Whale Rock Capital Management LLC Quant / Systematic

Location: Boston, MA

CIK: 0001387322 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $1.55B (100.0% shares, 0.0% debt)

Holdings (32)

— ISHARES TR 12.9%

Value $199M Shares 1,605,000 Share Price $124.21 Est. Cost/Share — Unrealized @ Report Date —

AMZN AMAZON COM INC 10.2%

Value $158M Shares 188,173 Share Price $837.31 * Est. Cost/Share $24.84 Unrealized @ Report Date +54.1%

— ELLIE MAE INC 5.8%

Value $90.39M Shares 858,454 Share Price $105.30 Est. Cost/Share $63.29 Unrealized @ Report Date —

GOOGL ALPHABET INC 5.5%

Value $85.52M Shares 106,361 Share Price $804.06 * Est. Cost/Share $36.98 Unrealized @ Report Date +5.0%

— ZENDESK INC 5.4%

Value $83.77M Shares 2,727,795 Share Price $30.71 Est. Cost/Share $2278.20 Unrealized @ Report Date —

META FACEBOOK INC 4.9%

Value $75.75M Shares 590,559 Share Price $128.27 * Est. Cost/Share $79.61 Unrealized @ Report Date +54.9%

— SYMANTEC CORP 4.3%

Value $67.41M Shares 2,685,751 Share Price $25.10 Est. Cost/Share $20.54 Unrealized @ Report Date —

BABA ALIBABA GROUP HLDG LTD 4.1%

Value $64.04M Shares 605,310 Share Price $105.79 Est. Cost/Share $80.14 Unrealized @ Report Date —

NTES NETEASE INC 4.1%

Value $64.02M Shares 265,891 Share Price $240.78 Est. Cost/Share $151.80 Unrealized @ Report Date —

SHOP SHOPIFY INC 3.9%

Value $60.21M Shares 1,402,861 Share Price $42.92 * Est. Cost/Share $3.19 Unrealized @ Report Date +19.6%

— OCLARO INC 3.7%

Value $57.16M Shares 6,685,632 Share Price $8.55 Est. Cost/Share $4.20 Unrealized @ Report Date —

MSFT MICROSOFT CORP 3.6%

Value $55.77M Shares 968,185 Share Price $57.60 * Est. Cost/Share $48.69 Unrealized @ Report Date +3.3%

FN FABRINET 3.5%

Value $53.5M Shares 1,199,824 Share Price $44.59 * Est. Cost/Share $28.13 Unrealized @ Report Date +41.1%

— ARRIS INTL INC 3.1%

Value $47.9M Shares 1,690,942 Share Price $28.33 Est. Cost/Share $28.33 Unrealized @ Report Date —

— GIGAMON INC 3.1%

Value $47.76M Shares 871,516 Share Price $54.80 Est. Cost/Share $54.80 Unrealized @ Report Date —

AAPL APPLE INC 2.7%

Value $42.33M Shares 374,451 Share Price $113.05 * Est. Cost/Share $24.23 Unrealized @ Report Date 0.0%

— YY INC 2.6%

Value $39.96M Shares 750,000 Share Price $53.28 Est. Cost/Share — Unrealized @ Report Date —

MXL MAXLINEAR INC 1.9%

Value $29.71M Shares 1,465,682 Share Price $20.27 * Est. Cost/Share $12.72 Unrealized @ Report Date +54.5%

CRUS CIRRUS LOGIC INC 1.9%

Value $29.02M Shares 545,999 Share Price $53.15 * Est. Cost/Share $34.24 Unrealized @ Report Date +40.4%

EPAM EPAM SYS INC 1.8%

Value $27.95M Shares 403,261 Share Price $69.31 Est. Cost/Share $72.72 Unrealized @ Report Date -6.6%

NVDA NVIDIA CORP 1.8%

Value $27.75M Shares 405,026 Share Price $68.52 * Est. Cost/Share $0.81 Unrealized @ Report Date +79.7%

GOOG ALPHABET INC 1.6%

Value $24.22M Shares 31,164 Share Price $777.28 * Est. Cost/Share $35.61 Unrealized @ Report Date +5.8%

CRM SALESFORCE COM INC 1.5%

Value $23.23M Shares 325,600 Share Price $71.33 * Est. Cost/Share $73.38 Unrealized @ Report Date +5.0%

MPWR MONOLITHIC PWR SYS INC 1.3%

Value $19.96M Shares 247,995 Share Price $80.50 * Est. Cost/Share $50.67 Unrealized @ Report Date +34.9%

W WAYFAIR INC 1.1%

Value $16.76M Shares 425,751 Share Price $39.37 * Est. Cost/Share $38.78 Unrealized @ Report Date +4.2%

— VONAGE HLDGS CORP 1.0%

Value $15.46M Shares 2,338,943 Share Price $6.61 Est. Cost/Share $6.61 Unrealized @ Report Date —

— INPHI CORP 1.0%

Value $14.94M Shares 343,317 Share Price $43.51 Est. Cost/Share $18.03 Unrealized @ Report Date —

AAOI APPLIED OPTOELECTRONICS INC 0.9%

Value $14.65M Shares 659,431 Share Price $22.21 * Est. Cost/Share $15.48 Unrealized @ Report Date 0.0%

YELP YELP INC 0.7%

Value $11.38M Shares 272,960 Share Price $41.70 * Est. Cost/Share $29.16 Unrealized @ Report Date +20.2%

NTNX NUTANIX INC 0.1%

Value $1.85M Shares 50,000 Share Price $37.00 Est. Cost/Share $37.00 Unrealized @ Report Date 0.0%

TTD THE TRADE DESK INC 0.0%

Value $438K Shares 15,000 Share Price $29.20 * Est. Cost/Share $2.95 Unrealized @ Report Date 0.0%

— GRIDSUM HLDG INC 0.0%

Value $253K Shares 15,000 Share Price $16.87 Est. Cost/Share $16.87 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	ISHARES TR	1,605,000	$199M	12.9%	$124.21	—	—	Put	464287955
AMZN	AMAZON COM INC	188,173	$158M	10.2%	$837.31 *	$24.84	+54.1%	COM	023135106
—	ELLIE MAE INC	858,454	$90.39M	5.8%	$105.30	$63.29	—	COM	28849P100
GOOGL	ALPHABET INC	106,361	$85.52M	5.5%	$804.06 *	$36.98	+5.0%	CAP STK CL A	02079K305
—	ZENDESK INC	2,727,795	$83.77M	5.4%	$30.71	$2278.20	—	COM	98936J101
META	FACEBOOK INC	590,559	$75.75M	4.9%	$128.27 *	$79.61	+54.9%	CL A	30303M102
—	SYMANTEC CORP	2,685,751	$67.41M	4.3%	$25.10	$20.54	—	COM	871503108
BABA	ALIBABA GROUP HLDG LTD	605,310	$64.04M	4.1%	$105.79	$80.14	—	SPONSORED ADS	01609W102
NTES	NETEASE INC	265,891	$64.02M	4.1%	$240.78	$151.80	—	SPONSORED ADR	64110W102
SHOP	SHOPIFY INC	1,402,861	$60.21M	3.9%	$42.92 *	$3.19	+19.6%	CL A	82509L107
—	OCLARO INC	6,685,632	$57.16M	3.7%	$8.55	$4.20	—	COM NEW	67555N206
MSFT	MICROSOFT CORP	968,185	$55.77M	3.6%	$57.60 *	$48.69	+3.3%	COM	594918104
FN	FABRINET	1,199,824	$53.5M	3.5%	$44.59 *	$28.13	+41.1%	SHS	G3323L100
—	ARRIS INTL INC	1,690,942	$47.9M	3.1%	$28.33	$28.33	—	SHS	G0551A103
—	GIGAMON INC	871,516	$47.76M	3.1%	$54.80	$54.80	—	COM	37518B102
AAPL	APPLE INC	374,451	$42.33M	2.7%	$113.05 *	$24.23	0.0%	COM	037833100
—	YY INC	750,000	$39.96M	2.6%	$53.28	—	—	Call	98426t906
MXL	MAXLINEAR INC	1,465,682	$29.71M	1.9%	$20.27 *	$12.72	+54.5%	CL A	57776J100
CRUS	CIRRUS LOGIC INC	545,999	$29.02M	1.9%	$53.15 *	$34.24	+40.4%	COM	172755100
EPAM	EPAM SYS INC	403,261	$27.95M	1.8%	$69.31	$72.72	-6.6%	COM	29414B104
NVDA	NVIDIA CORP	405,026	$27.75M	1.8%	$68.52 *	$0.81	+79.7%	COM	67066G104
GOOG	ALPHABET INC	31,164	$24.22M	1.6%	$777.28 *	$35.61	+5.8%	CAP STK CL C	02079K107
CRM	SALESFORCE COM INC	325,600	$23.23M	1.5%	$71.33 *	$73.38	+5.0%	COM	79466L302
MPWR	MONOLITHIC PWR SYS INC	247,995	$19.96M	1.3%	$80.50 *	$50.67	+34.9%	COM	609839105
W	WAYFAIR INC	425,751	$16.76M	1.1%	$39.37 *	$38.78	+4.2%	CL A	94419L101
—	VONAGE HLDGS CORP	2,338,943	$15.46M	1.0%	$6.61	$6.61	—	COM	92886T201
—	INPHI CORP	343,317	$14.94M	1.0%	$43.51	$18.03	—	COM	45772F107
AAOI	APPLIED OPTOELECTRONICS INC	659,431	$14.65M	0.9%	$22.21 *	$15.48	0.0%	COM	03823U102
YELP	YELP INC	272,960	$11.38M	0.7%	$41.70 *	$29.16	+20.2%	CL A	985817105
NTNX	NUTANIX INC	50,000	$1.85M	0.1%	$37.00	$37.00	0.0%	CL A	67059N108
TTD	THE TRADE DESK INC	15,000	$438K	0.0%	$29.20 *	$2.95	0.0%	COM CL A	88339J105
—	GRIDSUM HLDG INC	15,000	$253K	0.0%	$16.87	$16.87	—	ADR REPSG CL B	398132100