Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 15, 2023
Total Value: $1.305B (99.7% shares, 0.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 1,010,000 | $180M | 13.8% | $178.40 | $174.78 | — | Put | 464287655 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 1,872,160 | $127M | 9.7% | $67.74 | $29.56 | +131.9% | COM | G31249108 |
| QURE | UNIQURE NV | 3,070,361 | $61.84M | 4.7% | $20.14 * | $27.88 | -24.8% | SHS | N90064101 |
| IMAX | IMAX CORP | 3,053,695 | $58.57M | 4.5% | $19.18 * | $16.45 | +4.6% | COM | 45245E109 |
| CASH | PATHWARD FINANCIAL INC | 1,339,935 | $55.59M | 4.3% | $41.49 * | $29.68 | +57.2% | COM | 59100U108 |
| — | TRAVELCENTERS OF AMERICA INC | 598,210 | $51.75M | 4.0% | $86.50 | $17.67 | — | COM NEW | 89421B109 |
| — | APOLLO ENDOSURGERY INC | 4,575,021 | $45.38M | 3.5% | $9.92 | $6.88 | — | COM | 03767D108 |
| LXFR | LUXFER HLDGS PLC | 2,464,288 | $41.65M | 3.2% | $16.90 * | $14.00 | +14.6% | SHS | G5698W116 |
| IWM | ISHARES TR | 191,040 | $34.08M | 2.6% | $178.40 | $174.78 | — | RUSSELL 2000 ETF | 464287655 |
| KROS | KEROS THERAPEUTICS INC | 742,819 | $31.72M | 2.4% | $42.70 * | $45.62 | +10.7% | COM | 492327101 |
| PTON | PELOTON INTERACTIVE INC | 2,457,243 | $27.87M | 2.1% | $11.34 * | $19.88 | -39.5% | CL A COM | 70614W100 |
| TNL | TRAVEL PLUS LEISURE CO | 628,479 | $24.64M | 1.9% | $39.20 * | $44.79 | -20.6% | COM | 894164102 |
| RDVT | RED VIOLET INC | 1,310,804 | $23.07M | 1.8% | $17.60 * | $22.30 | -4.6% | COM | 75704L104 |
| RMR | RMR GROUP INC | 821,907 | $21.57M | 1.7% | $26.24 * | $22.87 | -5.8% | CL A | 74967R106 |
| CDXS | CODEXIS INC | 5,151,559 | $21.33M | 1.6% | $4.14 * | $5.60 | -6.4% | COM | 192005106 |
| SNDX | SYNDAX PHARMACEUTICALS INC | 975,705 | $20.61M | 1.6% | $21.12 * | $17.54 | +41.8% | COM | 87164F105 |
| — | APOLLO ENDOSURGERY INC | 2,000,000 | $19.84M | 1.5% | $9.92 | $6.88 | — | Call | 03767D108 |
| MLKN | MILLERKNOLL INC | 934,033 | $19.1M | 1.5% | $20.45 | $37.79 | -46.4% | COM | 600544100 |
| IMTX | IMMATICS N.V | 2,748,527 | $18.96M | 1.5% | $6.90 * | $10.66 | -23.2% | SHS | N44445109 |
| HGV | HILTON GRAND VACATIONS INC | 410,200 | $18.23M | 1.4% | $44.43 | $39.54 | +14.6% | COM | 43283X105 |
| MAX | MEDIAALPHA INC | 1,086,993 | $16.28M | 1.2% | $14.98 * | $13.28 | +1.8% | CL A | 58450V104 |
| — | CYMABAY THERAPEUTICS INC | 1,790,103 | $15.61M | 1.2% | $8.72 | $3.26 | — | COM | 23257D103 |
| VMD | VIEMED HEALTHCARE INC | 1,592,794 | $15.39M | 1.2% | $9.66 * | $6.71 | +29.9% | COM | 92663R105 |
| GDEN | GOLDEN ENTMT INC | 353,409 | $15.38M | 1.2% | $43.51 * | $25.49 | +41.0% | COM | 381013101 |
| AUTL | AUTOLUS THERAPEUTICS PLC | 7,691,813 | $14.15M | 1.1% | $1.84 | $4.33 | — | SPON ADS | 05280R100 |
| DHX | DHI GROUP INC | 3,414,311 | $13.25M | 1.0% | $3.88 * | $2.63 | +80.3% | COM | 23331S100 |
| — | AMRYT PHARMA PLC | 820,825 | $11.97M | 0.9% | $14.58 | $7.87 | — | SPONSORED ADS | 03217L106 |
| — | DARIOHEALTH CORP | 2,418,507 | $9.964M | 0.8% | $4.12 | $11.06 | — | COM NEW | 23725P209 |
| ALTG | ALTA EQUIPMENT GROUP INC | 627,107 | $9.94M | 0.8% | $15.85 | $8.05 | +95.8% | COMMON STOCK | 02128L106 |
| RH | RH | 40,000 | $9.742M | 0.7% | $243.55 * | $295.50 | -1.8% | Call | 74967X103 |
| HLF | HERBALIFE NUTRITION LTD | 600,000 | $9.66M | 0.7% | $16.10 | — | — | Call | G4412G101 |
| PAYO | PAYONEER GLOBAL INC | 1,510,615 | $9.487M | 0.7% | $6.28 * | $7.18 | -17.1% | COM | 70451X104 |
| RDNW | RUMBLEON INC | 1,564,994 | $9.484M | 0.7% | $6.06 * | $12.03 | -32.2% | COM CL B | 781386305 |
| RDI | READING INTL INC | 2,895,695 | $9.411M | 0.7% | $3.25 * | $4.55 | -25.0% | CL A | 755408101 |
| DXPE | DXP ENTERPRISES INC | 338,090 | $9.101M | 0.7% | $26.92 * | $33.71 | -14.5% | COM NEW | 233377407 |
| PTON | PELOTON INTERACTIVE INC | 780,000 | $8.845M | 0.7% | $11.34 * | $19.88 | -39.5% | Call | 70614W100 |
| RH | RH | 36,060 | $8.782M | 0.7% | $243.55 * | $295.50 | -1.8% | COM | 74967X103 |
| AURA | AURA BIOSCIENCES INC | 843,446 | $7.827M | 0.6% | $9.28 * | $15.03 | -30.9% | COM | 05153U107 |
| QURE | UNIQURE NV | 387,700 | $7.808M | 0.6% | $20.14 * | $27.88 | -24.8% | Call | N90064101 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 100,000 | $7.384M | 0.6% | $73.84 | — | — | Call | 98980L101 |
| DHC | DIVERSIFIED HEALTHCARE TR | 5,388,637 | $7.275M | 0.6% | $1.35 | $0.80 | — | COM SH BEN INT | 25525P107 |
| — | CVENT HOLDING CORP | 845,000 | $7.064M | 0.5% | $8.36 | $8.36 | — | COMMON STOCK | 126677103 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 100,000 | $6.774M | 0.5% | $67.74 | $29.56 | +131.9% | Call | G31249108 |
| VTYX | VENTYX BIOSCIENCES INC | 192,671 | $6.454M | 0.5% | $33.50 * | $26.76 | +45.3% | COM | 92332V107 |
| — | CIDARA THERAPEUTICS INC | 4,729,633 | $6.007M | 0.5% | $1.27 | $1.27 | — | COM | 171757107 |
| — | FORTRESS BIOTECH INC | 6,917,876 | $5.673M | 0.4% | $0.82 | $3.06 | — | COM | 34960Q109 |
| BVS | BIOVENTUS INC | 5,173,469 | $5.536M | 0.4% | $1.07 * | $3.67 | -47.9% | COM CL A | 09075A108 |
| MDXG | MIMEDX GROUP INC | 1,529,100 | $5.214M | 0.4% | $3.41 * | $3.21 | +20.7% | COM | 602496101 |
| CRMT | AMERICAS CAR-MART INC | 64,070 | $5.075M | 0.4% | $79.21 * | $78.19 | +4.0% | COM | 03062T105 |
| IMAX | IMAX CORP | 250,000 | $4.795M | 0.4% | $19.18 * | $16.45 | +4.6% | Call | 45245E109 |
| — | STRATA SKIN SCIENCES INC | 4,393,685 | $4.652M | 0.4% | $1.06 | $1.87 | — | COM NEW | 86272A206 |
| PWP | PERELLA WEINBERG PARTNERS | 505,293 | $4.598M | 0.4% | $9.10 * | $9.79 | -3.8% | CLASS A COM | 71367G102 |
| — | LYRA THERAPEUTICS INC | 2,220,830 | $4.464M | 0.3% | $2.01 | $5.65 | — | COM | 55234L105 |
| RNG | RINGCENTRAL INC | 137,622 | $4.221M | 0.3% | $30.67 * | $72.94 | -51.0% | CL A | 76680R206 |
| — | POINT BIOPHARMA GLOBAL INC | 572,191 | $4.16M | 0.3% | $7.27 | $7.44 | — | COM | 730541109 |
| — | PAR TECHNOLOGY CORP | 3,785,000 | $4.048M | 0.3% | $1.07 | $1.25 | — | NOTE 2.875% 4/1 | 698884AC7 |
| ABEO | ABEONA THERAPEUTICS INC | 1,428,675 | $4.029M | 0.3% | $2.82 * | $2.83 | -7.6% | COM NEW | 00289Y206 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 1,260,284 | $3.869M | 0.3% | $3.07 | $3.07 | — | COM SHS BEN INT | 456237106 |
| EHTH | EHEALTH INC | 400,000 | $3.744M | 0.3% | $9.36 * | $7.86 | 0.0% | COM | 28238P109 |
| — | PLAYAGS INC | 496,513 | $3.55M | 0.3% | $7.15 | $6.32 | — | COM | 72814N104 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 15,700 | $3.516M | 0.3% | $223.96 * | $246.53 | 0.0% | COM | 91307C102 |
| IDYA | IDEAYA BIOSCIENCES INC | 253,480 | $3.48M | 0.3% | $13.73 * | $12.99 | +28.3% | COM | 45166A102 |
| VKTX | VIKING THERAPEUTICS INC | 200,700 | $3.342M | 0.3% | $16.65 * | $10.33 | 0.0% | COM | 92686J106 |
| — | APTOSE BIOSCIENCES INC | 4,978,975 | $3.187M | 0.2% | $0.64 | $3.92 | — | COM NEW | 03835T200 |
| MED | MEDIFAST INC | 30,000 | $3.11M | 0.2% | $103.67 | $108.72 | -3.5% | COM | 58470H101 |
| — | JASPER THERAPEUTICS INC | 1,688,454 | $3.056M | 0.2% | $1.81 | $1.81 | — | COM | 471871103 |
| — | OPTINOSE INC | 1,450,000 | $2.799M | 0.2% | $1.93 | $1.85 | — | COM | 68404V100 |
| — | THE AARONS COMPANY INC | 288,572 | $2.788M | 0.2% | $9.66 | $10.39 | — | COM | 00258W108 |
| TELA | TELA BIO INC | 256,092 | $2.725M | 0.2% | $10.64 * | $8.29 | +33.0% | COM | 872381108 |
| ENVA | ENOVA INTL INC | 53,250 | $2.366M | 0.2% | $44.43 * | $36.51 | +24.2% | COM | 29357K103 |
| — | MERRIMACK PHARMACEUTICALS IN | 191,266 | $2.351M | 0.2% | $12.29 | $5.84 | — | COM NEW | 590328209 |
| KRE | SPDR SER TR | 50,000 | $2.193M | 0.2% | $43.86 | — | — | Call | 78464A698 |
| SRL | SCULLY ROYALTY LTD | 310,522 | $2.08M | 0.2% | $6.70 * | $9.80 | -25.0% | COM SHS | G7T96K107 |
| DYN | DYNE THERAPEUTICS INC | 178,901 | $2.061M | 0.2% | $11.52 * | $12.99 | 0.0% | COM | 26818M108 |
| NPCE | NEUROPACE INC | 425,925 | $1.976M | 0.2% | $4.64 * | $14.36 | -73.3% | COM | 641288105 |
| — | AEROVATE THERAPEUTICS INC | 95,000 | $1.916M | 0.1% | $20.17 | $21.68 | — | COM | 008064107 |
| IRON | DISC MEDICINE INC | 89,538 | $1.897M | 0.1% | $21.19 * | $49.79 | -55.3% | COM | 254604101 |
| RILY | B. RILEY FINANCIAL INC | 62,520 | $1.775M | 0.1% | $28.39 * | $53.91 | -29.7% | COM | 05580M108 |
| DAKT | DAKTRONICS INC | 292,187 | $1.657M | 0.1% | $5.67 * | $3.07 | +32.8% | COM | 234264109 |
| ADCT | ADC THERAPEUTICS SA | 840,000 | $1.638M | 0.1% | $1.95 * | $3.78 | -2.4% | SHS | H0036K147 |
| SLNO | SOLENO THERAPEUTICS INC | 699,364 | $1.497M | 0.1% | $2.14 * | $2.41 | -6.7% | COM | 834203309 |
| ANEB | ANEBULO PHARMACEUTICALS INC | 511,073 | $1.482M | 0.1% | $2.90 | $3.54 | -19.5% | COM | 034569103 |
| RZLT | REZOLUTE INC | 769,606 | $1.478M | 0.1% | $1.92 * | $2.85 | -20.9% | COM NEW | 76200L309 |
| CVNA | CARVANA CO | 150,000 | $1.468M | 0.1% | $9.79 | — | — | Call | 146869102 |
| — | IMMATICS N.V | 986,101 | $1.42M | 0.1% | $1.44 | $4.86 | — | *W EXP 07/01/202 | N44445117 |
| — | AVALO THERAPEUTICS INC | 808,844 | $1.415M | 0.1% | $1.75 | $2.80 | — | COM NEW | 05338F207 |
| EHTH | EHEALTH INC | 148,600 | $1.391M | 0.1% | $9.36 * | $7.86 | 0.0% | Call | 28238P109 |
| — | SELECTA BIOSCIENCES INC | 1,000,000 | $1.39M | 0.1% | $1.39 | $1.39 | — | COM | 816212104 |
| — | UNICYCIVE THERAPEUTICS INC | 647,416 | $1.36M | 0.1% | $2.10 | $2.59 | — | COM | 90466Y103 |
| TSHA | TAYSHA GENE THERAPIES INC | 1,722,400 | $1.351M | 0.1% | $0.78 * | $9.91 | -87.0% | COM SHS | 877619106 |
| — | AEGLEA BIOTHERAPEUTICS INC | 4,558,012 | $1.322M | 0.1% | $0.29 | $3.59 | — | COM | 00773J103 |
| — | AKUMIN INC | 1,886,856 | $1.283M | 0.1% | $0.68 | $0.72 | — | COM | 01021X100 |
| WNC | WABASH NATL CORP | 50,000 | $1.23M | 0.1% | $24.59 | — | — | Put | 929566107 |
| GPCR | STRUCTURE THERAPEUTICS INC | 50,000 | $1.19M | 0.1% | $23.79 | $23.79 | — | SPONSORED ADS | 86366E106 |
| CYTK | CYTOKINETICS INC | 30,000 | $1.056M | 0.1% | $35.19 * | $41.14 | -0.8% | COM NEW | 23282W605 |
| SRTS | SENSUS HEALTHCARE INC | 185,048 | $964K | 0.1% | $5.21 * | $7.18 | 0.0% | COM | 81728J109 |
| — | ACER THERAPEUTICS INC | 1,203,126 | $913K | 0.1% | $0.76 | $14.06 | — | COM | 00444P108 |
| SCYX | SCYNEXIS INC | 300,000 | $900K | 0.1% | $3.00 * | $1.66 | 0.0% | COM NEW | 811292200 |
| SGRP | SPAR GROUP INC | 696,578 | $899K | 0.1% | $1.29 | $1.29 | +0.5% | COM | 784933103 |
| LFCR | LIFECORE BIOMEDICAL INC | 194,700 | $735K | 0.1% | $3.77 * | $5.57 | 0.0% | COM | 514766104 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 500,000 | $695K | 0.1% | $1.39 * | $1.99 | 0.0% | COM STK CL A | 03168L105 |
| AYTU | AYTU BIOPHARMA INC | 271,595 | $608K | 0.0% | $2.24 * | $2.93 | 0.0% | COM | 054754858 |
| — | IDW MEDIA HLDGS INC | 822,537 | $592K | 0.0% | $0.72 | $2.84 | — | CL B | 44951N106 |
| — | ANGION BIOMEDICA CORP | 982,743 | $541K | 0.0% | $0.55 | $4.32 | — | COM | 03476J107 |
| HYPR | HYPERFINE INC | 368,417 | $531K | 0.0% | $1.44 * | $9.78 | -87.5% | COM CL A | 44916K106 |
| KROS | KEROS THERAPEUTICS INC | 12,300 | $525K | 0.0% | $42.70 * | $45.62 | +10.7% | Call | 492327101 |
| — | EBET INC | 1,065,432 | $438K | 0.0% | $0.41 | $0.41 | — | COM | 278700109 |
| LUCD | LUCID DIAGNOSTICS INC | 261,664 | $377K | 0.0% | $1.44 * | $8.12 | -82.9% | COM | 54948X109 |
| TACT | TRANSACT TECHNOLOGIES INC | 60,789 | $376K | 0.0% | $6.19 * | $14.23 | -51.3% | COM | 892918103 |
| DERM | JOURNEY MED CORP | 212,357 | $333K | 0.0% | $1.57 * | $1.98 | -5.7% | COM | 48115J109 |
| CUE | CUE BIOPHARMA INC | 93,297 | $333K | 0.0% | $3.57 * | $12.91 | -75.4% | COM | 22978P106 |
| XGN | EXAGEN INC | 132,613 | $322K | 0.0% | $2.43 * | $17.82 | -85.5% | COM | 30068X103 |
| — | BM TECHNOLOGIES INC | 79,212 | $279K | 0.0% | $3.52 | $5.21 | — | CL A COM | 05591L107 |
| — | EARGO INC | 54,002 | $253K | 0.0% | $4.68 | $4.68 | — | COM NEW | 270087208 |
| — | IMAC HLDGS INC | 1,040,075 | $149K | 0.0% | $0.14 | $1.65 | — | COM | 44967K104 |
| — | CURIS INC | 230,614 | $137K | 0.0% | $0.60 | $5.74 | — | COM NEW | 231269200 |
| RFL | RAFAEL HLDGS INC | 72,678 | $113K | 0.0% | $1.55 * | $2.08 | -5.2% | COM CL B | 75062E106 |
| — | LUCY SCIENTIFIC DISCOVERY IN | 95,800 | $105K | 0.0% | $1.10 | $1.10 | — | COM | 54960E104 |
| GAIA | GAIA INC NEW | 23,144 | $64,340 | 0.0% | $2.78 * | $3.03 | 0.0% | CL A | 36269P104 |
| FULC | FULCRUM THERAPEUTICS INC | 21,370 | $60,904 | 0.0% | $2.85 * | $6.52 | +37.4% | COM | 359616109 |
| — | CATALYST BIOSCIENCES INC | 160,430 | $33,209 | 0.0% | $0.21 | $5.14 | — | COM NEW | 14888D208 |
| GFAIW | GUARDFORCE AI CO LTD | 154,205 | $30,856 | 0.0% | $0.20 | $0.80 | — | *W EXP 10/01/202 | G4236L120 |
| TCBWF | TC BIOPHARM HOLDINGS PLC | 235,294 | $23,506 | 0.0% | $0.10 | $0.50 | — | *W EXP 02/08/202 | 87807D111 |
| — | QUALTEK SERVICES INC | 96,244 | $2,921 | 0.0% | $0.03 | $0.58 | — | *W EXP 02/14/202 | 74760R113 |