WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value: $223M (100.0% shares, 0.0% debt)

Holdings (29)

NATR NATURES SUNSHINE PRODS INC 12.8%

Value $28.67M Shares 1,608,081 Share Price $17.83 * Est. Cost/Share $10.87 Unrealized @ Report Date +29.9%

— BREEZE-EASTERN CORP 8.8%

Value $19.69M Shares 2,117,911 Share Price $9.30 Est. Cost/Share $8.80 Unrealized @ Report Date —

LFCR LANDEC CORP 8.6%

Value $19.14M Shares 1,637,986 Share Price $11.69 * Est. Cost/Share $13.83 Unrealized @ Report Date -13.6%

FSS FEDERAL SIGNAL CORP 8.1%

Value $18.12M Shares 1,333,865 Share Price $13.58 * Est. Cost/Share $7.25 Unrealized @ Report Date +72.5%

— MAM SOFTWARE GROUP INC 7.4%

Value $16.43M Shares 3,547,027 Share Price $4.63 Est. Cost/Share $4.73 Unrealized @ Report Date —

— WESTMORELAND COAL CO 6.4%

Value $14.26M Shares 743,702 Share Price $19.18 Est. Cost/Share $12.09 Unrealized @ Report Date —

KTOS KRATOS DEFENSE & SECURITY 5.2%

Value $11.7M Shares 1,500,000 Share Price $7.80 * Est. Cost/Share $5.62 Unrealized @ Report Date +34.0%

— HANDY & HARMAN LTD 4.8%

Value $10.74M Shares 510,656 Share Price $21.03 Est. Cost/Share $16.58 Unrealized @ Report Date —

— API TECHNOLOGIES CORP 4.5%

Value $9.978M Shares 2,979,030 Share Price $3.35 Est. Cost/Share $2.70 Unrealized @ Report Date —

— CHIQUITA BRANDS INTL 4.0%

Value $8.835M Shares 765,000 Share Price $11.55 Est. Cost/Share $10.93 Unrealized @ Report Date —

— MUSCLE PHARM CORP 3.8%

Value $8.38M Shares 1,000,000 Share Price $8.38 Est. Cost/Share $9.82 Unrealized @ Report Date —

— KINDRED HEALTHCARE INC 3.3%

Value $7.292M Shares 390,000 Share Price $18.70 Est. Cost/Share $12.94 Unrealized @ Report Date —

DLHC DLH HOLDINGS CORP 2.9%

Value $6.438M Shares 4,377,286 Share Price $1.47 * Est. Cost/Share $0.88 Unrealized @ Report Date +54.7%

— TELOS CORP MD 12% PFD 2.8%

Value $6.144M Shares 400,272 Share Price $15.35 Est. Cost/Share $13.16 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 2.7%

Value $6.109M Shares 2,349,577 Share Price $2.60 Est. Cost/Share $2.50 Unrealized @ Report Date —

— ARI NETWORK SERVICES 2.5%

Value $5.635M Shares 1,727,989 Share Price $3.26 Est. Cost/Share $2.78 Unrealized @ Report Date —

— SUMMER INFANT INC 2.4%

Value $5.38M Shares 3,025,000 Share Price $1.78 Est. Cost/Share $2.97 Unrealized @ Report Date —

— PRIMO WATER CORP 2.0%

Value $4.577M Shares 1,852,876 Share Price $2.47 Est. Cost/Share $1.94 Unrealized @ Report Date —

— GLYECO INC 1.7%

Value $3.814M Shares 2,250,000 Share Price $1.70 Est. Cost/Share $1.70 Unrealized @ Report Date —

— HAMPSHIRE GROUP LTD 1.0%

Value $2.166M Shares 742,425 Share Price $2.92 Est. Cost/Share $3.00 Unrealized @ Report Date —

— NUVERRA ENVIRONMENTAL SOLUTI 1.0%

Value $2.14M Shares 154,419 Share Price $13.86 Est. Cost/Share $13.86 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.7%

Value $1.615M Shares 500,000 Share Price $3.23 * Est. Cost/Share $3.23 Unrealized @ Report Date -4.2%

— SMTC CORPORATION 0.7%

Value $1.512M Shares 660,385 Share Price $2.29 Est. Cost/Share $1.54 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.5%

Value $1.123M Shares 9,400 Share Price $119.47 Est. Cost/Share $119.15 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.05M Shares 772,188 Share Price $1.36 Est. Cost/Share $0.95 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 0.4%

Value $843K Shares 50,690 Share Price $16.63 Est. Cost/Share $19.51 Unrealized @ Report Date —

— STEEL PARTNERS HLDGS LP 0.3%

Value $778K Shares 45,000 Share Price $17.29 Est. Cost/Share $6.09 Unrealized @ Report Date —

KIDBQ KID BRANDS INC 0.3%

Value $752K Shares 668,403 Share Price $1.13 * Est. Cost/Share $1.44 Unrealized @ Report Date -14.3%

— ARRYTHMIA RESEARCH TECHNOLOGY 0.0%

Value $11,000 Shares 3,363 Share Price $3.27 Est. Cost/Share $2.68 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,608,081	$28.67M	12.8%	$17.83 *	$10.87	+29.9%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$19.69M	8.8%	$9.30	$8.80	—	COMM	106764103
LFCR	LANDEC CORP	1,637,986	$19.14M	8.6%	$11.69 *	$13.83	-13.6%	COMM	514766104
FSS	FEDERAL SIGNAL CORP	1,333,865	$18.12M	8.1%	$13.58 *	$7.25	+72.5%	COMM	313855108
—	MAM SOFTWARE GROUP INC	3,547,027	$16.43M	7.4%	$4.63	$4.73	—	COMM	55277Q201
—	WESTMORELAND COAL CO	743,702	$14.26M	6.4%	$19.18	$12.09	—	COMM	960878106
KTOS	KRATOS DEFENSE & SECURITY	1,500,000	$11.7M	5.2%	$7.80 *	$5.62	+34.0%	COMM	50077B207
—	HANDY & HARMAN LTD	510,656	$10.74M	4.8%	$21.03	$16.58	—	COMM	410315105
—	API TECHNOLOGIES CORP	2,979,030	$9.978M	4.5%	$3.35	$2.70	—	COMM	00187E203
—	CHIQUITA BRANDS INTL	765,000	$8.835M	4.0%	$11.55	$10.93	—	COMM	170032809
—	MUSCLE PHARM CORP	1,000,000	$8.38M	3.8%	$8.38	$9.82	—	COMM	627335201
—	KINDRED HEALTHCARE INC	390,000	$7.292M	3.3%	$18.70	$12.94	—	COMM	494580103
DLHC	DLH HOLDINGS CORP	4,377,286	$6.438M	2.9%	$1.47 *	$0.88	+54.7%	COMM	23335Q100
—	TELOS CORP MD 12% PFD	400,272	$6.144M	2.8%	$15.35	$13.16	—	PREF	87969B200
—	TRANSWORLD CORPORATION	2,349,577	$6.109M	2.7%	$2.60	$2.50	—	COMM	89336R207
—	ARI NETWORK SERVICES	1,727,989	$5.635M	2.5%	$3.26	$2.78	—	COMM	001930205
—	SUMMER INFANT INC	3,025,000	$5.38M	2.4%	$1.78	$2.97	—	COMM	865646103
—	PRIMO WATER CORP	1,852,876	$4.577M	2.0%	$2.47	$1.94	—	COMM	74165N105
—	GLYECO INC	2,250,000	$3.814M	1.7%	$1.70	$1.70	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2.166M	1.0%	$2.92	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	154,419	$2.14M	1.0%	$13.86	$13.86	—	COMM	67091K203
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1.615M	0.7%	$3.23 *	$3.23	-4.2%	COMM	522015106
—	SMTC CORPORATION	660,385	$1.512M	0.7%	$2.29	$1.54	—	COMM	832682207
GLD	SPDR GOLD TRUST	9,400	$1.123M	0.5%	$119.47	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$1.05M	0.5%	$1.36	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$843K	0.4%	$16.63	$19.51	—	COMM	521050104
—	STEEL PARTNERS HLDGS LP	45,000	$778K	0.3%	$17.29	$6.09	—	COMM	85814R107
KIDBQ	KID BRANDS INC	668,403	$752K	0.3%	$1.13 *	$1.44	-14.3%	COMM	49375T100
—	ARRYTHMIA RESEARCH TECHNOLOGY	3,363	$11,000	0.0%	$3.27	$2.68	—	COMM	42698308