CIK: 0001504304 · Show all filings
Period: Q4 2010 (← Previous) (Next →)
Filing Date: Nov 24, 2015
Total Value ($000): $239,447 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 1,648,355 | $28,910 | 12.1% | $13.97 | — | Com | 867037103 |
| — | GYRODYNE CO AMER INC | 237,332 | $19,046 | 8.0% | $41.88 | — | Com | 403820103 |
| — | BLUE CHIP VALUE FD INC | 5,020,030 | $18,624 | 7.8% | $3.36 | — | Com | 095333100 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,048,965 | $16,510 | 6.9% | $13.74 | — | Com | 867038101 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,522,182 | $14,969 | 6.3% | $3.61 | — | Com | 529900102 |
| — | DWS RREEF WORLD REAL EST & T | 639,662 | $11,674 | 4.9% | $17.19 | — | COM NEW | 23339T209 |
| CASY | CASEYS GEN STORES INC | 274,394 | $11,664 | 4.9% | $41.75 | — | Com | 147528103 |
| — | MORGAN STANLEY ASIA PAC FD I | 623,916 | $10,594 | 4.4% | $15.11 | — | Com | 61744U106 |
| — | LMP CAP & INCOME FD INC | 711,919 | $8,863 | 3.7% | $11.55 | — | Com | 50208A102 |
| — | MACQUARIE FT TR GB INF UT DIV | 572,638 | $8,292 | 3.5% | $14.14 | — | Com | 55607W100 |
| — | LIBERTY ALL STAR EQUITY FD | 1,552,302 | $7,653 | 3.2% | $4.60 | — | SH BEN INT | 530158104 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,711,681 | $6,829 | 2.9% | $3.21 | — | COM | 64190A103 |
| — | ROYCE VALUE TR INC | 393,127 | $5,716 | 2.4% | $11.59 | — | Com | 780910105 |
| — | BJS WHOLESALE CLUB INC | 112,665 | $5,397 | 2.3% | $47.90 | — | Com | 05548J106 |
| — | TRI CONTL CORP | 391,619 | $5,389 | 2.3% | $11.56 | — | Com | 895436103 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5,163 | 2.2% | $9.65 | — | SHS | G19867103 |
| — | ROYCE MICRO-CAP TR INC | 470,252 | $4,608 | 1.9% | $8.04 | — | Com | 780915104 |
| — | MVC CAPITAL INC | 215,370 | $3,144 | 1.3% | $12.82 | — | Com | 553829102 |
| — | KOREA EQUITY FD INC | 255,504 | $3,125 | 1.3% | $9.29 | — | Com | 50063B104 |
| — | ADAMS EXPRESS CO | 287,316 | $3,080 | 1.3% | $9.82 | — | Com | 006212104 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3,064 | 1.3% | $14.58 | — | Com | 101541100 |
| — | PROMOTORA DE INFORMACIONES S | 283,250 | $2,702 | 1.1% | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | H & Q HEALTHCARE INVESTORS SH | 181,415 | $2,426 | 1.0% | $10.94 | — | SH BEN INT | 404052102 |
| — | AUSTRALIA ACQUISITION CORP | 250,000 | $2,338 | 1.0% | $9.35 | — | UNITS | G06368123 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 282,378 | $2,318 | 1.0% | $7.48 | — | Com | 36239Q109 |
| — | FIRST OPPORTUNITY FD INC | 295,606 | $2,196 | 0.9% | $6.30 | — | Com | 33587T108 |
| — | RIVERSOURCE LASALLE INTL R/E | 222,179 | $2,088 | 0.9% | $8.22 | — | Com | 76932W102 |
| — | BOULDER GROWTH & INCOME FD INC | 317,868 | $1,980 | 0.8% | $6.05 | — | Com | 101507101 |
| — | MACQUARIE GLBL INFRA TOTL RE | 101,180 | $1,748 | 0.7% | $14.25 | — | Com | 55608D101 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1,460 | 0.6% | $7.65 | — | Com | 592834105 |
| — | ELLSWORTH FUND LTD | 195,201 | $1,434 | 0.6% | $6.56 | — | Com | 289074106 |
| — | WINN DIXIE STORES INC | 192,299 | $1,380 | 0.6% | $8.89 | — | COM NEW | 974280307 |
| — | BANCROFT FUND LTD | 65,349 | $1,103 | 0.5% | $15.60 | — | Com | 059695106 |
| — | ROBERTS REALTY INVS | 738,002 | $1,074 | 0.4% | $1.30 | — | Com | 769900101 |
| — | H & Q LIFE SCIENCES INVS | 98,659 | $1,062 | 0.4% | $9.75 | — | SH BEN INT | 404053100 |
| — | AMERICAN STRATEGIC INCOME III | 128,376 | $982 | 0.4% | $7.65 | — | Com | 03009T101 |
| — | ALPINE GLOBAL PREMIER PPTYS | 128,945 | $914 | 0.4% | $7.09 | — | Com | 02083A103 |
| — | JOHN HANCOCK BK &THRIFT OPP | 42,947 | $739 | 0.3% | $15.13 | — | SH BEN INT NEW | 409735206 |
| EQS | EQUUS TOTAL RETURN | 276,548 | $691 | 0.3% | $2.47 | — | Com | 294766100 |
| — | ARMOUR RESIDENTIAL REIT INC | 86,211 | $673 | 0.3% | $7.02 | — | COM | 042315101 |
| — | DWS HIGH INCOME OPPORT FD IN | 45,983 | $647 | 0.3% | $12.24 | — | COM NEW | 23339M204 |
| — | COHEN & STEERS INFRASTRUCTUR | 37,068 | $608 | 0.3% | $14.72 | — | Com | 19248A109 |
| — | GABELLI GLOBAL DEAL FD | 38,000 | $508 | 0.2% | $13.37 | — | COM SBI | 36245G103 |
| — | TAIWAN GREATER CHINA FD SH BEN | 57,848 | $440 | 0.2% | $6.33 | — | SH BEN INT | 874037104 |
| — | CALAMOS STRATEGIC TOTL RETN | 45,980 | $426 | 0.2% | $9.26 | — | COM SH BEN INT | 128125101 |
| — | BLACKROCK CREDIT ALL IN TR III | 40,201 | $423 | 0.2% | $10.52 | — | COM SHS | 09249V103 |
| — | TS&W CLAYMORE TAX ADVNTG BL | 39,763 | $419 | 0.2% | $10.54 | — | Com | 87280R108 |
| — | NUVEEN MULTI STRAT INC & GR II | 40,590 | $353 | 0.1% | $8.20 | — | Com | 67073B106 |
| — | PROMOTORA DE INFORMACIONES S | 41,624 | $334 | 0.1% | $8.02 | — | ADR CL A SHS | 74343G204 |
| — | GABELLI DIVD & INCOME TR | 21,572 | $331 | 0.1% | $13.64 | — | Com | 36242H104 |
| MYRX | MYREXIS INC | 75,000 | $312 | 0.1% | $3.76 | — | Com | 62856H107 |
| — | BLACKROCK CR ALLCTN INC TR COM | 23,614 | $286 | 0.1% | $12.11 | — | COM | 092508100 |
| — | AUSTRALIA ACQUISITION-CW15 | 550,000 | $275 | 0.1% | $0.50 | — | *W EXP 99/99/999 | G06368115 |
| — | CENTRAL SECS CORP | 11,106 | $244 | 0.1% | $19.88 | — | Com | 155123102 |
| — | MOTOROLA INC | 25,000 | $227 | 0.1% | $9.08 | — | Common Stocks | 620076109 |
| — | DELAWAR INVTS AZ MUN INCOME | 17,266 | $221 | 0.1% | $12.80 | — | COM | 246100101 |
| — | EATON VANCE SENIOR INCOME TR | 29,485 | $211 | 0.1% | $7.16 | — | SH BEN INT | 27826S103 |
| — | DCA TOTAL RETURN FD | 54,636 | $188 | 0.1% | $2.78 | — | Com | 233066109 |
| — | CAZADOR ACQUISITION COR-CW15 | 535,000 | $175 | 0.1% | $0.33 | — | *W EXP 99/99/999 | G19867129 |
| — | CLAYMORE DIVID & INCOME FD | 10,837 | $163 | 0.1% | $15.38 | — | COM | 18385J105 |
| — | NEW IRELAND FUND INC | 19,499 | $134 | 0.1% | $6.87 | — | Com | 645673104 |
| — | SEANERGY MARITIME HLDGS CORP | 145,000 | $133 | 0.1% | $1.12 | — | SHS | Y73760103 |
| — | ROYCE FOCUS TR COM | 17,500 | $132 | 0.1% | $6.34 | — | COM | 78080N108 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $102 | 0.0% | $1.30 | — | Com | 03073H108 |
| — | ZWEIG FD | 26,620 | $89 | 0.0% | $3.31 | — | Com | 989834106 |
| — | GABELLI HLTHCARE & WELLNESS | 11,325 | $80 | 0.0% | $7.06 | — | SHS | 36246K103 |
| — | CAPITAL GOLD CORP | 14,854 | $75 | 0.0% | $4.82 | — | COM NEW | 14018Y205 |
| — | ZWEIG TOTAL RETURN FD INC | 20,000 | $71 | 0.0% | $3.81 | — | Put | 989837109 |
| — | BLACKROCK INCOME TR INC | 10,000 | $68 | 0.0% | $6.80 | — | Com | 09247F100 |
| — | NUVEEN MULTI STRAT INC & GR | 7,300 | $61 | 0.0% | $8.36 | — | Com | 67073D102 |
| — | STREAM GLOBAL SVCS INC | 517,426 | $52 | 0.0% | $0.51 | — | *W EXP 10/17/201 | 86323M118 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $29 | 0.0% | $1.38 | — | COM | 45408X100 |
| — | Put SPDR S&P 500 ET Jan 7 2011 123.00 | 36,100 | $8 | 0.0% | — | — | Put | 78462F953 |