WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $277,587 (100.0% shares, 0.0% debt)

Holdings (35)

LFCR LANDEC CORP 13.3%

Value ($000) $37,016 Shares 2,682,400 Est. Cost $13.28 Unrealized +4.4%

NATR NATURES SUNSHINE PRODS INC 11.7%

Value ($000) $32,436 Shares 2,162,476 Est. Cost $11.00 Unrealized +23.9%

DLHC DLH HOLDINGS CORP 10.0%

Value ($000) $27,776 Shares 4,676,120 Est. Cost $1.18 Unrealized +365.4%

— MAM SOFTWARE GROUP INC 7.6%

Value ($000) $21,049 Shares 3,258,369 Est. Cost $4.73 Unrealized —

— LAYNE CHRISTENSEN COMPANY 7.1%

Value ($000) $19,595 Shares 1,802,700 Est. Cost $7.14 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 5.4%

Value ($000) $14,952 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— MVC CAPITAL INC 5.0%

Value ($000) $13,814 Shares 1,610,000 Est. Cost $8.02 Unrealized —

— TRANSWORLD CORPORATION 4.9%

Value ($000) $13,675 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 4.3%

Value ($000) $11,951 Shares 482,268 Est. Cost $25.16 Unrealized —

— SUMMER INFANT INC 4.1%

Value ($000) $11,359 Shares 5,679,794 Est. Cost $2.65 Unrealized —

— S&W SEED CO 3.5%

Value ($000) $9,771 Shares 2,124,226 Est. Cost $4.20 Unrealized —

NVRI HARSCO CORP 3.5%

Value ($000) $9,737 Shares 715,939 Est. Cost $5.77 Unrealized +107.8%

— JASON INDUSTRIES INC 2.7%

Value ($000) $7,516 Shares 4,175,816 Est. Cost $6.80 Unrealized —

— BLACK DIAMOND INC 2.2%

Value ($000) $6,236 Shares 1,165,640 Est. Cost $4.43 Unrealized —

BB BLACKBERRY LTD 1.9%

Value ($000) $5,409 Shares 785,000 Est. Cost $9.16 Unrealized -18.9%

— XERIUM TECHNOLOGIES INC 1.8%

Value ($000) $5,061 Shares 900,500 Est. Cost $6.36 Unrealized —

HAIN HAIN CELESTIAL GROUP INC 1.8%

Value ($000) $4,879 Shares 125,000 Est. Cost $43.84 Unrealized -14.6%

— BIOSCRIP INC 1.4%

Value ($000) $3,848 Shares 3,700,000 Est. Cost $2.80 Unrealized —

— WILHELMINA INTERNATIONAL INC 1.0%

Value ($000) $2,677 Shares 305,998 Est. Cost $6.08 Unrealized —

— GLYECO INC 0.9%

Value ($000) $2,605 Shares 26,047,748 Est. Cost $0.10 Unrealized —

— OMEGA PROTEIN CORP 0.9%

Value ($000) $2,505 Shares 100,000 Est. Cost $13.30 Unrealized —

— SMTC CORPORATION 0.8%

Value ($000) $2,193 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— MUSCLE PHARM CORP 0.8%

Value ($000) $2,101 Shares 1,200,470 Est. Cost $6.67 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.7%

Value ($000) $1,859 Shares 715,000 Est. Cost $2.65 Unrealized -21.2%

— QUEST RESOURCE HOLDING CORP 0.5%

Value ($000) $1,499 Shares 611,636 Est. Cost $0.66 Unrealized —

IWSY IMAGEWARE SYSTEMS INC 0.5%

Value ($000) $1,454 Shares 1,093,000 Est. Cost $1.52 Unrealized -21.9%

— NEVADA GOLD & CASINOS INC 0.5%

Value ($000) $1,429 Shares 772,188 Est. Cost $0.95 Unrealized —

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,030 Shares 93,000 Est. Cost $10.23 Unrealized —

— NEPTUNE TECH & BIORESSOURCES 0.4%

Value ($000) $972 Shares 1,000,000 Est. Cost $1.04 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 0.2%

Value ($000) $420 Shares 100,000 Est. Cost $4.04 Unrealized +0.4%

— TRECORA RESOURCES 0.1%

Value ($000) $409 Shares 29,512 Est. Cost $10.44 Unrealized —

LEAT LEATT CORP 0.1%

Value ($000) $172 Shares 75,000 Est. Cost $2.49 Unrealized +5.6%

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $98 Shares 10,141 Est. Cost $9.29 Unrealized —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value ($000) $71 Shares 16,200 Est. Cost $5.00 Unrealized —

— ARRHYTHMIA RESEARCH 0.0%

Value ($000) $13 Shares 3,363 Est. Cost $3.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$37,016	13.3%	$13.28	+4.4%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,162,476	$32,436	11.7%	$11.00	+23.9%	COMM	639027101
DLHC	DLH HOLDINGS CORP	4,676,120	$27,776	10.0%	$1.18	+365.4%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,258,369	$21,049	7.6%	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$19,595	7.1%	$7.14	—	COMM	521050104
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$14,952	5.4%	$5.41	—	COMM	37941P306
—	MVC CAPITAL INC	1,610,000	$13,814	5.0%	$8.02	—	COMM	553829102
—	TRANSWORLD CORPORATION	2,349,577	$13,675	4.9%	$2.50	—	COMM	89336R207
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$11,951	4.3%	$25.16	—	COMM	420031106
—	SUMMER INFANT INC	5,679,794	$11,359	4.1%	$2.65	—	COMM	865646103
—	S&W SEED CO	2,124,226	$9,771	3.5%	$4.20	—	COMM	785135104
NVRI	HARSCO CORP	715,939	$9,737	3.5%	$5.77	+107.8%	COMM	415864107
—	JASON INDUSTRIES INC	4,175,816	$7,516	2.7%	$6.80	—	COMM	471172106
—	BLACK DIAMOND INC	1,165,640	$6,236	2.2%	$4.43	—	COMM	09202G101
BB	BLACKBERRY LTD	785,000	$5,409	1.9%	$9.16	-18.9%	COMM	09228F103
—	XERIUM TECHNOLOGIES INC	900,500	$5,061	1.8%	$6.36	—	COMM	98416J118
HAIN	HAIN CELESTIAL GROUP INC	125,000	$4,879	1.8%	$43.84	-14.6%	COMM	405217100
—	BIOSCRIP INC	3,700,000	$3,848	1.4%	$2.80	—	COMM	09069N108
—	WILHELMINA INTERNATIONAL INC	305,998	$2,677	1.0%	$6.08	—	COMM	968235200
—	GLYECO INC	26,047,748	$2,605	0.9%	$0.10	—	COMM	38000P104
—	OMEGA PROTEIN CORP	100,000	$2,505	0.9%	$13.30	—	COMM	68210P107
—	SMTC CORPORATION	1,433,982	$2,193	0.8%	$1.69	—	COMM	832682207
—	MUSCLE PHARM CORP	1,200,470	$2,101	0.8%	$6.67	—	COMM	627335201
LTRE	LEARNING TREE INTERNATIONAL	715,000	$1,859	0.7%	$2.65	-21.2%	COMM	522015106
—	QUEST RESOURCE HOLDING CORP	611,636	$1,499	0.5%	$0.66	—	COMM	74836W104
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,454	0.5%	$1.52	-21.9%	COMM	45245S108
—	NEVADA GOLD & CASINOS INC	772,188	$1,429	0.5%	$0.95	—	COMM	64126Q206
—	ISHARES COMEX GOLD TRUST	93,000	$1,030	0.4%	$10.23	—	ETF	464285105
—	NEPTUNE TECH & BIORESSOURCES	1,000,000	$972	0.4%	$1.04	—	COMM	64077P108
GLDD	GREAT LAKES DREDGE & DOCK CO	100,000	$420	0.2%	$4.04	+0.4%	COMM	390607109
—	TRECORA RESOURCES	29,512	$409	0.1%	$10.44	—	COMM	894648104
LEAT	LEATT CORP	75,000	$172	0.1%	$2.49	+5.6%	COMM	522132208
—	RENEWABLE ENERGY GROUP INC	10,141	$98	0.0%	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$71	0.0%	$5.00	—	COMM	001627108
—	ARRHYTHMIA RESEARCH	3,363	$13	0.0%	$3.87	—	COMM	042698308