CIK: 0001504304 · Show all filings
Period: Q1 2011 (← Previous) (Next →)
Filing Date: Nov 30, 2015
Total Value ($000): $273,140 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 2,552,566 | $51,077 | 18.7% | $16.11 | — | Com | 867037103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,326,332 | $24,099 | 8.8% | $14.67 | — | Com | 867038101 |
| CASY | CASEYS GEN STORES INC | 547,657 | $21,359 | 7.8% | $40.38 | — | Com | 147528103 |
| — | GYRODYNE CO AMER INC | 241,232 | $18,082 | 6.6% | $42.42 | — | Com | 403820103 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,531,682 | $16,281 | 6.0% | $3.61 | — | Com | 529900102 |
| — | LMP CAP & INCOME FD INC | 1,044,687 | $13,894 | 5.1% | $12.11 | — | Com | 50208A102 |
| — | MORGAN STANLEY ASIA PAC FD I | 676,667 | $11,530 | 4.2% | $15.26 | — | Com | 61744U106 |
| — | LIBERTY ALL STAR EQUITY FD | 2,110,676 | $11,102 | 4.1% | $4.77 | — | SH BEN INT | 530158104 |
| — | MACQUARIE FT TR GB INF UT DIV | 655,526 | $10,398 | 3.8% | $14.36 | — | Com | 55607W100 |
| — | ZWEIG TOTAL RETURN FD INC | 2,252,427 | $7,816 | 2.9% | $3.47 | — | Com | 989837109 |
| — | AUSTRALIA ACQUISITION CORP | 825,000 | $7,715 | 2.8% | $9.35 | — | SHS | G06368107 |
| — | ROYCE VALUE TR INC | 375,275 | $5,775 | 2.1% | $11.59 | — | Com | 780910105 |
| — | TRI CONTL CORP | 391,619 | $5,725 | 2.1% | $11.56 | — | Com | 895436103 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,280,426 | $5,288 | 1.9% | $3.21 | — | COM | 64190A103 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5,171 | 1.9% | $9.65 | — | SHS | G19867103 |
| — | ROYCE MICRO-CAP TR INC | 490,198 | $5,019 | 1.8% | $8.13 | — | Com | 780915104 |
| — | ALPINE GLOBAL PREMIER PPTYS | 519,528 | $3,642 | 1.3% | $7.03 | — | Com | 02083A103 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3,309 | 1.2% | $14.58 | — | Com | 101541100 |
| — | ADAMS EXPRESS CO | 287,316 | $3,264 | 1.2% | $9.82 | — | Com | 006212104 |
| — | MVC CAPITAL INC | 223,777 | $3,070 | 1.1% | $12.85 | — | Com | 553829102 |
| — | PROMOTORA DE INFORMACIONES S | 190,650 | $2,274 | 0.8% | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 282,378 | $2,205 | 0.8% | $7.48 | — | Com | 36239Q109 |
| — | RIVERSOURCE LASALLE INTL R/E | 222,179 | $2,196 | 0.8% | $8.22 | — | Com | 76932W102 |
| — | BOULDER GROWTH & INCOME FD INC | 317,868 | $2,098 | 0.8% | $6.05 | — | Com | 101507101 |
| — | KOREA EQUITY FD INC | 147,404 | $2,006 | 0.7% | $9.29 | — | Com | 50063B104 |
| — | MACQUARIE GLBL INFRA TOTL RE | 101,180 | $1,843 | 0.7% | $14.25 | — | Com | 55608D101 |
| — | AGREE REALTY CORP | 76,958 | $1,728 | 0.6% | $22.45 | — | COM | 08492100 |
| — | BLACKROCK CREDIT ALL IN TR III | 156,642 | $1,649 | 0.6% | $10.53 | — | COM SHS | 09249V103 |
| — | H & Q LIFE SCIENCES INVS | 125,213 | $1,505 | 0.6% | $10.23 | — | SH BEN INT | 404053100 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1,492 | 0.5% | $7.65 | — | Com | 592834105 |
| — | ELLSWORTH FUND LTD | 195,201 | $1,479 | 0.5% | $6.56 | — | Com | 289074106 |
| — | BLACKROCK CR ALLCTN INC TR COM | 119,353 | $1,447 | 0.5% | $12.12 | — | Com | 092508100 |
| — | ROBERTS REALTY INVS | 718,414 | $1,385 | 0.5% | $1.30 | — | Com | 769900101 |
| — | WINN DIXIE STORES INC | 192,299 | $1,373 | 0.5% | $8.89 | — | COM NEW | 974280307 |
| GM | GENERAL MTRS CO | 37,100 | $1,151 | 0.4% | $31.02 | — | Com | 37045V100 |
| — | BANCROFT FUND LTD | 65,349 | $1,144 | 0.4% | $15.60 | — | Com | 059695106 |
| — | H & Q HEALTHCARE INVESTORS SH | 74,683 | $1,069 | 0.4% | $10.94 | — | SH BEN INT | 404052102 |
| — | TS&W CLAYMORE TAX ADVNTG BL | 78,886 | $869 | 0.3% | $10.77 | — | Com | 87280R108 |
| — | NUVEEN MULTI STRAT INC & GR II | 97,300 | $828 | 0.3% | $8.38 | — | Com | 67073B106 |
| — | AMERICAN STRATEGIC INCOME III | 107,006 | $817 | 0.3% | $7.65 | — | Com | 03009T101 |
| — | GDL FUND | 55,932 | $757 | 0.3% | $13.53 | — | COM SH BEN IT | 361570104 |
| EQS | EQUUS TOTAL RETURN | 276,548 | $719 | 0.3% | $2.47 | — | Com | 294766100 |
| — | COHEN & STEERS INFRASTRUCTUR | 37,068 | $654 | 0.2% | $14.72 | — | Com | 19248A109 |
| — | DWS HIGH INCOME OPPORT FD IN | 43,947 | $644 | 0.2% | $12.24 | — | COM NEW | 23339M204 |
| — | NEW IRELAND FUND INC | 77,170 | $590 | 0.2% | $7.45 | — | Com | 645673104 |
| — | NUVEEN CR STRATEGIES INCM FD C | 64,118 | $574 | 0.2% | $8.88 | — | COM SHS | 67073D102 |
| — | CALAMOS STRATEGIC TOTL RETN | 45,980 | $447 | 0.2% | $9.26 | — | COM SH BEN INT | 128125101 |
| — | GABELLI DIVD & INCOME TR | 21,572 | $359 | 0.1% | $13.64 | — | Com | 36242H104 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,853 | $344 | 0.1% | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | AMERN STRATEGIC INCOME PTFL II | 35,640 | $322 | 0.1% | $9.03 | — | Com | 030099105 |
| — | TAIWAN GREATER CHINA FD SH BEN | 44,009 | $317 | 0.1% | $6.33 | — | SH BEN INT | 874037104 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $309 | 0.1% | $8.02 | — | ADR CL A SHS | 74343G204 |
| MYRX | MYREXIS INC | 75,000 | $289 | 0.1% | $3.76 | — | Com | 62856H107 |
| — | DELAWAR INVTS AZ MUN INCOME | 21,190 | $274 | 0.1% | $12.82 | — | COM | 246100101 |
| — | CENTRAL SECS CORP | 11,106 | $260 | 0.1% | $19.88 | — | Com | 155123102 |
| — | AUSTRALIA ACQUISITION-CW15 | 800,000 | $253 | 0.1% | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | BLACKROCK CREDIT ALL INC TR II | 25,000 | $246 | 0.1% | $9.84 | — | Com | 09255H105 |
| — | FIRST TR STRAT HGH INC FD III | 57,216 | $245 | 0.1% | $4.28 | — | Com | 33735C106 |
| — | CAZADOR ACQUISITION COR-CW15 | 535,000 | $241 | 0.1% | $0.33 | — | *W EXP 99/99/999 | G19867129 |
| — | DCA TOTAL RETURN FD | 54,636 | $205 | 0.1% | $2.78 | — | Com | 233066109 |
| — | SPDR S&P 500 ET Apr11 128.00 | 76,000 | $151 | 0.1% | — | — | Put | 78462F953 |
| — | ROYCE FOCUS TR COM | 17,500 | $146 | 0.1% | $6.34 | — | COM | 78080N108 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 15,000 | $115 | 0.0% | $7.67 | — | Com | 01881E101 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $100 | 0.0% | $1.30 | — | Com | 03073H108 |
| — | ZWEIG FD | 26,620 | $96 | 0.0% | $3.31 | — | Com | 989834106 |
| — | SEANERGY MARITIME HLDGS CORP | 145,000 | $89 | 0.0% | $1.12 | — | SHS | Y73760103 |
| — | GABELLI HLTHCARE & WELLNESS | 11,325 | $87 | 0.0% | $7.06 | — | SHS | 36246K103 |
| — | BLACKROCK INCOME TR INC | 12,000 | $81 | 0.0% | $6.79 | — | Com | 09247F100 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $27 | 0.0% | $1.38 | — | COM | 45408X100 |
| EFA | ISHARES MSCI EAFE JUNE11 57.00 | 8,300 | $11 | 0.0% | — | — | Put | 464287465 |
| — | STREAM GLOBAL SVCS INC | 517,426 | $10 | 0.0% | $0.51 | — | *W EXP 10/17/201 | 86323M118 |
| — | GABELLI HLTHCARE & WELLNESS | 11,328 | $4 | 0.0% | $0.35 | — | RIGHT 04/12/2011 | 36246K111 |