WYNNEFIELD CAPITAL INC Long-Term Concentrated

Location: New York, NY

CIK: 0001251567 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 16, 2017

Total Value: $273M (100.0% shares, 0.0% debt)

Holdings (37)

LFCR LANDEC CORP 11.8%

Value $32.19M Shares 2,682,400 Share Price $12.00 * Est. Cost/Share $13.28 Unrealized @ Report Date -4.6%

DLHC DLH HOLDINGS CORP 9.3%

Value $25.25M Shares 4,676,120 Share Price $5.40 * Est. Cost/Share $1.18 Unrealized @ Report Date +379.3%

NATR NATURES SUNSHINE PRODS INC 8.0%

Value $21.84M Shares 2,184,329 Share Price $10.00 * Est. Cost/Share $11.00 Unrealized @ Report Date -0.6%

— MAM SOFTWARE GROUP INC 7.9%

Value $21.6M Shares 3,258,369 Share Price $6.63 Est. Cost/Share $4.73 Unrealized @ Report Date —

— MVC CAPITAL INC 6.0%

Value $16.27M Shares 1,810,000 Share Price $8.99 Est. Cost/Share $8.13 Unrealized @ Report Date —

— LAYNE CHRISTENSEN COMPANY 5.8%

Value $15.94M Shares 1,802,700 Share Price $8.84 Est. Cost/Share $7.14 Unrealized @ Report Date —

— TRANSWORLD CORPORATION 5.6%

Value $15.15M Shares 2,349,577 Share Price $6.45 Est. Cost/Share $2.50 Unrealized @ Report Date —

— GLOBAL POWER EQUIPMENT GROUP INC 5.2%

Value $14.1M Shares 3,167,718 Share Price $4.45 Est. Cost/Share $5.41 Unrealized @ Report Date —

— S&W SEED CO 4.3%

Value $11.81M Shares 2,386,496 Share Price $4.95 Est. Cost/Share $4.28 Unrealized @ Report Date —

— HAWAIIAN TELCOM HOLDCO INC 4.0%

Value $11.05M Shares 482,268 Share Price $22.91 Est. Cost/Share $25.16 Unrealized @ Report Date —

— SUMMER INFANT INC 4.0%

Value $11M Shares 5,789,794 Share Price $1.90 Est. Cost/Share $2.63 Unrealized @ Report Date —

NVRI HARSCO CORP 3.3%

Value $9.128M Shares 715,939 Share Price $12.75 * Est. Cost/Share $5.77 Unrealized @ Report Date +131.3%

— BLACK DIAMOND INC 2.9%

Value $7.87M Shares 1,444,022 Share Price $5.45 Est. Cost/Share $4.63 Unrealized @ Report Date —

— BIOSCRIP INC 2.4%

Value $6.46M Shares 3,800,000 Share Price $1.70 Est. Cost/Share $2.77 Unrealized @ Report Date —

— JASON INDUSTRIES INC 2.3%

Value $6.18M Shares 4,175,816 Share Price $1.48 Est. Cost/Share $6.80 Unrealized @ Report Date —

— XERIUM TECHNOLOGIES INC 2.2%

Value $5.987M Shares 935,500 Share Price $6.40 Est. Cost/Share $6.36 Unrealized @ Report Date —

BB BLACKBERRY LTD 2.1%

Value $5.696M Shares 735,000 Share Price $7.75 * Est. Cost/Share $9.16 Unrealized @ Report Date -22.3%

— TELOS CORP MD 12 percent PFD 1.8%

Value $4.972M Shares 552,465 Share Price $9.00 Est. Cost/Share $9.00 Unrealized @ Report Date —

HAIN HAIN CELESTIAL GROUP INC 1.7%

Value $4.65M Shares 125,000 Share Price $37.20 Est. Cost/Share $43.84 Unrealized @ Report Date -14.2%

— GLYECO INC 1.3%

Value $3.538M Shares 29,485,248 Share Price $0.12 Est. Cost/Share $0.10 Unrealized @ Report Date —

— BABCOCK & WILCOX ENTERPR 1.2%

Value $3.269M Shares 350,000 Share Price $9.34 Est. Cost/Share $9.34 Unrealized @ Report Date —

— MUSCLE PHARM CORP 1.1%

Value $2.918M Shares 1,379,805 Share Price $2.11 Est. Cost/Share $6.08 Unrealized @ Report Date —

— WILHELMINA INTERNATIONAL INC 0.8%

Value $2.206M Shares 305,998 Share Price $7.21 Est. Cost/Share $6.08 Unrealized @ Report Date —

QRHC QUEST RESOURCE HOLDING CORP 0.8%

Value $2.155M Shares 916,791 Share Price $2.35 * Est. Cost/Share $2.30 Unrealized @ Report Date 0.0%

— NEPTUNE TECH & BIORESSOURCES 0.7%

Value $1.862M Shares 1,825,450 Share Price $1.02 Est. Cost/Share $1.03 Unrealized @ Report Date —

— SMTC CORPORATION 0.7%

Value $1.835M Shares 1,433,982 Share Price $1.28 Est. Cost/Share $1.69 Unrealized @ Report Date —

— NEVADA GOLD & CASINOS INC 0.6%

Value $1.645M Shares 772,188 Share Price $2.13 Est. Cost/Share $0.95 Unrealized @ Report Date —

— OMEGA PROTEIN CORP 0.6%

Value $1.604M Shares 80,000 Share Price $20.05 Est. Cost/Share $13.30 Unrealized @ Report Date —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value $1.43M Shares 715,000 Share Price $2.00 * Est. Cost/Share $2.65 Unrealized @ Report Date -7.9%

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value $1.147M Shares 1,093,000 Share Price $1.05 * Est. Cost/Share $1.52 Unrealized @ Report Date -20.2%

— ISHARES COMEX GOLD TRUST 0.4%

Value $1.117M Shares 93,000 Share Price $12.01 Est. Cost/Share $10.23 Unrealized @ Report Date —

GLDD GREAT LAKES DREDGE & DOCK CO 0.1%

Value $400K Shares 100,000 Share Price $4.00 * Est. Cost/Share $4.04 Unrealized @ Report Date +13.6%

— TRECORA RESOURCES 0.1%

Value $328K Shares 29,512 Share Price $11.11 Est. Cost/Share $10.44 Unrealized @ Report Date —

LEAT LEATT CORP 0.1%

Value $152K Shares 75,000 Share Price $2.03 * Est. Cost/Share $2.49 Unrealized @ Report Date -9.3%

— RENEWABLE ENERGY GROUP INC 0.0%

Value $106K Shares 10,141 Share Price $10.45 Est. Cost/Share $9.29 Unrealized @ Report Date —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value $60,000 Shares 16,200 Share Price $3.70 Est. Cost/Share $5.00 Unrealized @ Report Date —

MU MICRON CORP 0.0%

Value $14,000 Shares 3,363 Share Price $4.16 * Est. Cost/Share $23.83 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$32.19M	11.8%	$12.00 *	$13.28	-4.6%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,676,120	$25.25M	9.3%	$5.40 *	$1.18	+379.3%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,184,329	$21.84M	8.0%	$10.00 *	$11.00	-0.6%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,258,369	$21.6M	7.9%	$6.63	$4.73	—	COMM	55277Q201
—	MVC CAPITAL INC	1,810,000	$16.27M	6.0%	$8.99	$8.13	—	COMM	553829102
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$15.94M	5.8%	$8.84	$7.14	—	COMM	521050104
—	TRANSWORLD CORPORATION	2,349,577	$15.15M	5.6%	$6.45	$2.50	—	COMM	89336R207
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$14.1M	5.2%	$4.45	$5.41	—	COMM	37941P306
—	S&W SEED CO	2,386,496	$11.81M	4.3%	$4.95	$4.28	—	COMM	785135104
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$11.05M	4.0%	$22.91	$25.16	—	COMM	420031106
—	SUMMER INFANT INC	5,789,794	$11M	4.0%	$1.90	$2.63	—	COMM	865646103
NVRI	HARSCO CORP	715,939	$9.128M	3.3%	$12.75 *	$5.77	+131.3%	COMM	415864107
—	BLACK DIAMOND INC	1,444,022	$7.87M	2.9%	$5.45	$4.63	—	COMM	09202G101
—	BIOSCRIP INC	3,800,000	$6.46M	2.4%	$1.70	$2.77	—	COMM	09069N108
—	JASON INDUSTRIES INC	4,175,816	$6.18M	2.3%	$1.48	$6.80	—	COMM	471172106
—	XERIUM TECHNOLOGIES INC	935,500	$5.987M	2.2%	$6.40	$6.36	—	COMM	98416J118
BB	BLACKBERRY LTD	735,000	$5.696M	2.1%	$7.75 *	$9.16	-22.3%	COMM	09228F103
—	TELOS CORP MD 12 percent PFD	552,465	$4.972M	1.8%	$9.00	$9.00	—	PFD	87969B200
HAIN	HAIN CELESTIAL GROUP INC	125,000	$4.65M	1.7%	$37.20	$43.84	-14.2%	COMM	405217100
—	GLYECO INC	29,485,248	$3.538M	1.3%	$0.12	$0.10	—	COMM	38000P104
—	BABCOCK & WILCOX ENTERPR	350,000	$3.269M	1.2%	$9.34	$9.34	—	COMM	05614L100
—	MUSCLE PHARM CORP	1,379,805	$2.918M	1.1%	$2.11	$6.08	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$2.206M	0.8%	$7.21	$6.08	—	COMM	968235200
QRHC	QUEST RESOURCE HOLDING CORP	916,791	$2.155M	0.8%	$2.35 *	$2.30	0.0%	COMM	74836W203
—	NEPTUNE TECH & BIORESSOURCES	1,825,450	$1.862M	0.7%	$1.02	$1.03	—	COMM	64077P108
—	SMTC CORPORATION	1,433,982	$1.835M	0.7%	$1.28	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	772,188	$1.645M	0.6%	$2.13	$0.95	—	COMM	64126Q206
—	OMEGA PROTEIN CORP	80,000	$1.604M	0.6%	$20.05	$13.30	—	COMM	68210P107
LTRE	LEARNING TREE INTERNATIONAL	715,000	$1.43M	0.5%	$2.00 *	$2.65	-7.9%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1.147M	0.4%	$1.05 *	$1.52	-20.2%	COMM	45245S108
—	ISHARES COMEX GOLD TRUST	93,000	$1.117M	0.4%	$12.01	$10.23	—	ETF	464285105
GLDD	GREAT LAKES DREDGE & DOCK CO	100,000	$400K	0.1%	$4.00 *	$4.04	+13.6%	COMM	390607109
—	TRECORA RESOURCES	29,512	$328K	0.1%	$11.11	$10.44	—	COMM	894648104
LEAT	LEATT CORP	75,000	$152K	0.1%	$2.03 *	$2.49	-9.3%	COMM	522132208
—	RENEWABLE ENERGY GROUP INC	10,141	$106K	0.0%	$10.45	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$60,000	0.0%	$3.70	$5.00	—	COMM	001627108
MU	MICRON CORP	3,363	$14,000	0.0%	$4.16 *	$23.83	0.0%	COMM	595112103