CIK: 0001504304 · Show all filings
Period: Q3 2010 (← Previous) (Next →)
Filing Date: Nov 20, 2015
Total Value ($000): $257,008 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 3,037,191 | $47,930 | 18.6% | $13.97 | — | Com | 867037103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,695,805 | $24,538 | 9.5% | $13.74 | — | Com | 867038101 |
| — | GYRODYNE CO AMER INC | 237,332 | $18,217 | 7.1% | $41.88 | — | Com | 403820103 |
| — | FIRST TR FOUR CRNRS SR FLT R | 1,103,933 | $15,089 | 5.9% | $12.73 | — | COM SHS | 33733Q107 |
| — | LIBERTY ACQUISITION HLDGS CO | 1,429,535 | $14,710 | 5.7% | $9.79 | — | Com | 53015Y107 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,455,803 | $13,182 | 5.1% | $3.60 | — | Com | 529900102 |
| CASY | CASEYS GEN STORES INC | 290,898 | $12,145 | 4.7% | $41.75 | — | Com | 147528103 |
| — | BLUE CHIP VALUE FD INC | 3,402,450 | $11,177 | 4.3% | $3.20 | — | Com | 095333100 |
| — | KOREA EQUITY FD INC | 760,150 | $8,400 | 3.3% | $9.29 | — | Com | 50063B104 |
| — | MORGAN STANLEY ASIA PAC FD I | 527,060 | $8,291 | 3.2% | $14.77 | — | Com | 61744U106 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,588,036 | $5,812 | 2.3% | $3.15 | — | COM | 64190A103 |
| — | COHEN & STEERS INFRASTRUCTUR | 341,939 | $5,444 | 2.1% | $14.72 | — | Com | 19248A109 |
| — | LIBERTY ALL STAR EQUITY FD | 1,112,743 | $4,907 | 1.9% | $4.46 | — | SH BEN INT | 530158104 |
| — | TRI CONTL CORP | 391,619 | $4,829 | 1.9% | $11.56 | — | Com | 895436103 |
| — | ROYCE VALUE TR INC | 393,027 | $4,771 | 1.9% | $11.59 | — | Com | 780910105 |
| — | ROYCE MICRO-CAP TR INC | 460,101 | $3,769 | 1.5% | $8.00 | — | Com | 780915104 |
| — | INVESCO HIGH YIELD INVST FD | 626,931 | $3,711 | 1.4% | $5.75 | — | Com | 46133K108 |
| — | LMP CAP & INCOME FD INC | 315,641 | $3,604 | 1.4% | $10.43 | — | Com | 50208A102 |
| — | DWS RREEF WORLD REAL EST & T | 189,716 | $3,256 | 1.3% | $14.66 | — | COM NEW | 23339T209 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $2,985 | 1.2% | $14.58 | — | Com | 101541100 |
| — | ADAMS EXPRESS CO | 286,989 | $2,858 | 1.1% | $9.82 | — | Com | 006212104 |
| — | MVC CAPITAL INC | 215,070 | $2,789 | 1.1% | $12.82 | — | Com | 553829102 |
| — | NFJ DIVID INT & PREM STRTGY FD | 169,582 | $2,673 | 1.0% | $15.03 | — | COM SHS | 65337H109 |
| — | H & Q HEALTHCARE INVESTORS SH | 181,415 | $2,191 | 0.9% | $10.94 | — | SH BEN INT | 404052102 |
| — | MACQUARIE FT TR GB INF UT DIV | 158,600 | $2,101 | 0.8% | $13.25 | — | Com | 55607W100 |
| — | ARMOUR RESIDENTIAL REIT INC | 287,494 | $2,018 | 0.8% | $7.02 | — | Com | 042315101 |
| — | RIVERSOURCE LASALLE INTL R/E | 214,975 | $2,002 | 0.8% | $8.18 | — | Com | 76932W102 |
| — | BOULDER GROWTH & INCOME FD INC | 316,668 | $1,970 | 0.8% | $6.05 | — | Com | 101507101 |
| — | FIRST OPPORTUNITY FD INC | 290,606 | $1,898 | 0.7% | $6.29 | — | Com | 33587T108 |
| — | MONMOUTH REAL ESTATE INV COR | 223,992 | $1,752 | 0.7% | $7.39 | — | CL A | 609720107 |
| — | MACQUARIE GLBL INFRA TOTL RE | 96,049 | $1,587 | 0.6% | $14.08 | — | Com | 55608D101 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 196,739 | $1,497 | 0.6% | $7.16 | — | Com | 36239Q109 |
| — | ELLSWORTH FUND LTD | 205,832 | $1,476 | 0.6% | $6.56 | — | Com | 289074106 |
| — | WINN DIXIE STORES INC | 192,299 | $1,371 | 0.5% | $8.89 | — | COM NEW | 974280307 |
| — | DWS DREMAN VAL INCOME EDGE F | 96,761 | $1,296 | 0.5% | $12.24 | — | Com | 23339M204 |
| — | CLAYMORE DIVID & INCOME FD | 90,464 | $1,284 | 0.5% | $15.38 | — | COM | 18385J105 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1,272 | 0.5% | $7.65 | — | Com | 592834105 |
| — | ROBERTS REALTY INVS | 736,202 | $1,126 | 0.4% | $1.30 | — | Com | 769900101 |
| — | H & Q LIFE SCIENCES INVS | 85,554 | $820 | 0.3% | $9.59 | — | SH BEN INT | 404053100 |
| — | BANCROFT FUND LTD | 47,670 | $778 | 0.3% | $15.13 | — | Com | 059695106 |
| — | ZWEIG TOTAL RETURN FD INC | 185,000 | $705 | 0.3% | $3.81 | — | Com | 989837109 |
| — | JOHN HANCOCK BK &THRIFT OPP | 43,047 | $638 | 0.2% | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | COHEN & STEERS DIV MJRS FDIN | 47,640 | $539 | 0.2% | $11.31 | — | Com | 19248G106 |
| — | TAIWAN GREATER CHINA FD SH BEN | 80,078 | $539 | 0.2% | $6.33 | — | SH BEN INT | 874037104 |
| — | GABELLI DIVD & INCOME TR | 37,179 | $518 | 0.2% | $13.64 | — | Com | 36242H104 |
| — | FIRST TR/FOUR CRNRS SR FLOAT | 31,900 | $430 | 0.2% | $12.57 | — | Com | 33733U108 |
| MYRX | MYREXIS INC | 75,000 | $289 | 0.1% | $3.76 | — | Com | 62856H107 |
| EQS | EQUUS TOTAL RETURN | 100,710 | $239 | 0.1% | $2.42 | — | Com | 294766100 |
| — | ZWEIG FD | 72,220 | $235 | 0.1% | $3.31 | — | Com | 989834106 |
| — | CENTRAL SECS CORP | 10,750 | $214 | 0.1% | $19.81 | — | Com | 155123102 |
| — | DCA TOTAL RETURN FD | 54,636 | $167 | 0.1% | $2.78 | — | Com | 233066109 |
| — | CAPITAL GOLD CORP | 34,446 | $166 | 0.1% | $4.82 | — | COM NEW | 14018Y205 |
| — | NUVEEN MULTI STRAT INC & GR | 17,300 | $149 | 0.1% | $7.52 | — | Com | 67073B106 |
| — | SEANERGY MARITIME HLDGS CORP | 125,000 | $139 | 0.1% | $1.15 | — | SHS | Y73760103 |
| — | ROYCE FOCUS TR COM | 17,500 | $111 | 0.0% | $6.34 | — | COM | 78080N108 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $104 | 0.0% | $1.30 | — | Com | 03073H108 |
| — | STREAM GLOBAL SVCS INC | 517,426 | $98 | 0.0% | $0.51 | — | *W EXP 10/17/201 | 86323M118 |
| — | Put CASEY'S GENERAL 11/20/2010 40.00 | 263,700 | $88 | 0.0% | — | — | Put | 147528953 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $59 | 0.0% | $1.38 | — | COM | 45408X100 |
| — | Put SPDR S&P 500 ET Apr10 115.00 | 35,100 | $30 | 0.0% | — | — | Put | 78462F953 |
| — | Put ISHARES BARCLAY 12/18/2010 100.00 | 10,000 | $15 | 0.0% | — | — | Put | OP113602 |
| — | CREDIT SUISSE HIGH YIELD | 142,600 | $10 | 0.0% | $0.07 | — | RIGHT 99/99/9999 | 22544F111 |