WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $223,321 (100.0% shares, 0.0% debt)

Holdings (29)

NATR NATURES SUNSHINE PRODS INC 12.8%

Value ($000) $28,669 Shares 1,608,081 Est. Cost $10.87 Unrealized +29.9%

— BREEZE-EASTERN CORP 8.8%

Value ($000) $19,689 Shares 2,117,911 Est. Cost $8.80 Unrealized —

LFCR LANDEC CORP 8.6%

Value ($000) $19,141 Shares 1,637,986 Est. Cost $13.83 Unrealized -13.6%

FSS FEDERAL SIGNAL CORP 8.1%

Value ($000) $18,118 Shares 1,333,865 Est. Cost $7.25 Unrealized +72.5%

— MAM SOFTWARE GROUP INC 7.4%

Value ($000) $16,433 Shares 3,547,027 Est. Cost $4.73 Unrealized —

— WESTMORELAND COAL CO 6.4%

Value ($000) $14,262 Shares 743,702 Est. Cost $12.09 Unrealized —

KTOS KRATOS DEFENSE & SECURITY 5.2%

Value ($000) $11,697 Shares 1,500,000 Est. Cost $5.62 Unrealized +34.0%

— HANDY & HARMAN LTD 4.8%

Value ($000) $10,740 Shares 510,656 Est. Cost $16.58 Unrealized —

— API TECHNOLOGIES CORP 4.5%

Value ($000) $9,978 Shares 2,979,030 Est. Cost $2.70 Unrealized —

— CHIQUITA BRANDS INTL 4.0%

Value ($000) $8,835 Shares 765,000 Est. Cost $10.93 Unrealized —

— MUSCLE PHARM CORP 3.8%

Value ($000) $8,380 Shares 1,000,000 Est. Cost $9.82 Unrealized —

— KINDRED HEALTHCARE INC 3.3%

Value ($000) $7,292 Shares 390,000 Est. Cost $12.94 Unrealized —

DLHC DLH HOLDINGS CORP 2.9%

Value ($000) $6,438 Shares 4,377,286 Est. Cost $0.88 Unrealized +54.7%

— TELOS CORP MD 12% PFD 2.8%

Value ($000) $6,144 Shares 400,272 Est. Cost $13.16 Unrealized —

— TRANSWORLD CORPORATION 2.7%

Value ($000) $6,109 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— ARI NETWORK SERVICES 2.5%

Value ($000) $5,635 Shares 1,727,989 Est. Cost $2.78 Unrealized —

— SUMMER INFANT INC 2.4%

Value ($000) $5,380 Shares 3,025,000 Est. Cost $2.97 Unrealized —

— PRIMO WATER CORP 2.0%

Value ($000) $4,577 Shares 1,852,876 Est. Cost $1.94 Unrealized —

— GLYECO INC 1.7%

Value ($000) $3,814 Shares 2,250,000 Est. Cost $1.70 Unrealized —

— HAMPSHIRE GROUP LTD 1.0%

Value ($000) $2,166 Shares 742,425 Est. Cost $3.00 Unrealized —

— NUVERRA ENVIRONMENTAL SOLUTI 1.0%

Value ($000) $2,140 Shares 154,419 Est. Cost $13.86 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.7%

Value ($000) $1,615 Shares 500,000 Est. Cost $3.23 Unrealized -4.2%

— SMTC CORPORATION 0.7%

Value ($000) $1,512 Shares 660,385 Est. Cost $1.54 Unrealized —

GLD SPDR GOLD TRUST 0.5%

Value ($000) $1,123 Shares 9,400 Est. Cost $119.15 Unrealized —

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,050 Shares 772,188 Est. Cost $0.95 Unrealized —

— LAYNE CHRISTENSEN COMPANY 0.4%

Value ($000) $843 Shares 50,690 Est. Cost $19.51 Unrealized —

— STEEL PARTNERS HLDGS LP 0.3%

Value ($000) $778 Shares 45,000 Est. Cost $6.09 Unrealized —

KIDBQ KID BRANDS INC 0.3%

Value ($000) $752 Shares 668,403 Est. Cost $1.44 Unrealized -14.3%

— ARRYTHMIA RESEARCH TECHNOLOGY 0.0%

Value ($000) $11 Shares 3,363 Est. Cost $2.68 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
NATR	NATURES SUNSHINE PRODS INC	1,608,081	$28,669	12.8%	$10.87	+29.9%	COMM	639027101
—	BREEZE-EASTERN CORP	2,117,911	$19,689	8.8%	$8.80	—	COMM	106764103
LFCR	LANDEC CORP	1,637,986	$19,141	8.6%	$13.83	-13.6%	COMM	514766104
FSS	FEDERAL SIGNAL CORP	1,333,865	$18,118	8.1%	$7.25	+72.5%	COMM	313855108
—	MAM SOFTWARE GROUP INC	3,547,027	$16,433	7.4%	$4.73	—	COMM	55277Q201
—	WESTMORELAND COAL CO	743,702	$14,262	6.4%	$12.09	—	COMM	960878106
KTOS	KRATOS DEFENSE & SECURITY	1,500,000	$11,697	5.2%	$5.62	+34.0%	COMM	50077B207
—	HANDY & HARMAN LTD	510,656	$10,740	4.8%	$16.58	—	COMM	410315105
—	API TECHNOLOGIES CORP	2,979,030	$9,978	4.5%	$2.70	—	COMM	00187E203
—	CHIQUITA BRANDS INTL	765,000	$8,835	4.0%	$10.93	—	COMM	170032809
—	MUSCLE PHARM CORP	1,000,000	$8,380	3.8%	$9.82	—	COMM	627335201
—	KINDRED HEALTHCARE INC	390,000	$7,292	3.3%	$12.94	—	COMM	494580103
DLHC	DLH HOLDINGS CORP	4,377,286	$6,438	2.9%	$0.88	+54.7%	COMM	23335Q100
—	TELOS CORP MD 12% PFD	400,272	$6,144	2.8%	$13.16	—	PREF	87969B200
—	TRANSWORLD CORPORATION	2,349,577	$6,109	2.7%	$2.50	—	COMM	89336R207
—	ARI NETWORK SERVICES	1,727,989	$5,635	2.5%	$2.78	—	COMM	001930205
—	SUMMER INFANT INC	3,025,000	$5,380	2.4%	$2.97	—	COMM	865646103
—	PRIMO WATER CORP	1,852,876	$4,577	2.0%	$1.94	—	COMM	74165N105
—	GLYECO INC	2,250,000	$3,814	1.7%	$1.70	—	COMM	38000P104
—	HAMPSHIRE GROUP LTD	742,425	$2,166	1.0%	$3.00	—	COMM	408859106
—	NUVERRA ENVIRONMENTAL SOLUTI	154,419	$2,140	1.0%	$13.86	—	COMM	67091K203
LTRE	LEARNING TREE INTERNATIONAL	500,000	$1,615	0.7%	$3.23	-4.2%	COMM	522015106
—	SMTC CORPORATION	660,385	$1,512	0.7%	$1.54	—	COMM	832682207
GLD	SPDR GOLD TRUST	9,400	$1,123	0.5%	$119.15	—	ETF	78463V107
—	NEVADA GOLD & CASINOS INC	772,188	$1,050	0.5%	$0.95	—	COMM	64126Q206
—	LAYNE CHRISTENSEN COMPANY	50,690	$843	0.4%	$19.51	—	COMM	521050104
—	STEEL PARTNERS HLDGS LP	45,000	$778	0.3%	$6.09	—	COMM	85814R107
KIDBQ	KID BRANDS INC	668,403	$752	0.3%	$1.44	-14.3%	COMM	49375T100
—	ARRYTHMIA RESEARCH TECHNOLOGY	3,363	$11	0.0%	$2.68	—	COMM	42698308