Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 7, 2014
Total Value: $131M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 181,969 | $34.03M | 25.9% | $187.01 | $179.82 | +4.0% | TR UNIT | 78462F103 |
| VTI | VANGUARD INDEX FDS | 103,342 | $10.07M | 7.7% | $97.47 | $91.98 | +6.0% | TOTAL STK MKT | 922908769 |
| CME | CME GROUP INC | 112,915 | $8.358M | 6.4% | $74.02 * | $47.43 | -1.7% | COM | 12572Q105 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 87,583 | $6.589M | 5.0% | $75.23 | $72.76 | +3.4% | DIV APP ETF | 921908844 |
| VCSH | VANGUARD SHORT-TERM CORP BD IDX ETF | 70,321 | $5.624M | 4.3% | $79.98 | $79.95 | +0.0% | SHRT TRM CORP BD | 92206C409 |
| CWB | SPDR DJ SER TRST BARCLY CNVT B ND ETF | 110,526 | $5.348M | 4.1% | $48.39 | $46.10 | +5.0% | BRC CNV SECS ETF | 78464A359 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 50,150 | $4.646M | 3.5% | $92.64 * | $43.59 | +6.3% | MIDCP 400 IDX | 921932885 |
| EFA | ISHARES | 62,746 | $4.217M | 3.2% | $67.21 | $65.33 | +2.9% | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FD | 76,137 | $3.974M | 3.0% | $52.20 | $51.40 | +1.6% | VG TL INTL STK F | 921909768 |
| XLF | SELECT SECTOR SPDR TR | 169,390 | $3.784M | 2.9% | $22.34 * | $17.03 | +6.6% | SBI INT-FINL | 81369Y605 |
| XLE | SELECT SECTOR SPDR TR | 41,850 | $3.727M | 2.8% | $89.06 * | $43.14 | +3.2% | SBI INT-ENERGY | 81369Y506 |
| MDY | S&P MID CAP TRUST | 14,836 | $3.717M | 2.8% | $250.54 | $245.17 | +2.2% | UTSER1 S&PDCRP | 78467Y107 |
| DVY | ISHARES | 50,505 | $3.703M | 2.8% | $73.32 | $70.94 | +3.3% | SELECT DIVID ETF | 464287168 |
| XLP | SELECT SECTOR SPDR TR | 85,501 | $3.682M | 2.8% | $43.06 | $42.00 | +2.5% | SBI CONS STPLS | 81369Y308 |
| XLI | SELECT SECTOR SPDR TR | 69,368 | $3.63M | 2.8% | $52.33 | $49.15 | +6.5% | SBI INT-INDS | 81369Y704 |
| XLK | SELECT SECTOR SPDR TR | 99,757 | $3.626M | 2.8% | $36.35 * | $16.95 | +7.3% | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE COMPUTER INC | 3,914 | $2.101M | 1.6% | $536.79 * | $16.37 | +2.3% | COM | 037833100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 37,396 | $1.881M | 1.4% | $50.30 | $49.74 | +1.1% | ALLWRLD EX US | 922042775 |
| EEM | ISHARES | 34,849 | $1.429M | 1.1% | $41.01 | $41.87 | -2.1% | MSCI EMG MKT ETF | 464287234 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,991 | $1.018M | 0.8% | $56.58 * | $42.59 | +14.0% | COM | 12503M108 |
| IWM | ISHARES | 6,510 | $757K | 0.6% | $116.28 | $110.45 | +5.3% | RUSSELL 2000 ETF | 464287655 |
| — | GOOGLE INC CL A | 655 | $730K | 0.6% | $1114.50 | $1120.61 | — | CL A | 38259P508 |
| T | AT&T | 16,425 | $576K | 0.4% | $35.07 * | $11.17 | +2.6% | COM | 00206R102 |
| JPM | MORGAN J P & CO INC | 9,296 | $564K | 0.4% | $60.67 * | $39.63 | +11.6% | COM | 46625H100 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,876 | $511K | 0.4% | $86.96 * | $51.88 | +16.8% | COM | 693475105 |
| BAC | BANK AMERICA | 29,561 | $508K | 0.4% | $17.18 * | $11.91 | +13.8% | COM | 060505104 |
| MSFT | MICROSOFT CORP | 11,827 | $485K | 0.4% | $41.01 * | $30.02 | +14.2% | COM | 594918104 |
| INTC | INTEL CORP | 18,500 | $478K | 0.4% | $25.84 * | $17.92 | +8.1% | COM | 458140100 |
| VZ | VERIZON COMMUNICATIONS | 9,560 | $455K | 0.3% | $47.59 * | $26.61 | -2.1% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO. | 16,925 | $438K | 0.3% | $25.88 | $28.04 | — | COM | 369604103 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 335,000 | $411K | 0.3% | $1.23 | $1.23 | — | NOTE 2.625%12/1 | 682189AH8 |
| — | SEACOR SMITH INC SR NT CONV | 335,000 | $402K | 0.3% | $1.20 | $1.20 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | ICONIX BRAND GROUP INC SR SB CONV NT 16 | 290,000 | $397K | 0.3% | $1.37 | $1.37 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | STONE ENERGY CORP CONV | 315,000 | $386K | 0.3% | $1.23 | $1.23 | — | NOTE 1.750% 3/0 | 861642AN6 |
| — | MENTOR GRAPHIC CORP CONV | 275,000 | $348K | 0.3% | $1.27 | $1.27 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | MERITAGE HOMES CONV | 320,000 | $339K | 0.3% | $1.06 | $1.06 | — | NOTE 1.875% 9/1 | 59001AAR3 |
| — | NUVASIVE INC SR NT CONV | 280,000 | $334K | 0.3% | $1.19 | $1.19 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | PDL BIOPHRARMA INC SR NT CONV | 315,000 | $333K | 0.3% | $1.06 | $1.06 | — | COM | 69329y104 |
| — | WALTER INVESTMENT MGMT | 345,000 | $332K | 0.3% | $0.96 | $0.96 | — | NOTE 4.500%11/0 | 93317WAA0 |
| — | COMTECH TELECOMMUNICATIONS COR SR NT CONV | 310,000 | $321K | 0.2% | $1.04 | $1.04 | — | NOTE 3.000% 5/0 | 205826AF7 |
| — | STARWOOD PROPERTY TRUST CONV | 275,000 | $317K | 0.2% | $1.15 | $1.15 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | BGC PARTNERS SR UNSECURED CONV LKD TO BGCP | 295,000 | $316K | 0.2% | $1.07 | $1.07 | — | NOTE 4.500% 7/1 | 05541TAD3 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 8,592 | $314K | 0.2% | $36.55 * | $32.09 | +7.5% | COM | 02376R102 |
| — | GENERAL CABLE CORP SR NT CV ST EP 29 | 310,000 | $311K | 0.2% | $1.00 | $1.00 | — | FRNT 5.000%11/1 | 369300AL2 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 285,000 | $309K | 0.2% | $1.08 | $1.08 | — | MTNF 5.375%10/1 | 74348TAK8 |
| — | ARES CAPITAL CORP | 280,000 | $308K | 0.2% | $1.10 | $1.10 | — | NOTE 5.750% 2/0 | 04010LAB9 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 285,000 | $304K | 0.2% | $1.07 | $1.07 | — | NOTE 1.625%12/1 | 457985AK5 |
| — | VOLCANO CORP CONV | 300,000 | $299K | 0.2% | $1.00 | $1.00 | — | NOTE 1.750%12/0 | 928645AB6 |
| — | COBALT INTL ENERGY INC SR NT CONV | 305,000 | $290K | 0.2% | $0.95 | $0.95 | — | NOTE 2.625%12/0 | 19075FAA4 |
| — | INTERDIGITAL INC SR NT CV 2.5% 16 | 270,000 | $280K | 0.2% | $1.04 | $1.04 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | ELECTRONIC ARTS OMC SR NT CONV | 240,000 | $279K | 0.2% | $1.16 | $1.16 | — | NOTE 0.750% 7/1 | 285512AA7 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG OR D CONV NT | 11,593 | $278K | 0.2% | $23.98 | $23.98 | — | MAND CV NT 16 | L0302D178 |
| — | RTI INTL METALS INC SE CONVERTIBLE | 280,000 | $277K | 0.2% | $0.99 | $0.99 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | MERRIMACK PHARMACEUTICALS INC FIXED RT SR NT CONV | 260,000 | $265K | 0.2% | $1.02 | $1.02 | — | NOTE 4.500% 7/1 | 590328AA8 |
| — | AMERICAN RLTY CAP PPTYS FIXED RT | 230,000 | $246K | 0.2% | $1.07 | $1.07 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | PEABODY ENERGY CORP JR SUBORDINATED CONVERTIBLE | 290,000 | $239K | 0.2% | $0.82 | $0.82 | — | SDCV 4.750%12/1 | 704549AG9 |
| — | NUANCE COMMUNICATIONS INC FIXED RT SR DEB CONV | 220,000 | $223K | 0.2% | $1.01 | $1.01 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | RYLAND GROUP INC GTD CONV FX RT | 220,000 | $208K | 0.2% | $0.95 | $0.95 | — | NOTE 0.250% 6/0 | 783764AS2 |
| KO | COCA COLA | 5,192 | $201K | 0.2% | $38.71 * | $26.56 | +0.7% | COM | 191216100 |
| TIIAY | TELECOM ITALIA SPA SPONSORED ADR REPSTG 10 ORD SHS | 15,450 | $182K | 0.1% | $11.78 | $9.33 | +26.3% | SPON ADR ORD | 87927Y102 |
| — | DOLLAR FINANCIAL CORP SR NT CONV | 190,000 | $177K | 0.1% | $0.93 | $0.93 | — | NOTE 3.000% 4/0 | 256664AC7 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 165,000 | $173K | 0.1% | $1.05 | $1.05 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | OMNICARE INC SR DB CONV/CALL/P UT | 160,000 | $172K | 0.1% | $1.07 | $1.07 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | BLACKROCK ENHANCED DIVID ACHIEVERS TR | 21,176 | $168K | 0.1% | $7.93 | $7.95 | — | COM | 09251A104 |
| — | NUVEEN NEW YORK AMT FREE MUNICIPAL INCOME FUND | 12,498 | $160K | 0.1% | $12.80 | $12.24 | — | COM | 670656107 |
| — | STERLITE INDUSTRIES LTD SR NT CV | 155,000 | $158K | 0.1% | $1.02 | $1.02 | — | NOTE 4.000%10/3 | 859737AB4 |
| — | CELLULAR DYNAMICS INTL INC COM | 10,051 | $150K | 0.1% | $14.92 | $14.92 | — | COM | 15117V109 |
| — | WEBMD HEALTH CORP SR NT CV 144 A 18 | 130,000 | $132K | 0.1% | $1.02 | $1.02 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | AEGON N V | 11,677 | $107K | 0.1% | $9.16 | $9.46 | — | NY REGISTRY SH | 007924103 |
| — | LIBERTY MEDIA CORP | 180,000 | $97,000 | 0.1% | $0.54 | $0.54 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | CACI INTL INC SRNT CV | 60,000 | $81,000 | 0.1% | $1.35 | $1.35 | — | NOTE 2.125% 5/0 | 127190AD8 |
| — | NUANCE COMMUNICATIONS INC SR UNSECURED CONVERTIBL | 60,000 | $65,000 | 0.0% | $1.08 | $1.08 | — | DBCV 2.750% 8/1 | 67020YAB6 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 14,380 | $41,000 | 0.0% | $2.85 | $2.85 | — | SPONSORED ADR | 15234Q207 |
| — | WESTELL TECHNOLOGIES INC-CL A | 10,000 | $37,000 | 0.0% | $3.70 | $4.10 | — | CL A | 957541105 |
| — | STEMCELLS INC | 11,600 | $16,000 | 0.0% | $1.38 | $1.38 | — | COM NEW | 85857R204 |
| — | RUBICON MINERALS CORP COM | 12,350 | $13,000 | 0.0% | $1.05 | $0.89 | — | COM | 780911103 |