TOWERVIEW LLC Diversified Active

CIK: 0001166573 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 23, 2015

Total Value ($000): $191,705 (100.0% shares, 0.0% debt)

Holdings (30)

TRC TEJON RANCH CO CMN 30.6%

Value ($000) $58,609 Shares 2,687,253 Est. Cost $27.38 Unrealized -14.2%

SGA SAGA COMMUNICATION, INC. CMN CLASS A 23.0%

Value ($000) $44,029 Shares 1,310,000 Est. Cost $45.19 Unrealized -18.6%

— BARNES & NOBLE, INC CMN 12.6%

Value ($000) $24,220 Shares 2,000,000 Est. Cost $14453.56 Unrealized —

SRSCQ SEARS CANADA INC. CMN 10.2%

Value ($000) $19,546 Shares 2,993,274 Est. Cost $12.48 Unrealized 0.0%

— BARNES & NOBLE EDUCATION, INC. CMN 7.8%

Value ($000) $14,871 Shares 1,170,000 Est. Cost $12.71 Unrealized —

GLW CORNING INCORPORATED CMN 2.5%

Value ($000) $4,708 Shares 275,000 Est. Cost $13.06 Unrealized +4.4%

DLB DOLBY LABORATORIES, INC. CMN CLASS A 1.7%

Value ($000) $3,260 Shares 100,000 Est. Cost $31.68 Unrealized -6.2%

— GRIFFIN INDUSTRIAL REALTY INC CMN 1.7%

Value ($000) $3,203 Shares 129,538 Est. Cost $23578.41 Unrealized —

GYRO GYRODYNE LLC CMN 1.4%

Value ($000) $2,735 Shares 97,500 Est. Cost $19.48 Unrealized 0.0%

OXY OCCIDENTAL PETROLEUM CORP CMN 1.4%

Value ($000) $2,646 Shares 40,000 Est. Cost $61.28 Unrealized -16.3%

— YAHOO INC CMN 0.9%

Value ($000) $1,735 Shares 60,000 Est. Cost $28.92 Unrealized —

BRT BRT REALTY TRUST (SBI)$3.00PAR CMN 0.9%

Value ($000) $1,666 Shares 235,000 Est. Cost $5009.08 Unrealized —

LE LANDS' END, INC. CMN 0.8%

Value ($000) $1,559 Shares 57,719 Est. Cost $28.73 Unrealized -12.8%

— BELMOND LTD CMN 0.8%

Value ($000) $1,475 Shares 145,882 Est. Cost $11.73 Unrealized —

IBM INTL BUSINESS MACHINES CORP CMN 0.8%

Value ($000) $1,450 Shares 10,000 Est. Cost $100.47 Unrealized -5.1%

BAX BAXTER INTERNATIONAL INC CMN 0.7%

Value ($000) $1,314 Shares 40,000 Est. Cost $32.06 Unrealized 0.0%

— EMMIS COMMUNICATIONS CORP CL-A CLASS A 0.6%

Value ($000) $1,159 Shares 934,600 Est. Cost $2140.07 Unrealized —

— REALNETWORKS INC CMN 0.4%

Value ($000) $848 Shares 207,239 Est. Cost $7560.66 Unrealized —

— PLATFORM SPECIALTY PRODS CORP CMN 0.2%

Value ($000) $443 Shares 35,000 Est. Cost $25.66 Unrealized —

ALCO ALICO INC CMN 0.2%

Value ($000) $406 Shares 10,000 Est. Cost $39.29 Unrealized -6.3%

PRZM PRISM TECHNOLOGIES GROUP INC CMN 0.2%

Value ($000) $350 Shares 125,000 Est. Cost $3.01 Unrealized 0.0%

— BIOTA PHARMACEUTICALS INC CMN 0.2%

Value ($000) $317 Shares 160,000 Est. Cost $3222.37 Unrealized —

— EXCO RESOURCES INC CMN 0.1%

Value ($000) $217 Shares 289,500 Est. Cost $7198.31 Unrealized —

— CALIFORNIA RESOURCES CORP CMN 0.1%

Value ($000) $208 Shares 80,000 Est. Cost $5.75 Unrealized —

— SEARS HOMETOWN AND OUTLET STORES, INC. CMN 0.1%

Value ($000) $200 Shares 25,000 Est. Cost $7.72 Unrealized —

GASS STEALTHGAS INC. CMN 0.1%

Value ($000) $180 Shares 40,000 Est. Cost $5.14 Unrealized 0.0%

KHC PUT/KHC @ 80 EXP 12/18/2015 0.1%

Value ($000) $158 Shares 150 Est. Cost — Unrealized —

— EMMIS COMMUNICATIONS CORP 6.25% SERIES A CVT PREFERRED PFD 0.0%

Value ($000) $75 Shares 23,400 Est. Cost $10084.28 Unrealized —

— WTS/TEJON RANCH CO. 40.0000 EXP08/31/2016 0.0%

Value ($000) $61 Shares 384,046 Est. Cost $2760.09 Unrealized —

— RTS/SANOFI-AVENTIS EXP12/31/2020 0.0%

Value ($000) $57 Shares 300,000 Est. Cost $1026.35 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
TRC	TEJON RANCH CO CMN	2,687,253	$58,609	30.6%	$27.38	-14.2%	COM	879080109
SGA	SAGA COMMUNICATION, INC. CMN CLASS A	1,310,000	$44,029	23.0%	$45.19	-18.6%	COM	786598300
—	BARNES & NOBLE, INC CMN	2,000,000	$24,220	12.6%	$14453.56	—	COM	067774109
SRSCQ	SEARS CANADA INC. CMN	2,993,274	$19,546	10.2%	$12.48	0.0%	COM	81234D109
—	BARNES & NOBLE EDUCATION, INC. CMN	1,170,000	$14,871	7.8%	$12.71	—	COM	06777U101
GLW	CORNING INCORPORATED CMN	275,000	$4,708	2.5%	$13.06	+4.4%	COM	219350105
DLB	DOLBY LABORATORIES, INC. CMN CLASS A	100,000	$3,260	1.7%	$31.68	-6.2%	COM	25659T107
—	GRIFFIN INDUSTRIAL REALTY INC CMN	129,538	$3,203	1.7%	$23578.41	—	COM	398231100
GYRO	GYRODYNE LLC CMN	97,500	$2,735	1.4%	$19.48	0.0%	COM	403829104
OXY	OCCIDENTAL PETROLEUM CORP CMN	40,000	$2,646	1.4%	$61.28	-16.3%	COM	674599105
—	YAHOO INC CMN	60,000	$1,735	0.9%	$28.92	—	COM	984332106
BRT	BRT REALTY TRUST (SBI)$3.00PAR CMN	235,000	$1,666	0.9%	$5009.08	—	COM	055645303
LE	LANDS' END, INC. CMN	57,719	$1,559	0.8%	$28.73	-12.8%	COM	51509F105
—	BELMOND LTD CMN	145,882	$1,475	0.8%	$11.73	—	COM	G1154H107
IBM	INTL BUSINESS MACHINES CORP CMN	10,000	$1,450	0.8%	$100.47	-5.1%	COM	459200101
BAX	BAXTER INTERNATIONAL INC CMN	40,000	$1,314	0.7%	$32.06	0.0%	COM	071813109
—	EMMIS COMMUNICATIONS CORP CL-A CLASS A	934,600	$1,159	0.6%	$2140.07	—	COM	291525103
—	REALNETWORKS INC CMN	207,239	$848	0.4%	$7560.66	—	COM	75605L708
—	PLATFORM SPECIALTY PRODS CORP CMN	35,000	$443	0.2%	$25.66	—	COM	72766Q105
ALCO	ALICO INC CMN	10,000	$406	0.2%	$39.29	-6.3%	COM	016230104
PRZM	PRISM TECHNOLOGIES GROUP INC CMN	125,000	$350	0.2%	$3.01	0.0%	COM	74273Y100
—	BIOTA PHARMACEUTICALS INC CMN	160,000	$317	0.2%	$3222.37	—	COM	090694100
—	EXCO RESOURCES INC CMN	289,500	$217	0.1%	$7198.31	—	COM	269279402
—	CALIFORNIA RESOURCES CORP CMN	80,000	$208	0.1%	$5.75	—	COM	13057Q107
—	SEARS HOMETOWN AND OUTLET STORES, INC. CMN	25,000	$200	0.1%	$7.72	—	COM	812362101
GASS	STEALTHGAS INC. CMN	40,000	$180	0.1%	$5.14	0.0%	COM	Y81669106
KHC	PUT/KHC @ 80 EXP 12/18/2015	150	$158	0.1%	—	—	Put	500754106
—	EMMIS COMMUNICATIONS CORP 6.25% SERIES A CVT PREFERRED PFD	23,400	$75	0.0%	$10084.28	—	CNV	291525202
—	WTS/TEJON RANCH CO. 40.0000 EXP08/31/2016	384,046	$61	0.0%	$2760.09	—	WTS	879080133
—	RTS/SANOFI-AVENTIS EXP12/31/2020	300,000	$57	0.0%	$1026.35	—	RTS	80105N113