Whale Rock Capital Management LLC Quant / Systematic

CIK: 0001387322 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $1,549,991 (100.0% shares, 0.0% debt)

Holdings (32)

— ISHARES TR 12.9%

Value ($000) $199,358 Shares 1,605,000 Est. Cost — Unrealized —

AMZN AMAZON COM INC 10.2%

Value ($000) $157,559 Shares 188,173 Est. Cost $24.84 Unrealized +54.1%

— ELLIE MAE INC 5.8%

Value ($000) $90,395 Shares 858,454 Est. Cost $63.29 Unrealized —

GOOGL ALPHABET INC 5.5%

Value ($000) $85,521 Shares 106,361 Est. Cost $36.98 Unrealized +5.0%

— ZENDESK INC 5.4%

Value ($000) $83,771 Shares 2,727,795 Est. Cost $2278.20 Unrealized —

META FACEBOOK INC 4.9%

Value ($000) $75,751 Shares 590,559 Est. Cost $79.61 Unrealized +54.9%

— SYMANTEC CORP 4.3%

Value ($000) $67,412 Shares 2,685,751 Est. Cost $20.54 Unrealized —

BABA ALIBABA GROUP HLDG LTD 4.1%

Value ($000) $64,036 Shares 605,310 Est. Cost $80.14 Unrealized —

NTES NETEASE INC 4.1%

Value ($000) $64,021 Shares 265,891 Est. Cost $151.80 Unrealized —

SHOP SHOPIFY INC 3.9%

Value ($000) $60,211 Shares 1,402,861 Est. Cost $3.19 Unrealized +19.6%

— OCLARO INC 3.7%

Value ($000) $57,162 Shares 6,685,632 Est. Cost $4.20 Unrealized —

MSFT MICROSOFT CORP 3.6%

Value ($000) $55,767 Shares 968,185 Est. Cost $48.69 Unrealized +3.3%

FN FABRINET 3.5%

Value ($000) $53,500 Shares 1,199,824 Est. Cost $28.13 Unrealized +41.1%

— ARRIS INTL INC 3.1%

Value ($000) $47,904 Shares 1,690,942 Est. Cost $28.33 Unrealized —

— GIGAMON INC 3.1%

Value ($000) $47,759 Shares 871,516 Est. Cost $54.80 Unrealized —

AAPL APPLE INC 2.7%

Value ($000) $42,332 Shares 374,451 Est. Cost $24.23 Unrealized 0.0%

— YY INC 2.6%

Value ($000) $39,960 Shares 750,000 Est. Cost — Unrealized —

MXL MAXLINEAR INC 1.9%

Value ($000) $29,709 Shares 1,465,682 Est. Cost $12.72 Unrealized +54.5%

CRUS CIRRUS LOGIC INC 1.9%

Value ($000) $29,020 Shares 545,999 Est. Cost $34.24 Unrealized +40.4%

EPAM EPAM SYS INC 1.8%

Value ($000) $27,950 Shares 403,261 Est. Cost $72.72 Unrealized -6.6%

NVDA NVIDIA CORP 1.8%

Value ($000) $27,752 Shares 405,026 Est. Cost $0.81 Unrealized +79.7%

GOOG ALPHABET INC 1.6%

Value ($000) $24,223 Shares 31,164 Est. Cost $35.61 Unrealized +5.8%

CRM SALESFORCE COM INC 1.5%

Value ($000) $23,225 Shares 325,600 Est. Cost $73.38 Unrealized +5.0%

MPWR MONOLITHIC PWR SYS INC 1.3%

Value ($000) $19,964 Shares 247,995 Est. Cost $50.67 Unrealized +34.9%

W WAYFAIR INC 1.1%

Value ($000) $16,762 Shares 425,751 Est. Cost $38.78 Unrealized +4.2%

— VONAGE HLDGS CORP 1.0%

Value ($000) $15,460 Shares 2,338,943 Est. Cost $6.61 Unrealized —

— INPHI CORP 1.0%

Value ($000) $14,938 Shares 343,317 Est. Cost $18.03 Unrealized —

AAOI APPLIED OPTOELECTRONICS INC 0.9%

Value ($000) $14,646 Shares 659,431 Est. Cost $15.48 Unrealized 0.0%

YELP YELP INC 0.7%

Value ($000) $11,382 Shares 272,960 Est. Cost $29.16 Unrealized +20.2%

NTNX NUTANIX INC 0.1%

Value ($000) $1,850 Shares 50,000 Est. Cost $37.00 Unrealized 0.0%

TTD THE TRADE DESK INC 0.0%

Value ($000) $438 Shares 15,000 Est. Cost $2.95 Unrealized 0.0%

— GRIDSUM HLDG INC 0.0%

Value ($000) $253 Shares 15,000 Est. Cost $16.87 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	ISHARES TR	1,605,000	$199,358	12.9%	—	—	Put	464287955
AMZN	AMAZON COM INC	188,173	$157,559	10.2%	$24.84	+54.1%	COM	023135106
—	ELLIE MAE INC	858,454	$90,395	5.8%	$63.29	—	COM	28849P100
GOOGL	ALPHABET INC	106,361	$85,521	5.5%	$36.98	+5.0%	CAP STK CL A	02079K305
—	ZENDESK INC	2,727,795	$83,771	5.4%	$2278.20	—	COM	98936J101
META	FACEBOOK INC	590,559	$75,751	4.9%	$79.61	+54.9%	CL A	30303M102
—	SYMANTEC CORP	2,685,751	$67,412	4.3%	$20.54	—	COM	871503108
BABA	ALIBABA GROUP HLDG LTD	605,310	$64,036	4.1%	$80.14	—	SPONSORED ADS	01609W102
NTES	NETEASE INC	265,891	$64,021	4.1%	$151.80	—	SPONSORED ADR	64110W102
SHOP	SHOPIFY INC	1,402,861	$60,211	3.9%	$3.19	+19.6%	CL A	82509L107
—	OCLARO INC	6,685,632	$57,162	3.7%	$4.20	—	COM NEW	67555N206
MSFT	MICROSOFT CORP	968,185	$55,767	3.6%	$48.69	+3.3%	COM	594918104
FN	FABRINET	1,199,824	$53,500	3.5%	$28.13	+41.1%	SHS	G3323L100
—	ARRIS INTL INC	1,690,942	$47,904	3.1%	$28.33	—	SHS	G0551A103
—	GIGAMON INC	871,516	$47,759	3.1%	$54.80	—	COM	37518B102
AAPL	APPLE INC	374,451	$42,332	2.7%	$24.23	0.0%	COM	037833100
—	YY INC	750,000	$39,960	2.6%	—	—	Call	98426t906
MXL	MAXLINEAR INC	1,465,682	$29,709	1.9%	$12.72	+54.5%	CL A	57776J100
CRUS	CIRRUS LOGIC INC	545,999	$29,020	1.9%	$34.24	+40.4%	COM	172755100
EPAM	EPAM SYS INC	403,261	$27,950	1.8%	$72.72	-6.6%	COM	29414B104
NVDA	NVIDIA CORP	405,026	$27,752	1.8%	$0.81	+79.7%	COM	67066G104
GOOG	ALPHABET INC	31,164	$24,223	1.6%	$35.61	+5.8%	CAP STK CL C	02079K107
CRM	SALESFORCE COM INC	325,600	$23,225	1.5%	$73.38	+5.0%	COM	79466L302
MPWR	MONOLITHIC PWR SYS INC	247,995	$19,964	1.3%	$50.67	+34.9%	COM	609839105
W	WAYFAIR INC	425,751	$16,762	1.1%	$38.78	+4.2%	CL A	94419L101
—	VONAGE HLDGS CORP	2,338,943	$15,460	1.0%	$6.61	—	COM	92886T201
—	INPHI CORP	343,317	$14,938	1.0%	$18.03	—	COM	45772F107
AAOI	APPLIED OPTOELECTRONICS INC	659,431	$14,646	0.9%	$15.48	0.0%	COM	03823U102
YELP	YELP INC	272,960	$11,382	0.7%	$29.16	+20.2%	CL A	985817105
NTNX	NUTANIX INC	50,000	$1,850	0.1%	$37.00	0.0%	CL A	67059N108
TTD	THE TRADE DESK INC	15,000	$438	0.0%	$2.95	0.0%	COM CL A	88339J105
—	GRIDSUM HLDG INC	15,000	$253	0.0%	$16.87	—	ADR REPSG CL B	398132100