Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 14, 2023
Total Value: $1.543B (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,700,000 | $296M | 19.2% | $174.36 | $174.78 | — | Put | 464287655 |
| IWM | ISHARES TR | 691,076 | $120M | 7.8% | $174.36 | $174.78 | — | RUSSELL 2000 ETF | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,815,023 | $119M | 7.7% | $65.65 * | $28.33 | +113.3% | COM | G31249108 |
| QURE | UNIQURE NV | 2,700,239 | $61.21M | 4.0% | $22.67 * | $28.83 | -25.2% | SHS | N90064101 |
| CASH | PATHWARD FINANCIAL INC | 1,301,198 | $56.02M | 3.6% | $43.05 * | $29.18 | +39.1% | COM | 59100U108 |
| — | TRAVELCENTERS OF AMERICA INC | 1,031,394 | $46.19M | 3.0% | $44.78 | $17.67 | — | COM NEW | 89421B109 |
| IMAX | IMAX CORP | 2,796,889 | $41M | 2.7% | $14.66 | $16.38 | -10.9% | COM | 45245E109 |
| — | APOLLO ENDOSURGERY INC | 4,056,627 | $40.44M | 2.6% | $9.97 | $6.49 | — | COM | 03767D108 |
| KROS | KEROS THERAPEUTICS INC | 792,093 | $38.04M | 2.5% | $48.02 * | $45.62 | +2.4% | COM | 492327101 |
| LXFR | LUXFER HLDGS PLC | 2,452,319 | $33.65M | 2.2% | $13.72 * | $14.00 | +4.2% | SHS | G5698W116 |
| IMAX | IMAX CORP | 2,191,300 | $32.12M | 2.1% | $14.66 | $16.38 | -10.9% | Call | 45245E109 |
| RDVT | RED VIOLET INC | 1,275,088 | $29.35M | 1.9% | $23.02 * | $22.33 | -9.7% | COM | 75704L104 |
| QURE | UNIQURE NV | 1,187,700 | $26.93M | 1.7% | $22.67 * | $28.83 | -25.2% | Call | N90064101 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 975,705 | $24.83M | 1.6% | $25.45 * | $17.54 | +33.0% | COM | 87164F105 |
| IMTX | IMMATICS N.V | 2,748,527 | $23.94M | 1.6% | $8.71 * | $10.66 | -3.0% | SHS | N44445109 |
| RMR | RMR GROUP INC | 846,167 | $23.9M | 1.5% | $28.25 * | $22.87 | -9.8% | CL A | 74967R106 |
| TNL | TRAVEL PLUS LEISURE CO | 628,479 | $22.88M | 1.5% | $36.40 * | $44.79 | -27.1% | COM | 894164102 |
| MLKN | MILLERKNOLL INC | 1,001,425 | $21.04M | 1.4% | $21.01 * | $37.79 | -52.7% | COM | 600544100 |
| CDXS | CODEXIS INC | 4,487,782 | $20.91M | 1.4% | $4.66 * | $5.65 | -3.1% | COM | 192005106 |
| — | APOLLO ENDOSURGERY INC | 2,000,000 | $19.94M | 1.3% | $9.97 | $6.49 | — | Call | 03767D108 |
| — | PAYA HOLDINGS INC | 2,472,352 | $19.43M | 1.3% | $7.86 | $8.63 | — | COM CL A | 70434P103 |
| DHX | DHI GROUP INC | 3,661,976 | $19.37M | 1.3% | $5.29 * | $2.63 | +110.9% | COM | 23331S100 |
| PTON | PELOTON INTERACTIVE INC | 2,395,184 | $19.02M | 1.2% | $7.94 * | $20.08 | -52.2% | CL A COM | 70614W100 |
| GDEN | GOLDEN ENTMT INC | 456,109 | $17.06M | 1.1% | $37.40 * | $25.49 | +43.6% | COM | 381013101 |
| HGV | HILTON GRAND VACATIONS INC | 413,200 | $15.92M | 1.0% | $38.54 * | $39.54 | 0.0% | COM | 43283X105 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,188,985 | $15.68M | 1.0% | $13.19 * | $8.05 | +40.0% | COMMON STOCK | 02128L106 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 7,782,018 | $14.79M | 1.0% | $1.90 | $4.33 | — | SPON ADS | 05280R100 |
| — | CYMABAY THERAPEUTICS INC | 2,250,559 | $14.11M | 0.9% | $6.27 | $3.26 | — | COM | 23257D103 |
| VMD | VIEMED HEALTHCARE INC | 1,770,000 | $13.38M | 0.9% | $7.56 * | $6.71 | +0.9% | COM | 92663R105 |
| HLF | HERBALIFE NUTRITION LTD | 867,700 | $12.91M | 0.8% | $14.88 | — | — | Call | G4412G101 |
| MAX | MEDIAALPHA INC | 1,283,240 | $12.77M | 0.8% | $9.95 * | $13.28 | -17.0% | CL A | 58450V104 |
| PTON | PELOTON INTERACTIVE INC | 1,368,600 | $10.87M | 0.7% | $7.94 * | $20.08 | -52.2% | Call | 70614W100 |
| RH | RH | 40,000 | $10.69M | 0.7% | $267.19 * | $296.81 | -12.2% | Call | 74967X103 |
| — | DARIOHEALTH CORP | 2,466,757 | $10.56M | 0.7% | $4.28 | $11.06 | — | COM NEW | 23725P209 |
| — | AMRYT PHARMA PLC | 1,437,458 | $10.49M | 0.7% | $7.30 | $7.87 | — | SPONSORED ADS | 03217L106 |
| — | CONCERT PHARMACEUTICALS INC | 1,732,388 | $10.12M | 0.7% | $5.84 | $4.39 | — | COM | 206022105 |
| RDNW | RUMBLEON INC | 1,489,391 | $9.636M | 0.6% | $6.47 * | $12.22 | -11.5% | COM CL B | 781386305 |
| DXPE | DXP ENTERPRISES INC | 338,090 | $9.314M | 0.6% | $27.55 * | $33.71 | -21.1% | COM NEW | 233377407 |
| AURA | AURA BIOSCIENCES INC | 798,751 | $8.387M | 0.5% | $10.50 * | $15.29 | -16.8% | COM | 05153U107 |
| BVS | BIOVENTUS INC | 3,168,574 | $8.27M | 0.5% | $2.61 * | $4.78 | -8.7% | COM CL A | 09075A108 |
| RDI | READING INTL INC | 2,907,774 | $8.055M | 0.5% | $2.77 * | $4.55 | -29.5% | CL A | 755408101 |
| RH | RH | 28,797 | $7.694M | 0.5% | $267.19 * | $296.81 | -12.2% | COM | 74967X103 |
| PAYO | PAYONEER GLOBAL INC | 1,084,831 | $7.663M | 0.5% | $7.06 * | $7.66 | -18.1% | COM | 70451X104 |
| — | LYRA THERAPEUTICS INC | 2,220,830 | $6.973M | 0.5% | $3.14 | $5.65 | — | COM | 55234L105 |
| PRDO | PERDOCEO ED CORP | 500,000 | $6.95M | 0.5% | $13.90 | — | — | Put | 71363P106 |
| TSHA | TAYSHA GENE THERAPIES INC | 2,999,765 | $6.779M | 0.4% | $2.26 * | $9.91 | -79.6% | COM SHS | 877619106 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 100,000 | $6.774M | 0.4% | $67.74 | — | — | Call | 98980L101 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 100,000 | $6.565M | 0.4% | $65.65 * | $28.33 | +113.3% | Call | G31249108 |
| — | FORTRESS BIOTECH INC | 7,968,056 | $5.219M | 0.3% | $0.66 | $3.06 | — | COM | 34960Q109 |
| VTYX | VENTYX BIOSCIENCES INC | 158,033 | $5.182M | 0.3% | $32.79 * | $24.10 | +22.9% | COM | 92332V107 |
| PWP | PERELLA WEINBERG PARTNERS | 239,819 | $4.942M | 0.3% | $20.61 * | $10.21 | -21.5% | CLASS A COM | 71367G102 |
| RNG | RINGCENTRAL INC | 137,622 | $4.872M | 0.3% | $35.40 | $72.94 | -51.0% | CL A | 76680R206 |
| IDYA | IDEAYA BIOSCIENCES INC | 253,480 | $4.606M | 0.3% | $18.17 * | $12.99 | +29.5% | COM | 45166A102 |
| ABEO | ABEONA THERAPEUTICS INC | 272,731 | $4.188M | 0.3% | $15.36 * | $3.74 | 0.0% | COM NEW | 00289Y206 |
| — | POINT BIOPHARMA GLOBAL INC | 572,191 | $4.171M | 0.3% | $7.29 | $7.44 | — | COM | 730541109 |
| — | WEBER INC | 500,000 | $4.025M | 0.3% | $8.05 | $8.05 | — | CL A | 94770D102 |
| TELA | TELA BIO INC | 349,002 | $4.014M | 0.3% | $11.50 * | $8.29 | +8.0% | COM | 872381108 |
| FULC | FULCRUM THERAPEUTICS INC | 500,000 | $3.64M | 0.2% | $7.28 * | $6.52 | 0.0% | COM | 359616109 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $3.567M | 0.2% | $0.94 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| — | APTOSE BIOSCIENCES INC | 6,052,867 | $3.511M | 0.2% | $0.58 | $3.92 | — | COM NEW | 03835T200 |
| — | STRATA SKIN SCIENCES INC | 4,393,685 | $3.471M | 0.2% | $0.79 | $1.87 | — | COM NEW | 86272A206 |
| MED | MEDIFAST INC | 30,000 | $3.461M | 0.2% | $115.35 * | $108.72 | 0.0% | COM | 58470H101 |
| — | THE AARONS COMPANY INC | 288,572 | $3.448M | 0.2% | $11.95 | $10.39 | — | COM | 00258W108 |
| — | CIDARA THERAPEUTICS INC | 4,367,464 | $3.303M | 0.2% | $0.76 | $1.27 | — | COM | 171757107 |
| MDXG | MIMEDX GROUP INC | 1,147,524 | $3.19M | 0.2% | $2.78 * | $2.99 | 0.0% | COM | 602496101 |
| — | ACER THERAPEUTICS INC | 1,226,191 | $3.078M | 0.2% | $2.51 | $14.06 | — | COM | 00444P108 |
| IRON | DISC MEDICINE INC | 162,762 | $3.063M | 0.2% | $18.82 * | $49.79 | 0.0% | COM | 254604101 |
| DHC | DIVERSIFIED HEALTHCARE TR | 4,215,000 | $2.726M | 0.2% | $0.65 | $0.65 | — | COM SH BEN INT | 25525P107 |
| — | AVALO THERAPEUTICS INC | 540,667 | $2.725M | 0.2% | $5.04 | $3.32 | — | COM NEW | 05338F207 |
| — | OPTINOSE INC | 1,450,000 | $2.683M | 0.2% | $1.85 | $1.85 | — | COM | 68404V100 |
| — | IMMATICS N.V | 986,101 | $2.475M | 0.2% | $2.51 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| SRL | SCULLY ROYALTY LTD | 316,010 | $2.436M | 0.2% | $7.71 * | $9.80 | -25.7% | COM SHS | G7T96K107 |
| — | MERRIMACK PHARMACEUTICALS IN | 210,000 | $2.407M | 0.2% | $11.46 | $5.84 | — | COM NEW | 590328209 |
| RILY | B. RILEY FINANCIAL INC | 68,296 | $2.336M | 0.2% | $34.20 * | $53.91 | -22.3% | COM | 05580M108 |
| — | AEGLEA BIOTHERAPEUTICS INC | 4,611,302 | $2.075M | 0.1% | $0.45 | $3.59 | — | COM | 00773J103 |
| ENVA | ENOVA INTL INC | 53,250 | $2.043M | 0.1% | $38.37 * | $36.51 | 0.0% | COM | 29357K103 |
| KROS | KEROS THERAPEUTICS INC | 41,900 | $2.012M | 0.1% | $48.02 * | $45.62 | +2.4% | Call | 492327101 |
| — | BM TECHNOLOGIES INC | 307,776 | $1.604M | 0.1% | $5.21 | $5.21 | — | CL A COM | 05591L107 |
| — | AKUMIN INC | 2,206,960 | $1.586M | 0.1% | $0.72 | $0.72 | — | COM | 01021X100 |
| — | VROOM INC | 1,500,000 | $1.53M | 0.1% | $1.02 | — | — | Call | 92918V109 |
| WNC | WABASH NATL CORP | 66,700 | $1.507M | 0.1% | $22.60 | — | — | Put | 929566107 |
| RZLT | REZOLUTE INC | 718,736 | $1.488M | 0.1% | $2.07 * | $2.89 | -35.2% | COM NEW | 76200L309 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.239M | 0.1% | $2.42 * | $3.54 | -25.8% | COM | 034569103 |
| SLNO | SOLENO THERAPEUTICS INC | 604,179 | $1.196M | 0.1% | $1.98 * | $2.43 | -48.9% | COM | 834203309 |
| — | PLAYAGS INC | 222,518 | $1.135M | 0.1% | $5.10 | $5.30 | — | COM | 72814N104 |
| CRMT | AMERICAS CAR-MART INC | 15,000 | $1.084M | 0.1% | $72.26 * | $67.94 | 0.0% | COM | 03062T105 |
| — | DRIVE SHACK INC | 6,500,000 | $1.073M | 0.1% | $0.17 | $0.17 | — | COM | 262077100 |
| LQDA | LIQUIDIA CORPORATION | 146,792 | $935K | 0.1% | $6.37 * | $5.61 | -4.2% | COM NEW | 53635D202 |
| ADCT | ADC THERAPEUTICS SA | 243,290 | $934K | 0.1% | $3.84 * | $4.00 | 0.0% | SHS | H0036K147 |
| — | ANGION BIOMEDICA CORP | 1,033,145 | $839K | 0.1% | $0.81 | $4.32 | — | COM | 03476J107 |
| DAKT | DAKTRONICS INC | 292,187 | $824K | 0.1% | $2.82 * | $3.07 | 0.0% | COM | 234264109 |
| — | IDW MEDIA HLDGS INC | 836,019 | $786K | 0.1% | $0.94 | $2.84 | — | CL B | 44951N106 |
| CVNA | CARVANA CO | 150,000 | $711K | 0.0% | $4.74 | — | — | Call | 146869102 |
| SGRP | SPAR GROUP INC | 538,427 | $700K | 0.0% | $1.30 * | $1.29 | +14.3% | COM | 784933103 |
| NPCE | NEUROPACE INC | 433,582 | $646K | 0.0% | $1.49 * | $14.36 | -84.5% | COM | 641288105 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 289,845 | $522K | 0.0% | $1.80 * | $10.83 | -82.2% | COM | 63909J108 |
| — | AEROVATE THERAPEUTICS INC | 15,700 | $460K | 0.0% | $29.30 | $29.30 | — | COM | 008064107 |
| HYPR | HYPERFINE INC | 544,930 | $458K | 0.0% | $0.84 * | $9.78 | -90.7% | COM CL A | 44916K106 |
| — | CURIS INC | 796,241 | $438K | 0.0% | $0.55 | $5.74 | — | COM NEW | 231269200 |
| DERM | JOURNEY MED CORP | 225,996 | $434K | 0.0% | $1.92 * | $1.98 | 0.0% | COM | 48115J109 |
| TACT | TRANSACT TECHNOLOGIES INC | 65,738 | $415K | 0.0% | $6.32 * | $14.23 | -63.7% | COM | 892918103 |
| LUCD | LUCID DIAGNOSTICS INC | 279,537 | $380K | 0.0% | $1.36 * | $8.12 | -77.8% | COM | 54948X109 |
| XGN | EXAGEN INC | 146,559 | $352K | 0.0% | $2.40 * | $17.82 | -85.6% | COM | 30068X103 |
| — | UNICYCIVE THERAPEUTICS INC | 647,416 | $350K | 0.0% | $0.54 | $2.59 | — | COM | 90466Y103 |
| CUE | CUE BIOPHARMA INC | 93,297 | $266K | 0.0% | $2.85 * | $12.91 | -76.4% | COM | 22978P106 |
| IDN | INTELLICHECK INC | 124,594 | $249K | 0.0% | $2.00 * | $2.57 | -15.4% | COM NEW | 45817G201 |
| — | IMAC HLDGS INC | 1,174,253 | $234K | 0.0% | $0.20 | $1.65 | — | COM | 44967K104 |
| — | CATALYST BIOSCIENCES INC | 438,055 | $231K | 0.0% | $0.53 | $5.14 | — | COM NEW | 14888D208 |
| CYTK | CYTOKINETICS INC | 4,802 | $220K | 0.0% | $45.82 * | $42.95 | 0.0% | COM NEW | 23282W605 |
| SGU | STAR GROUP L P | 12,681 | $153K | 0.0% | $12.05 * | $9.25 | 0.0% | UNIT LTD PARTNR | 85512C105 |
| RFL | RAFAEL HLDGS INC | 72,678 | $136K | 0.0% | $1.87 | $2.08 | -12.3% | COM CL B | 75062E106 |
| — | KINTARA THERAPEUTICS INC | 11,901 | $81,998 | 0.0% | $6.89 | $6.89 | — | COM NEW | 49720K200 |
| CYRNQ | CYREN LTD | 116,214 | $71,983 | 0.0% | $0.62 * | $1.62 | -42.9% | SHS NEW | M26895132 |
| — | SHIFT TECHNOLOGIES INC | 200,000 | $45,620 | 0.0% | $0.23 | $8.27 | — | CL A | 82452T107 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $21,047 | 0.0% | $0.09 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | FTAC HERA ACQUISITION CORP | 222,949 | $6,131 | 0.0% | $0.03 | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | QUALTEK SERVICES INC | 96,244 | $3,956 | 0.0% | $0.04 | $0.58 | — | *W EXP 02/14/202 | 74760R113 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $3,084 | 0.0% | $0.02 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |