M | 0.5% | $8.07 | $8.21 | — | COM NEW | 231269200 |
| — | PAYA HOLDINGS INC | 1,494,116 | $16.46M | 0.5% | $11.02 | $12.81 | — | COM CL A | 70434P103 |
| RDI | READING INTL INC | 2,316,739 | $16.15M | 0.5% | $6.97 * | $4.19 | +51.0% | CL A | 755408101 |
| HLF | HERBALIFE NUTRITION LTD | 278,000 | $14.66M | 0.4% | $52.73 | — | — | Call | G4412G101 |
| — | FALCON MINERALS CORP | 2,626,748 | $13.34M | 0.4% | $5.08 | $6.79 | — | CL A COM | 30607B109 |
| — | FINTECH ACQUISITION CORP V | 1,000,000 | $13.08M | 0.4% | $13.08 | $10.67 | — | UNIT 99/99/9999 | 31810Q305 |
| IMAX | IMAX CORP | 600,000 | $12.9M | 0.4% | $21.50 | $16.40 | +31.4% | Call | 45245E109 |
| DHX | DHI GROUP INC | 3,778,900 | $12.77M | 0.4% | $3.38 * | $1.96 | +61.8% | COM | 23331S100 |
| EXAS | EXACT SCIENCES CORP | 100,000 | $12.43M | 0.4% | $124.31 | — | — | Put | 30063P105 |
| VMD | VIEMED HEALTHCARE INC | 1,700,596 | $12.16M | 0.3% | $7.15 * | $7.16 | +21.0% | COM | 92663R105 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 1,190,810 | $12.03M | 0.3% | $10.10 * | $10.83 | 0.0% | COM | 63909J108 |
| WVE | WAVE LIFE SCIENCES LTD | 1,794,232 | $11.95M | 0.3% | $6.66 | $9.15 | -28.6% | SHS | Y95308105 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 1,793,500 | $11.91M | 0.3% | $6.64 | $6.64 | — | SPON ADS | 05280R100 |
| — | AEGLEA BIOTHERAPEUTICS INC | 1,677,036 | $11.67M | 0.3% | $6.96 | $6.25 | — | COM | 00773J103 |
| LINC | LINCOLN EDL SVCS CORP | 1,458,208 | $11.35M | 0.3% | $7.78 * | $2.51 | +184.6% | COM | 533535100 |
| — | SOLENO THERAPEUTICS INC | 9,765,129 | $11.13M | 0.3% | $1.14 | $2.30 | — | COM NEW | 834203200 |
| — | CATALYST BIOSCIENCES INC | 2,531,360 | $10.96M | 0.3% | $4.33 | $6.25 | — | COM NEW | 14888D208 |
| — | PAR TECHNOLOGY CORP | 6,000,000 | $10.88M | 0.3% | $1.81 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| — | AT HOME GROUP INC | 285,000 | $10.5M | 0.3% | $36.84 | $36.84 | — | COM | 04650Y100 |
| — | FTAC ATHENA ACQUISITION CORP | 1,000,000 | $10.2M | 0.3% | $10.20 | $10.00 | — | UNIT 99/99/9999 | G37283127 |
| — | FINTECH ACQUISITION CORP VI | 1,000,000 | $10.09M | 0.3% | $10.09 | $10.09 | — | UNIT 06/24/2026 | 31811H205 |
| — | INSU ACQUISITION CORP III | 1,000,000 | $10.05M | 0.3% | $10.05 | $10.57 | — | UNIT 12/31/2026 | 457817302 |
| — | FTAC PARNASSUS ACQUISITN COR | 1,000,000 | $10.05M | 0.3% | $10.05 | $9.93 | — | UNIT 03/10/2026 | 30319B207 |
| — | FTAC HERA ACQUISITION CORP | 1,000,000 | $10.04M | 0.3% | $10.04 | $9.99 | — | UNIT 02/28/2026 | G3728Y129 |
| DNA | SOARING EAGLE ACQUISITION CO | 979,358 | $9.754M | 0.3% | $9.96 | $9.96 | — | CL A SHS | G8354H126 |
| SRL | SCULLY ROYALTY LTD | 779,349 | $9.481M | 0.3% | $12.17 * | $9.86 | +5.4% | COM SHS | G7T96K107 |
| — | PARTY CITY HOLDCO INC | 1,000,000 | $9.33M | 0.3% | $9.33 | — | — | Call | 702149105 |
| TSHA | TAYSHA GENE THERAPIES INC | 432,072 | $9.16M | 0.3% | $21.20 * | $23.08 | -0.1% | COM SHS | 877619106 |
| ZVOI | ZOVIO INC | 3,141,286 | $8.136M | 0.2% | $2.59 * | $3.40 | -10.0% | COM | 98979V102 |
| CAR | AVIS BUDGET GROUP | 103,100 | $8.03M | 0.2% | $77.89 | $49.09 | +60.4% | COM | 053774105 |
| HCA | HCA HEALTHCARE INC | 35,600 | $7.36M | 0.2% | $206.74 * | $123.42 | +58.6% | COM | 40412C101 |
| ACAD | ACADIA PHARMACEUTICALS INC | 300,000 | $7.317M | 0.2% | $24.39 | — | — | Call | 004225108 |
| RILY | B. RILEY FINANCIAL INC | 94,858 | $7.162M | 0.2% | $75.50 * | $53.91 | +29.8% | COM | 05580M108 |
| — | STRATA SKIN SCIENCES INC | 4,583,908 | $7.151M | 0.2% | $1.56 | $1.87 | — | COM NEW | 86272A206 |
| — | ZOGENIX INC | 386,696 | $6.682M | 0.2% | $17.28 | $19.99 | — | COM NEW | 98978L204 |
| — | HARPOON THERAPEUTICS INC | 443,247 | $6.148M | 0.2% | $13.87 | $20.92 | — | COM | 41358P106 |
| — | DOVER MOTORSPORTS INC | 2,597,086 | $5.843M | 0.2% | $2.25 | $2.15 | — | COM | 260174107 |
| XGN | EXAGEN INC | 367,936 | $5.515M | 0.2% | $14.99 * | $17.82 | -13.9% | COM | 30068X103 |
| — | REGIS CORP MINN | 550,000 | $5.148M | 0.1% | $9.36 | — | — | Put | 758932107 |
| — | IKENA ONCOLOGY INC | 349,660 | $4.909M | 0.1% | $14.04 | $27.25 | — | COM | 45175G108 |
| — | IMAC HLDGS INC | 2,473,637 | $4.898M | 0.1% | $1.98 | $1.65 | — | COM | 44967K104 |
| — | HOOKIPA PHARMA INC | 512,108 | $4.691M | 0.1% | $9.16 | $13.45 | — | COM | 43906K100 |
| — | ELOXX PHARMACEUTICALS INC | 2,266,287 | $4.51M | 0.1% | $1.99 | $1.99 | — | COM | 29014R103 |
| — | ARYA SCIENCES ACQU CORP IV | 400,000 | $4.288M | 0.1% | $10.72 | $10.47 | — | CL A | G31659108 |
| — | LAVA THERAPEUTICS NV | 381,227 | $4.148M | 0.1% | $10.88 | $15.19 | — | SHS | N51517105 |
| — | ROTH CH ACQUISITION III CO | 399,006 | $4.11M | 0.1% | $10.30 | $10.00 | — | UNIT 02/26/2026 | 77867Q201 |
| — | B RILEY PRINCIPAL 150 MERGER | 375,000 | $3.799M | 0.1% | $10.13 | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | MERRIMACK PHARMACEUTICALS IN | 571,946 | $3.655M | 0.1% | $6.39 | $5.84 | — | COM NEW | 590328209 |
| — | TFF PHARMACEUTICALS INC | 367,817 | $3.535M | 0.1% | $9.61 | $12.96 | — | COM | 87241J104 |
| NPCE | NEUROPACE INC | 147,404 | $3.507M | 0.1% | $23.79 * | $23.21 | 0.0% | COM | 641288105 |
| HYPR | HEALTHCOR CATALIO ACQU CORP | 354,296 | $3.49M | 0.1% | $9.85 | $9.97 | — | CL A SHS | G44125105 |
| — | ADICET BIO INC | 310,540 | $3.195M | 0.1% | $10.29 | $12.05 | — | COM | 007002108 |
| TBHC | KIRKLANDS INC | 132,500 | $3.032M | 0.1% | $22.88 | — | — | Put | 497498105 |
| — | GALMED PHARMACEUTICALS LTD | 944,631 | $2.872M | 0.1% | $3.04 | $7.04 | — | SHS | M47238106 |
| — | ACER THERAPEUTICS INC | 934,755 | $2.673M | 0.1% | $2.86 | $22.84 | — | COM | 00444P108 |
| — | HTG MOLECULAR DIAGNOSTICS IN | 363,622 | $2.113M | 0.1% | $5.81 | $4.79 | — | COM NEW | 40434H203 |
| — | 5 01 ACQUISITION CORP | 186,650 | $1.861M | 0.1% | $9.97 | $9.98 | — | COM CL A | 33836P105 |
| — | ANGION BIOMEDICA CORP | 125,000 | $1.628M | 0.0% | $13.02 | $18.07 | — | COM | 03476J107 |
| — | TELIGENT INC NEW | 2,418,987 | $1.294M | 0.0% | $0.53 | $0.62 | — | COM NEW | 87960W203 |
| — | METROMILE INC | 558,296 | $1.234M | 0.0% | $2.21 | $6.23 | — | *W EXP 02/09/202 | 591697115 |
| — | KINTARA THERAPEUTICS INC | 523,279 | $1.188M | 0.0% | $2.27 | $1.60 | — | COM | 49720K101 |
| — | SUSTAINABLE OPPORTNTS ACQ CO | 802,758 | $1.156M | 0.0% | $1.44 | $1.44 | — | *W EXP 99/99/999 | G8598Y117 |
| — | PERELLA WEINBERG PARTNERS | 400,000 | $1.112M | 0.0% | $2.78 | $2.78 | — | *W EXP 12/31/202 | 71367G110 |
| — | PAYONEER GLOBAL INC | 333,327 | $790K | 0.0% | $2.37 | $2.37 | — | *W EXP 06/25/202 | 70451X112 |
| — | IMMATICS N.V | 226,471 | $779K | 0.0% | $3.44 | $6.62 | — | *W EXP 07/01/202 | N44445117 |
| — | BOLT BIOTHERAPEUTICS INC | 50,000 | $773K | 0.0% | $15.46 | $32.92 | — | COM | 097702104 |
| — | CYREN LTD | 598,540 | $485K | 0.0% | $0.81 | $1.14 | — | SHS | M26895108 |
| MDIA | MEDIACO HLDG INC | 103,680 | $373K | 0.0% | $3.60 * | $5.51 | -38.1% | CL A | 58450D104 |
| SIGA | SIGA TECHNOLOGIES INC | 49,605 | $312K | 0.0% | $6.29 * | $4.01 | +25.5% | COM | 826917106 |
| — | FALCON MINERALS CORP | 878,022 | $167K | 0.0% | $0.19 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| — | AVENUE THERAPEUTICS INC | 30,211 | $76,000 | 0.0% | $2.52 | $5.96 | — | COM NEW | 05360L205 |