ARES MANAGEMENT LLC Diversified Active

CIK: 0001259313 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Aug 20, 2021

Total Value ($000): $2,275,848 (100.0% shares, 0.0% debt)

Holdings (41)

— AZEK Co Inc/The 51.2%

Value ($000) $1,165,672 Shares 27,721,090 Est. Cost $31.86 Unrealized —

CRC California Resources Corporation 18.3%

Value ($000) $416,836 Shares 17,324,848 Est. Cost $16.48 Unrealized +35.1%

HYG iShares TR 7.7%

Value ($000) $174,360 Shares 2,000,000 Est. Cost — Unrealized —

OPCH Option Care Health Inc. 3.7%

Value ($000) $83,234 Shares 4,691,896 Est. Cost $14.13 Unrealized +32.6%

CCO Clear Channel Outdoor Hldgs 3.3%

Value ($000) $75,690 Shares 42,049,772 Est. Cost $2.35 Unrealized -19.4%

BBDC Barings BDC Inc 1.4%

Value ($000) $32,012 Shares 3,207,574 Est. Cost $5.15 Unrealized +10.1%

— Oaktree Specialty Lending Corp 1.1%

Value ($000) $25,394 Shares 4,095,814 Est. Cost $5.26 Unrealized —

OBDC Owl Rock Capital Corp 1.1%

Value ($000) $25,295 Shares 1,836,984 Est. Cost $7.59 Unrealized +5.2%

ARCC Ares Cap Corp 1.1%

Value ($000) $24,465 Shares 1,307,564 Est. Cost $9.13 Unrealized +24.6%

GBDC Golub Capital BDC Inc 1.1%

Value ($000) $24,367 Shares 1,666,683 Est. Cost $8.36 Unrealized +7.4%

— FTS International Inc 1.0%

Value ($000) $22,376 Shares 904,444 Est. Cost $19.20 Unrealized —

— FS KKR Capital Corp II 1.0%

Value ($000) $22,364 Shares 1,145,130 Est. Cost $16.28 Unrealized —

SLRC SLR Investment Corp 1.0%

Value ($000) $21,724 Shares 1,223,189 Est. Cost $10.36 Unrealized +7.3%

ARKO ARKO Corp 0.9%

Value ($000) $20,973 Shares 2,110,000 Est. Cost $9.16 Unrealized -5.1%

— Extraction Oil & Gas Inc 0.9%

Value ($000) $20,544 Shares 571,611 Est. Cost $35.94 Unrealized —

PNNT PennantPark Investment Corp 0.8%

Value ($000) $18,840 Shares 3,334,559 Est. Cost $2.80 Unrealized +7.9%

— BlackRock Capital Investment 0.6%

Value ($000) $14,184 Shares 4,233,886 Est. Cost $3.89 Unrealized —

WHF WhiteHorse Fin Inc 0.6%

Value ($000) $13,456 Shares 887,010 Est. Cost $12.99 Unrealized +11.3%

FDUS Fidus Investment Corp 0.5%

Value ($000) $11,314 Shares 727,562 Est. Cost $7.36 Unrealized +10.2%

SCM Stellus Capital Investment Corp 0.4%

Value ($000) $10,102 Shares 795,396 Est. Cost $10.23 Unrealized +12.0%

FXY Invesco CurrencyShares Japan 0.4%

Value ($000) $8,516 Shares 100,000 Est. Cost — Unrealized —

— Summit Midstream Partners LP 0.3%

Value ($000) $7,107 Shares 301,528 Est. Cost $12.49 Unrealized —

NMFC New Mountain Finance Corp 0.3%

Value ($000) $5,968 Shares 481,259 Est. Cost $7.11 Unrealized 0.0%

LUMN Lumen Technologies Inc. 0.2%

Value ($000) $4,556 Shares 341,300 Est. Cost — Unrealized —

TRIN Trinity Cap Inc 0.2%

Value ($000) $4,445 Shares 297,893 Est. Cost $7.40 Unrealized 0.0%

BKLN Invesco Exch Traded Fd Tr II 0.2%

Value ($000) $4,039 Shares 182,500 Est. Cost — Unrealized —

TSLX Sixth Street Specialty Lending Inc 0.2%

Value ($000) $4,008 Shares 190,585 Est. Cost $19.80 Unrealized +8.4%

— ARKO Corp 0.1%

Value ($000) $2,255 Shares 1,100,000 Est. Cost $1.36 Unrealized —

TCPC BlackRock TCP Capital Corp 0.1%

Value ($000) $1,776 Shares 128,449 Est. Cost $12.70 Unrealized 0.0%

— ChargePoint Holdings Inc. 0.1%

Value ($000) $1,422 Shares 53,266 Est. Cost $26.70 Unrealized —

CSWC Capital Southwest Corp 0.1%

Value ($000) $1,398 Shares 63,104 Est. Cost $8.89 Unrealized +30.9%

TROX Tronox Holdings PLC 0.1%

Value ($000) $1,373 Shares 75,033 Est. Cost $11.74 Unrealized +48.7%

SAR Saratoga Investment Corp 0.1%

Value ($000) $1,151 Shares 45,473 Est. Cost $15.44 Unrealized +50.0%

— Vine Energy Inc 0.0%

Value ($000) $962 Shares 70,000 Est. Cost $13.74 Unrealized —

— Berry Global Group Inc 0.0%

Value ($000) $921 Shares 15,000 Est. Cost $43.66 Unrealized —

FE FirstEnergy Corp 0.0%

Value ($000) $902 Shares 26,000 Est. Cost $25.02 Unrealized +7.0%

— SLR Senior Investment Corp 0.0%

Value ($000) $624 Shares 42,460 Est. Cost $13.38 Unrealized —

— KKR Income Opportunities Fd 0.0%

Value ($000) $587 Shares 37,100 Est. Cost $15.82 Unrealized —

— Credit Suisse Asset Management Income Fund Inc 0.0%

Value ($000) $315 Shares 93,062 Est. Cost $3.26 Unrealized —

CHRS Coherus Biosciences Inc 0.0%

Value ($000) $203 Shares 13,928 Est. Cost $12.81 Unrealized +32.5%

— BlackRock Debt Strat Fd Inc 0.0%

Value ($000) $118 Shares 10,745 Est. Cost $11.12 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	AZEK Co Inc/The	27,721,090	$1,165,672	51.2%	$31.86	—	CL A	05478C105
CRC	California Resources Corporation	17,324,848	$416,836	18.3%	$16.48	+35.1%	COMMON STOCK	13057Q305
HYG	iShares TR	2,000,000	$174,360	7.7%	—	—	Put	464288513
OPCH	Option Care Health Inc.	4,691,896	$83,234	3.7%	$14.13	+32.6%	COM	68404L201
CCO	Clear Channel Outdoor Hldgs	42,049,772	$75,690	3.3%	$2.35	-19.4%	COM	18453H106
BBDC	Barings BDC Inc	3,207,574	$32,012	1.4%	$5.15	+10.1%	COM	06759L103
—	Oaktree Specialty Lending Corp	4,095,814	$25,394	1.1%	$5.26	—	COM	67401P108
OBDC	Owl Rock Capital Corp	1,836,984	$25,295	1.1%	$7.59	+5.2%	COM	69121K104
ARCC	Ares Cap Corp	1,307,564	$24,465	1.1%	$9.13	+24.6%	COM	04010L103
GBDC	Golub Capital BDC Inc	1,666,683	$24,367	1.1%	$8.36	+7.4%	COM	38173M102
—	FTS International Inc	904,444	$22,376	1.0%	$19.20	—	COM NEW CL A	30283W302
—	FS KKR Capital Corp II	1,145,130	$22,364	1.0%	$16.28	—	COM	35952V303
SLRC	SLR Investment Corp	1,223,189	$21,724	1.0%	$10.36	+7.3%	COM	83413U100
ARKO	ARKO Corp	2,110,000	$20,973	0.9%	$9.16	-5.1%	COM	041242108
—	Extraction Oil & Gas Inc	571,611	$20,544	0.9%	$35.94	—	COM	30227M303
PNNT	PennantPark Investment Corp	3,334,559	$18,840	0.8%	$2.80	+7.9%	COM	708062104
—	BlackRock Capital Investment	4,233,886	$14,184	0.6%	$3.89	—	COM	092533108
WHF	WhiteHorse Fin Inc	887,010	$13,456	0.6%	$12.99	+11.3%	COM	96524V106
FDUS	Fidus Investment Corp	727,562	$11,314	0.5%	$7.36	+10.2%	COM	316500107
SCM	Stellus Capital Investment Corp	795,396	$10,102	0.4%	$10.23	+12.0%	COM	858568108
FXY	Invesco CurrencyShares Japan	100,000	$8,516	0.4%	—	—	Put	46138W107
—	Summit Midstream Partners LP	301,528	$7,107	0.3%	$12.49	—	COM UNIT LTD	866142409
NMFC	New Mountain Finance Corp	481,259	$5,968	0.3%	$7.11	0.0%	COM	647551100
LUMN	Lumen Technologies Inc.	341,300	$4,556	0.2%	—	—	Put	550241103
TRIN	Trinity Cap Inc	297,893	$4,445	0.2%	$7.40	0.0%	COM	896442308
BKLN	Invesco Exch Traded Fd Tr II	182,500	$4,039	0.2%	—	—	Put	46138G508
TSLX	Sixth Street Specialty Lending Inc	190,585	$4,008	0.2%	$19.80	+8.4%	COM	83012A109
—	ARKO Corp	1,100,000	$2,255	0.1%	$1.36	—	*W EXP 12/22/202	041242116
TCPC	BlackRock TCP Capital Corp	128,449	$1,776	0.1%	$12.70	0.0%	COM	09259E108
—	ChargePoint Holdings Inc.	53,266	$1,422	0.1%	$26.70	—	COM CL A	15961R105
CSWC	Capital Southwest Corp	63,104	$1,398	0.1%	$8.89	+30.9%	COM	140501107
TROX	Tronox Holdings PLC	75,033	$1,373	0.1%	$11.74	+48.7%	SHS	G9087Q102
SAR	Saratoga Investment Corp	45,473	$1,151	0.1%	$15.44	+50.0%	COM NEW	80349A208
—	Vine Energy Inc	70,000	$962	0.0%	$13.74	—	CL A	92735P103
—	Berry Global Group Inc	15,000	$921	0.0%	$43.66	—	COM	08579W103
FE	FirstEnergy Corp	26,000	$902	0.0%	$25.02	+7.0%	COM	337932107
—	SLR Senior Investment Corp	42,460	$624	0.0%	$13.38	—	COM	83416M105
—	KKR Income Opportunities Fd	37,100	$587	0.0%	$15.82	—	COM	48249T106
—	Credit Suisse Asset Management Income Fund Inc	93,062	$315	0.0%	$3.26	—	COM	224916106
CHRS	Coherus Biosciences Inc	13,928	$203	0.0%	$12.81	+32.5%	COM	19249H103
—	BlackRock Debt Strat Fd Inc	10,745	$118	0.0%	$11.12	—	COM NEW	09255R202