IRON Financial LLC Diversified Active

CIK: 0001595509 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Jan 8, 2014

Total Value ($000): $98,032 (100.0% shares, 0.0% debt)

Holdings (42)

SPY STANDARD & POORS DEPOSITARY (S 19.5%

Value ($000) $19,072 Shares 103,267 Est. Cost $184.69 Unrealized —

VTI VANGUARD TOTAL STOCK MARKET ET 10.2%

Value ($000) $9,998 Shares 104,232 Est. Cost $95.92 Unrealized —

CME CHICAGO MERCANTILE EXCHANGE HO 9.2%

Value ($000) $8,976 Shares 114,408 Est. Cost $47.43 Unrealized 0.0%

VIG VANGUARD DIVIDEND APPRECIATION 6.8%

Value ($000) $6,689 Shares 88,905 Est. Cost $75.24 Unrealized —

CWB SPDR DJ SER TRST BARCLY CNVT B 5.3%

Value ($000) $5,243 Shares 112,194 Est. Cost $46.73 Unrealized —

VCSH VANGUARD SHORT-TERM CORP BD ID 5.2%

Value ($000) $5,132 Shares 64,323 Est. Cost $79.78 Unrealized —

IVOO VANGUARD S&P MID CAP 400 IDX E 4.6%

Value ($000) $4,551 Shares 50,513 Est. Cost $90.10 Unrealized —

EFA MSCI EAFE IDX (ISHARES) 4.5%

Value ($000) $4,391 Shares 65,439 Est. Cost $67.10 Unrealized —

VXUS VANGUARD TOTAL INTL. STOCK ETF 3.9%

Value ($000) $3,810 Shares 72,730 Est. Cost $52.39 Unrealized —

XLF FINANCIAL SELECT SCTR IDX (SPD 3.7%

Value ($000) $3,653 Shares 167,101 Est. Cost $21.86 Unrealized —

XLI INDUSTRIAL SELECT SCTR (SPDR) 3.7%

Value ($000) $3,595 Shares 68,789 Est. Cost $52.26 Unrealized —

— JP MORGAN CHASE & CO ALERIAN M 3.7%

Value ($000) $3,582 Shares 77,279 Est. Cost $46.35 Unrealized —

XLK TECHNOLOGY SELECT SPDR (SPDR) 3.6%

Value ($000) $3,536 Shares 98,931 Est. Cost $35.74 Unrealized —

VEU VANGUARD FTSE ALL-WORLD EX-US 2.7%

Value ($000) $2,636 Shares 51,955 Est. Cost $50.74 Unrealized —

AAPL APPLE COMPUTER INC 2.2%

Value ($000) $2,186 Shares 3,897 Est. Cost $16.37 Unrealized 0.0%

EEM MSCI EMERGING MARKETS IDX (ISH 1.5%

Value ($000) $1,466 Shares 35,066 Est. Cost $41.81 Unrealized —

CBOE CBOE HOLDINGS INC COMMON 1.1%

Value ($000) $1,069 Shares 20,574 Est. Cost $42.59 Unrealized 0.0%

IWM RUSSELL 2000 (ISHARES) 0.8%

Value ($000) $799 Shares 6,922 Est. Cost $115.43 Unrealized —

— GOOGLE INC CL A 0.7%

Value ($000) $734 Shares 655 Est. Cost $1120.61 Unrealized —

Value ($000) $612 Shares 17,404 Est. Cost $11.17 Unrealized 0.0%

JPM MORGAN J P & CO INC 0.6%

Value ($000) $561 Shares 9,593 Est. Cost $39.63 Unrealized 0.0%

— GENERAL ELECTRIC CO. 0.5%

Value ($000) $493 Shares 17,579 Est. Cost $28.04 Unrealized —

INTC INTEL CORP 0.5%

Value ($000) $480 Shares 18,500 Est. Cost $17.92 Unrealized 0.0%

VZ VERIZON COMMUNICATIONS 0.5%

Value ($000) $469 Shares 9,551 Est. Cost $26.61 Unrealized 0.0%

MSFT MICROSOFT CORP 0.5%

Value ($000) $466 Shares 12,443 Est. Cost $30.02 Unrealized 0.0%

PNC PNC FINANCIAL SVCS GROUP INC 0.5%

Value ($000) $456 Shares 5,876 Est. Cost $51.88 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 0.5%

Value ($000) $454 Shares 4,958 Est. Cost $65.75 Unrealized 0.0%

BAC BANK AMERICA 0.4%

Value ($000) $392 Shares 25,187 Est. Cost $11.68 Unrealized 0.0%

PG PROCTER & GAMBLE 0.4%

Value ($000) $375 Shares 4,609 Est. Cost $58.01 Unrealized 0.0%

UNP UNION PACIFIC CORP 0.4%

Value ($000) $344 Shares 2,050 Est. Cost $60.55 Unrealized 0.0%

XOM EXXON MOBIL CORPORATION 0.3%

Value ($000) $307 Shares 3,031 Est. Cost $55.94 Unrealized 0.0%

CAT CATERPILLAR INC 0.2%

Value ($000) $239 Shares 2,636 Est. Cost $62.67 Unrealized 0.0%

IJR S&P SMALLCAP 600 (ISHARES) 0.2%

Value ($000) $227 Shares 2,084 Est. Cost $108.93 Unrealized —

— BLACKROCK ENHANCED DIVID ACHIE 0.2%

Value ($000) $208 Shares 26,176 Est. Cost $7.95 Unrealized —

GLD STREETTRACKS GOLD TRUST 0.2%

Value ($000) $203 Shares 1,750 Est. Cost $116.00 Unrealized —

TIIAY TELECOM ITALIA SPA SPONSORED A 0.2%

Value ($000) $166 Shares 16,620 Est. Cost $9.99 Unrealized —

— NUVEEN NEW YORK AMT FREE MUNIC 0.2%

Value ($000) $153 Shares 12,498 Est. Cost $12.24 Unrealized —

— AEGON NV-ORD AMERICAN REGD DG 0.1%

Value ($000) $112 Shares 11,837 Est. Cost $9.46 Unrealized —

MUFG MITSUBISHI UFJ FINL GROUP 0.1%

Value ($000) $95 Shares 14,240 Est. Cost $6.67 Unrealized —

— ALPINE TOTAL DYNAMIC DIVIDEND 0.1%

Value ($000) $50 Shares 12,000 Est. Cost $4.17 Unrealized —

— WESTELL TECHNOLOGIES INC-CL A 0.0%

Value ($000) $41 Shares 10,000 Est. Cost $4.10 Unrealized —

— RUBICON MINERALS CORP COM 0.0%

Value ($000) $11 Shares 12,350 Est. Cost $0.89 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	STANDARD & POORS DEPOSITARY (S	103,267	$19,072	19.5%	$184.69	—	TR UNIT	78462F103
VTI	VANGUARD TOTAL STOCK MARKET ET	104,232	$9,998	10.2%	$95.92	—	TOTAL STK MKT	922908769
CME	CHICAGO MERCANTILE EXCHANGE HO	114,408	$8,976	9.2%	$47.43	0.0%	COM	12572Q105
VIG	VANGUARD DIVIDEND APPRECIATION	88,905	$6,689	6.8%	$75.24	—	DIV APP ETF	921908844
CWB	SPDR DJ SER TRST BARCLY CNVT B	112,194	$5,243	5.3%	$46.73	—	BRC CNV SECS ETF	78464A359
VCSH	VANGUARD SHORT-TERM CORP BD ID	64,323	$5,132	5.2%	$79.78	—	SHRT TRM CORP BD	92206C409
IVOO	VANGUARD S&P MID CAP 400 IDX E	50,513	$4,551	4.6%	$90.10	—	MIDCP 400 IDX	921932885
EFA	MSCI EAFE IDX (ISHARES)	65,439	$4,391	4.5%	$67.10	—	MSCI EAFE ETF	464287465
VXUS	VANGUARD TOTAL INTL. STOCK ETF	72,730	$3,810	3.9%	$52.39	—	VG TL INTL STK F	921909768
XLF	FINANCIAL SELECT SCTR IDX (SPD	167,101	$3,653	3.7%	$21.86	—	SBI INT-FINL	81369Y605
XLI	INDUSTRIAL SELECT SCTR (SPDR)	68,789	$3,595	3.7%	$52.26	—	SBI INT-INDS	81369Y704
—	JP MORGAN CHASE & CO ALERIAN M	77,279	$3,582	3.7%	$46.35	—	ALERIAN ML ETN	46625H365
XLK	TECHNOLOGY SELECT SPDR (SPDR)	98,931	$3,536	3.6%	$35.74	—	TECHNOLOGY	81369Y803
VEU	VANGUARD FTSE ALL-WORLD EX-US	51,955	$2,636	2.7%	$50.74	—	ALLWRLD EX US	922042775
AAPL	APPLE COMPUTER INC	3,897	$2,186	2.2%	$16.37	0.0%	COM	037833100
EEM	MSCI EMERGING MARKETS IDX (ISH	35,066	$1,466	1.5%	$41.81	—	MSCI EMG MKT ETF	464287234
CBOE	CBOE HOLDINGS INC COMMON	20,574	$1,069	1.1%	$42.59	0.0%	COM	12503M108
IWM	RUSSELL 2000 (ISHARES)	6,922	$799	0.8%	$115.43	—	RUSSELL 2000 ETF	464287655
—	GOOGLE INC CL A	655	$734	0.7%	$1120.61	—	CL A	38259P508
T	AT&T	17,404	$612	0.6%	$11.17	0.0%	COM	00206R102
JPM	MORGAN J P & CO INC	9,593	$561	0.6%	$39.63	0.0%	COM	46625H100
—	GENERAL ELECTRIC CO.	17,579	$493	0.5%	$28.04	—	COM	369604103
INTC	INTEL CORP	18,500	$480	0.5%	$17.92	0.0%	COM	458140100
VZ	VERIZON COMMUNICATIONS	9,551	$469	0.5%	$26.61	0.0%	COM	92343V104
MSFT	MICROSOFT CORP	12,443	$466	0.5%	$30.02	0.0%	COM	594918104
PNC	PNC FINANCIAL SVCS GROUP INC	5,876	$456	0.5%	$51.88	0.0%	COM	693475105
JNJ	JOHNSON & JOHNSON	4,958	$454	0.5%	$65.75	0.0%	COM	478160104
BAC	BANK AMERICA	25,187	$392	0.4%	$11.68	0.0%	COM	060505104
PG	PROCTER & GAMBLE	4,609	$375	0.4%	$58.01	0.0%	COM	742718109
UNP	UNION PACIFIC CORP	2,050	$344	0.4%	$60.55	0.0%	COM	907818108
XOM	EXXON MOBIL CORPORATION	3,031	$307	0.3%	$55.94	0.0%	COM	30231G102
CAT	CATERPILLAR INC	2,636	$239	0.2%	$62.67	0.0%	COM	149123101
IJR	S&P SMALLCAP 600 (ISHARES)	2,084	$227	0.2%	$108.93	—	CORE S&P SCP ETF	464287804
—	BLACKROCK ENHANCED DIVID ACHIE	26,176	$208	0.2%	$7.95	—	COM	09251A104
GLD	STREETTRACKS GOLD TRUST	1,750	$203	0.2%	$116.00	—	GOLD SHS	78463V107
TIIAY	TELECOM ITALIA SPA SPONSORED A	16,620	$166	0.2%	$9.99	—	SPON ADR ORD	87927Y102
—	NUVEEN NEW YORK AMT FREE MUNIC	12,498	$153	0.2%	$12.24	—	COM	670656107
—	AEGON NV-ORD AMERICAN REGD DG	11,837	$112	0.1%	$9.46	—	NY REGISTRY SH	007924103
MUFG	MITSUBISHI UFJ FINL GROUP	14,240	$95	0.1%	$6.67	—	SPONSORED ADR	606822104
—	ALPINE TOTAL DYNAMIC DIVIDEND	12,000	$50	0.1%	$4.17	—	COM SBI	021060108
—	WESTELL TECHNOLOGIES INC-CL A	10,000	$41	0.0%	$4.10	—	CL A	957541105
—	RUBICON MINERALS CORP COM	12,350	$11	0.0%	$0.89	—	COM	780911103