Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2012 (← Previous) (Next →)
Filing Date: Dec 28, 2015
Total Value: $331M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FD | 7,671,222 | $35.45M | 10.7% | $4.62 | $5.98 | — | SH BEN INT | 530158104 |
| — | EATON VANCE RISK MNGD DIV EQ | 3,310,795 | $34.16M | 10.3% | $10.32 | $10.71 | — | Com | 27829G106 |
| — | GYRODYNE CO AMER INC | 270,501 | $30.5M | 9.2% | $112.74 | $46.00 | — | Com | 403820103 |
| — | ZWEIG TOTAL RETURN FD INC | 2,169,419 | $19.94M | 6.0% | $9.19 | $3.14 | — | Com | 989837109 |
| — | AMERICAN STRATEGIC INCOME III | 2,124,957 | $14.94M | 4.5% | $7.03 | $6.88 | — | Com | 03009T101 |
| — | HICKS ACQUISITION CO II INC | 1,331,000 | $13.18M | 4.0% | $9.90 | $9.82 | — | COM | 429090103 |
| — | MVC CAPITAL INC | 740,066 | $9.622M | 2.9% | $13.00 | $12.54 | — | Com | 553829102 |
| — | DIAMOND HILL FINL TRNDS FD I | 878,996 | $9M | 2.7% | $10.24 | $10.08 | — | COM | 25264C101 |
| — | AUSTRALIA ACQUISITION CORP | 832,000 | $8.297M | 2.5% | $9.97 | $9.35 | — | SHS | G06368107 |
| — | IMPERIAL HLDGS INC | 2,206,173 | $7.969M | 2.4% | $3.61 | $2.83 | — | Com | 452834104 |
| — | MACQUARIE GLBL INFRA TOTL RE | 451,498 | $7.965M | 2.4% | $17.64 | $17.13 | — | Com | 55608D101 |
| — | ALPINE GLOBAL PREMIER PPTYS | 1,192,549 | $7.723M | 2.3% | $6.48 | $6.05 | — | Com | 02083A103 |
| — | THAI FD INC | 436,588 | $6.987M | 2.1% | $16.00 | $15.83 | — | Com | 882904105 |
| — | THAI CAP FD INC | 629,566 | $6.969M | 2.1% | $11.07 | $11.46 | — | COM NEW | 882905201 |
| — | SCG FINL ACQUISITION CORP | 686,616 | $6.633M | 2.0% | $9.66 | $9.66 | — | COM | 78404K103 |
| — | TRI CONTL CORP | 391,619 | $6.234M | 1.9% | $15.92 | $11.56 | — | Com | 895436103 |
| MYRX | MYREXIS INC | 2,111,290 | $5.759M | 1.7% | $2.73 | $2.88 | — | Com | 62856H107 |
| — | AMERICAN RLTY CAP PPTYS INC | 534,693 | $5.637M | 1.7% | $10.54 | $10.44 | — | Com | 02917T104 |
| — | NAUTILUS MARINE ACQUISIT COR | 564,524 | $5.538M | 1.7% | $9.81 | $9.53 | — | SHS | Y6255E101 |
| — | UNIVERSAL BUSINESS PMT SOL A | 917,600 | $5.485M | 1.7% | $5.98 | $5.82 | — | COM | 913384103 |
| — | ROYCE VALUE TR INC | 380,203 | $5.277M | 1.6% | $13.88 | $11.48 | — | Com | 780910105 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5.264M | 1.6% | $9.84 | $9.65 | — | SHS | G19867103 |
| — | BGS ACQUISITION CORP | 518,287 | $5.078M | 1.5% | $9.80 | $9.86 | — | UNIT 99/99/9999 | G1082J126 |
| XXCHNXX | CHINA FUND INC | 203,574 | $4.48M | 1.4% | $22.01 | $23.22 | — | COM | 169373107 |
| — | ROYCE MICRO-CAP TR INC | 475,218 | $4.472M | 1.4% | $9.41 | $8.13 | — | Com | 780915104 |
| — | MORGAN STANLEY FRNT EMERG FD | 362,898 | $4.264M | 1.3% | $11.75 | $11.75 | — | Com | 61757P101 |
| — | NEW IRELAND FUND INC | 532,150 | $4.064M | 1.2% | $7.64 | $8.06 | — | Com | 645673104 |
| — | BOULDER GROWTH & INCOME FD INC | 645,182 | $3.987M | 1.2% | $6.18 | $6.17 | — | Com | 101507101 |
| — | NEUBERGER BERMAN REAL ESTATE | 863,887 | $3.806M | 1.1% | $4.41 | $3.21 | — | COM | 64190A103 |
| — | ANDINA ACQUISITION CORP | 314,974 | $3.449M | 1.0% | $10.95 | $10.95 | — | COM | G0440W100 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3.377M | 1.0% | $17.11 | $14.58 | — | Com | 101541100 |
| — | ADAMS EXPRESS CO | 287,316 | $3.154M | 1.0% | $10.98 | $9.82 | — | Com | 006212104 |
| — | SWISS HELVETIA FUND | 285,751 | $2.986M | 0.9% | $10.45 | $11.21 | — | Com | 870875101 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 256,060 | $2.753M | 0.8% | $10.75 | $10.79 | — | SH BEN INT | 18914E106 |
| — | PRIME ACQUISITION CORP | 283,500 | $2.741M | 0.8% | $9.67 | $9.47 | — | SHS | G72436101 |
| — | CHINA GROWTH EQUITY INV LTD | 200,300 | $1.943M | 0.6% | $9.70 | $9.49 | — | SHS | G2114K107 |
| — | LIBERTY ALL-STAR GROWTH FD I | 441,992 | $1.923M | 0.6% | $4.35 | $3.61 | — | Com | 529900102 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $1.876M | 0.6% | $9.68 | $9.21 | — | SHS | G11962100 |
| — | ROBERTS REALTY INVS | 849,983 | $1.864M | 0.6% | $2.19 | $1.45 | — | Com | 769900101 |
| — | ROI ACQUISITION CORP | 151,530 | $1.443M | 0.4% | $9.52 | $9.52 | — | COM | 74966A104 |
| — | GREATER CHINA FD INC | 122,366 | $1.407M | 0.4% | $11.50 | $11.48 | — | Com | 39167B102 |
| — | MEXICO EQUITY AND INCOME FD | 118,522 | $1.39M | 0.4% | $11.73 | $7.65 | — | Com | 592834105 |
| EQS | EQUUS TOTAL RETURN | 558,754 | $1.339M | 0.4% | $2.40 | $2.28 | — | Com | 294766100 |
| — | BANCROFT FUND LTD | 60,104 | $1.002M | 0.3% | $16.67 | $15.52 | — | Com | 059695106 |
| — | MORGAN STANLEY ASIA PAC FD I | 63,854 | $914K | 0.3% | $14.31 | $14.32 | — | Com | 61744U106 |
| — | ELLSWORTH FUND LTD | 94,012 | $667K | 0.2% | $7.09 | $6.56 | — | Com | 289074106 |
| — | PROMOTORA DE INFORMACIONES S | 180,984 | $642K | 0.2% | $3.55 | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | ROI ACQUISITION CORP | 48,370 | $484K | 0.1% | $10.01 | $10.00 | — | UNIT 99/99/9999 | 74966A203 |
| — | CALAMOS STRATEGIC TOTL RETN | 48,180 | $482K | 0.1% | $10.00 | $9.22 | — | COM SH BEN INT | 128125101 |
| — | GDL FUND | 38,327 | $470K | 0.1% | $12.26 | $13.53 | — | COM SH BEN IT | 361570104 |
| — | DIVIDEND & INCOME FD INC | 118,245 | $428K | 0.1% | $3.62 | $3.58 | — | Com | 25538A105 |
| — | OXFORD LANE CAPITAL CORP | 30,415 | $419K | 0.1% | $13.78 | $13.78 | — | Mutual Funds | 691543102 |
| — | GLOBAL INCOME&CURRENCY FD IN | 29,328 | $400K | 0.1% | $13.64 | $13.73 | — | COM | 378968101 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,653 | $339K | 0.1% | $17.25 | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | HICKS ACQUISITION CO II INC | 500,000 | $274K | 0.1% | $0.55 | $0.62 | — | *W EXP 07/14/201 | 429090111 |
| — | CENTRAL SECS CORP | 11,106 | $246K | 0.1% | $22.15 | $19.88 | — | Com | 155123102 |
| — | INVESCO NY QUALITY MUNI SEC | 14,731 | $242K | 0.1% | $16.43 | $15.87 | — | COM | 46133F109 |
| — | UNIVERSAL BUSINESS PMT SOL A | 917,600 | $229K | 0.1% | $0.25 | $0.27 | — | *W EXP 05/09/201 | 913384111 |
| — | VIRTUS TOTAL RETURN FD | 59,636 | $227K | 0.1% | $3.81 | $3.81 | — | Com | 92829A103 |
| — | FEDERATED ENHANC TREAS INCM | 15,179 | $224K | 0.1% | $14.76 | $15.02 | — | COM SH BEN INT | 314162108 |
| — | KOREA EQUITY FD INC | 22,261 | $217K | 0.1% | $9.75 | $9.49 | — | Com | 50063B104 |
| — | COHEN & STEERS INFRASTRUCTUR | 11,747 | $207K | 0.1% | $17.62 | $14.72 | — | Com | 19248A109 |
| — | BLACKROCK NY INVT QUALITY MU | 13,315 | $206K | 0.1% | $15.47 | $15.47 | — | COM | 09247E103 |
| — | AMERICA FIRST TAX EX IVS L P | 36,109 | $191K | 0.1% | $5.29 | $5.29 | — | BEN UNIT CTF | 02364V107 |
| — | TAIWAN FUND INC | 12,268 | $191K | 0.1% | $15.57 | $15.57 | — | COM | 874036106 |
| — | TALBOTS INC | 65,600 | $165K | 0.0% | $2.52 | $2.52 | — | COM | 874161102 |
| — | NUVEEN TAX ADV FLTG RATE FUN | 252,353 | $164K | 0.0% | $0.65 | $0.65 | — | COM | 6706EV102 |
| — | NUVEEN MULTI STRAT INC & GR II | 17,890 | $160K | 0.0% | $8.94 | $8.56 | — | Com | 67073B106 |
| — | GABELLI HLTHCARE & WELLNESS | 19,070 | $159K | 0.0% | $8.34 | $7.33 | — | SHS | 36246K103 |
| — | YAHOO! INC | 10,000 | $158K | 0.0% | $15.80 | $16.10 | — | COM | 984332106 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 19,954 | $144K | 0.0% | $7.22 | $7.82 | — | Com | 36239Q109 |
| — | AUSTRALIA ACQUISITION-CW15 | 807,000 | $140K | 0.0% | $0.17 | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | SPDR S&P 500 ET 9/28/2012 120 | 56,200 | $128K | 0.0% | $2.28 | — | — | Put | 78462F953 |
| — | CAZADOR ACQUISITION COR-CW15 | 635,000 | $125K | 0.0% | $0.20 | $0.34 | — | *W EXP 99/99/999 | G19867129 |
| — | ROYCE FOCUS TR COM | 17,500 | $122K | 0.0% | $6.97 | $6.34 | — | COM | 78080N108 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $118K | 0.0% | $0.61 | $0.66 | — | *W EXP 07/20/201 | G11962118 |
| — | NAUTILUS MARINE ACQUISI-CW16 | 564,524 | $116K | 0.0% | $0.21 | $0.37 | — | *W EXP 06/17/201 | Y6255E119 |
| — | CHINA GROWTH EQUITY INVE-CW | 200,000 | $86,000 | 0.0% | $0.43 | $0.46 | — | *W EXP 99/99/999 | G2114K123 |
| — | PRIME ACQUISITION CORP | 217,500 | $85,000 | 0.0% | $0.39 | $0.57 | — | *W EXP 99/99/999 | G72436127 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $84,000 | 0.0% | $3.20 | $8.02 | — | ADR CL A SHS | 74343G204 |
| — | ANDINA ACQUISITION CORP-CW15 | 314,974 | $79,000 | 0.0% | $0.25 | $0.25 | — | Warrants | G0440W126 |
| ZNOG | ZION OIL & GAS INC | 39,889 | $78,000 | 0.0% | $1.96 | $1.96 | — | Com | 989696109 |
| — | ISHARES FTSE CH 09/22/2012 33.00 | 23,800 | $31,000 | 0.0% | $1.30 | — | — | Put | 464288190 |
| — | ISHARES MSCI EM 09/22/2012 33.00 | 31,600 | $25,000 | 0.0% | $0.79 | — | — | Put | 464286958 |
| — | INDIA GLOBALIZATION CAP INC | 45,808 | $11,000 | 0.0% | $0.24 | $1.38 | — | COM | 45408X100 |
| — | YAHOO! INC 01/19/2013 15.00 | 10,000 | $11,000 | 0.0% | $1.10 | — | — | Put | 984332956 |
| — | ZION OIL & GAS INC WTS | 104,556 | $8,000 | 0.0% | $0.08 | $0.28 | — | W EXP 08/15/201 | 989696133 |