Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: Aug 14, 2015
Total Value: $601M (91.9% shares, 8.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 750,000 | $93.28M | 15.5% | $124.37 | — | — | Put | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 260,000 | $53.67M | 8.9% | $206.43 | — | — | Put | 78462F103 |
| LNWO | SCIENTIFIC GAMES CORP | 2,600,000 | $27.22M | 4.5% | $10.47 * | $11.44 | +10.2% | Call | 80874P109 |
| — | IMPERIAL HLDGS INC | 14,770,000 | $18.48M | 3.1% | $1.25 | $1.25 | — | NOTE 8.500% 2/1 | 452834AE4 |
| — | PACIRA PHARMACEUTICALS INC | 5,100,000 | $18.26M | 3.0% | $3.58 | $3.75 | — | NOTE 3.250% 2/0 | 695127AB6 |
| CDXS | CODEXIS INC | 3,662,918 | $16.7M | 2.8% | $4.56 * | $2.03 | +74.0% | COM | 192005106 |
| LNWO | SCIENTIFIC GAMES CORP | 1,455,151 | $15.23M | 2.5% | $10.47 * | $11.44 | +10.2% | CL A | 80874P109 |
| — | SCICLONE PHARMACEUTICALS INC | 1,522,625 | $13.49M | 2.2% | $8.86 | $5.32 | — | COM | 80862K104 |
| — | DIAMOND RESORTS INTL INC | 365,008 | $12.2M | 2.0% | $33.43 | $23.22 | — | COM | 25272T104 |
| NWSA | NEWS CORP NEW | 737,800 | $11.81M | 2.0% | $16.01 * | $14.29 | -0.5% | CL A | 65249B109 |
| CROX | CROCS INC | 960,047 | $11.34M | 1.9% | $11.81 * | $13.76 | -18.5% | COM | 227046109 |
| XBI | SPDR SERIES TRUST | 50,000 | $11.28M | 1.9% | $225.50 | — | — | Call | 78464A870 |
| TBBK | BANCORP INC DEL | 1,217,689 | $11M | 1.8% | $9.03 | $12.00 | -24.2% | COM | 05969A105 |
| — | OWENS RLTY MTG INC | 714,088 | $10.7M | 1.8% | $14.98 | $13.85 | — | COM | 690828108 |
| — | BRIDGEPOINT ED INC | 1,100,995 | $10.63M | 1.8% | $9.65 | $12.10 | — | COM | 10807M105 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 1,479,600 | $10.05M | 1.7% | $6.79 * | $9.00 | -13.1% | Call | 45068B109 |
| — | IMPERIAL HLDGS INC | 1,385,460 | $9.657M | 1.6% | $6.97 | $6.84 | — | COM | 452834104 |
| — | ISIS PHARMACEUTICALS INC DEL | 2,500,000 | $9.65M | 1.6% | $3.86 | $2.53 | — | NOTE 2.750%10/0 | 464337AG9 |
| — | LIBERTY INTERACTIVE CORP | 218,035 | $9.16M | 1.5% | $42.01 | $79.17 | — | LBT VENT COM A | 53071M880 |
| — | QAD INC | 361,685 | $8.753M | 1.5% | $24.20 | $22.12 | — | CL A | 74727D306 |
| — | CROWN MEDIA HLDGS INC | 2,148,126 | $8.593M | 1.4% | $4.00 | $2.87 | — | CL A | 228411104 |
| — | TRANS WORLD ENTMT CORP | 2,257,974 | $8.355M | 1.4% | $3.70 | $4.66 | — | COM | 89336Q100 |
| RM | REGIONAL MGMT CORP | 510,502 | $7.535M | 1.3% | $14.76 * | $13.56 | -6.2% | COM | 75902K106 |
| CASH | META FINL GROUP INC | 186,710 | $7.418M | 1.2% | $39.73 * | $11.05 | 0.0% | COM | 59100U108 |
| — | SODASTREAM INTERNATIONAL LTD | 365,000 | $7.395M | 1.2% | $20.26 | $25.44 | — | USD SHS | M9068E105 |
| WRLD | WORLD ACCEP CORP DEL | 100,000 | $7.292M | 1.2% | $72.92 | — | — | Call | 981419104 |
| CTRN | CITI TRENDS INC | 251,145 | $6.781M | 1.1% | $27.00 * | $16.08 | +46.6% | COM | 17306X102 |
| RLGT | RADIANT LOGISTICS INC | 1,299,360 | $6.731M | 1.1% | $5.18 * | $2.30 | +106.0% | COM | 75025X100 |
| — | FINTECH ACQUISITION CORP* | 650,000 | $6.728M | 1.1% | $10.35 | $10.35 | — | UNIT 99/99/9999 | 31809H209 |
| — | LIFE TIME FITNESS INC | 89,944 | $6.382M | 1.1% | $70.96 | $48.63 | — | COM | 53217R207 |
| SPY | SPDR S&P 500 ETF TR | 30,000 | $6.193M | 1.0% | $206.43 | — | — | Call | 78462F103 |
| — | SYNERGETICS USA INC | 1,114,585 | $6.008M | 1.0% | $5.39 | $3.30 | — | COM | 87160G107 |
| ESINQ | ITT EDUCATIONAL SERVICES INC | 861,150 | $5.847M | 1.0% | $6.79 * | $9.00 | -13.1% | COM | 45068B109 |
| — | BRIGHTCOVE INC | 735,166 | $5.389M | 0.9% | $7.33 | $6.13 | — | COM | 10921T101 |
| RBCAA | REPUBLIC BANCORP KY | 209,035 | $5.169M | 0.9% | $24.73 * | $22.63 | +5.9% | CL A | 760281204 |
| — | FALCONSTOR SOFTWARE INC | 3,325,052 | $5.154M | 0.9% | $1.55 | $1.36 | — | COM | 306137100 |
| SXC | SUNCOKE ENERGY INC | 340,442 | $5.086M | 0.8% | $14.94 * | $17.16 | -0.5% | COM | 86722A103 |
| URI | UNITED RENTALS INC | 54,200 | $4.941M | 0.8% | $91.16 | — | — | Call | 911363109 |
| — | FIRST CASH FINL SVCS INC | 105,000 | $4.885M | 0.8% | $46.52 | $46.52 | — | COM | 31942D107 |
| EPM | EVOLUTION PETROLEUM CORP | 804,324 | $4.786M | 0.8% | $5.95 * | $5.78 | -38.7% | COM | 30049A107 |
| — | LAKES ENTMNT INC | 557,816 | $4.775M | 0.8% | $8.56 | $8.17 | — | COM NEW | 51206P208 |
| LEN/B | LENNAR CORP | 114,604 | $4.71M | 0.8% | $41.10 * | $25.65 | +23.7% | CL B | 526057302 |
| DLB | DOLBY LABORATORIES INC | 115,672 | $4.414M | 0.7% | $38.16 * | $32.47 | +6.5% | COM | 25659T107 |
| TFSL | TFS FINL CORP | 285,087 | $4.185M | 0.7% | $14.68 * | $6.97 | +7.4% | COM | 87240R107 |
| — | PAIN THERAPEUTICS INC | 2,192,353 | $4.144M | 0.7% | $1.89 | $2.00 | — | COM | 69562K100 |
| AL | AIR LEASE CORP | 109,000 | $4.114M | 0.7% | $37.74 | — | — | Call | 00912X302 |
| — | FIAT CHRYSLER AUTOMOBILES N | 250,000 | $4.078M | 0.7% | $16.31 | $16.31 | — | SHS | N31738102 |
| — | PHARMATHENE INC | 2,493,983 | $4.065M | 0.7% | $1.63 | $1.78 | — | COM | 71714G102 |
| — | QAD INC | 196,476 | $3.93M | 0.7% | $20.00 | $16.30 | — | CL B | 74727D207 |
| — | ARQULE INC | 1,730,859 | $3.877M | 0.6% | $2.24 | $2.24 | — | COM | 04269E107 |
| LINC | LINCOLN EDL SVCS CORP | 1,509,374 | $3.381M | 0.6% | $2.24 * | $2.93 | -10.4% | COM | 533535100 |
| — | FIAT CHRYSLER AUTOMOBILES N | 200,000 | $3.262M | 0.5% | $16.31 | $16.31 | — | Call | N31738102 |
| — | ELLIS PERRY INTL INC | 137,957 | $3.195M | 0.5% | $23.16 | $20.35 | — | COM | 288853104 |
| RM | REGIONAL MGMT CORP | 210,300 | $3.104M | 0.5% | $14.76 * | $13.56 | -6.2% | Call | 75902K106 |
| NRC | NATIONAL RESH CORP | 204,273 | $2.942M | 0.5% | $14.40 | $15.83 | -10.7% | CL A | 637372202 |
| WHF | WHITEHORSE FIN INC | 230,515 | $2.863M | 0.5% | $12.42 * | $12.28 | -1.6% | COM | 96524V106 |
| — | RED LION HOTELS CORP | 424,647 | $2.832M | 0.5% | $6.67 | $5.86 | — | COM | 756764106 |
| — | KERYX BIOPHARMACEUTICALS INC | 209,000 | $2.661M | 0.4% | $12.73 | — | — | Put | 492515101 |
| — | DOVER MOTORSPORTS INC | 1,063,569 | $2.521M | 0.4% | $2.37 | $2.24 | — | COM | 260174107 |
| — | CENVEO INC | 1,110,756 | $2.377M | 0.4% | $2.14 | $2.10 | — | COM | 15670S105 |
| — | MIDWAY GOLD CORP | 7,143,441 | $2.186M | 0.4% | $0.31 | $0.81 | — | COM | 598153104 |
| — | CASH AMER INTL INC | 93,676 | $2.183M | 0.4% | $23.30 | $23.30 | — | COM | 14754D100 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 12,500 | $2.16M | 0.4% | $172.80 | — | — | Put | G50871105 |
| CROX | CROCS INC | 176,900 | $2.089M | 0.3% | $11.81 * | $13.76 | -18.5% | Call | 227046109 |
| — | CASTLE A M & CO | 3,000,000 | $2.062M | 0.3% | $0.69 | $0.69 | — | NOTE 7.000%12/1 | 148411AF8 |
| — | EMMIS COMMUNICATIONS CORP | 1,017,781 | $2.025M | 0.3% | $1.99 | $2.00 | — | CL A | 291525103 |
| — | LUMBER LIQUIDATORS HLDGS INC | 46,000 | $1.416M | 0.2% | $30.78 | — | — | Call | 55003T107 |
| — | SODASTREAM INTERNATIONAL LTD | 65,000 | $1.317M | 0.2% | $20.26 | $25.44 | — | Call | M9068E105 |
| — | OCWEN FINL CORP | 150,000 | $1.238M | 0.2% | $8.25 | $15.10 | — | Call | 675746309 |
| UTI | UNIVERSAL TECHNICAL INST INC | 110,316 | $1.059M | 0.2% | $9.60 * | $9.29 | 0.0% | COM | 913915104 |
| — | SYNERGY PHARMACEUTICALS DEL | 142,209 | $657K | 0.1% | $4.62 | $4.62 | — | COM NEW | 871639308 |
| — | BRIDGEPOINT ED INC | 65,000 | $627K | 0.1% | $9.65 | $12.10 | — | Call | 10807M105 |
| — | ADEPT TECHNOLOGY INC | 101,509 | $624K | 0.1% | $6.15 | $8.96 | — | COM NEW | 006854202 |
| — | FULL CIRCLE CAP CORP | 149,055 | $525K | 0.1% | $3.52 | $7.71 | — | COM | 359671104 |
| — | DOVER DOWNS GAMING & ENTMT I | 198,636 | $232K | 0.0% | $1.17 | $1.17 | — | COM | 260095104 |