WYNNEFIELD CAPITAL INC Long-Term Concentrated

CIK: 0001251567 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 16, 2017

Total Value ($000): $272,934 (100.0% shares, 0.0% debt)

Holdings (37)

LFCR LANDEC CORP 11.8%

Value ($000) $32,188 Shares 2,682,400 Est. Cost $13.28 Unrealized -4.6%

DLHC DLH HOLDINGS CORP 9.3%

Value ($000) $25,252 Shares 4,676,120 Est. Cost $1.18 Unrealized +379.3%

NATR NATURES SUNSHINE PRODS INC 8.0%

Value ($000) $21,843 Shares 2,184,329 Est. Cost $11.00 Unrealized -0.6%

— MAM SOFTWARE GROUP INC 7.9%

Value ($000) $21,603 Shares 3,258,369 Est. Cost $4.73 Unrealized —

— MVC CAPITAL INC 6.0%

Value ($000) $16,272 Shares 1,810,000 Est. Cost $8.13 Unrealized —

— LAYNE CHRISTENSEN COMPANY 5.8%

Value ($000) $15,935 Shares 1,802,700 Est. Cost $7.14 Unrealized —

— TRANSWORLD CORPORATION 5.6%

Value ($000) $15,154 Shares 2,349,577 Est. Cost $2.50 Unrealized —

— GLOBAL POWER EQUIPMENT GROUP INC 5.2%

Value ($000) $14,096 Shares 3,167,718 Est. Cost $5.41 Unrealized —

— S&W SEED CO 4.3%

Value ($000) $11,813 Shares 2,386,496 Est. Cost $4.28 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 4.0%

Value ($000) $11,049 Shares 482,268 Est. Cost $25.16 Unrealized —

— SUMMER INFANT INC 4.0%

Value ($000) $11,000 Shares 5,789,794 Est. Cost $2.63 Unrealized —

NVRI HARSCO CORP 3.3%

Value ($000) $9,128 Shares 715,939 Est. Cost $5.77 Unrealized +131.3%

— BLACK DIAMOND INC 2.9%

Value ($000) $7,870 Shares 1,444,022 Est. Cost $4.63 Unrealized —

— BIOSCRIP INC 2.4%

Value ($000) $6,460 Shares 3,800,000 Est. Cost $2.77 Unrealized —

— JASON INDUSTRIES INC 2.3%

Value ($000) $6,180 Shares 4,175,816 Est. Cost $6.80 Unrealized —

— XERIUM TECHNOLOGIES INC 2.2%

Value ($000) $5,987 Shares 935,500 Est. Cost $6.36 Unrealized —

BB BLACKBERRY LTD 2.1%

Value ($000) $5,696 Shares 735,000 Est. Cost $9.16 Unrealized -22.3%

— TELOS CORP MD 12 percent PFD 1.8%

Value ($000) $4,972 Shares 552,465 Est. Cost $9.00 Unrealized —

HAIN HAIN CELESTIAL GROUP INC 1.7%

Value ($000) $4,650 Shares 125,000 Est. Cost $43.84 Unrealized -14.2%

— GLYECO INC 1.3%

Value ($000) $3,538 Shares 29,485,248 Est. Cost $0.10 Unrealized —

— BABCOCK & WILCOX ENTERPR 1.2%

Value ($000) $3,269 Shares 350,000 Est. Cost $9.34 Unrealized —

— MUSCLE PHARM CORP 1.1%

Value ($000) $2,918 Shares 1,379,805 Est. Cost $6.08 Unrealized —

— WILHELMINA INTERNATIONAL INC 0.8%

Value ($000) $2,206 Shares 305,998 Est. Cost $6.08 Unrealized —

QRHC QUEST RESOURCE HOLDING CORP 0.8%

Value ($000) $2,155 Shares 916,791 Est. Cost $2.30 Unrealized 0.0%

— NEPTUNE TECH & BIORESSOURCES 0.7%

Value ($000) $1,862 Shares 1,825,450 Est. Cost $1.03 Unrealized —

— SMTC CORPORATION 0.7%

Value ($000) $1,835 Shares 1,433,982 Est. Cost $1.69 Unrealized —

— NEVADA GOLD & CASINOS INC 0.6%

Value ($000) $1,645 Shares 772,188 Est. Cost $0.95 Unrealized —

— OMEGA PROTEIN CORP 0.6%

Value ($000) $1,604 Shares 80,000 Est. Cost $13.30 Unrealized —

LTRE LEARNING TREE INTERNATIONAL 0.5%

Value ($000) $1,430 Shares 715,000 Est. Cost $2.65 Unrealized -7.9%

IWSY IMAGEWARE SYSTEMS INC 0.4%

Value ($000) $1,147 Shares 1,093,000 Est. Cost $1.52 Unrealized -20.2%

— ISHARES COMEX GOLD TRUST 0.4%

Value ($000) $1,117 Shares 93,000 Est. Cost $10.23 Unrealized —

GLDD GREAT LAKES DREDGE & DOCK CO 0.1%

Value ($000) $400 Shares 100,000 Est. Cost $4.04 Unrealized +13.6%

— TRECORA RESOURCES 0.1%

Value ($000) $328 Shares 29,512 Est. Cost $10.44 Unrealized —

LEAT LEATT CORP 0.1%

Value ($000) $152 Shares 75,000 Est. Cost $2.49 Unrealized -9.3%

— RENEWABLE ENERGY GROUP INC 0.0%

Value ($000) $106 Shares 10,141 Est. Cost $9.29 Unrealized —

— ALJ REGIONAL HOLDINGS INC 0.0%

Value ($000) $60 Shares 16,200 Est. Cost $5.00 Unrealized —

MU MICRON CORP 0.0%

Value ($000) $14 Shares 3,363 Est. Cost $23.83 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LFCR	LANDEC CORP	2,682,400	$32,188	11.8%	$13.28	-4.6%	COMM	514766104
DLHC	DLH HOLDINGS CORP	4,676,120	$25,252	9.3%	$1.18	+379.3%	COMM	23335Q100
NATR	NATURES SUNSHINE PRODS INC	2,184,329	$21,843	8.0%	$11.00	-0.6%	COMM	639027101
—	MAM SOFTWARE GROUP INC	3,258,369	$21,603	7.9%	$4.73	—	COMM	55277Q201
—	MVC CAPITAL INC	1,810,000	$16,272	6.0%	$8.13	—	COMM	553829102
—	LAYNE CHRISTENSEN COMPANY	1,802,700	$15,935	5.8%	$7.14	—	COMM	521050104
—	TRANSWORLD CORPORATION	2,349,577	$15,154	5.6%	$2.50	—	COMM	89336R207
—	GLOBAL POWER EQUIPMENT GROUP INC	3,167,718	$14,096	5.2%	$5.41	—	COMM	37941P306
—	S&W SEED CO	2,386,496	$11,813	4.3%	$4.28	—	COMM	785135104
—	HAWAIIAN TELCOM HOLDCO INC	482,268	$11,049	4.0%	$25.16	—	COMM	420031106
—	SUMMER INFANT INC	5,789,794	$11,000	4.0%	$2.63	—	COMM	865646103
NVRI	HARSCO CORP	715,939	$9,128	3.3%	$5.77	+131.3%	COMM	415864107
—	BLACK DIAMOND INC	1,444,022	$7,870	2.9%	$4.63	—	COMM	09202G101
—	BIOSCRIP INC	3,800,000	$6,460	2.4%	$2.77	—	COMM	09069N108
—	JASON INDUSTRIES INC	4,175,816	$6,180	2.3%	$6.80	—	COMM	471172106
—	XERIUM TECHNOLOGIES INC	935,500	$5,987	2.2%	$6.36	—	COMM	98416J118
BB	BLACKBERRY LTD	735,000	$5,696	2.1%	$9.16	-22.3%	COMM	09228F103
—	TELOS CORP MD 12 percent PFD	552,465	$4,972	1.8%	$9.00	—	PFD	87969B200
HAIN	HAIN CELESTIAL GROUP INC	125,000	$4,650	1.7%	$43.84	-14.2%	COMM	405217100
—	GLYECO INC	29,485,248	$3,538	1.3%	$0.10	—	COMM	38000P104
—	BABCOCK & WILCOX ENTERPR	350,000	$3,269	1.2%	$9.34	—	COMM	05614L100
—	MUSCLE PHARM CORP	1,379,805	$2,918	1.1%	$6.08	—	COMM	627335201
—	WILHELMINA INTERNATIONAL INC	305,998	$2,206	0.8%	$6.08	—	COMM	968235200
QRHC	QUEST RESOURCE HOLDING CORP	916,791	$2,155	0.8%	$2.30	0.0%	COMM	74836W203
—	NEPTUNE TECH & BIORESSOURCES	1,825,450	$1,862	0.7%	$1.03	—	COMM	64077P108
—	SMTC CORPORATION	1,433,982	$1,835	0.7%	$1.69	—	COMM	832682207
—	NEVADA GOLD & CASINOS INC	772,188	$1,645	0.6%	$0.95	—	COMM	64126Q206
—	OMEGA PROTEIN CORP	80,000	$1,604	0.6%	$13.30	—	COMM	68210P107
LTRE	LEARNING TREE INTERNATIONAL	715,000	$1,430	0.5%	$2.65	-7.9%	COMM	522015106
IWSY	IMAGEWARE SYSTEMS INC	1,093,000	$1,147	0.4%	$1.52	-20.2%	COMM	45245S108
—	ISHARES COMEX GOLD TRUST	93,000	$1,117	0.4%	$10.23	—	ETF	464285105
GLDD	GREAT LAKES DREDGE & DOCK CO	100,000	$400	0.1%	$4.04	+13.6%	COMM	390607109
—	TRECORA RESOURCES	29,512	$328	0.1%	$10.44	—	COMM	894648104
LEAT	LEATT CORP	75,000	$152	0.1%	$2.49	-9.3%	COMM	522132208
—	RENEWABLE ENERGY GROUP INC	10,141	$106	0.0%	$9.29	—	COMM	75972A301
—	ALJ REGIONAL HOLDINGS INC	16,200	$60	0.0%	$5.00	—	COMM	001627108
MU	MICRON CORP	3,363	$14	0.0%	$23.83	0.0%	COMM	595112103