Location: Mercer Island, WA
CIK: 0001549408 · Show all filings
Period: Q4 2014 (Next →)
Filing Date: Feb 9, 2015
Total Value: $98.14M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| COF | CAPITAL ONE FINL CORP | 172,658 | $14.25M | 14.5% | $66.54 | 0.0% | COM | 14040H105 |
| — | NEURALSTEM INC | 2,134,442 | $5.806M | 5.9% | $2.72 | — | COM | 64127R302 |
| ACWI | ISHARES | 78,896 | $4.615M | 4.7% | $58.49 | — | MSCI ACWI ETF | 464288257 |
| AVB | AVALONBAY CMNTYS INC | 16,942 | $2.768M | 2.8% | $108.21 | 0.0% | COM | 053484101 |
| ESS | ESSEX PPTY TR INC | 13,280 | $2.744M | 2.8% | $138.38 | 0.0% | COM | 297178105 |
| — | JOHNSON CTLS INC | 56,648 | $2.738M | 2.8% | $48.33 | — | COM | 478366107 |
| CHRW | C H ROBINSON WORLDWIDE INC | 36,470 | $2.731M | 2.8% | $54.81 | 0.0% | COM NEW | 12541W209 |
| — | SYMANTEC CORP | 102,449 | $2.628M | 2.7% | $25.65 | — | COM | 871503108 |
| HRB | BLOCK H & R INC | 77,879 | $2.623M | 2.7% | $21.26 | 0.0% | COM | 093671105 |
| — | GANNETT INC | 80,912 | $2.584M | 2.6% | $31.94 | — | COM | 364730101 |
| F | FORD MTR CO DEL | 163,592 | $2.536M | 2.6% | $8.16 | 0.0% | COM PAR $0.01 | 345370860 |
| INTC | INTEL CORP | 69,737 | $2.531M | 2.6% | $26.63 | 0.0% | COM | 458140100 |
| RSG | REPUBLIC SVCS INC | 62,239 | $2.505M | 2.6% | $32.00 | 0.0% | COM | 760759100 |
| — | DELAWARE ENHANCED GBL DIV & | 174,453 | $1.966M | 2.0% | $11.27 | — | COM | 246060107 |
| — | CHINA MOBILE LIMITED | 29,560 | $1.739M | 1.8% | $58.83 | — | SPONSORED ADR | 16941M109 |
| XLU | SELECT SECTOR SPDR TR | 31,453 | $1.485M | 1.5% | $47.21 | — | SBI INT-UTILS | 81369Y886 |
| XLI | SELECT SECTOR SPDR TR | 25,524 | $1.444M | 1.5% | $56.57 | — | SBI INT-INDS | 81369Y704 |
| KLAC | KLA-TENCOR CORP | 20,049 | $1.41M | 1.4% | $52.04 | 0.0% | COM | 482480100 |
| — | ROYAL DUTCH SHELL PLC | 19,830 | $1.379M | 1.4% | $69.54 | — | SPON ADR B | 780259107 |
| WMB | WILLIAMS COS INC DEL | 28,066 | $1.261M | 1.3% | $27.17 | 0.0% | COM | 969457100 |
| FCX | FREEPORT-MCMORAN INC | 51,579 | $1.205M | 1.2% | $24.27 | 0.0% | CL B | 35671D857 |
| — | WINDSTREAM HLDGS INC | 144,739 | $1.193M | 1.2% | $8.24 | — | COM | 97382A101 |
| XLV | SELECT SECTOR SPDR TR | 15,292 | $1.046M | 1.1% | $68.40 | — | SBI HEALTHCARE | 81369Y209 |
| — | DOUBLELINE OPPORTUNISTIC CR | 41,725 | $1.025M | 1.0% | $24.57 | — | COM | 258623107 |
| — | POWERSHARES QQQ TRUST | 9,782 | $1.01M | 1.0% | $103.25 | — | UNIT SER 1 | 73935A104 |
| XLP | SELECT SECTOR SPDR TR | 20,803 | $1.009M | 1.0% | $48.50 | — | SBI CONS STPLS | 81369Y308 |
| — | EATON VANCE LTD DUR INCOME F | 70,527 | $996K | 1.0% | $14.12 | — | COM | 27828H105 |
| XLF | SELECT SECTOR SPDR TR | 39,709 | $982K | 1.0% | $24.73 | — | SBI INT-FINL | 81369Y605 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 83,097 | $978K | 1.0% | $11.77 | — | COM | 27828A100 |
| XLY | SELECT SECTOR SPDR TR | 13,507 | $975K | 1.0% | $72.18 | — | SBI CONS DISCR | 81369Y407 |
| XLK | SELECT SECTOR SPDR TR | 23,445 | $969K | 1.0% | $41.33 | — | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE INC | 8,744 | $965K | 1.0% | $24.08 | 0.0% | COM | 037833100 |
| EQR | EQUITY RESIDENTIAL | 13,390 | $962K | 1.0% | $39.89 | 0.0% | SH BEN INT | 29476L107 |
| XLE | SELECT SECTOR SPDR TR | 11,833 | $937K | 1.0% | $79.19 | — | SBI INT-ENERGY | 81369Y506 |
| MMM | 3M CO | 5,700 | $936K | 1.0% | $89.68 | 0.0% | COM | 88579Y101 |
| WY | WEYERHAEUSER CO | 24,533 | $880K | 0.9% | $22.29 | 0.0% | COM | 962166104 |
| HON | HONEYWELL INTL INC | 8,600 | $859K | 0.9% | $68.28 | 0.0% | COM | 438516106 |
| WU | WESTERN UN CO | 46,916 | $840K | 0.9% | $17.90 | — | COM | 959802109 |
| KMB | KIMBERLY CLARK CORP | 6,900 | $797K | 0.8% | $76.09 | 0.0% | COM | 494368103 |
| — | MOBILE TELESYSTEMS OJSC | 105,984 | $761K | 0.8% | $7.18 | — | SPONSORED ADR | 607409109 |
| JNJ | JOHNSON & JOHNSON | 7,105 | $743K | 0.8% | $77.30 | 0.0% | COM | 478160104 |
| — | GENERAL ELECTRIC CO | 29,300 | $740K | 0.8% | $25.26 | — | COM | 369604103 |
| DIS | DISNEY WALT CO | 7,788 | $733K | 0.7% | $81.30 | 0.0% | COM DISNEY | 254687106 |
| CSX | CSX CORP | 19,500 | $707K | 0.7% | $9.84 | 0.0% | COM | 126408103 |
| — | WESTERN ASSET HIGH INCM OPP | 128,922 | $692K | 0.7% | $5.37 | — | COM | 95766K109 |
| MSFT | MICROSOFT CORP | 14,842 | $689K | 0.7% | $39.88 | 0.0% | COM | 594918104 |
| MO | ALTRIA GROUP INC | 13,662 | $673K | 0.7% | $23.76 | 0.0% | COM | 02209S103 |
| — | DIAMOND OFFSHORE DRILLING IN | 17,551 | $644K | 0.7% | $36.69 | — | COM | 25271C102 |
| FLOT | ISHARES TR | 12,630 | $638K | 0.7% | $50.51 | — | FLTG RATE BD ETF | 46429B655 |
| — | CHICAGO BRIDGE & IRON CO N V | 15,000 | $630K | 0.6% | $42.00 | — | COM | 167250109 |
| BAC | BANK AMER CORP | 33,500 | $600K | 0.6% | $13.55 | 0.0% | COM | 060505104 |
| VZ | VERIZON COMMUNICATIONS INC | 12,394 | $580K | 0.6% | $27.66 | 0.0% | COM | 92343V104 |
| DE | DEERE & CO | 6,500 | $575K | 0.6% | $70.62 | 0.0% | COM | 244199105 |
| — | SAFEWAY INC | 16,036 | $563K | 0.6% | $35.11 | — | COM NEW | 786514208 |
| WM | WASTE MGMT INC DEL | 10,000 | $513K | 0.5% | $39.05 | 0.0% | COM | 94106L109 |
| XTL | SPDR SERIES TRUST | 8,421 | $486K | 0.5% | $57.71 | — | S&P TELECOM | 78464A540 |
| QCOM | QUALCOMM INC | 6,450 | $479K | 0.5% | $53.34 | 0.0% | COM | 747525103 |
| — | BLACKROCK LTD DURATION INC T | 29,810 | $469K | 0.5% | $15.73 | — | COM SHS | 09249W101 |
| APD | AIR PRODS & CHEMS INC | 3,227 | $465K | 0.5% | $96.23 | 0.0% | COM | 009158106 |
| — | NUVEEN AMT-FREE MUN INCOME F | 33,163 | $458K | 0.5% | $13.81 | — | COM | 670657105 |
| XLB | SELECT SECTOR SPDR TR | 9,376 | $455K | 0.5% | $48.53 | — | SBI MATERIALS | 81369Y100 |
| NOC | NORTHROP GRUMMAN CORP | 2,933 | $432K | 0.4% | $114.24 | 0.0% | COM | 666807102 |
| DXJ | WISDOMTREE TR | 111,700 | $414K | 0.4% | $48.43 | — | Call | 97717W851 |
| MRK | MERCK & CO INC NEW | 7,030 | $399K | 0.4% | $39.35 | 0.0% | COM | 58933Y105 |
| — | ALLIANZGI NFJ DIVID INT & PR | 21,881 | $350K | 0.4% | $16.00 | — | COM | 01883A107 |
| SPY | SPDR S&P 500 ETF TR | 1,541 | $316K | 0.3% | $205.06 | — | TR UNIT | 78462F103 |
| — | WESTERN ASSET HIGH INCM FD I | 36,140 | $300K | 0.3% | $8.30 | — | COM | 95766J102 |
| — | MEDTRONIC INC | 4,000 | $289K | 0.3% | $72.25 | — | COM | 585055106 |
| BP | BP PLC | 7,500 | $286K | 0.3% | $38.13 | — | SPONSORED ADR | 055622104 |
| HD | HOME DEPOT INC | 2,700 | $283K | 0.3% | $74.81 | 0.0% | COM | 437076102 |
| CAT | CATERPILLAR INC DEL | 3,000 | $275K | 0.3% | $73.34 | 0.0% | COM | 149123101 |
| MET | METLIFE INC | 4,000 | $216K | 0.2% | $32.77 | 0.0% | COM | 59156R108 |
| DVN | DEVON ENERGY CORP NEW | 3,500 | $214K | 0.2% | $41.13 | 0.0% | COM | 25179M103 |
| — | DOW CHEM CO | 3,500 | $160K | 0.2% | $45.71 | — | COM | 260543103 |
| — | POWERSHARES QQQ TRUST | 12,700 | $132K | 0.1% | $103.25 | — | Call | 73935A104 |
| IWM | ISHARES TR | 30,300 | $118K | 0.1% | $120.30 | — | Call | 464287655 |
| VALE | VALE S A | 12,517 | $102K | 0.1% | $8.15 | — | ADR | 91912E105 |
| DE | DEERE & CO | 11,500 | $85,000 | 0.1% | $70.62 | 0.0% | Call | 244199105 |
| IWM | ISHARES TR | 399 | $48,000 | 0.0% | $120.30 | — | RUSSELL 2000 ETF | 464287655 |
| BAC | BANK AMER CORP | 24,000 | $37,000 | 0.0% | $13.55 | 0.0% | Call | 060505104 |
| EEM | ISHARES TR | 83,700 | $32,000 | 0.0% | — | — | Call | 464287234 |
| DXJ | WISDOMTREE TR | 413 | $20,000 | 0.0% | $48.43 | — | JAPN HEDGE EQT | 97717W851 |
| DIS | DISNEY WALT CO | 8,000 | $16,000 | 0.0% | $81.30 | 0.0% | Call | 254687106 |
| AAPL | APPLE INC | 5,000 | $12,000 | 0.0% | $24.08 | 0.0% | Call | 037833100 |
| QCOM | QUALCOMM INC | 2,000 | $2,000 | 0.0% | $53.34 | 0.0% | Call | 747525103 |
| HAL | HALLIBURTON CO | 20,000 | $2,000 | 0.0% | — | — | Call | 406216101 |
| — | DOW CHEM CO | 10,000 | $1,000 | 0.0% | $45.71 | — | Call | 260543103 |
| — | CHICAGO BRIDGE & IRON CO N V | 12,200 | $1,000 | 0.0% | $42.00 | — | Call | 167250109 |
| F | FORD MTR CO DEL | 25,000 | $0 | 0.0% | $8.16 | 0.0% | Call | 345370860 |