CIK: 0001595509 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 7, 2014
Total Value ($000): $131,455 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 181,969 | $34,030 | 25.9% | $185.69 | — | TR UNIT | 78462F103 |
| VTI | VANGUARD INDEX FDS | 103,342 | $10,073 | 7.7% | $95.92 | — | TOTAL STK MKT | 922908769 |
| CME | CME GROUP INC | 112,915 | $8,358 | 6.4% | $47.43 | -0.2% | COM | 12572Q105 |
| VIG | VANGUARD DIVIDEND APPRECIATION ETF | 87,583 | $6,589 | 5.0% | $75.24 | — | DIV APP ETF | 921908844 |
| VCSH | VANGUARD SHORT-TERM CORP BD IDX ETF | 70,321 | $5,624 | 4.3% | $79.80 | — | SHRT TRM CORP BD | 92206C409 |
| CWB | SPDR DJ SER TRST BARCLY CNVT B ND ETF | 110,526 | $5,348 | 4.1% | $46.73 | — | BRC CNV SECS ETF | 78464A359 |
| IVOO | VANGUARD S&P MID CAP 400 IDX ETF | 50,150 | $4,646 | 3.5% | $90.10 | — | MIDCP 400 IDX | 921932885 |
| EFA | ISHARES | 62,746 | $4,217 | 3.2% | $67.10 | — | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FD | 76,137 | $3,974 | 3.0% | $52.38 | — | VG TL INTL STK F | 921909768 |
| XLF | SELECT SECTOR SPDR TR | 169,390 | $3,784 | 2.9% | $21.87 | — | SBI INT-FINL | 81369Y605 |
| XLE | SELECT SECTOR SPDR TR | 41,850 | $3,727 | 2.8% | $89.06 | — | SBI INT-ENERGY | 81369Y506 |
| MDY | S&P MID CAP TRUST | 14,836 | $3,717 | 2.8% | $250.54 | — | UTSER1 S&PDCRP | 78467Y107 |
| DVY | ISHARES | 50,505 | $3,703 | 2.8% | $73.32 | — | SELECT DIVID ETF | 464287168 |
| XLP | SELECT SECTOR SPDR TR | 85,501 | $3,682 | 2.8% | $43.06 | — | SBI CONS STPLS | 81369Y308 |
| XLI | SELECT SECTOR SPDR TR | 69,368 | $3,630 | 2.8% | $52.26 | — | SBI INT-INDS | 81369Y704 |
| XLK | SELECT SECTOR SPDR TR | 99,757 | $3,626 | 2.8% | $35.74 | — | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE COMPUTER INC | 3,914 | $2,101 | 1.6% | $16.37 | +1.3% | COM | 037833100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 37,396 | $1,881 | 1.4% | $50.74 | — | ALLWRLD EX US | 922042775 |
| EEM | ISHARES | 34,849 | $1,429 | 1.1% | $41.81 | — | MSCI EMG MKT ETF | 464287234 |
| CBOE | CBOE HOLDINGS INC COMMON | 17,991 | $1,018 | 0.8% | $42.59 | +7.8% | COM | 12503M108 |
| IWM | ISHARES | 6,510 | $757 | 0.6% | $115.43 | — | RUSSELL 2000 ETF | 464287655 |
| — | GOOGLE INC CL A | 655 | $730 | 0.6% | $1120.61 | — | CL A | 38259P508 |
| T | AT&T | 16,425 | $576 | 0.4% | $11.17 | -2.9% | COM | 00206R102 |
| JPM | MORGAN J P & CO INC | 9,296 | $564 | 0.4% | $39.63 | +6.2% | COM | 46625H100 |
| PNC | PNC FINANCIAL SVCS GROUP INC | 5,876 | $511 | 0.4% | $51.88 | +9.5% | COM | 693475105 |
| BAC | BANK AMERICA | 29,561 | $508 | 0.4% | $11.91 | +11.3% | COM | 060505104 |
| MSFT | MICROSOFT CORP | 11,827 | $485 | 0.4% | $30.02 | +4.1% | COM | 594918104 |
| INTC | INTEL CORP | 18,500 | $478 | 0.4% | $17.92 | +4.2% | COM | 458140100 |
| VZ | VERIZON COMMUNICATIONS | 9,560 | $455 | 0.3% | $26.61 | -2.8% | COM | 92343V104 |
| — | GENERAL ELECTRIC CO. | 16,925 | $438 | 0.3% | $28.04 | — | COM | 369604103 |
| — | ON SEMICONDUCTOR CORP SR SUB NT SER B | 335,000 | $411 | 0.3% | $1.23 | — | NOTE 2.625%12/1 | 682189AH8 |
| — | SEACOR SMITH INC SR NT CONV | 335,000 | $402 | 0.3% | $1.20 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | ICONIX BRAND GROUP INC SR SB CONV NT 16 | 290,000 | $397 | 0.3% | $1.37 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | STONE ENERGY CORP CONV | 315,000 | $386 | 0.3% | $1.23 | — | NOTE 1.750% 3/0 | 861642AN6 |
| — | MENTOR GRAPHIC CORP CONV | 275,000 | $348 | 0.3% | $1.27 | — | SDCV 4.000% 4/0 | 587200AK2 |
| — | MERITAGE HOMES CONV | 320,000 | $339 | 0.3% | $1.06 | — | NOTE 1.875% 9/1 | 59001AAR3 |
| — | NUVASIVE INC SR NT CONV | 280,000 | $334 | 0.3% | $1.19 | — | NOTE 2.750% 7/0 | 670704AC9 |
| — | PDL BIOPHRARMA INC SR NT CONV | 315,000 | $333 | 0.3% | $1.06 | — | COM | 69329y104 |
| — | WALTER INVESTMENT MGMT | 345,000 | $332 | 0.3% | $0.96 | — | NOTE 4.500%11/0 | 93317WAA0 |
| — | COMTECH TELECOMMUNICATIONS COR SR NT CONV | 310,000 | $321 | 0.2% | $1.04 | — | NOTE 3.000% 5/0 | 205826AF7 |
| — | STARWOOD PROPERTY TRUST CONV | 275,000 | $317 | 0.2% | $1.15 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| — | BGC PARTNERS SR UNSECURED CONV LKD TO BGCP | 295,000 | $316 | 0.2% | $1.07 | — | NOTE 4.500% 7/1 | 05541TAD3 |
| AAL | AMERICAN AIRLINES GROUP INC CO M | 8,592 | $314 | 0.2% | $32.09 | 0.0% | COM | 02376R102 |
| — | GENERAL CABLE CORP SR NT CV ST EP 29 | 310,000 | $311 | 0.2% | $1.00 | — | FRNT 5.000%11/1 | 369300AL2 |
| — | PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT | 285,000 | $309 | 0.2% | $1.08 | — | MTNF 5.375%10/1 | 74348TAK8 |
| — | ARES CAPITAL CORP | 280,000 | $308 | 0.2% | $1.10 | — | NOTE 5.750% 2/0 | 04010LAB9 |
| — | INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L | 285,000 | $304 | 0.2% | $1.07 | — | NOTE 1.625%12/1 | 457985AK5 |
| — | VOLCANO CORP CONV | 300,000 | $299 | 0.2% | $1.00 | — | NOTE 1.750%12/0 | 928645AB6 |
| — | COBALT INTL ENERGY INC SR NT CONV | 305,000 | $290 | 0.2% | $0.95 | — | NOTE 2.625%12/0 | 19075FAA4 |
| — | INTERDIGITAL INC SR NT CV 2.5% 16 | 270,000 | $280 | 0.2% | $1.04 | — | NOTE 2.500% 3/1 | 458660AB3 |
| — | ELECTRONIC ARTS OMC SR NT CONV | 240,000 | $279 | 0.2% | $1.16 | — | NOTE 0.750% 7/1 | 285512AA7 |
| MTNA 6 01/15/16 | ARCELORMITTAL SA LUXEMBOURG OR D CONV NT | 11,593 | $278 | 0.2% | $23.98 | — | MAND CV NT 16 | L0302D178 |
| — | RTI INTL METALS INC SE CONVERTIBLE | 280,000 | $277 | 0.2% | $0.99 | — | NOTE 1.625%10/1 | 74973WAB3 |
| — | MERRIMACK PHARMACEUTICALS INC FIXED RT SR NT CONV | 260,000 | $265 | 0.2% | $1.02 | — | NOTE 4.500% 7/1 | 590328AA8 |
| — | AMERICAN RLTY CAP PPTYS FIXED RT | 230,000 | $246 | 0.2% | $1.07 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | PEABODY ENERGY CORP JR SUBORDINATED CONVERTIBLE | 290,000 | $239 | 0.2% | $0.82 | — | SDCV 4.750%12/1 | 704549AG9 |
| — | NUANCE COMMUNICATIONS INC FIXED RT SR DEB CONV | 220,000 | $223 | 0.2% | $1.01 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | RYLAND GROUP INC GTD CONV FX RT | 220,000 | $208 | 0.2% | $0.95 | — | NOTE 0.250% 6/0 | 783764AS2 |
| KO | COCA COLA | 5,192 | $201 | 0.2% | $26.56 | 0.0% | COM | 191216100 |
| TIIAY | TELECOM ITALIA SPA SPONSORED ADR REPSTG 10 ORD SHS | 15,450 | $182 | 0.1% | $9.99 | — | SPON ADR ORD | 87927Y102 |
| — | DOLLAR FINANCIAL CORP SR NT CONV | 190,000 | $177 | 0.1% | $0.93 | — | NOTE 3.000% 4/0 | 256664AC7 |
| — | ROYAL GOLD INC CONVERTIBLE SR NT | 165,000 | $173 | 0.1% | $1.05 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | OMNICARE INC SR DB CONV/CALL/P UT | 160,000 | $172 | 0.1% | $1.07 | — | DBCV 3.250%12/1 | 681904AL2 |
| — | BLACKROCK ENHANCED DIVID ACHIEVERS TR | 21,176 | $168 | 0.1% | $7.95 | — | COM | 09251A104 |
| — | NUVEEN NEW YORK AMT FREE MUNICIPAL INCOME FUND | 12,498 | $160 | 0.1% | $12.24 | — | COM | 670656107 |
| — | STERLITE INDUSTRIES LTD SR NT CV | 155,000 | $158 | 0.1% | $1.02 | — | NOTE 4.000%10/3 | 859737AB4 |
| — | CELLULAR DYNAMICS INTL INC COM | 10,051 | $150 | 0.1% | $14.92 | — | COM | 15117V109 |
| — | WEBMD HEALTH CORP SR NT CV 144 A 18 | 130,000 | $132 | 0.1% | $1.02 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | AEGON N V | 11,677 | $107 | 0.1% | $9.46 | — | NY REGISTRY SH | 007924103 |
| — | LIBERTY MEDIA CORP | 180,000 | $97 | 0.1% | $0.54 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | CACI INTL INC SRNT CV | 60,000 | $81 | 0.1% | $1.35 | — | NOTE 2.125% 5/0 | 127190AD8 |
| — | NUANCE COMMUNICATIONS INC SR UNSECURED CONVERTIBL | 60,000 | $65 | 0.0% | $1.08 | — | DBCV 2.750% 8/1 | 67020YAB6 |
| AXIA | CENTRAIS ELEC BRAS SP ADR COM | 14,380 | $41 | 0.0% | $2.85 | — | SPONSORED ADR | 15234Q207 |
| — | WESTELL TECHNOLOGIES INC-CL A | 10,000 | $37 | 0.0% | $4.10 | — | CL A | 957541105 |
| — | STEMCELLS INC | 11,600 | $16 | 0.0% | $1.38 | — | COM NEW | 85857R204 |
| — | RUBICON MINERALS CORP COM | 12,350 | $13 | 0.0% | $0.89 | — | COM | 780911103 |