Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q1 2012 (← Previous) (Next →)
Filing Date: Dec 21, 2015
Total Value: $335M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY ALL STAR EQUITY FD | 7,619,716 | $37.56M | 11.2% | $4.93 | $5.98 | — | SH BEN INT | 530158104 |
| — | EATON VANCE RISK MNGD DIV EQ | 2,994,987 | $31.72M | 9.5% | $10.59 | $10.75 | — | Com | 27829G106 |
| — | GYRODYNE CO AMER INC | 310,857 | $31.07M | 9.3% | $99.96 | $46.00 | — | Com | 403820103 |
| — | ALPINE GLOBAL PREMIER PPTYS | 4,261,296 | $27.7M | 8.3% | $6.50 | $6.05 | — | Com | 02083A103 |
| — | ZWEIG TOTAL RETURN FD INC | 4,899,108 | $15.68M | 4.7% | $3.20 | $3.14 | — | Com | 989837109 |
| — | LIBERTY ALL-STAR GROWTH FD I | 3,350,473 | $14.57M | 4.3% | $4.35 | $3.61 | — | Com | 529900102 |
| — | AMERICAN STRATEGIC INCOME III | 1,892,719 | $13.25M | 4.0% | $7.00 | $6.87 | — | Com | 03009T101 |
| — | HICKS ACQUISITION CO II INC | 1,331,000 | $13.07M | 3.9% | $9.82 | $9.82 | — | COM | 429090103 |
| — | DIAMOND HILL FINL TRNDS FD I | 792,727 | $8.569M | 2.6% | $10.81 | $10.06 | — | COM | 25264C101 |
| — | AUSTRALIA ACQUISITION CORP | 832,000 | $8.245M | 2.5% | $9.91 | $9.35 | — | SHS | G06368107 |
| — | MVC CAPITAL INC | 607,200 | $7.972M | 2.4% | $13.13 | $12.44 | — | Com | 553829102 |
| — | MACQUARIE GLBL INFRA TOTL RE | 381,285 | $7.035M | 2.1% | $18.45 | $17.04 | — | Com | 55608D101 |
| — | NEW IRELAND FUND INC | 820,906 | $6.666M | 2.0% | $8.12 | $8.06 | — | Com | 645673104 |
| MYRX | MYREXIS INC | 2,111,290 | $6.394M | 1.9% | $3.03 | $2.88 | — | Com | 62856H107 |
| — | TRI CONTL CORP | 391,619 | $6.234M | 1.9% | $15.92 | $11.56 | — | Com | 895436103 |
| — | THAI FD INC | 370,128 | $5.894M | 1.8% | $15.92 | $15.80 | — | Com | 882904105 |
| — | THAI CAP FD INC | 478,196 | $5.538M | 1.7% | $11.58 | $11.58 | — | COM NEW | 882905201 |
| — | NAUTILUS MARINE ACQUISIT COR | 564,524 | $5.527M | 1.6% | $9.79 | $9.53 | — | SHS | Y6255E101 |
| — | UNIVERSAL BUSINESS PMT SOL A | 917,600 | $5.388M | 1.6% | $5.87 | $5.82 | — | COM | 913384103 |
| — | ROYCE VALUE TR INC | 380,203 | $5.277M | 1.6% | $13.88 | $11.48 | — | Com | 780910105 |
| — | CAZADOR ACQUISITION CORP | 535,000 | $5.264M | 1.6% | $9.84 | $9.65 | — | SHS | G19867103 |
| — | BGS ACQUISITION CORP | 500,300 | $4.933M | 1.5% | $9.86 | $9.86 | — | UNIT 99/99/9999 | G1082J126 |
| — | AMERICAN RLTY CAP PPTYS INC | 400,604 | $4.543M | 1.4% | $11.34 | $10.40 | — | Com | 02917T104 |
| — | ROYCE MICRO-CAP TR INC | 475,218 | $4.472M | 1.3% | $9.41 | $8.13 | — | Com | 780915104 |
| XXCHNXX | CHINA FUND INC | 190,873 | $4.447M | 1.3% | $23.30 | $23.30 | — | COM | 169373107 |
| — | BOULDER GROWTH & INCOME FD INC | 658,628 | $4.13M | 1.2% | $6.27 | $6.17 | — | Com | 101507101 |
| — | NEUBERGER BERMAN REAL ESTATE | 898,511 | $3.845M | 1.1% | $4.28 | $3.21 | — | COM | 64190A103 |
| — | IMPERIAL HLDGS INC | 1,425,074 | $3.805M | 1.1% | $2.67 | $2.40 | — | Com | 452834104 |
| — | BOULDER TOTAL RETURN FD INC | 197,425 | $3.377M | 1.0% | $17.11 | $14.58 | — | Com | 101541100 |
| — | SWISS HELVETIA FUND | 296,258 | $3.321M | 1.0% | $11.21 | $11.21 | — | Com | 870875101 |
| — | ADAMS EXPRESS CO | 287,316 | $3.154M | 0.9% | $10.98 | $9.82 | — | Com | 006212104 |
| — | PRIME ACQUISITION CORP | 283,500 | $2.741M | 0.8% | $9.67 | $9.47 | — | SHS | G72436101 |
| — | ROI ACQUISITION CORP | 200,000 | $2M | 0.6% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 74966A203 |
| — | CHINA GROWTH EQUITY INV LTD | 200,300 | $1.925M | 0.6% | $9.61 | $9.49 | — | SHS | G2114K107 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $1.877M | 0.6% | $9.68 | $9.21 | — | SHS | G11962100 |
| — | GREATER CHINA FD INC | 122,366 | $1.407M | 0.4% | $11.50 | $11.48 | — | Com | 39167B102 |
| — | MEXICO EQUITY AND INCOME FD | 118,522 | $1.351M | 0.4% | $11.40 | $7.65 | — | Com | 592834105 |
| — | AMERICAN RLTY CAP TR INC | 129,167 | $1.327M | 0.4% | $10.27 | $10.27 | — | COM | 02917L101 |
| EQS | EQUUS TOTAL RETURN | 558,754 | $1.268M | 0.4% | $2.27 | $2.28 | — | Com | 294766100 |
| — | GLOBAL INCOME&CURRENCY FD IN | 80,406 | $1.104M | 0.3% | $13.73 | $13.73 | — | COM | 378968101 |
| — | ROBERTS REALTY INVS | 705,798 | $1.051M | 0.3% | $1.49 | $1.30 | — | Com | 769900101 |
| — | MORGAN STANLEY ASIA PAC FD I | 68,175 | $1.013M | 0.3% | $14.86 | $14.32 | — | Com | 61744U106 |
| — | BANCROFT FUND LTD | 60,104 | $1.002M | 0.3% | $16.67 | $15.52 | — | Com | 059695106 |
| — | AVENUE INCOME CREDIT STRATEG | 52,630 | $873K | 0.3% | $16.59 | $16.59 | — | Com | 05358E106 |
| — | PROMOTORA DE INFORMACIONES S | 180,984 | $787K | 0.2% | $4.35 | $9.54 | — | ADR CL B CONV | 74343G303 |
| — | ELLSWORTH FUND LTD | 94,012 | $691K | 0.2% | $7.35 | $6.56 | — | Com | 289074106 |
| — | CALAMOS STRATEGIC TOTL RETN | 48,180 | $482K | 0.1% | $10.00 | $9.22 | — | COM SH BEN INT | 128125101 |
| — | GDL FUND | 38,327 | $470K | 0.1% | $12.26 | $13.53 | — | COM SH BEN IT | 361570104 |
| — | DIVIDEND & INCOME FD INC | 118,245 | $428K | 0.1% | $3.62 | $3.58 | — | Com | 25538A105 |
| — | NEW GERMANY FUND | 26,178 | $395K | 0.1% | $15.09 | $15.09 | — | Com | 644465106 |
| — | JOHN HANCOCK BK &THRIFT OPP | 19,653 | $339K | 0.1% | $17.25 | $15.13 | — | SH BEN INT NEW | 409735206 |
| — | HICKS ACQUISITION CO II INC | 500,000 | $310K | 0.1% | $0.62 | $0.62 | — | *W EXP 07/14/201 | 429090111 |
| — | AUSTRALIA ACQUISITION-CW15 | 807,000 | $289K | 0.1% | $0.36 | $0.44 | — | *W EXP 99/99/999 | G06368115 |
| — | UNIVERSAL BUSINESS PMT SOL A | 917,600 | $270K | 0.1% | $0.29 | $0.27 | — | *W EXP 05/09/201 | 913384111 |
| — | CENTRAL SECS CORP | 11,106 | $246K | 0.1% | $22.15 | $19.88 | — | Com | 155123102 |
| — | VIRTUS TOTAL RETURN FD | 59,636 | $227K | 0.1% | $3.81 | $3.81 | — | Com | 92829A103 |
| — | FEDERATED ENHANC TREAS INCM | 15,179 | $224K | 0.1% | $14.76 | $15.02 | — | COM SH BEN INT | 314162108 |
| — | KOREA EQUITY FD INC | 22,261 | $217K | 0.1% | $9.75 | $9.49 | — | Com | 50063B104 |
| — | COHEN & STEERS INFRASTRUCTUR | 11,747 | $207K | 0.1% | $17.62 | $14.72 | — | Com | 19248A109 |
| — | CAZADOR ACQUISITION COR-CW15 | 635,000 | $190K | 0.1% | $0.30 | $0.34 | — | *W EXP 99/99/999 | G19867129 |
| — | INVESCO NY QUALITY MUNI SEC | 10,300 | $163K | 0.0% | $15.83 | $15.63 | — | COM | 46133F109 |
| — | NUVEEN MULTI STRAT INC & GR II | 17,890 | $160K | 0.0% | $8.94 | $8.56 | — | Com | 67073B106 |
| — | GABELLI HLTHCARE & WELLNESS | 19,070 | $159K | 0.0% | $8.34 | $7.33 | — | SHS | 36246K103 |
| — | YAHOO! INC | 10,000 | $152K | 0.0% | $15.20 | $16.10 | — | COM | 984332106 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 19,954 | $144K | 0.0% | $7.22 | $7.82 | — | Com | 36239Q109 |
| — | NAUTILUS MARINE ACQUISI-CW16 | 564,524 | $141K | 0.0% | $0.25 | $0.37 | — | *W EXP 06/17/201 | Y6255E119 |
| ZNOG | ZION OIL & GAS INC | 51,453 | $136K | 0.0% | $2.64 | $1.96 | — | Com | 989696109 |
| — | BLUE WOLF MONGOLIA HOLDINGS | 193,900 | $128K | 0.0% | $0.66 | $0.66 | — | *W EXP 07/20/201 | G11962118 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 10,157 | $120K | 0.0% | $11.81 | $11.81 | — | SH BEN INT | 18914E106 |
| — | SPDR S&P 500 ET 04/21/2012 138.00 | 26,550 | $112K | 0.0% | $4.22 | — | — | Put | 78462F953 |
| — | ROYCE FOCUS TR COM | 17,500 | $110K | 0.0% | $6.29 | $6.34 | — | COM | 78080N108 |
| — | CHINA GROWTH EQUITY INVE-CW | 200,000 | $105K | 0.0% | $0.53 | $0.46 | — | *W EXP 99/99/999 | G2114K123 |
| — | PROMOTORA DE INFORMACIONES S | 26,271 | $84,000 | 0.0% | $3.20 | $8.02 | — | ADR CL A SHS | 74343G204 |
| — | PRIME ACQUISITION CORP | 217,500 | $76,000 | 0.0% | $0.35 | $0.57 | — | *W EXP 99/99/999 | G72436127 |
| — | ZWEIG FD | 17,539 | $56,000 | 0.0% | $3.19 | $3.19 | — | COM | 989834106 |
| — | ISHARES FTSE CH 05/19/2012 40.00 | 14,000 | $50,000 | 0.0% | $3.57 | — | — | Put | 464288956 |
| — | ZION OIL & GAS INC WTS | 104,556 | $25,000 | 0.0% | $0.24 | $0.28 | — | W EXP 08/15/201 | 989696133 |
| — | INDIA GLOBALIZATION CAP INC | 45,808 | $22,000 | 0.0% | $0.48 | $1.38 | — | COM | 45408X100 |
| — | YAHOO! INC 01/19/2013 15.00 | 10,000 | $16,000 | 0.0% | $1.60 | — | — | Put | 984332956 |
| — | SPDR S&P 500 ET 06/29/2012 150.00 | 26,600 | $16,000 | 0.0% | $0.60 | — | — | Call | 78462F903 |
| — | AMERITRANS CAPTL CORPORATION | 81,000 | $12,000 | 0.0% | $0.15 | $1.30 | — | Com | 03073H108 |