CIK: 0001697366 · Show all filings
Period: Q4 2016 (Next →)
Filing Date: Feb 7, 2017
Total Value ($000): $173,456 (42.3% shares, 57.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Anthem Inc | 177,880 | $8,918 | 5.1% | $50.13 | — | Preferred Stock | 036752202 |
| — | Teva Pharmaceutical Industries Ltd | 8,224 | $8,057 | 4.6% | $979.69 | — | Convertible Preferred | IL0062905 |
| — | Wells Fargo & Co | 6,705 | $7,835 | 4.5% | $1168.53 | — | Preferred Stock | 949746804 |
| — | Dominion Resources Inc/VA | 148,067 | $7,324 | 4.2% | $49.46 | — | Convertible Preferred | 25746U869 |
| — | Xilinx Inc | 4,490,000 | $7,040 | 4.1% | $1.57 | — | Convertible Bonds | 983919AF8 |
| — | Red Hat Inc | 5,708,000 | $6,908 | 4.0% | $1.21 | — | Convertible Bonds | 756577AD4 |
| — | Novellus Systems Inc | 2,830,000 | $6,334 | 3.7% | $2.24 | — | Convertible Bonds | 670008AD3 |
| — | Priceline Group Inc/The | 5,150,000 | $6,175 | 3.6% | $1.20 | — | Convertible Bonds | 741503AS5 |
| — | Intel Corp | 3,905,000 | $5,948 | 3.4% | $1.52 | — | Convertible Bonds | 458140AF7 |
| — | Fidelity National Financial Inc | 2,810,000 | $5,815 | 3.4% | $2.07 | — | Convertible Bonds | 31620RAE5 |
| — | Ares Capital Corp | 4,865,000 | $5,199 | 3.0% | $1.07 | — | Convertible Bonds | 04010LAJ2 |
| — | NextEra Energy Inc | 88,250 | $5,080 | 2.9% | $57.56 | — | Preferred Stock | 65339F846 |
| — | Illumina Inc | 4,230,000 | $4,869 | 2.8% | $1.15 | — | Convertible Bonds | 452327AH2 |
| — | FireEye Inc | 4,675,000 | $4,170 | 2.4% | $0.89 | — | Convertible Bonds | 31816QAD3 |
| — | Centerpoint Energy Inc | 54,009 | $3,211 | 1.9% | $59.45 | — | Convertible Bonds | 15189T206 |
| — | Old Republic International Corp | 2,500,000 | $3,182 | 1.8% | $1.27 | — | Convertible Bonds | 680223AH7 |
| — | Nvidia Corp | 675,000 | $3,145 | 1.8% | $4.66 | — | Convertible Bonds | 67066GAC8 |
| — | ProofPoint Inc | 2,670,000 | $3,058 | 1.8% | $1.15 | — | Convertible Bonds | 743424AD5 |
| — | Newmont Mining Corp | 3,067,000 | $3,050 | 1.8% | $0.99 | — | Convertible Bonds | 651639AJ5 |
| — | Macquarie Infrastructure Corp | 2,630,000 | $2,982 | 1.7% | $1.13 | — | Convertible Bonds | 55608BAA3 |
| — | Prospect Capital Corp | 2,850,000 | $2,875 | 1.7% | $1.01 | — | Convertible Bonds | 74348TAL6 |
| — | Hess Corp | 48,150 | $2,798 | 1.6% | $58.11 | — | Preferred Stock | 42809H404 |
| — | Pandora Media Inc | 2,500,000 | $2,450 | 1.4% | $0.98 | — | Convertible Bonds | 698354AB3 |
| — | Microchip Technology Inc | 1,800,000 | $2,404 | 1.4% | $1.34 | — | Convertible Bonds | 595017AD6 |
| — | Palo Alto Networks Inc | 1,550,000 | $2,145 | 1.2% | $1.38 | — | Convertible Bonds | 697435AB1 |
| — | Allegheny Technologies Inc | 1,500,000 | $2,143 | 1.2% | $1.43 | — | Convertible Bonds | 01741RAG7 |
| — | Cornerstone OnDemand Inc | 1,943,000 | $1,963 | 1.1% | $1.01 | — | Convertible Bonds | 21925YAB9 |
| — | RPM International Inc | 1,390,000 | $1,681 | 1.0% | $1.21 | — | Convertible Bonds | 749685AT0 |
| — | Anadarko Petroleum Corp | 40,000 | $1,654 | 1.0% | $41.35 | — | Preferred Stock | 032511404 |
| — | Welltower Inc | 27,000 | $1,654 | 1.0% | $61.26 | — | Convertible Preferred | 95040Q203 |
| — | BioMarin Pharmaceutical Inc | 1,290,000 | $1,643 | 0.9% | $1.27 | — | Convertible Bonds | 09061GAF8 |
| — | Workday Inc | 1,300,000 | $1,640 | 0.9% | $1.26 | — | Convertible Bonds | 98138HAD3 |
| — | Danaher Corp | 555,000 | $1,548 | 0.9% | $2.79 | — | Convertible Bonds | 235851AF9 |
| — | SL Green Operating Partnership LP | 1,100,000 | $1,480 | 0.9% | $1.35 | — | Convertible Bonds | 78444FAC0 |
| — | Exelon Corp | 29,380 | $1,456 | 0.8% | $49.56 | — | Preferred Stock | 30161N127 |
| — | ALZA Corp | 1,005,000 | $1,419 | 0.8% | $1.41 | — | Convertible Bonds | 02261WAB5 |
| — | Jefferies Group LLC | 1,260,000 | $1,336 | 0.8% | $1.06 | — | Convertible Bonds | 472319AG7 |
| — | DTE Energy Co | 25,000 | $1,325 | 0.8% | $53.00 | — | Convertible Preferred | 233331883 |
| — | Blucora Inc | 1,300,000 | $1,300 | 0.7% | $1.00 | — | Convertible Bonds | 095229AB6 |
| — | Royal Gold Inc | 1,125,000 | $1,138 | 0.7% | $1.01 | — | Convertible Bonds | 780287AA6 |
| — | Allergan plc | 1,225 | $1,113 | 0.6% | $908.57 | — | Convertible Preferred | IE00BY9D6 |
| — | InvenSense Inc | 1,025,000 | $1,024 | 0.6% | $1.00 | — | Convertible Bonds | 46123DAB2 |
| — | SVB Financial Group | 5,400 | $927 | 0.5% | $171.67 | — | Common Stock | 78486Q101 |
| W | Wayfair Inc | 26,000 | $911 | 0.5% | $35.95 | 0.0% | Common Stock | 94419L101 |
| — | MINDBODY Inc | 40,445 | $861 | 0.5% | $21.29 | — | Common Stock | 60255W105 |
| YELP | Yelp Inc | 22,350 | $852 | 0.5% | $36.97 | 0.0% | Common Stock | 985817105 |
| — | Cavium Inc | 13,400 | $837 | 0.5% | $62.46 | — | Common Stock | 14964U108 |
| — | Priceline Group Inc/The | 830,000 | $830 | 0.5% | $1.00 | — | Convertible Bonds | 741503AX4 |
| — | Pandora Media Inc | 60,974 | $795 | 0.5% | $13.04 | — | Common Stock | 698354107 |
| HUBS | HubSpot Inc | 16,840 | $791 | 0.5% | $52.95 | 0.0% | Common Stock | 443573100 |
| MTSI | M/A-COM Technology Solutions Holdings Inc | 17,015 | $787 | 0.5% | $43.68 | 0.0% | Common Stock | 55405Y100 |
| — | Model N Inc | 87,058 | $770 | 0.4% | $8.84 | — | Common Stock | 607525102 |
| — | Mobileye NV | 20,120 | $767 | 0.4% | $38.12 | — | Common Stock | N51488117 |
| ADSK | Autodesk Inc | 10,246 | $758 | 0.4% | $73.63 | 0.0% | Common Stock | 052769106 |
| — | FireEye Inc | 62,406 | $743 | 0.4% | $11.91 | — | Common Stock | 31816Q101 |
| — | Computer Sciences Corp | 12,250 | $728 | 0.4% | $59.43 | — | Common Stock | 205363104 |
| — | ProofPoint Inc | 10,295 | $727 | 0.4% | $70.62 | — | Common Stock | 743424103 |
| SYNA | Synaptics Inc | 13,185 | $706 | 0.4% | $57.83 | 0.0% | Common Stock | 87157D109 |
| — | Aspen Technology Inc | 12,880 | $704 | 0.4% | $54.66 | — | Common Stock | 045327103 |
| CRM | Salesforce.com Inc | 9,750 | $667 | 0.4% | $71.70 | 0.0% | Common Stock | 79466L302 |
| — | Cornerstone OnDemand Inc | 15,340 | $649 | 0.4% | $42.31 | — | Common Stock | 21925Y103 |
| AKAM | Akamai Technologies Inc | 9,600 | $640 | 0.4% | $63.69 | 0.0% | Common Stock | 00971T101 |
| — | Splunk Inc | 12,470 | $638 | 0.4% | $51.16 | — | Common Stock | 848637104 |
| — | Mellanox Technologies Ltd | 15,540 | $636 | 0.4% | $40.93 | — | Common Stock | M51363113 |
| — | InterXion Holding NV | 16,700 | $586 | 0.3% | $35.09 | — | Common Stock | N47279109 |
| — | Tableau Software Inc | 13,880 | $585 | 0.3% | $42.15 | — | Common Stock | 87336U105 |
| — | Imperva Inc | 15,105 | $580 | 0.3% | $38.40 | — | Common Stock | 45321L100 |
| — | Bank of America Corp | 470 | $572 | 0.3% | $1217.02 | — | Preferred Stock | 060505682 |
| VEEV | Veeva Systems Inc | 13,815 | $562 | 0.3% | $40.84 | 0.0% | Common Stock | 922475108 |
| — | Jive Software Inc | 129,134 | $562 | 0.3% | $4.35 | — | Common Stock | 47760A108 |
| GWRE | Guidewire Software Inc | 11,225 | $554 | 0.3% | $56.06 | 0.0% | Common Stock | 40171V100 |
| ZION | Zions Bancorporation | 12,800 | $551 | 0.3% | $36.84 | 0.0% | Common Stock | 989701107 |
| — | Mimecast Ltd | 30,748 | $550 | 0.3% | $17.89 | — | Common Stock | 000MIMEUS |
| QLYS | Qualys Inc | 16,900 | $535 | 0.3% | $35.20 | 0.0% | Common Stock | 74758T303 |
| PANW | Palo Alto Networks Inc | 4,150 | $519 | 0.3% | $23.96 | 0.0% | Common Stock | 697435105 |
| — | Zendesk Inc | 24,400 | $517 | 0.3% | $21.19 | — | Common Stock | 98936J101 |
| MPWR | Monolithic Power Systems Inc | 5,935 | $486 | 0.3% | $74.44 | 0.0% | Common Stock | 609839105 |
| — | ETrade Financial Corp | 13,050 | $452 | 0.3% | $34.64 | — | Common Stock | 269246401 |
| — | NeoPhotonics Corp | 41,400 | $448 | 0.3% | $10.82 | — | Common Stock | 64051T100 |
| NXPI | NXP Semiconductors NV | 4,500 | $441 | 0.3% | $88.31 | 0.0% | Common Stock | N6596X109 |
| WDAY | Workday Inc | 6,425 | $425 | 0.2% | $80.58 | 0.0% | Common Stock | 98138H101 |
| RF | Regions Financial Corp | 24,400 | $350 | 0.2% | $8.84 | 0.0% | Common Stock | 7591EP100 |
| SHOP | Shopify Inc | 7,500 | $322 | 0.2% | $4.20 | 0.0% | Common Stock | 82509L107 |
| NFLX | NetFlix Inc | 2,337 | $289 | 0.2% | $11.85 | 0.0% | Common Stock | 64110L106 |
| — | Hess Corp | 3,100 | $193 | 0.1% | $62.26 | — | Common Stock | 42809H107 |
| — | Anadarko Petroleum Corp | 2,350 | $164 | 0.1% | $69.79 | — | Common Stock | 032511107 |