Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q3 2011 (← Previous) (Next →)
Filing Date: Dec 9, 2015
Total Value: $316M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FD | 3,876,593 | $56.85M | 18.0% | $14.67 | $7.33 | — | SH BEN INT | 530158104 |
| — | SUNAMERICA FCSED ALPHA GRW F | 2,873,019 | $50.67M | 16.0% | $17.64 | $16.46 | — | Com | 867037103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,478,939 | $23.13M | 7.3% | $15.64 | $14.93 | — | Com | 867038101 |
| — | GYRODYNE CO AMER INC | 305,667 | $16.91M | 5.4% | $55.33 | $45.08 | — | Com | 403820103 |
| — | EATON VANCE RISK MNGD DIV EQ | 1,452,322 | $15.9M | 5.0% | $10.95 | $10.95 | — | Com | 27829G106 |
| — | TS&W CLAYMORE TAX ADVNTG BL | 1,239,445 | $13.52M | 4.3% | $10.91 | $11.12 | — | Com | 87280R108 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,383,673 | $12.18M | 3.9% | $3.60 | $3.61 | — | Com | 529900102 |
| — | ZWEIG TOTAL RETURN FD INC | 3,309,717 | $10.02M | 3.2% | $3.03 | $3.16 | — | Com | 989837109 |
| — | ALPINE GLOBAL PREMIER PPTYS | 1,856,113 | $9.912M | 3.1% | $5.34 | $6.58 | — | Com | 02083A103 |
| — | AUSTRALIA ACQUISITION CORP | 832,000 | $8.098M | 2.6% | $9.73 | $9.35 | — | SHS | G06368107 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 921,881 | $5.739M | 1.8% | $6.23 | $7.82 | — | Com | 36239Q109 |
| — | NEW IRELAND FUND INC | 813,672 | $5.703M | 1.8% | $7.01 | $8.06 | — | Com | 645673104 |
| — | UNIVERAL BUSINESS PMT SOL AC | 917,600 | $5.496M | 1.7% | $5.99 | $6.00 | — | UNIT 99/99/9999 | 913384202 |
| — | ROYCE VALUE TR INC | 483,483 | $5.357M | 1.7% | $11.08 | $11.48 | — | Com | 780910105 |
| — | NAUTILUS MARINE ACQUISIT COR | 544,524 | $5.188M | 1.6% | $9.53 | $9.53 | — | SHS | Y6255E101 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5.184M | 1.6% | $9.69 | $9.65 | — | SHS | G19867103 |
| — | TRI CONTL CORP | 391,619 | $4.981M | 1.6% | $12.72 | $11.56 | — | Com | 895436103 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,280,634 | $4.508M | 1.4% | $3.52 | $3.21 | — | COM | 64190A103 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 516,450 | $4.116M | 1.3% | $7.97 | $7.96 | — | Com | 01881E101 |
| — | MVC CAPITAL INC | 363,418 | $3.805M | 1.2% | $10.47 | $11.98 | — | Com | 553829102 |
| — | ROYCE MICRO-CAP TR INC | 491,756 | $3.757M | 1.2% | $7.64 | $8.13 | — | Com | 780915104 |
| — | FIRST TR STRAT HGH INC FD III | 749,805 | $2.977M | 0.9% | $3.97 | $4.48 | — | Com | 33735C106 |
| — | SHELTON GTR CHINA FD | 463,941 | $2.724M | 0.9% | $5.87 | $7.59 | — | SH BEN INT | 823014105 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $2.665M | 0.8% | $13.50 | $14.58 | — | Com | 101541100 |
| — | ADAMS EXPRESS CO | 287,316 | $2.646M | 0.8% | $9.21 | $9.82 | — | Com | 006212104 |
| — | PRIME ACQUISITION CORP | 266,000 | $2.537M | 0.8% | $9.54 | $9.46 | — | SHS | G72436101 |
| — | MACQUARIE GLBL INFRA TOTL RE | 140,757 | $2.156M | 0.7% | $15.32 | $14.62 | — | Com | 55608D101 |
| PSEC | PROSPECT CAPITAL CORPORATION | 243,000 | $2.044M | 0.6% | $8.41 | $10.04 | — | Com | 74348T102 |
| — | CHINA GROWTH EQUITY INV LTD | 200,000 | $1.898M | 0.6% | $9.49 | $9.49 | — | SHS | G2114K107 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $1.858M | 0.6% | $9.58 | $9.58 | — | SHS | G11962100 |
| — | LMP CAP & INCOME FD INC | 158,545 | $1.815M | 0.6% | $11.45 | $12.11 | — | Com | 50208A102 |
| — | BOULDER GROWTH & INCOME FD INC | 322,868 | $1.763M | 0.6% | $5.46 | $6.06 | — | Com | 101507101 |
| — | MORGAN STANLEY ASIA PAC FD I | 110,270 | $1.547M | 0.5% | $14.03 | $14.32 | — | Com | 61744U106 |
| — | KOREA EQUITY FD INC | 134,805 | $1.508M | 0.5% | $11.19 | $9.46 | — | Com | 50063B104 |
| — | GLOBAL EAGLE ACQUISITION COR | 145,250 | $1.38M | 0.4% | $9.50 | $9.48 | — | COM | 37951D102 |
| — | CENTRAL SECS CORP | 11,106 | $1.276M | 0.4% | $114.89 | $19.88 | — | Com | 155123102 |
| — | MEXICO EQUITY AND INCOME FD | 128,845 | $1.236M | 0.4% | $9.59 | $7.65 | — | Com | 592834105 |
| — | ROBERTS REALTY INVS | 705,798 | $1.108M | 0.4% | $1.57 | $1.30 | — | Com | 769900101 |
| — | BANCROFT FUND LTD | 73,349 | $1.085M | 0.3% | $14.79 | $15.52 | — | Com | 059695106 |
| EQS | EQUUS TOTAL RETURN | 554,247 | $1.042M | 0.3% | $1.88 | $2.28 | — | Com | 294766100 |
| — | AMERICAN STRATEGIC INCOME III | 131,472 | $913K | 0.3% | $6.94 | $7.29 | — | Com | 03009T101 |
| — | PROMOTORA DE INFORMACIONES S | 190,650 | $844K | 0.3% | $4.43 | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | ELLSWORTH FUND LTD | 115,750 | $744K | 0.2% | $6.43 | $6.56 | — | Com | 289074106 |
| — | DIAMOND HILL FINL TRNDS FD I | 89,578 | $675K | 0.2% | $7.54 | $7.54 | — | COM | 25264C101 |
| — | BLACKROCK CR ALLCTN INC TR COM | 58,814 | $675K | 0.2% | $11.48 | $12.12 | — | Com | 092508100 |
| — | NUVEEN MULTI STRAT INC & GR | 69,362 | $545K | 0.2% | $7.86 | $8.81 | — | Com | 67073D102 |
| — | COHEN & STEERS INFRASTRUCTUR | 32,068 | $499K | 0.2% | $15.56 | $14.72 | — | Com | 19248A109 |
| — | GDL FUND | 41,327 | $493K | 0.2% | $11.93 | $13.53 | — | COM SH BEN IT | 361570104 |
| — | GREATER CHINA FD INC | 37,462 | $366K | 0.1% | $9.77 | $11.40 | — | Com | 39167B102 |
| — | CALAMOS STRATEGIC TOTL RETN | 45,980 | $366K | 0.1% | $7.96 | $9.26 | — | COM SH BEN INT | 128125101 |
| — | FEDERATED ENHANC TREAS INCM | 18,241 | $274K | 0.1% | $15.02 | $15.02 | — | COM SH BEN INT | 314162108 |
| — | AMERN STRATEGIC INCOME PTFL II | 30,965 | $253K | 0.1% | $8.17 | $9.03 | — | Com | 030099105 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,853 | $248K | 0.1% | $12.49 | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | AUSTRALIA ACQUISITION-CW15 | 800,000 | $221K | 0.1% | $0.28 | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | NAUTILUS MARINE ACQUISI-CW16 | 544,524 | $202K | 0.1% | $0.37 | $0.37 | — | *W EXP 06/17/201 | Y6255E119 |
| — | SPDR S&P 500 ET 1/21/2012 112.00 | 53,200 | $198K | 0.1% | $3.72 | — | — | Put | 78462F953 |
| — | CAZADOR ACQUISITION COR-CW15 | 635,000 | $191K | 0.1% | $0.30 | $0.34 | — | *W EXP 99/99/999 | G19867129 |
| — | DCA TOTAL RETURN FD | 54,636 | $180K | 0.1% | $3.29 | $2.78 | — | Com | 233066109 |
| — | THAI FD INC | 14,700 | $174K | 0.1% | $11.84 | $12.72 | — | Com | 882904105 |
| — | PRIME ACQUISITION CORP | 17,500 | $173K | 0.1% | $9.89 | $10.00 | — | UNIT 99/99/9999 | G72436119 |
| — | H & Q LIFE SCIENCES INVS | 15,231 | $159K | 0.1% | $10.44 | $10.23 | — | SH BEN INT | 404053100 |
| — | GABELLI HLTHCARE & WELLNESS | 19,020 | $127K | 0.0% | $6.68 | $7.33 | — | SHS | 36246K103 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $127K | 0.0% | $0.65 | $0.65 | — | *W EXP 07/20/201 | G11962118 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $110K | 0.0% | $4.19 | $8.02 | — | ADR CL A SHS | 74343G204 |
| — | ROYCE FOCUS TR COM | 17,500 | $106K | 0.0% | $6.06 | $6.34 | — | COM | 78080N108 |
| ZNOG | ZION OIL & GAS INC | 51,453 | $101K | 0.0% | $1.96 | $1.96 | — | Com | 989696109 |
| — | NUVEEN MULTI STRAT INC & GR II | 12,300 | $94,000 | 0.0% | $7.64 | $8.38 | — | Com | 67073B106 |
| — | CHINA GROWTH EQUITY INVE-CW | 200,000 | $92,000 | 0.0% | $0.46 | $0.46 | — | *W EXP 99/99/999 | G2114K123 |
| — | PRIME ACQUISITION CORP | 200,000 | $91,000 | 0.0% | $0.46 | $0.59 | — | *W EXP 99/99/999 | G72436127 |
| — | BLACKROCK INCOME TR INC | 12,000 | $87,000 | 0.0% | $7.25 | $6.79 | — | Com | 09247F100 |
| — | GLOBAL EAGLE ACQUISITION COR | 90,722 | $56,000 | 0.0% | $0.62 | $0.85 | — | W EXP 05/13/201 | 37951D110 |
| — | AMERITRANS CAPTL CORPORATION | 94,800 | $51,000 | 0.0% | $0.54 | $1.30 | — | Com | 03073H108 |
| — | FIRST TR STRTGC HIGH INCM FD | 14,487 | $50,000 | 0.0% | $3.45 | $3.45 | — | COM | 337347108 |
| — | ZION OIL & GAS INC WTS | 104,556 | $29,000 | 0.0% | $0.28 | $0.28 | — | W EXP 08/15/201 | 989696133 |
| — | MCGRAW-HILL COM 01/21/2012 50.00 | 12,500 | $12,000 | 0.0% | $0.96 | — | — | Call | 580645909 |
| — | INDIA GLOBALIZATION CAP INC | 50,000 | $9,000 | 0.0% | $0.18 | $1.38 | — | COM | 45408X100 |
| — | STREAM GLOBAL SVCS INC | 517,426 | $4,000 | 0.0% | $0.01 | $0.51 | — | *W EXP 10/17/201 | 86323M118 |