Location: New Canaan, CT
CIK: 0001472322 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $3.206B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IWM | ISHARES TR | 5,700,000 | $873M | 27.2% | $153.09 | — | — | Put | 464287655 |
| XBI | SPDR SERIES TRUST | 1,750,000 | $158M | 4.9% | $90.54 | — | — | Put | 78464A870 |
| LNWO | SCIENTIFIC GAMES CORP | 5,565,400 | $114M | 3.5% | $20.42 * | $26.95 | -11.3% | Call | 80874P109 |
| EXAS | EXACT SCIENCES CORP | 1,296,200 | $112M | 3.5% | $86.62 | — | — | Put | 30063P105 |
| CDXS | CODEXIS INC | 5,363,484 | $110M | 3.4% | $20.53 * | $3.00 | +547.8% | COM | 192005106 |
| QURE | UNIQURE NV | 1,518,690 | $90.59M | 2.8% | $59.65 * | $15.44 | +189.3% | SHS | N90064101 |
| — | FIAT CHRYSLER AUTOMOBILES N | 5,670,000 | $84.2M | 2.6% | $14.85 | — | — | Call | N31738102 |
| CVNA | CARVANA CO | 1,450,000 | $84.19M | 2.6% | $58.06 * | $51.66 | -18.5% | Call | 146869102 |
| WRLD | WORLD ACCEP CORP DEL | 647,845 | $75.88M | 2.4% | $117.13 * | $76.98 | +47.0% | COM | 981419104 |
| QURE | UNIQURE NV | 1,200,000 | $71.58M | 2.2% | $59.65 * | $15.44 | +189.3% | Call | N90064101 |
| THC | TENET HEALTHCARE CORP | 2,400,000 | $69.22M | 2.2% | $28.84 * | $19.43 | +27.1% | Call | 88033G407 |
| LXFR | LUXFER HOLDINGS PLC | 2,601,749 | $64.99M | 2.0% | $24.98 * | $13.65 | +47.1% | SHS | G5698W116 |
| — | ALTABA INC | 860,464 | $63.78M | 2.0% | $74.12 | $56.45 | — | COM | 021346101 |
| THC | TENET HEALTHCARE CORP | 2,121,112 | $61.17M | 1.9% | $28.84 * | $19.43 | +27.1% | COM NEW | 88033G407 |
| — | ARQULE INC | 12,005,361 | $57.51M | 1.8% | $4.79 | $1.80 | — | COM | 04269E107 |
| VAC | MARRIOTT VACTINS WORLDWID CO | 612,705 | $57.29M | 1.8% | $93.50 * | $83.32 | +7.8% | COM | 57164Y107 |
| DXPE | DXP ENTERPRISES INC NEW | 1,264,195 | $49.2M | 1.5% | $38.92 * | $33.82 | +2.9% | COM NEW | 233377407 |
| — | QAD INC | 1,061,578 | $45.72M | 1.4% | $43.07 | $31.45 | — | CL A | 74727D306 |
| RH | RH | 429,434 | $44.21M | 1.4% | $102.95 * | $135.20 | +0.7% | COM | 74967X103 |
| AKBA | AKEBIA THERAPEUTICS INC | 4,941,061 | $40.47M | 1.3% | $8.19 * | $11.30 | -39.3% | COM | 00972D105 |
| HCA | HCA HEALTHCARE INC | 300,000 | $39.11M | 1.2% | $130.38 | — | — | Put | 40412C101 |
| CVNA | CARVANA CO | 633,714 | $36.79M | 1.1% | $58.06 * | $51.66 | -18.5% | CL A | 146869102 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 3,102,698 | $36.18M | 1.1% | $11.66 * | $10.70 | +5.6% | COM | 46005L101 |
| CASH | META FINL GROUP INC | 1,799,727 | $35.42M | 1.1% | $19.68 * | $21.04 | +0.5% | COM | 59100U108 |
| GDEN | GOLDEN ENTMT INC | 2,449,713 | $34.69M | 1.1% | $14.16 * | $17.34 | -10.3% | COM | 381013101 |
| RH | RH | 334,500 | $34.44M | 1.1% | $102.95 * | $135.20 | +0.7% | Call | 74967X103 |
| — | PARTY CITY HOLDCO INC | 3,948,242 | $31.35M | 1.0% | $7.94 | $12.39 | — | COM | 702149105 |
| — | EXELA TECHNOLOGIES INC | 8,402,887 | $28.07M | 0.9% | $3.34 | $4.96 | — | COM | 30162V102 |
| — | ON DECK CAP INC | 5,165,238 | $28M | 0.9% | $5.42 | $5.32 | — | COM | 682163100 |
| AFIIQ | ARMSTRONG FLOORING INC | 2,029,624 | $27.6M | 0.9% | $13.60 | $16.73 | -18.4% | COM | 04238R106 |
| DLB | DOLBY LABORATORIES INC | 421,693 | $26.55M | 0.8% | $62.97 * | $41.47 | +39.5% | COM CL A | 25659T107 |
| — | CAESARS ENTMT CORP | 2,831,000 | $24.6M | 0.8% | $8.69 | — | — | Call | 127686103 |
| — | GTT COMMUNICATIONS INC | 648,218 | $22.49M | 0.7% | $34.70 | $28.37 | — | COM | 362393100 |
| — | ACER THERAPEUTICS INC | 884,455 | $21.49M | 0.7% | $24.30 | $25.12 | — | COM | 00444P108 |
| — | AEGLEA BIOTHERAPEUTICS INC | 2,652,260 | $21.35M | 0.7% | $8.05 | $5.80 | — | COM | 00773J103 |
| TBBK | BANCORP INC DEL | 2,601,148 | $21.02M | 0.7% | $8.08 * | $8.50 | +1.8% | COM | 05969A105 |
| SPB | SPECTRUM BRANDS HLDGS INC NE | 371,150 | $20.33M | 0.6% | $54.78 * | $53.45 | 0.0% | COM | 84790A105 |
| — | CURO GROUP HLDGS CORP | 1,976,890 | $19.83M | 0.6% | $10.03 | $14.64 | — | COM | 23131L107 |
| JYNT | JOINT CORP | 1,138,693 | $17.93M | 0.6% | $15.75 * | $7.92 | +33.5% | COM | 47973J102 |
| LNWO | SCIENTIFIC GAMES CORP | 847,785 | $17.31M | 0.5% | $20.42 * | $26.95 | -11.3% | COM | 80874P109 |
| — | CRH MEDICAL CORP | 6,284,155 | $16.62M | 0.5% | $2.64 | $2.93 | — | COM | 12626F105 |
| ESTA | ESTABLISHMENT LABS HLDGS INC | 632,061 | $15.2M | 0.5% | $24.04 * | $25.28 | +5.0% | COM | G31249108 |
| — | BIODELIVERY SCIENCES INTL IN | 2,735,267 | $14.5M | 0.5% | $5.30 | $3.15 | — | COM | 09060J106 |
| — | HERTZ GLOBAL HLDGS INC | 776,700 | $13.49M | 0.4% | $17.37 | $17.37 | — | Call | 42806J106 |
| PAR | PAR TECHNOLOGY CORP | 550,299 | $13.46M | 0.4% | $24.46 | $19.64 | +24.2% | COM | 698884103 |
| RDNT | RADNET INC | 1,033,827 | $12.81M | 0.4% | $12.39 * | $13.13 | 0.0% | COM | 750491102 |
| — | FALCON MINERALS CORP | 1,439,794 | $12.73M | 0.4% | $8.84 | $11.00 | — | CL A COM | 30607B109 |
| — | BRIDGEPOINT ED INC | 1,985,786 | $12.13M | 0.4% | $6.11 | $7.57 | — | COM | 10807M105 |
| — | NEOS THERAPEUTICS INC | 4,485,000 | $11.71M | 0.4% | $2.61 | $1.65 | — | COM | 64052L106 |
| DHX | DHI GROUP INC | 4,809,253 | $11.69M | 0.4% | $2.43 * | $1.89 | +22.2% | COM | 23331S100 |
| SIGA | SIGA TECHNOLOGIES INC | 1,800,514 | $10.82M | 0.3% | $6.01 * | $4.02 | +22.2% | COM | 826917106 |
| RC | READY CAP CORP | 649,469 | $9.528M | 0.3% | $14.67 | $14.67 | — | COM | 75574U101 |
| RFL | RAFAEL HLDGS INC | 684,666 | $8.661M | 0.3% | $12.65 * | $9.07 | +58.5% | COM CL B | 75062E106 |
| — | FINTECH ACQUISITION CORP III | 842,730 | $8.587M | 0.3% | $10.19 | $10.19 | — | COM CL A | 31811A101 |
| — | RUMBLEON INC | 1,634,350 | $8.074M | 0.3% | $4.94 | $6.19 | — | CL B | 781386206 |
| — | CATALYST BIOSCIENCES INC | 958,243 | $7.771M | 0.2% | $8.11 | $7.91 | — | COM NEW | 14888D208 |
| TLYS | TILLYS INC | 693,103 | $7.714M | 0.2% | $11.13 * | $8.97 | -0.8% | CL A | 886885102 |
| LINC | LINCOLN EDL SVCS CORP | 2,436,805 | $7.554M | 0.2% | $3.10 * | $2.51 | +20.6% | COM | 533535100 |
| — | STRATA SKIN SCIENCES INC | 2,643,001 | $7.533M | 0.2% | $2.85 | $2.35 | — | COM NEW | 86272A206 |
| — | SELECT INTERIOR CONCEPTS INC | 601,961 | $7.494M | 0.2% | $12.45 | $12.45 | — | CL A | 816120307 |
| — | APOLLO ENDOSURGERY INC | 1,910,562 | $7.146M | 0.2% | $3.74 | $5.73 | — | COM | 03767D108 |
| — | HERTZ GLOBAL HLDGS INC | 400,000 | $6.948M | 0.2% | $17.37 | $17.37 | — | COM | 42806J106 |
| — | ELEVATE CREDIT INC | 1,564,364 | $6.789M | 0.2% | $4.34 | $5.38 | — | COM | 28621V101 |
| CUE | CUE BIOPHARMA INC | 878,098 | $6.788M | 0.2% | $7.73 * | $11.28 | -43.8% | COM | 22978P106 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 500,000 | $6.495M | 0.2% | $12.99 | — | — | Call | G4863A108 |
| — | GALMED PHARMACEUTICALS LTD | 794,701 | $6.493M | 0.2% | $8.17 | $11.08 | — | SHS | M47238106 |
| — | CHEMBIO DIAGNOSTICS INC | 1,150,000 | $6.383M | 0.2% | $5.55 | $5.63 | — | COM NEW | 163572209 |
| — | GLOBAL EAGLE ENTMT INC | 8,835,876 | $6.268M | 0.2% | $0.71 | $3.20 | — | COM | 37951D102 |
| — | MFC BANCORP LTD | 846,555 | $6.222M | 0.2% | $7.35 | $7.21 | — | USD MFC SHS | G60630103 |
| — | VIVEVE MED INC | 6,581,465 | $6.185M | 0.2% | $0.94 | $2.46 | — | COM NEW | 92852W204 |
| NATR | NATURES SUNSHINE PRODUCTS IN | 583,510 | $5.421M | 0.2% | $9.29 * | $10.71 | -25.0% | COM | 639027101 |
| — | INSURANCE ACQUISTION CORP | 500,000 | $5.05M | 0.2% | $10.10 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | ARYA SCIENCES ACQUISITION CO | 452,944 | $4.688M | 0.1% | $10.35 | $10.35 | — | UNIT 10/04/2023 | G3165V117 |
| — | PIERIS PHARMACEUTICALS INC | 1,358,100 | $4.55M | 0.1% | $3.35 | $4.04 | — | COM | 720795103 |
| — | SEARS HOMETOWN & OUTLET STOR | 2,136,251 | $4.54M | 0.1% | $2.13 | $2.91 | — | COM | 812362101 |
| — | DOVER MOTORSPORTS INC | 1,695,541 | $3.425M | 0.1% | $2.02 | $2.27 | — | COM | 260174107 |
| — | TRAVELCENTERS AMER LLC | 724,401 | $2.977M | 0.1% | $4.11 | $3.59 | — | COM | 894174101 |
| EMMS | EMMIS COMMUNICATIONS CORP | 781,783 | $2.799M | 0.1% | $3.58 | $3.21 | +10.1% | COM NEW CL A | 291525400 |
| RDNT | RADNET INC | 200,000 | $2.478M | 0.1% | $12.39 * | $13.13 | 0.0% | Call | 750491102 |
| — | DARIOHEALTH CORP | 3,350,981 | $2.47M | 0.1% | $0.74 | $0.81 | — | COM | 23725P100 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 238,945 | $2.272M | 0.1% | $9.51 * | $14.62 | -33.5% | COM | 462260100 |
| — | MOTUS GI HLDGS INC | 500,000 | $1.95M | 0.1% | $3.90 | $3.11 | — | COM | 62014P108 |
| — | FTD COS INC | 3,710,763 | $1.892M | 0.1% | $0.51 | $3.24 | — | COM | 30281V108 |
| — | STREAMLINE HEALTH SOLUTIONS | 1,760,297 | $1.848M | 0.1% | $1.05 | $1.45 | — | COM | 86323X106 |
| — | ASCENT CAP GROUP INC | 1,794,260 | $1.349M | 0.0% | $0.75 | $8.91 | — | COM SER A | 043632108 |
| — | CHARDAN HEALTHCARE ACQUISITI | 100,000 | $1.003M | 0.0% | $10.03 | $10.07 | — | UNIT 12/13/2023 | 15957A207 |
| — | FALCON MINERALS CORP | 878,022 | $729K | 0.0% | $0.83 | $1.70 | — | *W EXP 07/21/202 | 30607B208 |
| TBHC | KIRKLANDS INC | 100,000 | $703K | 0.0% | $7.03 | — | — | Put | 497498105 |
| RBCAA | REPUBLIC BANCORP KY | 7,371 | $330K | 0.0% | $44.77 * | $23.29 | +82.0% | CL A | 760281204 |
| — | FTD COS INC | 250,000 | $128K | 0.0% | $0.51 | $3.24 | — | Call | 30281V108 |
| — | APTOSE BIOSCIENCES INC | 62,042 | $125K | 0.0% | $2.01 | $2.01 | — | COM NEW | 03835T200 |