CIK: 0001549408 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 13, 2015
Total Value ($000): $90,573 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | 158,978 | $12,531 | 13.8% | $66.54 | -3.0% | COM | 14040H105 |
| — | NEURALSTEM INC | 2,137,061 | $4,060 | 4.5% | $2.72 | — | COM | 64127R302 |
| MO | ALTRIA GROUP INC | 67,868 | $3,395 | 3.7% | $25.70 | +1.9% | COM | 02209S103 |
| HAS | HASBRO INC | 48,533 | $3,069 | 3.4% | $41.19 | 0.0% | COM | 418056107 |
| — | DR PEPPER SNAPPLE GROUP INC | 37,138 | $2,915 | 3.2% | $78.49 | — | COM | 26138E109 |
| — | L BRANDS INC | 30,736 | $2,898 | 3.2% | $94.29 | — | COM | 501797104 |
| LEG | LEGGETT & PLATT INC | 62,798 | $2,894 | 3.2% | $44.60 | 0.0% | COM | 524660107 |
| — | REYNOLDS AMERICAN INC | 41,543 | $2,863 | 3.2% | $68.92 | — | COM | 761713106 |
| CLX | CLOROX CO DEL | 25,678 | $2,835 | 3.1% | $79.95 | 0.0% | COM | 189054109 |
| PAYX | PAYCHEX INC | 57,083 | $2,832 | 3.1% | $34.95 | 0.0% | COM | 704326107 |
| CAG | CONAGRA FOODS INC | 74,912 | $2,737 | 3.0% | $18.99 | 0.0% | COM | 205887102 |
| — | CHINA MOBILE LIMITED | 41,899 | $2,725 | 3.0% | $60.66 | — | SPONSORED ADR | 16941M109 |
| PEP | PEPSICO INC | 28,186 | $2,695 | 3.0% | $69.70 | 0.0% | COM | 713448108 |
| VTR | VENTAS INC | 36,868 | $2,692 | 3.0% | $53.43 | 0.0% | COM | 92276F100 |
| ADP | AUTOMATIC DATA PROCESSING IN | 31,409 | $2,690 | 3.0% | $67.89 | 0.0% | COM | 053015103 |
| — | HCP INC | 60,281 | $2,605 | 2.9% | $43.21 | — | COM | 40414L109 |
| NAVI | NAVIENT CORP | 123,332 | $2,507 | 2.8% | $20.55 | 0.0% | COM | 63938C108 |
| PM | PHILIP MORRIS INTL INC | 32,819 | $2,472 | 2.7% | $47.07 | 0.0% | COM | 718172109 |
| DUK | DUKE ENERGY CORP NEW | 31,834 | $2,444 | 2.7% | $51.79 | 0.0% | COM NEW | 26441C204 |
| DRI | DARDEN RESTAURANTS INC | 31,555 | $2,188 | 2.4% | $40.97 | 0.0% | COM | 237194105 |
| — | DELAWARE ENHANCED GBL DIV & | 175,562 | $2,014 | 2.2% | $11.27 | — | COM | 246060107 |
| ED | CONSOLIDATED EDISON INC | 30,560 | $1,864 | 2.1% | $43.71 | 0.0% | COM | 209115104 |
| KO | COCA COLA CO | 42,721 | $1,732 | 1.9% | $29.61 | 0.0% | COM | 191216100 |
| CCI | CROWN CASTLE INTL CORP NEW | 20,976 | $1,731 | 1.9% | $54.11 | 0.0% | COM | 22822V101 |
| — | POWERSHARES QQQ TRUST | 10,053 | $1,062 | 1.2% | $103.32 | — | UNIT SER 1 | 73935A104 |
| EWG | ISHARES | 34,939 | $1,043 | 1.2% | $29.85 | — | MSCI GERMANY ETF | 464286806 |
| — | DOUBLELINE OPPORTUNISTIC CR | 41,875 | $1,041 | 1.1% | $24.57 | — | COM | 258623107 |
| — | EATON VANCE LTD DUR INCOME F | 70,527 | $1,015 | 1.1% | $14.12 | — | COM | 27828H105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 83,097 | $999 | 1.1% | $11.77 | — | COM | 27828A100 |
| GME | GAMESTOP CORP NEW | 24,965 | $948 | 1.0% | $7.01 | 0.0% | CL A | 36467W109 |
| — | WESTERN ASSET HIGH INCM OPP | 131,056 | $697 | 0.8% | $5.37 | — | COM | 95766K109 |
| FLOT | ISHARES TR | 12,630 | $640 | 0.7% | $50.51 | — | FLTG RATE BD ETF | 46429B655 |
| JNJ | JOHNSON & JOHNSON | 5,105 | $514 | 0.6% | $77.30 | -2.8% | COM | 478160104 |
| XLV | SELECT SECTOR SPDR TR | 6,907 | $501 | 0.6% | $68.40 | — | SBI HEALTHCARE | 81369Y209 |
| XTL | SPDR SERIES TRUST | 8,494 | $496 | 0.5% | $57.71 | — | S&P TELECOM | 78464A540 |
| XLY | SELECT SECTOR SPDR TR | 6,484 | $489 | 0.5% | $72.18 | — | SBI CONS DISCR | 81369Y407 |
| — | BLACKROCK LTD DURATION INC T | 30,086 | $475 | 0.5% | $15.73 | — | COM SHS | 09249W101 |
| XLP | SELECT SECTOR SPDR TR | 9,681 | $472 | 0.5% | $48.50 | — | SBI CONS STPLS | 81369Y308 |
| XLK | SELECT SECTOR SPDR TR | 11,370 | $471 | 0.5% | $41.33 | — | TECHNOLOGY | 81369Y803 |
| — | NUVEEN AMT-FREE MUN INCOME F | 33,400 | $463 | 0.5% | $13.81 | — | COM | 670657105 |
| XLB | SELECT SECTOR SPDR TR | 9,476 | $462 | 0.5% | $48.53 | — | SBI MATERIALS | 81369Y100 |
| XLE | SELECT SECTOR SPDR TR | 5,935 | $460 | 0.5% | $79.19 | — | SBI INT-ENERGY | 81369Y506 |
| XLF | SELECT SECTOR SPDR TR | 19,031 | $459 | 0.5% | $24.73 | — | SBI INT-FINL | 81369Y605 |
| XLI | SELECT SECTOR SPDR TR | 8,209 | $458 | 0.5% | $56.57 | — | SBI INT-INDS | 81369Y704 |
| XLU | SELECT SECTOR SPDR TR | 10,026 | $445 | 0.5% | $47.21 | — | SBI INT-UTILS | 81369Y886 |
| MSFT | MICROSOFT CORP | 10,774 | $438 | 0.5% | $39.88 | -6.6% | COM | 594918104 |
| MRK | MERCK & CO INC NEW | 7,232 | $416 | 0.5% | $39.38 | +2.3% | COM | 58933Y105 |
| PFF | ISHARES | 10,233 | $410 | 0.5% | $40.07 | — | U.S. PFD STK ETF | 464288687 |
| SPY | SPDR S&P 500 ETF TR | 48,000 | $395 | 0.4% | $205.06 | — | Put | 78462F103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 21,881 | $357 | 0.4% | $16.00 | — | COM | 01883A107 |
| — | WESTERN ASSET HIGH INCM FD I | 37,585 | $302 | 0.3% | $8.29 | — | COM | 95766J102 |
| SPY | SPDR S&P 500 ETF TR | 1,437 | $297 | 0.3% | $205.06 | — | TR UNIT | 78462F103 |
| — | NUVEEN CAL AMT-FREE MUN INC | 13,500 | $202 | 0.2% | $14.96 | — | COM | 670651108 |
| EWG | ISHARES | 151,000 | $172 | 0.2% | $29.85 | — | Call | 464286806 |
| SPY | SPDR S&P 500 ETF TR | 48,000 | $150 | 0.2% | $205.06 | — | Call | 78462F103 |
| — | POWERSHS DB US DOLLAR INDEX | 246,700 | $136 | 0.2% | — | — | Put | 73936D107 |
| DXJ | WISDOMTREE TR | 22,500 | $119 | 0.1% | $48.43 | — | Call | 97717W851 |
| — | OCATA THERAPEUTICS INC | 11,000 | $68 | 0.1% | $6.18 | — | COM | 67457L100 |
| — | POWERSHARES QQQ TRUST | 37,700 | $62 | 0.1% | $103.32 | — | Call | 73935A104 |
| DXJ | WISDOMTREE TR | 393 | $22 | 0.0% | $48.43 | — | JAPN HEDGE EQT | 97717W851 |
| MSFT | MICROSOFT CORP | 12,400 | $16 | 0.0% | $39.88 | -6.6% | Call | 594918104 |
| — | GLAXOSMITHKLINE PLC | 14,300 | $12 | 0.0% | — | — | Call | 37733W105 |
| BAC | BANK AMER CORP | 24,000 | $1 | 0.0% | $13.55 | -5.9% | Call | 060505104 |