CIK: 0001504304 · Show all filings
Period: Q2 2011 (← Previous) (Next →)
Filing Date: Dec 2, 2015
Total Value ($000): $274,944 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 2,720,068 | $56,496 | 20.5% | $16.39 | — | Com | 867037103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,396,814 | $26,679 | 9.7% | $14.89 | — | Com | 867038101 |
| — | GYRODYNE CO AMER INC | 242,632 | $16,499 | 6.0% | $42.42 | — | Com | 403820103 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,531,682 | $15,681 | 5.7% | $3.61 | — | Com | 529900102 |
| — | LIBERTY ALL STAR EQUITY FD | 2,906,142 | $15,025 | 5.5% | $4.88 | — | SH BEN INT | 530158104 |
| — | ALPINE GLOBAL PREMIER PPTYS | 1,284,496 | $9,235 | 3.4% | $7.12 | — | Com | 02083A103 |
| — | MACQUARIE FT TR GB INF UT DIV | 518,975 | $8,298 | 3.0% | $14.36 | — | Com | 55607W100 |
| — | AUSTRALIA ACQUISITION CORP | 832,000 | $8,073 | 2.9% | $9.35 | — | SHS | G06368107 |
| — | TS&W CLAYMORE TAX ADVNTG BL | 677,484 | $7,703 | 2.8% | $11.30 | — | Com | 87280R108 |
| — | ROYCE VALUE TR INC | 375,637 | $7,509 | 2.7% | $11.59 | — | Com | 780910105 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 916,881 | $7,308 | 2.7% | $7.82 | — | Com | 36239Q109 |
| — | TRI CONTL CORP | 391,619 | $5,847 | 2.1% | $11.56 | — | Com | 895436103 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,280,634 | $5,507 | 2.0% | $3.21 | — | COM | 64190A103 |
| — | UNIVERAL BUSINESS PMT SOL AC | 917,600 | $5,506 | 2.0% | $6.00 | — | UNIT 99/99/9999 | 913384202 |
| — | NEW IRELAND FUND INC | 603,448 | $5,171 | 1.9% | $8.43 | — | Com | 645673104 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5,158 | 1.9% | $9.65 | — | SHS | G19867103 |
| CASY | CASEYS GEN STORES INC | 112,473 | $4,949 | 1.8% | $40.38 | — | Com | 147528103 |
| — | ROYCE MICRO-CAP TR INC | 490,895 | $4,849 | 1.8% | $8.13 | — | Com | 780915104 |
| — | LMP CAP & INCOME FD INC | 343,098 | $4,707 | 1.7% | $12.11 | — | Com | 50208A102 |
| — | SHELTON GTR CHINA FD | 545,948 | $4,144 | 1.5% | $7.59 | — | SH BEN INT | 823014105 |
| — | ZWEIG TOTAL RETURN FD INC | 1,000,845 | $3,393 | 1.2% | $3.47 | — | Com | 989837109 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3,255 | 1.2% | $14.58 | — | Com | 101541100 |
| — | FIRST TR STRAT HGH INC FD III | 715,815 | $3,235 | 1.2% | $4.50 | — | Com | 33735C106 |
| — | ADAMS EXPRESS CO | 287,316 | $3,201 | 1.2% | $9.82 | — | Com | 006212104 |
| — | MVC CAPITAL INC | 229,965 | $3,042 | 1.1% | $12.86 | — | Com | 553829102 |
| PSEC | PROSPECT CAPITAL CORPORATION | 233,000 | $2,356 | 0.9% | $10.11 | — | Com | 74348T102 |
| — | BOULDER GROWTH & INCOME FD INC | 322,868 | $2,092 | 0.8% | $6.06 | — | Com | 101507101 |
| — | IBERO-AMERICA FD INC | 268,286 | $2,040 | 0.7% | $7.60 | — | Com | 45082X103 |
| — | CHINA GROWTH EQUITY INV LTD | 200,000 | $2,000 | 0.7% | $10.00 | — | UNIT 05/14/2016 | G2114K115 |
| — | MACQUARIE GLBL INFRA TOTL RE | 104,180 | $1,935 | 0.7% | $14.37 | — | Com | 55608D101 |
| — | PROMOTORA DE INFORMACIONES S | 190,650 | $1,906 | 0.7% | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | PRIME ACQUISITION CORP | 200,000 | $1,888 | 0.7% | $9.44 | — | SHS | G72436101 |
| — | KOREA EQUITY FD INC | 122,605 | $1,773 | 0.6% | $9.29 | — | Com | 50063B104 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1,505 | 0.5% | $7.65 | — | Com | 592834105 |
| — | BLACKROCK CR ALLCTN INC TR COM | 119,353 | $1,493 | 0.5% | $12.12 | — | Com | 092508100 |
| — | GLOBAL EAGLE ACQUISITION COR | 145,250 | $1,377 | 0.5% | $9.48 | — | COM | 37951D102 |
| — | ROBERTS REALTY INVS | 713,594 | $1,320 | 0.5% | $1.30 | — | Com | 769900101 |
| — | BANCROFT FUND LTD | 65,349 | $1,137 | 0.4% | $15.60 | — | Com | 059695106 |
| GM | GENERAL MTRS CO | 37,100 | $1,126 | 0.4% | $31.02 | — | Com | 37045V100 |
| EQS | EQUUS TOTAL RETURN | 390,145 | $936 | 0.3% | $2.45 | — | Com | 294766100 |
| — | ELLSWORTH FUND LTD | 115,750 | $873 | 0.3% | $6.56 | — | Com | 289074106 |
| — | GDL FUND | 55,932 | $750 | 0.3% | $13.53 | — | COM SH BEN IT | 361570104 |
| — | COHEN & STEERS INFRASTRUCTUR | 37,068 | $660 | 0.2% | $14.72 | — | Com | 19248A109 |
| — | NUVEEN MULTI STRAT INC & GR | 64,118 | $586 | 0.2% | $8.88 | — | Com | 67073D102 |
| — | AMERICAN STRATEGIC INCOME III | 64,933 | $515 | 0.2% | $7.65 | — | Com | 03009T101 |
| — | MORGAN STANLEY ASIA PAC FD I | 26,440 | $450 | 0.2% | $15.26 | — | Com | 61744U106 |
| — | CALAMOS STRATEGIC TOTL RETN | 45,980 | $440 | 0.2% | $9.26 | — | COM SH BEN INT | 128125101 |
| — | AUSTRALIA ACQUISITION-CW15 | 800,000 | $379 | 0.1% | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | GABELLI DIVD & INCOME TR | 21,572 | $358 | 0.1% | $13.64 | — | Com | 36242H104 |
| MYRX | MYREXIS INC | 92,900 | $333 | 0.1% | $3.73 | — | Com | 62856H107 |
| — | AMERN STRATEGIC INCOME PTFL II | 35,640 | $329 | 0.1% | $9.03 | — | Com | 030099105 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,853 | $326 | 0.1% | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | H & Q LIFE SCIENCES INVS | 25,565 | $318 | 0.1% | $10.23 | — | SH BEN INT | 404053100 |
| — | DELAWARE INV NATL MUNI INC F | 24,271 | $303 | 0.1% | $12.48 | — | Mutual Funds | 24610T108 |
| — | GREATER CHINA FD INC | 20,984 | $266 | 0.1% | $12.68 | — | Com | 39167B102 |
| — | CENTRAL SECS CORP | 11,106 | $265 | 0.1% | $19.88 | — | Com | 155123102 |
| — | CAZADOR ACQUISITION COR-CW15 | 635,000 | $254 | 0.1% | $0.34 | — | *W EXP 99/99/999 | G19867129 |
| — | BLACKROCK CREDIT ALL INC TR II | 25,000 | $254 | 0.1% | $9.84 | — | Com | 09255H105 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $243 | 0.1% | $8.02 | — | ADR CL A SHS | 74343G204 |
| — | DCA TOTAL RETURN FD | 54,636 | $208 | 0.1% | $2.78 | — | Com | 233066109 |
| — | THAI FD INC | 14,700 | $187 | 0.1% | $12.72 | — | Com | 882904105 |
| — | PRIME ACQUISITION CORP | 17,500 | $175 | 0.1% | $10.00 | — | UNIT 99/99/9999 | G72436119 |
| — | GABELLI HLTHCARE & WELLNESS | 19,020 | $147 | 0.1% | $7.33 | — | SHS | 36246K103 |
| — | ROYCE FOCUS TR COM | 17,500 | $137 | 0.0% | $6.34 | — | COM | 78080N108 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 16,454 | $130 | 0.0% | $7.69 | — | Com | 01881E101 |
| — | PRIME ACQUISITION CORP | 200,000 | $118 | 0.0% | $0.59 | — | *W EXP 99/99/999 | G72436127 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $111 | 0.0% | $1.30 | — | Com | 03073H108 |
| — | NUVEEN MULTI STRAT INC & GR II | 12,300 | $110 | 0.0% | $8.38 | — | Com | 67073B106 |
| — | PUTNAM MASTER INTER INC TST | 16,380 | $95 | 0.0% | $5.80 | — | SH BEN INT | 746909100 |
| — | BLACKROCK INCOME TR INC | 12,000 | $84 | 0.0% | $6.79 | — | Com | 09247F100 |
| — | GLOBAL EAGLE ACQUISITION COR | 90,722 | $77 | 0.0% | $0.85 | — | W EXP 05/13/201 | 37951D110 |
| — | SEANERGY MARITIME HLDGS CORP | 28,330 | $56 | 0.0% | $1.12 | — | SHS | Y73760103 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $19 | 0.0% | $1.38 | — | COM | 45408X100 |
| — | STREAM GLOBAL SVCS INC | 517,126 | $12 | 0.0% | $0.51 | — | *W EXP 10/17/201 | 86323M118 |
| — | SPDR S&P 500 ET JULY16 128.00 | 25,600 | $12 | 0.0% | — | — | Put | 78462F953 |
| — | CHINA SECURITY 09/17/2011 5.00 | 10,000 | $10 | 0.0% | — | — | Put | 16942J955 |