Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q4 2011 (← Previous) (Next →)
Filing Date: Dec 14, 2015
Total Value: $318M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SUNAMERICA FCSED ALPHA GRW F | 3,081,353 | $56.33M | 17.7% | $18.28 | $16.58 | — | Com | 867037103 |
| — | GYRODYNE CO AMER INC | 305,667 | $31.18M | 9.8% | $102.00 | $45.08 | — | Com | 403820103 |
| — | SUNAMERICA FOCUSE ALPHA LC F | 1,579,127 | $25.61M | 8.1% | $16.22 | $15.02 | — | Com | 867038101 |
| — | LIBERTY ALL STAR EQUITY FD | 5,718,451 | $24.13M | 7.6% | $4.22 | $6.33 | — | SH BEN INT | 530158104 |
| — | TS&W CLAYMORE TAX ADVNTG BL | 1,706,786 | $19.97M | 6.3% | $11.70 | $11.28 | — | Com | 87280R108 |
| — | ALPINE GLOBAL PREMIER PPTYS | 3,582,758 | $18.99M | 6.0% | $5.30 | $5.96 | — | Com | 02083A103 |
| — | EATON VANCE RISK MNGD DIV EQ | 1,795,505 | $18.76M | 5.9% | $10.45 | $10.85 | — | Com | 27829G106 |
| — | ZWEIG TOTAL RETURN FD INC | 4,278,426 | $12.96M | 4.1% | $3.03 | $3.13 | — | Com | 989837109 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,383,673 | $12.89M | 4.1% | $3.81 | $3.61 | — | Com | 529900102 |
| — | AUSTRALIA ACQUISITION CORP | 832,000 | $8.189M | 2.6% | $9.84 | $9.35 | — | SHS | G06368107 |
| — | NEW IRELAND FUND INC | 820,906 | $5.689M | 1.8% | $6.93 | $8.06 | — | Com | 645673104 |
| — | TRI CONTL CORP | 391,619 | $5.573M | 1.8% | $14.23 | $11.56 | — | Com | 895436103 |
| — | NAUTILUS MARINE ACQUISIT COR | 564,524 | $5.408M | 1.7% | $9.58 | $9.53 | — | SHS | Y6255E101 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5.232M | 1.6% | $9.78 | $9.65 | — | SHS | G19867103 |
| — | AMERICAN STRATEGIC INCOME III | 742,766 | $4.843M | 1.5% | $6.52 | $6.66 | — | Com | 03009T101 |
| — | UNIVERSAL BUSINESS PMT SOL A | 810,000 | $4.706M | 1.5% | $5.81 | $5.81 | — | COM | 913384103 |
| — | ROYCE VALUE TR INC | 380,203 | $4.665M | 1.5% | $12.27 | $11.48 | — | Com | 780910105 |
| — | AMERICAN RLTY CAP PPTYS INC | 424,904 | $4.419M | 1.4% | $10.40 | $10.40 | — | Com | 02917T104 |
| — | ROYCE MICRO-CAP TR INC | 490,218 | $4.299M | 1.4% | $8.77 | $8.13 | — | Com | 780915104 |
| — | MVC CAPITAL INC | 363,418 | $4.212M | 1.3% | $11.59 | $11.98 | — | Com | 553829102 |
| — | NEUBERGER BERMAN REAL ESTATE | 989,811 | $3.712M | 1.2% | $3.75 | $3.21 | — | COM | 64190A103 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $2.981M | 0.9% | $15.10 | $14.58 | — | Com | 101541100 |
| — | ADAMS EXPRESS CO | 287,316 | $2.77M | 0.9% | $9.64 | $9.82 | — | Com | 006212104 |
| — | PRIME ACQUISITION CORP | 283,500 | $2.714M | 0.9% | $9.57 | $9.47 | — | SHS | G72436101 |
| — | MACQUARIE GLBL INFRA TOTL RE | 140,357 | $2.384M | 0.8% | $16.99 | $14.62 | — | Com | 55608D101 |
| MYRX | MYREXIS INC | 870,990 | $2.334M | 0.7% | $2.68 | $2.68 | — | Com | 62856H107 |
| — | CHINA GROWTH EQUITY INV LTD | 200,300 | $1.909M | 0.6% | $9.53 | $9.49 | — | SHS | G2114K107 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 244,173 | $1.895M | 0.6% | $7.76 | $9.21 | — | SHS | G11962100 |
| — | BOULDER GROWTH & INCOME FD INC | 322,868 | $1.853M | 0.6% | $5.74 | $6.06 | — | Com | 101507101 |
| — | DIAMOND HILL FINL TRNDS FD I | 198,314 | $1.593M | 0.5% | $8.03 | $7.81 | — | COM | 25264C101 |
| EQS | EQUUS TOTAL RETURN | 558,754 | $1.291M | 0.4% | $2.31 | $2.28 | — | Com | 294766100 |
| — | MEXICO EQUITY AND INCOME FD | 118,522 | $1.179M | 0.4% | $9.95 | $7.65 | — | Com | 592834105 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 167,330 | $1.042M | 0.3% | $6.23 | $7.82 | — | Com | 36239Q109 |
| — | BANCROFT FUND LTD | 62,738 | $948K | 0.3% | $15.11 | $15.52 | — | Com | 059695106 |
| — | MORGAN STANLEY ASIA PAC FD I | 69,730 | $913K | 0.3% | $13.09 | $14.32 | — | Com | 61744U106 |
| — | IMPERIAL HLDGS INC | 484,976 | $912K | 0.3% | $1.88 | $1.88 | — | Com | 452834104 |
| — | ROBERTS REALTY INVS | 705,798 | $903K | 0.3% | $1.28 | $1.30 | — | Com | 769900101 |
| — | PROMOTORA DE INFORMACIONES S | 180,984 | $876K | 0.3% | $4.84 | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | BLACKROCK CR ALLCTN INC TR COM | 55,854 | $679K | 0.2% | $12.16 | $12.16 | — | Com | 92508100 |
| — | ELLSWORTH FUND LTD | 94,012 | $620K | 0.2% | $6.59 | $6.56 | — | Com | 289074106 |
| — | GLOBAL EAGLE ACQUISITION COR | 54,028 | $517K | 0.2% | $9.57 | $9.48 | — | COM | 37951D102 |
| — | COHEN & STEERS INFRASTRUCTUR | 31,157 | $492K | 0.2% | $15.79 | $14.72 | — | Com | 19248A109 |
| — | GDL FUND | 39,327 | $464K | 0.1% | $11.80 | $13.53 | — | COM SH BEN IT | 361570104 |
| — | CALAMOS STRATEGIC TOTL RETN | 48,180 | $402K | 0.1% | $8.34 | $9.22 | — | COM SH BEN INT | 128125101 |
| — | SPDR S&P 500 ET 3/30/2012 110.00 | 136,800 | $344K | 0.1% | $2.51 | — | — | Put | 78462F953 |
| — | AUSTRALIA ACQUISITION-CW15 | 750,000 | $296K | 0.1% | $0.39 | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | GREATER CHINA FD INC | 28,377 | $286K | 0.1% | $10.08 | $11.40 | — | Com | 39167B102 |
| — | NUVEEN CREDIT STRAT INC FD | 33,960 | $273K | 0.1% | $8.04 | $8.81 | — | COM SHS | 67073D102 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,653 | $269K | 0.1% | $13.69 | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | CENTRAL SECS CORP | 11,106 | $227K | 0.1% | $20.44 | $19.88 | — | Com | 155123102 |
| — | UNIVERSAL BUSINESS PMT SOL A | 810,000 | $219K | 0.1% | $0.27 | $0.27 | — | *W EXP 05/09/201 | 913384111 |
| — | FEDERATED ENHANC TREAS INCM | 15,179 | $218K | 0.1% | $14.36 | $15.02 | — | COM SH BEN INT | 314162108 |
| — | KOREA EQUITY FD INC | 19,801 | $180K | 0.1% | $9.09 | $9.46 | — | Com | 50063B104 |
| — | THAI FD INC | 14,700 | $180K | 0.1% | $12.24 | $12.72 | — | Com | 882904105 |
| — | YAHOO! INC | 10,000 | $161K | 0.1% | $16.10 | $16.10 | — | COM | 984332106 |
| — | INVESCO NY QUALITY MUNI SEC | 10,300 | $161K | 0.1% | $15.63 | $15.63 | — | COM | 46133F109 |
| — | NAUTILUS MARINE ACQUISI-CW16 | 564,524 | $141K | 0.0% | $0.25 | $0.37 | — | *W EXP 06/17/201 | Y6255E119 |
| — | GABELLI HLTHCARE & WELLNESS | 19,070 | $136K | 0.0% | $7.13 | $7.33 | — | SHS | 36246K103 |
| — | LMP CAP & INCOME FD INC | 10,926 | $135K | 0.0% | $12.36 | $12.11 | — | Com | 50208A102 |
| — | CAZADOR ACQUISITION COR-CW15 | 635,000 | $127K | 0.0% | $0.20 | $0.34 | — | *W EXP 99/99/999 | G19867129 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $116K | 0.0% | $4.42 | $8.02 | — | ADR CL A SHS | 74343G204 |
| ZNOG | ZION OIL & GAS INC | 51,453 | $114K | 0.0% | $2.22 | $1.96 | — | Com | 989696109 |
| — | ROYCE FOCUS TR COM | 17,500 | $110K | 0.0% | $6.29 | $6.34 | — | COM | 78080N108 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 143,627 | $103K | 0.0% | $0.72 | $0.65 | — | *W EXP 07/20/201 | G11962118 |
| — | NUVEEN MULTI STRAT INC & GR II | 12,300 | $99,000 | 0.0% | $8.05 | $8.38 | — | Com | 67073B106 |
| — | DCA TOTAL RETURN FD | 25,852 | $90,000 | 0.0% | $3.48 | $2.78 | — | Com | 233066109 |
| — | CHINA GROWTH EQUITY INVE-CW | 200,000 | $89,000 | 0.0% | $0.45 | $0.46 | — | *W EXP 99/99/999 | G2114K123 |
| — | DIVIDEND & INCOME FD INC | 23,112 | $79,000 | 0.0% | $3.42 | $3.42 | — | Com | 25538A105 |
| — | PRIME ACQUISITION CORP | 217,500 | $68,000 | 0.0% | $0.31 | $0.57 | — | *W EXP 99/99/999 | G72436127 |
| — | SPDR S&P 500 ET 03/30/2012 138.00 | 36,800 | $31,000 | 0.0% | $0.84 | — | — | Call | 78462F903 |
| — | ZION OIL & GAS INC WTS | 104,556 | $25,000 | 0.0% | $0.24 | $0.28 | — | W EXP 08/15/201 | 989696133 |
| — | YAHOO! INC 01/19/2013 15.00 | 10,000 | $18,000 | 0.0% | $1.80 | — | — | Put | 984332956 |
| — | INDIA GLOBALIZATION CAP INC | 45,808 | $13,000 | 0.0% | $0.28 | $1.38 | — | COM | 45408X100 |
| — | AMERITRANS CAPTL CORPORATION | 81,000 | $10,000 | 0.0% | $0.12 | $1.30 | — | Com | 03073H108 |