NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $71,741 (100.0% shares, 0.0% debt)

Holdings (39)

DXJ WISDOMTREE TR 14.4%

Value ($000) $10,318 Shares 208,277 Est. Cost $52.92 Unrealized —

HIG HARTFORD FINL SVCS GROUP INC 8.3%

Value ($000) $5,963 Shares 125,146 Est. Cost $28.82 Unrealized +30.5%

HEDJ WISDOMTREE TR 6.1%

Value ($000) $4,397 Shares 76,600 Est. Cost $57.40 Unrealized —

— ALLIED WRLD ASSUR COM HLDG A 5.4%

Value ($000) $3,874 Shares 72,125 Est. Cost $42.64 Unrealized —

AFG AMERICAN FINL GROUP INC OHIO 5.2%

Value ($000) $3,754 Shares 42,607 Est. Cost $23.08 Unrealized +69.4%

ORI OLD REP INTL CORP 4.5%

Value ($000) $3,238 Shares 170,403 Est. Cost $8.27 Unrealized +7.9%

— XL GROUP LTD 4.0%

Value ($000) $2,874 Shares 77,126 Est. Cost $33.62 Unrealized —

RDN RADIAN GROUP INC 4.0%

Value ($000) $2,841 Shares 158,000 Est. Cost $10.67 Unrealized +16.4%

— INVESCO TR INVT GRADE MUNS 3.9%

Value ($000) $2,808 Shares 220,240 Est. Cost $12.80 Unrealized —

— NUVEEN MTG OPPORTUNITY TERM 3.7%

Value ($000) $2,657 Shares 110,390 Est. Cost $22.48 Unrealized —

— BLACKROCK CORPOR HI YLD FD I 3.3%

Value ($000) $2,400 Shares 221,638 Est. Cost $9.78 Unrealized —

— NAVIGATORS GROUP INC 3.0%

Value ($000) $2,186 Shares 18,565 Est. Cost $76.50 Unrealized —

ALL ALLSTATE CORP 2.6%

Value ($000) $1,898 Shares 25,602 Est. Cost $51.56 Unrealized +11.4%

ESNT ESSENT GROUP LTD 2.6%

Value ($000) $1,865 Shares 57,605 Est. Cost $18.73 Unrealized +40.6%

— BLACKROCK CR ALLCTN INC TR 2.5%

Value ($000) $1,819 Shares 140,284 Est. Cost $12.34 Unrealized —

— ASPEN INSURANCE HOLDINGS LTD 2.4%

Value ($000) $1,733 Shares 31,507 Est. Cost $47.60 Unrealized —

— ANNALY CAP MGMT INC 1.9%

Value ($000) $1,349 Shares 135,320 Est. Cost $10.26 Unrealized —

— ARGO GROUP INTL HLDGS LTD 1.8%

Value ($000) $1,264 Shares 19,180 Est. Cost $56.47 Unrealized —

PRHI CONIFER HLDGS INC 1.5%

Value ($000) $1,074 Shares 131,722 Est. Cost $9.43 Unrealized -18.8%

LUV SOUTHWEST AIRLS CO 1.2%

Value ($000) $852 Shares 17,087 Est. Cost $33.72 Unrealized +19.1%

— BLACKROCK CORE BD TR 1.2%

Value ($000) $844 Shares 64,846 Est. Cost $13.20 Unrealized —

DAL DELTA AIR LINES INC DEL 1.2%

Value ($000) $838 Shares 17,031 Est. Cost $31.08 Unrealized +31.6%

NSC NORFOLK SOUTHERN CORP 1.1%

Value ($000) $797 Shares 7,376 Est. Cost $69.12 Unrealized +21.5%

KNSL KINSALE CAP GROUP INC 1.1%

Value ($000) $776 Shares 22,825 Est. Cost $19.59 Unrealized +31.7%

GS GOLDMAN SACHS GROUP INC 1.1%

Value ($000) $766 Shares 3,201 Est. Cost $150.86 Unrealized +11.2%

JPM JPMORGAN CHASE & CO 1.1%

Value ($000) $754 Shares 8,736 Est. Cost $44.70 Unrealized +34.0%

T AT&T INC 1.0%

Value ($000) $700 Shares 16,468 Est. Cost $13.84 Unrealized +11.7%

ITW ILLINOIS TOOL WKS INC 1.0%

Value ($000) $689 Shares 5,627 Est. Cost $70.08 Unrealized +38.6%

MSFT MICROSOFT CORP 0.9%

Value ($000) $674 Shares 10,843 Est. Cost $39.88 Unrealized +35.2%

EPD ENTERPRISE PRODS PARTNERS L 0.9%

Value ($000) $671 Shares 24,827 Est. Cost $29.45 Unrealized —

JNJ JOHNSON & JOHNSON 0.9%

Value ($000) $627 Shares 5,442 Est. Cost $77.30 Unrealized +16.0%

— GENERAL ELECTRIC CO 0.9%

Value ($000) $627 Shares 19,846 Est. Cost $26.57 Unrealized —

— DELPHI AUTOMOTIVE PLC 0.9%

Value ($000) $620 Shares 9,211 Est. Cost $79.76 Unrealized —

— SPECTRA ENERGY PARTNERS LP 0.8%

Value ($000) $601 Shares 13,109 Est. Cost $47.71 Unrealized —

KO COCA COLA CO 0.8%

Value ($000) $584 Shares 14,081 Est. Cost $30.05 Unrealized +3.9%

KMB KIMBERLY CLARK CORP 0.8%

Value ($000) $565 Shares 4,955 Est. Cost $76.09 Unrealized +11.1%

ABT ABBOTT LABS 0.8%

Value ($000) $542 Shares 14,107 Est. Cost $36.13 Unrealized -6.9%

PG PROCTER & GAMBLE CO 0.6%

Value ($000) $464 Shares 5,520 Est. Cost $64.60 Unrealized +3.4%

— BLACKSTONE GROUP L P 0.6%

Value ($000) $438 Shares 16,195 Est. Cost $21.06 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
DXJ	WISDOMTREE TR	208,277	$10,318	14.4%	$52.92	—	JAPN HEDGE EQT	97717W851
HIG	HARTFORD FINL SVCS GROUP INC	125,146	$5,963	8.3%	$28.82	+30.5%	COM	416515104
HEDJ	WISDOMTREE TR	76,600	$4,397	6.1%	$57.40	—	EUROPE HEDGED EQ	97717X701
—	ALLIED WRLD ASSUR COM HLDG A	72,125	$3,874	5.4%	$42.64	—	SHS	H01531104
AFG	AMERICAN FINL GROUP INC OHIO	42,607	$3,754	5.2%	$23.08	+69.4%	COM	025932104
ORI	OLD REP INTL CORP	170,403	$3,238	4.5%	$8.27	+7.9%	COM	680223104
—	XL GROUP LTD	77,126	$2,874	4.0%	$33.62	—	COM	G98294104
RDN	RADIAN GROUP INC	158,000	$2,841	4.0%	$10.67	+16.4%	COM	750236101
—	INVESCO TR INVT GRADE MUNS	220,240	$2,808	3.9%	$12.80	—	COM	46131M106
—	NUVEEN MTG OPPORTUNITY TERM	110,390	$2,657	3.7%	$22.48	—	COM	670735109
—	BLACKROCK CORPOR HI YLD FD I	221,638	$2,400	3.3%	$9.78	—	COM	09255P107
—	NAVIGATORS GROUP INC	18,565	$2,186	3.0%	$76.50	—	COM	638904102
ALL	ALLSTATE CORP	25,602	$1,898	2.6%	$51.56	+11.4%	COM	020002101
ESNT	ESSENT GROUP LTD	57,605	$1,865	2.6%	$18.73	+40.6%	COM	G3198U102
—	BLACKROCK CR ALLCTN INC TR	140,284	$1,819	2.5%	$12.34	—	COM	092508100
—	ASPEN INSURANCE HOLDINGS LTD	31,507	$1,733	2.4%	$47.60	—	SHS	G05384105
—	ANNALY CAP MGMT INC	135,320	$1,349	1.9%	$10.26	—	COM	035710409
—	ARGO GROUP INTL HLDGS LTD	19,180	$1,264	1.8%	$56.47	—	COM	G0464B107
PRHI	CONIFER HLDGS INC	131,722	$1,074	1.5%	$9.43	-18.8%	COM	20731J102
LUV	SOUTHWEST AIRLS CO	17,087	$852	1.2%	$33.72	+19.1%	COM	844741108
—	BLACKROCK CORE BD TR	64,846	$844	1.2%	$13.20	—	SHS BEN INT	09249E101
DAL	DELTA AIR LINES INC DEL	17,031	$838	1.2%	$31.08	+31.6%	COM NEW	247361702
NSC	NORFOLK SOUTHERN CORP	7,376	$797	1.1%	$69.12	+21.5%	COM	655844108
KNSL	KINSALE CAP GROUP INC	22,825	$776	1.1%	$19.59	+31.7%	COM	49714P108
GS	GOLDMAN SACHS GROUP INC	3,201	$766	1.1%	$150.86	+11.2%	COM	38141G104
JPM	JPMORGAN CHASE & CO	8,736	$754	1.1%	$44.70	+34.0%	COM	46625H100
T	AT&T INC	16,468	$700	1.0%	$13.84	+11.7%	COM	00206R102
ITW	ILLINOIS TOOL WKS INC	5,627	$689	1.0%	$70.08	+38.6%	COM	452308109
MSFT	MICROSOFT CORP	10,843	$674	0.9%	$39.88	+35.2%	COM	594918104
EPD	ENTERPRISE PRODS PARTNERS L	24,827	$671	0.9%	$29.45	—	COM	293792107
JNJ	JOHNSON & JOHNSON	5,442	$627	0.9%	$77.30	+16.0%	COM	478160104
—	GENERAL ELECTRIC CO	19,846	$627	0.9%	$26.57	—	COM	369604103
—	DELPHI AUTOMOTIVE PLC	9,211	$620	0.9%	$79.76	—	SHS	G27823106
—	SPECTRA ENERGY PARTNERS LP	13,109	$601	0.8%	$47.71	—	COM	84756N109
KO	COCA COLA CO	14,081	$584	0.8%	$30.05	+3.9%	COM	191216100
KMB	KIMBERLY CLARK CORP	4,955	$565	0.8%	$76.09	+11.1%	COM	494368103
ABT	ABBOTT LABS	14,107	$542	0.8%	$36.13	-6.9%	COM	002824100
PG	PROCTER & GAMBLE CO	5,520	$464	0.6%	$64.60	+3.4%	COM	742718109
—	BLACKSTONE GROUP L P	16,195	$438	0.6%	$21.06	—	COM UNIT LTD	09253U108