NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $94,922 (100.0% shares, 0.0% debt)

Holdings (45)

DXJ WISDOMTREE TR 6.8%

Value ($000) $6,423 Shares 149,690 Est. Cost $54.24 Unrealized —

— INVESCO MUN TR 5.7%

Value ($000) $5,390 Shares 390,883 Est. Cost $11.84 Unrealized —

HIG HARTFORD FINL SVCS GROUP INC 5.6%

Value ($000) $5,359 Shares 125,146 Est. Cost $28.82 Unrealized +18.5%

— NUVEEN QUALITY MUNCP INCOME 5.6%

Value ($000) $5,335 Shares 354,023 Est. Cost $15.07 Unrealized —

— BLACKROCK CORE BD TR 5.5%

Value ($000) $5,265 Shares 370,484 Est. Cost $13.20 Unrealized —

— ISHARES TR 5.0%

Value ($000) $4,752 Shares 300,000 Est. Cost $15.37 Unrealized —

— ALLIED WRLD ASSUR COM HLDG A 4.5%

Value ($000) $4,264 Shares 105,500 Est. Cost $42.64 Unrealized —

— NUVEEN MTG OPPORTUNITY TERM 3.9%

Value ($000) $3,685 Shares 152,390 Est. Cost $22.48 Unrealized —

— PUTNAM MUN OPPORTUNITIES TR 3.8%

Value ($000) $3,601 Shares 269,948 Est. Cost $11.99 Unrealized —

— WESTERN ASSET MTG DEF OPPTY 3.7%

Value ($000) $3,537 Shares 148,036 Est. Cost $22.77 Unrealized —

— INVESCO TR INVT GRADE MUNS 3.6%

Value ($000) $3,444 Shares 244,240 Est. Cost $12.80 Unrealized —

— XL GROUP LTD 3.5%

Value ($000) $3,309 Shares 98,409 Est. Cost $33.62 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 3.5%

Value ($000) $3,307 Shares 305,638 Est. Cost $9.78 Unrealized —

AFG AMERICAN FINL GROUP INC OHIO 3.4%

Value ($000) $3,195 Shares 42,607 Est. Cost $23.08 Unrealized +54.2%

— BLACKROCK CR ALLCTN INC TR 2.8%

Value ($000) $2,674 Shares 200,284 Est. Cost $12.34 Unrealized —

— CHINA MOBILE LIMITED 2.5%

Value ($000) $2,389 Shares 38,837 Est. Cost $62.13 Unrealized —

ORI OLD REP INTL CORP 2.4%

Value ($000) $2,256 Shares 128,011 Est. Cost $8.05 Unrealized +16.0%

RDN RADIAN GROUP INC 2.3%

Value ($000) $2,141 Shares 158,000 Est. Cost $10.67 Unrealized 0.0%

ESNT ESSENT GROUP LTD 2.2%

Value ($000) $2,044 Shares 76,807 Est. Cost $18.73 Unrealized +21.1%

— ARGO GROUP INTL HLDGS LTD 2.1%

Value ($000) $1,986 Shares 35,203 Est. Cost $56.47 Unrealized —

— ANNALY CAP MGMT INC 2.1%

Value ($000) $1,946 Shares 185,320 Est. Cost $10.26 Unrealized —

— NAVIGATORS GROUP INC 1.9%

Value ($000) $1,799 Shares 18,565 Est. Cost $76.50 Unrealized —

ALL ALLSTATE CORP 1.9%

Value ($000) $1,771 Shares 25,602 Est. Cost $51.56 Unrealized +8.4%

— ASPEN INSURANCE HOLDINGS LTD 1.5%

Value ($000) $1,468 Shares 31,507 Est. Cost $47.60 Unrealized —

PRHI CONIFER HLDGS INC 1.2%

Value ($000) $1,097 Shares 131,722 Est. Cost $9.43 Unrealized -17.7%

GNW GENWORTH FINL INC 1.0%

Value ($000) $992 Shares 200,000 Est. Cost $3.84 Unrealized 0.0%

NSC NORFOLK SOUTHERN CORP 0.8%

Value ($000) $716 Shares 7,376 Est. Cost $69.12 Unrealized +8.7%

EPD ENTERPRISE PRODS PARTNERS L 0.7%

Value ($000) $686 Shares 24,827 Est. Cost $29.45 Unrealized —

ITW ILLINOIS TOOL WKS INC 0.7%

Value ($000) $674 Shares 5,627 Est. Cost $70.08 Unrealized +32.5%

DAL DELTA AIR LINES INC DEL 0.7%

Value ($000) $670 Shares 17,031 Est. Cost $31.08 Unrealized +8.7%

T AT&T INC 0.7%

Value ($000) $669 Shares 16,468 Est. Cost $13.84 Unrealized +17.7%

LUV SOUTHWEST AIRLS CO 0.7%

Value ($000) $665 Shares 17,087 Est. Cost $33.72 Unrealized +0.8%

— DELPHI AUTOMOTIVE PLC 0.7%

Value ($000) $657 Shares 9,211 Est. Cost $79.76 Unrealized —

JNJ JOHNSON & JOHNSON 0.7%

Value ($000) $643 Shares 5,442 Est. Cost $77.30 Unrealized +21.1%

MSFT MICROSOFT CORP 0.7%

Value ($000) $625 Shares 10,843 Est. Cost $39.88 Unrealized +26.1%

KMB KIMBERLY CLARK CORP 0.7%

Value ($000) $625 Shares 4,955 Est. Cost $76.09 Unrealized +22.9%

ABT ABBOTT LABS 0.6%

Value ($000) $597 Shares 14,107 Est. Cost $36.13 Unrealized 0.0%

KO COCA COLA CO 0.6%

Value ($000) $596 Shares 14,081 Est. Cost $30.05 Unrealized +8.3%

— GENERAL ELECTRIC CO 0.6%

Value ($000) $588 Shares 19,846 Est. Cost $26.57 Unrealized —

JPM JPMORGAN CHASE & CO 0.6%

Value ($000) $582 Shares 8,736 Est. Cost $44.70 Unrealized +13.8%

— SPECTRA ENERGY PARTNERS LP 0.6%

Value ($000) $573 Shares 13,109 Est. Cost $47.71 Unrealized —

GS GOLDMAN SACHS GROUP INC 0.5%

Value ($000) $516 Shares 3,201 Est. Cost $150.86 Unrealized -11.3%

KNSL KINSALE CAP GROUP INC 0.5%

Value ($000) $503 Shares 22,850 Est. Cost $19.59 Unrealized 0.0%

PG PROCTER & GAMBLE CO 0.5%

Value ($000) $495 Shares 5,520 Est. Cost $64.60 Unrealized +4.5%

— BLACKSTONE GROUP L P 0.4%

Value ($000) $413 Shares 16,195 Est. Cost $21.06 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DXJ	WISDOMTREE TR	149,690	$6,423	6.8%	$54.24	—	JAPN HEDGE EQT	97717W851
—	INVESCO MUN TR	390,883	$5,390	5.7%	$11.84	—	COM	46131J103
HIG	HARTFORD FINL SVCS GROUP INC	125,146	$5,359	5.6%	$28.82	+18.5%	COM	416515104
—	NUVEEN QUALITY MUNCP INCOME	354,023	$5,335	5.6%	$15.07	—	COM	67066V101
—	BLACKROCK CORE BD TR	370,484	$5,265	5.5%	$13.20	—	SHS BEN INT	09249E101
—	ISHARES TR	300,000	$4,752	5.0%	$15.37	—	MSCI UTD KNGDM	46434V548
—	ALLIED WRLD ASSUR COM HLDG A	105,500	$4,264	4.5%	$42.64	—	SHS	H01531104
—	NUVEEN MTG OPPORTUNITY TERM	152,390	$3,685	3.9%	$22.48	—	COM	670735109
—	PUTNAM MUN OPPORTUNITIES TR	269,948	$3,601	3.8%	$11.99	—	SH BEN INT	746922103
—	WESTERN ASSET MTG DEF OPPTY	148,036	$3,537	3.7%	$22.77	—	COM	95790B109
—	INVESCO TR INVT GRADE MUNS	244,240	$3,444	3.6%	$12.80	—	COM	46131M106
—	XL GROUP LTD	98,409	$3,309	3.5%	$33.62	—	COM	G98294104
—	BLACKROCK CORPOR HI YLD FD I	305,638	$3,307	3.5%	$9.78	—	COM	09255P107
AFG	AMERICAN FINL GROUP INC OHIO	42,607	$3,195	3.4%	$23.08	+54.2%	COM	025932104
—	BLACKROCK CR ALLCTN INC TR	200,284	$2,674	2.8%	$12.34	—	COM	092508100
—	CHINA MOBILE LIMITED	38,837	$2,389	2.5%	$62.13	—	SPONSORED ADR	16941M109
ORI	OLD REP INTL CORP	128,011	$2,256	2.4%	$8.05	+16.0%	COM	680223104
RDN	RADIAN GROUP INC	158,000	$2,141	2.3%	$10.67	0.0%	COM	750236101
ESNT	ESSENT GROUP LTD	76,807	$2,044	2.2%	$18.73	+21.1%	COM	G3198U102
—	ARGO GROUP INTL HLDGS LTD	35,203	$1,986	2.1%	$56.47	—	COM	G0464B107
—	ANNALY CAP MGMT INC	185,320	$1,946	2.1%	$10.26	—	COM	035710409
—	NAVIGATORS GROUP INC	18,565	$1,799	1.9%	$76.50	—	COM	638904102
ALL	ALLSTATE CORP	25,602	$1,771	1.9%	$51.56	+8.4%	COM	020002101
—	ASPEN INSURANCE HOLDINGS LTD	31,507	$1,468	1.5%	$47.60	—	SHS	G05384105
PRHI	CONIFER HLDGS INC	131,722	$1,097	1.2%	$9.43	-17.7%	COM	20731J102
GNW	GENWORTH FINL INC	200,000	$992	1.0%	$3.84	0.0%	COM CL A	37247D106
NSC	NORFOLK SOUTHERN CORP	7,376	$716	0.8%	$69.12	+8.7%	COM	655844108
EPD	ENTERPRISE PRODS PARTNERS L	24,827	$686	0.7%	$29.45	—	COM	293792107
ITW	ILLINOIS TOOL WKS INC	5,627	$674	0.7%	$70.08	+32.5%	COM	452308109
DAL	DELTA AIR LINES INC DEL	17,031	$670	0.7%	$31.08	+8.7%	COM NEW	247361702
T	AT&T INC	16,468	$669	0.7%	$13.84	+17.7%	COM	00206R102
LUV	SOUTHWEST AIRLS CO	17,087	$665	0.7%	$33.72	+0.8%	COM	844741108
—	DELPHI AUTOMOTIVE PLC	9,211	$657	0.7%	$79.76	—	SHS	G27823106
JNJ	JOHNSON & JOHNSON	5,442	$643	0.7%	$77.30	+21.1%	COM	478160104
MSFT	MICROSOFT CORP	10,843	$625	0.7%	$39.88	+26.1%	COM	594918104
KMB	KIMBERLY CLARK CORP	4,955	$625	0.7%	$76.09	+22.9%	COM	494368103
ABT	ABBOTT LABS	14,107	$597	0.6%	$36.13	0.0%	COM	002824100
KO	COCA COLA CO	14,081	$596	0.6%	$30.05	+8.3%	COM	191216100
—	GENERAL ELECTRIC CO	19,846	$588	0.6%	$26.57	—	COM	369604103
JPM	JPMORGAN CHASE & CO	8,736	$582	0.6%	$44.70	+13.8%	COM	46625H100
—	SPECTRA ENERGY PARTNERS LP	13,109	$573	0.6%	$47.71	—	COM	84756N109
GS	GOLDMAN SACHS GROUP INC	3,201	$516	0.5%	$150.86	-11.3%	COM	38141G104
KNSL	KINSALE CAP GROUP INC	22,850	$503	0.5%	$19.59	0.0%	COM	49714P108
PG	PROCTER & GAMBLE CO	5,520	$495	0.5%	$64.60	+4.5%	COM	742718109
—	BLACKSTONE GROUP L P	16,195	$413	0.4%	$21.06	—	COM UNIT LTD	09253U108