Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 10, 2022
Total Value: $1.545B (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,135,000 | $187M | 12.1% | $164.92 | $178.19 | — | Put | 464287655 |
| IWM | ISHARES TR | 800,000 | $132M | 8.5% | $164.92 | $178.19 | — | Call | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,884,430 | $103M | 6.7% | $54.61 * | $28.33 | +111.0% | COM | G31249108 |
| — | TRAVELCENTERS OF AMERICA INC | 1,097,201 | $59.17M | 3.8% | $53.93 | $17.67 | — | COM NEW | 89421B109 |
| QURE | UNIQURE NV | 2,901,929 | $54.44M | 3.5% | $18.76 * | $28.83 | -27.1% | SHS | N90064101 |
| CASH | PATHWARD FINANCIAL INC | 1,327,968 | $43.77M | 2.8% | $32.96 * | $29.18 | +21.6% | COM | 59100U108 |
| COST | COSTCO WHSL CORP NEW | 91,200 | $43.07M | 2.8% | $472.27 * | $487.21 | +2.2% | Put | 22160K105 |
| COST | COSTCO WHSL CORP NEW | 86,640 | $40.92M | 2.6% | $472.26 * | $487.21 | +2.2% | COM | 22160K105 |
| IMAX | IMAX CORP | 2,703,336 | $38.17M | 2.5% | $14.12 * | $16.44 | -2.4% | COM | 45245E109 |
| LXFR | LUXFER HLDGS PLC | 2,337,605 | $33.9M | 2.2% | $14.50 * | $13.97 | +13.4% | SHS | G5698W116 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 1,375,428 | $33.05M | 2.1% | $24.03 * | $17.54 | +27.9% | COM | 87164F105 |
| KROS | KEROS THERAPEUTICS INC | 845,692 | $31.82M | 2.1% | $37.62 * | $45.62 | -24.0% | COM | 492327101 |
| TNL | TRAVEL PLUS LEISURE CO | 926,313 | $31.61M | 2.0% | $34.12 * | $44.79 | -18.6% | COM | 894164102 |
| TNL | TRAVEL PLUS LEISURE CO | 919,100 | $31.36M | 2.0% | $34.12 * | $44.79 | -18.6% | Call | 894164102 |
| IMAX | IMAX CORP | 2,191,300 | $30.94M | 2.0% | $14.12 * | $16.44 | -2.4% | Call | 45245E109 |
| LNWO | LIGHT & WONDER INC | 695,155 | $29.81M | 1.9% | $42.88 * | $60.89 | -18.8% | COM | 80874P109 |
| DXPE | DXP ENTERPRISES INC | 1,161,280 | $27.5M | 1.8% | $23.68 * | $33.71 | -15.0% | COM NEW | 233377407 |
| CDXS | CODEXIS INC | 4,504,009 | $27.29M | 1.8% | $6.06 * | $5.65 | +42.3% | COM | 192005106 |
| IMTX | IMMATICS N.V | 2,713,968 | $27.14M | 1.8% | $10.00 * | $10.67 | +1.1% | SHS | N44445109 |
| DRI | DARDEN RESTAURANTS INC | 200,000 | $25.26M | 1.6% | $126.32 | — | — | Put | 237194105 |
| MLKN | MILLERKNOLL INC | 1,562,174 | $24.37M | 1.6% | $15.60 * | $37.79 | -35.5% | COM | 600544100 |
| RDVT | RED VIOLET INC | 1,279,254 | $22.16M | 1.4% | $17.32 * | $22.33 | -11.6% | COM | 75704L104 |
| DHX | DHI GROUP INC | 4,091,744 | $22.01M | 1.4% | $5.38 * | $2.63 | +99.0% | COM | 23331S100 |
| — | APOLLO ENDOSURGERY INC | 3,973,906 | $21.9M | 1.4% | $5.51 | $6.42 | — | COM | 03767D108 |
| RMR | RMR GROUP INC | 911,305 | $21.59M | 1.4% | $23.69 * | $22.87 | -11.0% | CL A | 74967R106 |
| QURE | UNIQURE NV | 1,000,000 | $18.76M | 1.2% | $18.76 * | $28.83 | -27.1% | Call | N90064101 |
| — | PAYA HOLDINGS INC | 2,937,353 | $17.95M | 1.2% | $6.11 | $8.63 | — | COM CL A | 70434P103 |
| HLF | HERBALIFE NUTRITION LTD | 867,700 | $17.26M | 1.1% | $19.89 | — | — | Call | G4412G101 |
| GDEN | GOLDEN ENTMT INC | 481,965 | $16.82M | 1.1% | $34.89 | $25.49 | +39.2% | COM | 381013101 |
| PTON | PELOTON INTERACTIVE INC | 2,316,342 | $16.05M | 1.0% | $6.93 * | $20.44 | -50.3% | CL A COM | 70614W100 |
| ALTG | ALTA EQUIPMENT GROUP INC | 1,314,421 | $14.47M | 0.9% | $11.01 * | $8.05 | +33.1% | COMMON STOCK | 02128L106 |
| RH | RH | 55,669 | $13.7M | 0.9% | $246.06 * | $296.81 | -9.0% | COM | 74967X103 |
| MAX | MEDIAALPHA INC | 1,558,508 | $13.64M | 0.9% | $8.75 * | $13.28 | -26.7% | CL A | 58450V104 |
| IWM | ISHARES TR | 75,370 | $12.43M | 0.8% | $164.92 | $178.19 | — | RUSSELL 2000 ETF | 464287655 |
| — | CONCERT PHARMACEUTICALS INC | 1,787,159 | $11.97M | 0.8% | $6.70 | $4.39 | — | COM | 206022105 |
| — | LYRA THERAPEUTICS INC | 2,245,830 | $11.25M | 0.7% | $5.01 | $5.65 | — | COM | 55234L105 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 5,215,788 | $11.16M | 0.7% | $2.14 | $5.53 | — | SPON ADS | 05280R100 |
| — | APOLLO ENDOSURGERY INC | 2,000,000 | $11.02M | 0.7% | $5.51 | $6.42 | — | Call | 03767D108 |
| VMD | VIEMED HEALTHCARE INC | 1,790,505 | $10.74M | 0.7% | $6.00 * | $6.71 | -4.4% | COM | 92663R105 |
| — | DARIOHEALTH CORP | 2,195,373 | $10.16M | 0.7% | $4.63 | $11.90 | — | COM NEW | 23725P209 |
| — | AMRYT PHARMA PLC | 1,437,458 | $9.947M | 0.6% | $6.92 | $7.87 | — | SPONSORED ADS | 03217L106 |
| RH | RH | 40,000 | $9.843M | 0.6% | $246.07 * | $296.81 | -9.0% | Call | 74967X103 |
| RDI | READING INTL INC | 2,916,575 | $9.596M | 0.6% | $3.29 * | $4.55 | -10.7% | CL A | 755408101 |
| PTON | PELOTON INTERACTIVE INC | 1,368,600 | $9.484M | 0.6% | $6.93 * | $20.44 | -50.3% | Call | 70614W100 |
| — | CYMABAY THERAPEUTICS INC | 2,474,659 | $8.661M | 0.6% | $3.50 | $3.26 | — | COM | 23257D103 |
| — | ARYA SCIENCES ACQUISITN CORP | 759,572 | $7.478M | 0.5% | $9.85 | $9.88 | — | CLASS A ORD SHS | G31658100 |
| — | AKUMIN INC | 4,255,572 | $7.277M | 0.5% | $1.71 | $3.23 | — | COM | 01021F109 |
| — | FORTRESS BIOTECH INC | 8,263,052 | $7.106M | 0.5% | $0.86 | $3.06 | — | COM | 34960Q109 |
| AURA | AURA BIOSCIENCES INC | 383,764 | $6.954M | 0.5% | $18.12 * | $18.06 | -16.2% | COM | 05153U107 |
| RNG | RINGCENTRAL INC | 167,622 | $6.698M | 0.4% | $39.96 * | $72.94 | -34.3% | CL A | 76680R206 |
| SPRY | SILVERBACK THERAPEUTICS INC | 1,249,863 | $6.599M | 0.4% | $5.28 * | $23.01 | -78.6% | COM | 82835W108 |
| PRDO | PERDOCEO ED CORP | 500,000 | $5.15M | 0.3% | $10.30 | — | — | Put | 71363P106 |
| ONTF | ON24 INC | 538,906 | $4.742M | 0.3% | $8.80 * | $14.08 | -32.0% | COM | 68339B104 |
| — | APTOSE BIOSCIENCES INC | 6,888,822 | $4.099M | 0.3% | $0.60 | $3.92 | — | COM NEW | 03835T200 |
| VTYX | VENTYX BIOSCIENCES INC | 116,633 | $4.072M | 0.3% | $34.91 * | $22.14 | 0.0% | COM | 92332V107 |
| RDNW | RUMBLEON INC | 236,975 | $4.01M | 0.3% | $16.92 * | $19.65 | +2.7% | COM CL B | 781386305 |
| — | STRATA SKIN SCIENCES INC | 4,393,685 | $3.827M | 0.2% | $0.87 | $1.87 | — | COM NEW | 86272A206 |
| IDYA | IDEAYA BIOSCIENCES INC | 253,480 | $3.782M | 0.2% | $14.92 * | $12.99 | 0.0% | COM | 45166A102 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $3.759M | 0.2% | $0.99 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,610,822 | $3.246M | 0.2% | $2.02 * | $16.70 | -78.3% | COM SHS | 877619106 |
| PWP | PERELLA WEINBERG PARTNERS | 505,293 | $3.199M | 0.2% | $6.33 * | $10.21 | -35.5% | CLASS A COM | 71367G102 |
| RILY | B. RILEY FINANCIAL INC | 68,296 | $3.041M | 0.2% | $44.53 * | $53.91 | -7.3% | COM | 05580M108 |
| TELA | TELA BIO INC | 349,002 | $2.973M | 0.2% | $8.52 * | $8.29 | 0.0% | COM | 872381108 |
| — | CIDARA THERAPEUTICS INC | 4,559,201 | $2.924M | 0.2% | $0.64 | $1.27 | — | COM | 171757107 |
| — | ARYA SCIENCES ACQU CORP IV | 285,730 | $2.833M | 0.2% | $9.91 | $10.47 | — | CL A | G31659108 |
| SMLR | SEMLER SCIENTIFIC INC | 72,397 | $2.719M | 0.2% | $37.56 | $103.17 | -63.4% | COM | 81684M104 |
| — | IMMATICS N.V | 987,432 | $2.676M | 0.2% | $2.71 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| BVS | BIOVENTUS INC | 378,839 | $2.652M | 0.2% | $7.00 * | $7.83 | 0.0% | COM CL A | 09075A108 |
| — | CURIS INC | 3,420,510 | $2.434M | 0.2% | $0.71 | $5.74 | — | COM NEW | 231269200 |
| — | TRICIDA INC | 229,610 | $2.406M | 0.2% | $10.48 | $10.48 | — | COM | 89610F101 |
| SRL | SCULLY ROYALTY LTD | 318,493 | $2.357M | 0.2% | $7.40 | $9.80 | -23.3% | COM SHS | G7T96K107 |
| PAYO | PAYONEER GLOBAL INC | 385,366 | $2.331M | 0.2% | $6.05 * | $10.19 | -43.0% | COM | 70451X104 |
| RZLT | REZOLUTE INC | 718,736 | $1.969M | 0.1% | $2.74 * | $2.89 | 0.0% | COM NEW | 76200L309 |
| — | THE AARONS COMPANY INC | 201,467 | $1.958M | 0.1% | $9.72 | $9.72 | — | COM | 00258W108 |
| — | AEGLEA BIOTHERAPEUTICS INC | 3,710,778 | $1.952M | 0.1% | $0.53 | $4.35 | — | COM | 00773J103 |
| — | AVALO THERAPEUTICS INC | 547,814 | $1.819M | 0.1% | $3.32 | $3.32 | — | COM NEW | 05338F207 |
| — | VROOM INC | 1,500,000 | $1.74M | 0.1% | $1.16 | — | — | Call | 92918V109 |
| NPCE | NEUROPACE INC | 443,502 | $1.663M | 0.1% | $3.75 * | $14.36 | -66.4% | COM | 641288105 |
| — | MERRIMACK PHARMACEUTICALS IN | 429,596 | $1.611M | 0.1% | $3.75 | $5.84 | — | COM NEW | 590328209 |
| — | IDW MEDIA HLDGS INC | 1,039,830 | $1.601M | 0.1% | $1.54 | $2.84 | — | CL B | 44951N106 |
| KROS | KEROS THERAPEUTICS INC | 41,900 | $1.576M | 0.1% | $37.61 * | $45.62 | -24.0% | Call | 492327101 |
| — | POINT BIOPHARMA GLOBAL INC | 197,783 | $1.529M | 0.1% | $7.73 | $7.73 | — | COM | 730541109 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.431M | 0.1% | $2.80 * | $3.54 | 0.0% | COM | 034569103 |
| NAUT | NAUTILUS BIOTECHNOLOGY INC | 655,338 | $1.389M | 0.1% | $2.12 * | $10.83 | -76.8% | COM | 63909J108 |
| — | CATALYST BIOSCIENCES INC | 2,554,735 | $1.288M | 0.1% | $0.50 | $5.14 | — | COM NEW | 14888D208 |
| STIM | NEURONETICS INC | 380,325 | $1.209M | 0.1% | $3.18 * | $3.38 | +7.5% | COM | 64131A105 |
| — | PLAYAGS INC | 222,518 | $1.179M | 0.1% | $5.30 | $5.30 | — | COM | 72814N104 |
| SLNO | SOLENO THERAPEUTICS INC | 604,179 | $1.009M | 0.1% | $1.67 * | $2.43 | 0.0% | COM | 834203309 |
| — | ANGION BIOMEDICA CORP | 1,066,012 | $981K | 0.1% | $0.92 | $4.32 | — | COM | 03476J107 |
| — | ACER THERAPEUTICS INC | 696,538 | $968K | 0.1% | $1.39 | $22.84 | — | COM | 00444P108 |
| ALEC | ALECTOR INC | 85,514 | $809K | 0.1% | $9.46 * | $15.82 | -31.6% | COM | 014442107 |
| — | HELIOGEN INC | 433,909 | $807K | 0.1% | $1.86 | $15.51 | — | COMMON STOCK | 42329E105 |
| LQDA | LIQUIDIA CORPORATION | 146,792 | $799K | 0.1% | $5.44 * | $5.61 | 0.0% | COM NEW | 53635D202 |
| SGRP | SPAR GROUP INC | 538,427 | $781K | 0.1% | $1.45 * | $1.29 | 0.0% | COM | 784933103 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 30,000 | $721K | 0.0% | $24.03 * | $17.54 | +27.9% | Call | 87164F105 |
| — | IMAC HLDGS INC | 1,229,665 | $466K | 0.0% | $0.38 | $1.65 | — | COM | 44967K104 |
| HYPR | HYPERFINE INC | 544,930 | $448K | 0.0% | $0.82 * | $9.78 | -85.6% | COM CL A | 44916K106 |
| LUCD | LUCID DIAGNOSTICS INC | 286,432 | $438K | 0.0% | $1.53 * | $8.12 | -69.3% | COM | 54948X109 |
| — | GEMINI THERAPEUTICS INC | 257,672 | $423K | 0.0% | $1.64 | $1.64 | — | COM | 36870G105 |
| — | UNICYCIVE THERAPEUTICS INC | 710,542 | $419K | 0.0% | $0.59 | $2.59 | — | COM | 90466Y103 |
| XGN | EXAGEN INC | 150,535 | $408K | 0.0% | $2.71 * | $17.82 | -68.7% | COM | 30068X103 |
| IDN | INTELLICHECK INC | 124,594 | $314K | 0.0% | $2.52 * | $2.57 | 0.0% | COM NEW | 45817G201 |
| CDXS | CODEXIS INC | 50,000 | $303K | 0.0% | $6.06 * | $5.65 | +42.3% | Call | 192005106 |
| ZVOI | ZOVIO INC | 1,961,635 | $281K | 0.0% | $0.14 * | $2.94 | -83.2% | COM | 98979V102 |
| TACT | TRANSACT TECHNOLOGIES INC | 65,738 | $240K | 0.0% | $3.65 * | $14.23 | -69.5% | COM | 892918103 |
| CUE | CUE BIOPHARMA INC | 93,297 | $208K | 0.0% | $2.23 * | $12.91 | -77.8% | COM | 22978P106 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 70,300 | $150K | 0.0% | $2.13 | $5.53 | — | Call | 05280R100 |
| — | SHIFT TECHNOLOGIES INC | 200,000 | $140K | 0.0% | $0.70 | $8.27 | — | CL A | 82452T107 |
| CYRNQ | CYREN LTD | 141,615 | $139K | 0.0% | $0.98 * | $1.62 | 0.0% | SHS NEW | M26895132 |
| RFL | RAFAEL HLDGS INC | 72,678 | $131K | 0.0% | $1.80 * | $2.08 | +1.5% | COM CL B | 75062E106 |
| WEJOF | WEJO GROUP LIMITED | 118,175 | $129K | 0.0% | $1.09 | $3.99 | — | COMMON SHARES | G9525W109 |
| — | SITIO ROYALTIES CORP | 582,350 | $99,000 | 0.0% | $0.17 | $0.16 | — | *W EXP 08/23/202 | 82982V119 |
| — | KINTARA THERAPEUTICS INC | 594,813 | $64,000 | 0.0% | $0.11 | $0.37 | — | COM | 49720K101 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $29,000 | 0.0% | $0.12 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | QUALTEK SERVICES INC | 96,244 | $26,000 | 0.0% | $0.27 | $0.58 | — | *W EXP 02/14/202 | 74760R113 |
| — | INSU ACQUISITION CORP III | 333,332 | $23,000 | 0.0% | $0.07 | $0.88 | — | *W EXP 12/31/202 | 457817112 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $22,000 | 0.0% | $0.14 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| — | FTAC HERA ACQUISITION CORP | 222,949 | $19,000 | 0.0% | $0.09 | $1.03 | — | *W EXP 02/28/202 | G3728Y111 |
| — | FINTECH ACQUISITION CORP V | 333,331 | $13,000 | 0.0% | $0.04 | $2.09 | — | *W EXP 12/31/202 | 31810Q115 |
| — | FINTECH ACQUISITION CORP VI | 240,600 | $10,000 | 0.0% | $0.04 | $0.57 | — | *W EXP 03/31/202 | 31811H114 |