WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value: $278M (100.0% shares, 0.0% debt)

Holdings (35)

LFCR LANDEC CORP 13.3%

Value $37.02M Shares 2,682,400 Share Price $13.80 Est. Cost/Share $13.28 Unrealized @ Report Date +4.4%

NATR NATURES SUNSHINE PRODS INC 11.7%

Value $32.44M Shares 2,162,476 Share Price $15.00 * Est. Cost/Share $11.00 Unrealized @ Report Date +23.9%

DLHC DLH HOLDINGS CORP 10.0%

Value $27.78M Shares 4,676,120 Share Price $5.94 * Est. Cost/Share $1.18 Unrealized @ Report Date +365.4%

— MAM SOFTWARE GROUP INC 7.6%

Value $21.05M Shares 3,258,369 Share Price $6.46 Est. Cost/Share $4.73 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 7.1%

Value $19.59M Shares 1,802,700 Share Price $10.87 Est. Cost/Share $7.14 Unrealized @ Report Date —

— GLOBAL POWER EQUIPMENT GROUP INC 5.4%

Value $14.95M Shares 3,167,718 Share Price $4.72 Est. Cost/Share $5.41 Unrealized @ Report Date —

— MVC CAPITAL INC 5.0%

Value $13.81M Shares 1,610,000 Share Price $8.58 Est. Cost/Share $8.02 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 4.9%

Value $13.68M Shares 2,349,577 Share Price $5.82 Est. Cost/Share $2.50 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 4.3%

Value $11.95M Shares 482,268 Share Price $24.78 Est. Cost/Share $25.16 Unrealized @ Report Date —

— SUMMER INFANT INC 4.1%

Value $11.36M Shares 5,679,794 Share Price $2.00 Est. Cost/Share $2.65 Unrealized @ Report Date —

— S&W SEED CO 3.5%

Value $9.771M Shares 2,124,226 Share Price $4.60 Est. Cost/Share $4.20 Unrealized @ Report Date —

NVRI HARSCO CORP 3.5%

Value $9.737M Shares 715,939 Share Price $13.60 * Est. Cost/Share $5.77 Unrealized @ Report Date +107.8%

— JASON INDUSTRIES INC 2.7%

Value $7.516M Shares 4,175,816 Share Price $1.80 Est. Cost/Share $6.80 Unrealized @ Report Date —

— BLACK DIAMOND INC 2.2%

Value $6.236M Shares 1,165,640 Share Price $5.35 Est. Cost/Share $4.43 Unrealized @ Report Date —

BB BLACKBERRY LTD 1.9%

Value $5.409M Shares 785,000 Share Price $6.89 * Est. Cost/Share $9.16 Unrealized @ Report Date -18.9%

— XERIUM TECHNOLOGIES INC 1.8%

Value $5.061M Shares 900,500 Share Price $5.62 Est. Cost/Share $6.36 Unrealized @ Report Date —

HAIN HAIN CELESTIAL GROUP INC 1.8%

Value $4.879M Shares 125,000 Share Price $39.03 * Est. Cost/Share $43.84 Unrealized @ Report Date -14.6%

— BIOSCRIP INC 1.4%

Value $3.848M Shares 3,700,000 Share Price $1.04 Est. Cost/Share $2.80 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 1.0%

Value $2.677M Shares 305,998 Share Price $8.75 Est. Cost/Share $6.08 Unrealized @ Report Date —

— GLYECO INC 0.9%

Value $2.605M Shares 26,047,748 Share Price $0.10 Est. Cost/Share $0.10 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 0.9%

Value $2.505M Shares 100,000 Share Price $25.05 Est. Cost/Share $13.30 Unrealized @ Report Date —

— SMTC CORPORATION 0.8%

Value $2.193M Shares 1,433,982 Share Price $1.53 Est. Cost/Share $1.69 Unrealized @ Report Date —

— MUSCLE PHARM CORP 0.8%

Value $2.101M Shares 1,200,470 Share Price $1.75 Est. Cost/Share $6.67 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.7%

Value $1.859M Shares 715,000 Share Price $2.60 * Est. Cost/Share $2.65 Unrealized @ Report Date -21.2%

— QUEST RESOURCE HOLDING CORP 0.5%

Value $1.499M Shares 611,636 Share Price $2.45 Est. Cost/Share $0.66 Unrealized @ Report Date —

IWSY IMAGEWARE SYSTEMS INC 0.5%

Value $1.454M Shares 1,093,000 Share Price $1.33 * Est. Cost/Share $1.52 Unrealized @ Report Date -21.9%

— NEVADA GOLD & CASINOS INC 0.5%

Value $1.429M Shares 772,188 Share Price $1.85 Est. Cost/Share $0.95 Unrealized @ Report Date —

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.03M Shares 93,000 Share Price $11.08 Est. Cost/Share $10.23 Unrealized @ Report Date —

— NEPTUNE TECH & BIORESSOURCES 0.4%

Value $972K Shares 1,000,000 Share Price $0.97 Est. Cost/Share $1.04 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 0.2%

Value $420K Shares 100,000 Share Price $4.20 * Est. Cost/Share $4.04 Unrealized @ Report Date +0.4%

— TRECORA RESOURCES 0.1%

Value $409K Shares 29,512 Share Price $13.86 Est. Cost/Share $10.44 Unrealized @ Report Date —

LEAT LEATT CORP 0.1%

Value $172K Shares 75,000 Share Price $2.29 * Est. Cost/Share $2.49 Unrealized @ Report Date +5.6%

— RENEWABLE ENERGY GROUP INC 0.0%

Value $98,000 Shares 10,141 Share Price $9.66 Est. Cost/Share $9.29 Unrealized @ Report Date —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value $71,000 Shares 16,200 Share Price $4.38 Est. Cost/Share $5.00 Unrealized @ Report Date —

— ARRHYTHMIA RESEARCH 0.0%

Value $13,000 Shares 3,363 Share Price $3.87 Est. Cost/Share $3.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$37.02M	13.3%	$13.80	$13.28	+4.4%	COMM	514766104
NATR	NATURES SUNSHINE PRODS INC	2,162,476	$32.44M	11.7%	$15.00 *	$11.00	+23.9%	COMM	639027101
DLHC	DLH HOLDINGS CORP	4,676,120	$27.78M	10.0%	$5.94 *	$1.18	+365.4%	COMM	23335Q100
—	MAM SOFTWARE GROUP INC	3,258,369	$21.05M	7.6%	$6.46	$4.73	—	COMM	55277Q201
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$19.59M	7.1%	$10.87	$7.14	—	COMM	521050104
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$14.95M	5.4%	$4.72	$5.41	—	COMM	37941P306
—	MVC CAPITAL INC	1,610,000	$13.81M	5.0%	$8.58	$8.02	—	COMM	553829102
—	TRANSWORLD CORPORATION	2,349,577	$13.68M	4.9%	$5.82	$2.50	—	COMM	89336R207
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$11.95M	4.3%	$24.78	$25.16	—	COMM	420031106
—	SUMMER INFANT INC	5,679,794	$11.36M	4.1%	$2.00	$2.65	—	COMM	865646103
—	S&W SEED CO	2,124,226	$9.771M	3.5%	$4.60	$4.20	—	COMM	785135104
NVRI	HARSCO CORP	715,939	$9.737M	3.5%	$13.60 *	$5.77	+107.8%	COMM	415864107
—	JASON INDUSTRIES INC	4,175,816	$7.516M	2.7%	$1.80	$6.80	—	COMM	471172106
—	BLACK DIAMOND INC	1,165,640	$6.236M	2.2%	$5.35	$4.43	—	COMM	09202G101
BB	BLACKBERRY LTD	785,000	$5.409M	1.9%	$6.89 *	$9.16	-18.9%	COMM	09228F103
—	XERIUM TECHNOLOGIES INC	900,500	$5.061M	1.8%	$5.62	$6.36	—	COMM	98416J118
HAIN	HAIN CELESTIAL GROUP INC	125,000	$4.879M	1.8%	$39.03 *	$43.84	-14.6%	COMM	405217100
—	BIOSCRIP INC	3,700,000	$3.848M	1.4%	$1.04	$2.80	—	COMM	09069N108
—	WILHELMINA INTERNATIONAL INC	305,998	$2.677M	1.0%	$8.75	$6.08	—	COMM	968235200
—	GLYECO INC	26,047,748	$2.605M	0.9%	$0.10	$0.10	—	COMM	38000P104
—	OMEGA PROTEIN CORP	100,000	$2.505M	0.9%	$25.05	$13.30	—	COMM	68210P107
—	SMTC CORPORATION	1,433,982	$2.193M	0.8%	$1.53	$1.69	—	COMM	832682207
—	MUSCLE PHARM CORP	1,200,470	$2.101M	0.8%	$1.75	$6.67	—	COMM	627335201
LTRE	LEARNING TREE INTERNATIONAL	715,000	$1.859M	0.7%	$2.60 *	$2.65	-21.2%	COMM	522015106
—	QUEST RESOURCE HOLDING CORP	611,636	$1.499M	0.5%	$2.45	$0.66	—	COMM	74836W104
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1.454M	0.5%	$1.33 *	$1.52	-21.9%	COMM	45245S108
—	NEVADA GOLD & CASINOS INC	772,188	$1.429M	0.5%	$1.85	$0.95	—	COMM	64126Q206
—	ISHARES COMEX GOLD TRUST	93,000	$1.03M	0.4%	$11.08	$10.23	—	ETF	464285105
—	NEPTUNE TECH & BIORESSOURCES	1,000,000	$972K	0.4%	$0.97	$1.04	—	COMM	64077P108
GLDD	GREAT LAKES DREDGE & DOCK CO	100,000	$420K	0.2%	$4.20 *	$4.04	+0.4%	COMM	390607109
—	TRECORA RESOURCES	29,512	$409K	0.1%	$13.86	$10.44	—	COMM	894648104
LEAT	LEATT CORP	75,000	$172K	0.1%	$2.29 *	$2.49	+5.6%	COMM	522132208
—	RENEWABLE ENERGY GROUP INC	10,141	$98,000	0.0%	$9.66	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$71,000	0.0%	$4.38	$5.00	—	COMM	001627108
—	ARRHYTHMIA RESEARCH	3,363	$13,000	0.0%	$3.87	$3.87	—	COMM	042698308