ARES MANAGEMENT LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001259313 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Aug 20, 2021

Total Value: $2.27B (100.0% shares, 0.0% debt)

Holdings (36)

— AZEK Co Inc/The 66.4%

Value $1.508B Shares 39,221,090 Share Price $38.45 Est. Cost/Share $31.86 Unrealized @ Report Date —

CRC California Resources Corporation 18.0%

Value $409M Shares 17,324,848 Share Price $23.59 * Est. Cost/Share $16.48 Unrealized @ Report Date 0.0%

OPCH Option Care Health Inc. 3.2%

Value $73.38M Shares 4,691,896 Share Price $15.64 * Est. Cost/Share $14.13 Unrealized @ Report Date +5.3%

CCO Clear Channel Outdoor Hldgs 2.6%

Value $59.2M Shares 35,879,772 Share Price $1.65 * Est. Cost/Share $2.43 Unrealized @ Report Date -48.2%

— FTS International Inc 0.9%

Value $20.03M Shares 1,043,045 Share Price $19.20 Est. Cost/Share $19.20 Unrealized @ Report Date —

BBDC Barings BDC Inc 0.9%

Value $19.93M Shares 2,166,582 Share Price $9.20 * Est. Cost/Share $4.90 Unrealized @ Report Date +1.8%

ARKO Arko Corp 0.8%

Value $18.99M Shares 2,110,000 Share Price $9.00 Est. Cost/Share $9.16 Unrealized @ Report Date 0.0%

— SPDR S&P 500 ETF Trust 0.7%

Value $16.19M Shares 43,300 Share Price $373.88 Est. Cost/Share $373.88 Unrealized @ Report Date —

ARCC Ares Cap Corp 0.7%

Value $15.86M Shares 938,954 Share Price $16.89 * Est. Cost/Share $8.25 Unrealized @ Report Date +16.1%

SLRC Solar Cap Ltd 0.6%

Value $13.64M Shares 779,213 Share Price $17.51 * Est. Cost/Share $9.93 Unrealized @ Report Date +1.1%

WHF WhiteHorse Fin Inc 0.5%

Value $12.02M Shares 882,976 Share Price $13.61 * Est. Cost/Share $12.99 Unrealized @ Report Date -6.6%

GBDC Golub Capital BDC Inc 0.5%

Value $11.49M Shares 812,523 Share Price $14.14 * Est. Cost/Share $7.71 Unrealized @ Report Date +5.9%

OBDC Owl Rock Capital Corp 0.5%

Value $11.46M Shares 905,595 Share Price $12.66 * Est. Cost/Share $7.19 Unrealized @ Report Date +0.4%

— Oaktree Specialty Lending Corp 0.5%

Value $10.95M Shares 1,965,888 Share Price $5.57 Est. Cost/Share $4.24 Unrealized @ Report Date —

— FS KKR Capital Corp II 0.5%

Value $10.72M Shares 653,846 Share Price $16.40 Est. Cost/Share $13.83 Unrealized @ Report Date —

— Invesco CurrencyShares Japanese Yen Trust 0.4%

Value $9.146M Shares 100,000 Share Price $91.46 Est. Cost/Share — Unrealized @ Report Date —

— BlackRock Capital Investment 0.3%

Value $6.44M Shares 2,393,884 Share Price $2.69 Est. Cost/Share $4.30 Unrealized @ Report Date —

SCM Stellus Capital Investment Corp 0.3%

Value $5.772M Shares 530,470 Share Price $10.88 * Est. Cost/Share $9.62 Unrealized @ Report Date +2.9%

FDUS Fidus Investment Corp 0.2%

Value $4.794M Shares 365,990 Share Price $13.10 * Est. Cost/Share $6.62 Unrealized @ Report Date 0.0%

CSWC Capital Southwest Corp 0.2%

Value $4.574M Shares 257,710 Share Price $17.75 * Est. Cost/Share $8.89 Unrealized @ Report Date -2.1%

— Summit Midstream Partners LP 0.2%

Value $3.899M Shares 312,143 Share Price $12.49 Est. Cost/Share $12.49 Unrealized @ Report Date —

— Oaktree Strategic Income Corp 0.2%

Value $3.83M Shares 494,193 Share Price $7.75 Est. Cost/Share $7.35 Unrealized @ Report Date —

ACHC Acadia Healthcare Company In 0.2%

Value $3.518M Shares 70,000 Share Price $50.26 * Est. Cost/Share $31.47 Unrealized @ Report Date +26.7%

PNNT PennantPark Investment Corp 0.2%

Value $3.436M Shares 745,292 Share Price $4.61 * Est. Cost/Share $2.03 Unrealized @ Report Date 0.0%

TPVG TriplePoint Venture Growth BDC Corp 0.1%

Value $3.4M Shares 260,717 Share Price $13.04 * Est. Cost/Share $11.25 Unrealized @ Report Date +7.8%

TSLX Sixth Street Specialty Lending Inc 0.1%

Value $2.026M Shares 97,634 Share Price $20.75 * Est. Cost/Share $18.22 Unrealized @ Report Date +4.4%

SAR Saratoga Investment Corp 0.1%

Value $1.92M Shares 92,071 Share Price $20.85 * Est. Cost/Share $15.44 Unrealized @ Report Date +30.0%

— Arko Corp 0.1%

Value $1.496M Shares 1,100,000 Share Price $1.36 Est. Cost/Share $1.36 Unrealized @ Report Date —

TROX Tronox Holdings PLC 0.0%

Value $954K Shares 65,233 Share Price $14.62 * Est. Cost/Share $10.88 Unrealized @ Report Date +7.0%

TPC Tutor Perini Corp 0.0%

Value $907K Shares 70,000 Share Price $12.96 * Est. Cost/Share $12.27 Unrealized @ Report Date +10.2%

— Solar Senior Capital Ltd 0.0%

Value $839K Shares 58,046 Share Price $14.45 Est. Cost/Share $13.38 Unrealized @ Report Date —

FE FirstEnergy Corp 0.0%

Value $796K Shares 26,000 Share Price $30.62 * Est. Cost/Share $25.02 Unrealized @ Report Date -3.1%

— Berry Global Group Inc 0.0%

Value $730K Shares 13,000 Share Price $56.15 Est. Cost/Share $40.93 Unrealized @ Report Date —

CHRS Coherus Biosciences Inc 0.0%

Value $242K Shares 13,928 Share Price $17.38 * Est. Cost/Share $12.81 Unrealized @ Report Date +39.0%

— Credit Suisse Asset Management Income Fund Inc 0.0%

Value $158K Shares 50,000 Share Price $3.16 Est. Cost/Share $3.16 Unrealized @ Report Date —

— BlackRock Debt Strat Fd Inc 0.0%

Value $112K Shares 10,745 Share Price $10.42 Est. Cost/Share $11.12 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	AZEK Co Inc/The	39,221,090	$1.508B	66.4%	$38.45	$31.86	—	CL A	05478C105
CRC	California Resources Corporation	17,324,848	$409M	18.0%	$23.59 *	$16.48	0.0%	COMMON STOCK	13057Q305
OPCH	Option Care Health Inc.	4,691,896	$73.38M	3.2%	$15.64 *	$14.13	+5.3%	COM	68404L201
CCO	Clear Channel Outdoor Hldgs	35,879,772	$59.2M	2.6%	$1.65 *	$2.43	-48.2%	COM	18453H106
—	FTS International Inc	1,043,045	$20.03M	0.9%	$19.20	$19.20	—	COM NEW CL A	30283W302
BBDC	Barings BDC Inc	2,166,582	$19.93M	0.9%	$9.20 *	$4.90	+1.8%	COM	06759L103
ARKO	Arko Corp	2,110,000	$18.99M	0.8%	$9.00	$9.16	0.0%	COM	041242108
—	SPDR S&P 500 ETF Trust	43,300	$16.19M	0.7%	$373.88	$373.88	—	PUT	78462F953
ARCC	Ares Cap Corp	938,954	$15.86M	0.7%	$16.89 *	$8.25	+16.1%	COM	04010L103
SLRC	Solar Cap Ltd	779,213	$13.64M	0.6%	$17.51 *	$9.93	+1.1%	COM	83413U100
WHF	WhiteHorse Fin Inc	882,976	$12.02M	0.5%	$13.61 *	$12.99	-6.6%	COM	96524V106
GBDC	Golub Capital BDC Inc	812,523	$11.49M	0.5%	$14.14 *	$7.71	+5.9%	COM	38173M102
OBDC	Owl Rock Capital Corp	905,595	$11.46M	0.5%	$12.66 *	$7.19	+0.4%	COM	69121K104
—	Oaktree Specialty Lending Corp	1,965,888	$10.95M	0.5%	$5.57	$4.24	—	COM	67401P108
—	FS KKR Capital Corp II	653,846	$10.72M	0.5%	$16.40	$13.83	—	COM	35952V303
—	Invesco CurrencyShares Japanese Yen Trust	100,000	$9.146M	0.4%	$91.46	—	—	Put	46138W957
—	BlackRock Capital Investment	2,393,884	$6.44M	0.3%	$2.69	$4.30	—	COM	092533108
SCM	Stellus Capital Investment Corp	530,470	$5.772M	0.3%	$10.88 *	$9.62	+2.9%	COM	858568108
FDUS	Fidus Investment Corp	365,990	$4.794M	0.2%	$13.10 *	$6.62	0.0%	COM	316500107
CSWC	Capital Southwest Corp	257,710	$4.574M	0.2%	$17.75 *	$8.89	-2.1%	COM	140501107
—	Summit Midstream Partners LP	312,143	$3.899M	0.2%	$12.49	$12.49	—	COM UNIT LTD	866142409
—	Oaktree Strategic Income Corp	494,193	$3.83M	0.2%	$7.75	$7.35	—	COM	67402D104
ACHC	Acadia Healthcare Company In	70,000	$3.518M	0.2%	$50.26 *	$31.47	+26.7%	COM	00404A109
PNNT	PennantPark Investment Corp	745,292	$3.436M	0.2%	$4.61 *	$2.03	0.0%	COM	708062104
TPVG	TriplePoint Venture Growth BDC Corp	260,717	$3.4M	0.1%	$13.04 *	$11.25	+7.8%	COM	89677Y100
TSLX	Sixth Street Specialty Lending Inc	97,634	$2.026M	0.1%	$20.75 *	$18.22	+4.4%	COM	83012A109
SAR	Saratoga Investment Corp	92,071	$1.92M	0.1%	$20.85 *	$15.44	+30.0%	COM NEW	80349A208
—	Arko Corp	1,100,000	$1.496M	0.1%	$1.36	$1.36	—	*W EXP 12/22/202	041242116
TROX	Tronox Holdings PLC	65,233	$954K	0.0%	$14.62 *	$10.88	+7.0%	SHS	G9087Q102
TPC	Tutor Perini Corp	70,000	$907K	0.0%	$12.96 *	$12.27	+10.2%	COM	901109108
—	Solar Senior Capital Ltd	58,046	$839K	0.0%	$14.45	$13.38	—	COM	83416M105
FE	FirstEnergy Corp	26,000	$796K	0.0%	$30.62 *	$25.02	-3.1%	COM	337932107
—	Berry Global Group Inc	13,000	$730K	0.0%	$56.15	$40.93	—	COM	08579W103
CHRS	Coherus Biosciences Inc	13,928	$242K	0.0%	$17.38 *	$12.81	+39.0%	COM	19249H103
—	Credit Suisse Asset Management Income Fund Inc	50,000	$158K	0.0%	$3.16	$3.16	—	COM	224916106
—	BlackRock Debt Strat Fd Inc	10,745	$112K	0.0%	$10.42	$11.12	—	COM NEW	09255R202