Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: Apr 19, 2017
Total Value: $388M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| STC | STEWART INFORMATION SERVICES | 964,143 | $42.6M | 11.0% | $44.18 | $38.27 | +15.0% | COM | 860372101 |
| — | NEW YORK REIT INC | 3,265,032 | $31.64M | 8.1% | $9.69 | $9.37 | — | COM | 64976L109 |
| — | SWISS HELVETIA FUND | 2,126,494 | $24.67M | 6.3% | $11.60 | $11.68 | — | COM | 870875101 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,214,401 | $15.35M | 4.0% | $12.64 | $11.46 | — | COM | 18914C100 |
| — | NEUBERGER BERMAN REAL ESTATE | 2,860,100 | $15.22M | 3.9% | $5.32 | $4.85 | — | COM | 64190A103 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,012,392 | $14.83M | 3.8% | $14.65 | $13.30 | — | COM | 25158Y102 |
| — | HILL INTERNATIONAL INC | 3,370,000 | $13.98M | 3.6% | $4.15 | $4.23 | — | COM | 431466101 |
| — | KOREA EQUITY FD INC | 1,487,216 | $13.06M | 3.4% | $8.78 | $8.47 | — | COM | 50063B104 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,482,158 | $12.85M | 3.3% | $8.67 | $8.10 | — | SHS BEN INT | 746779107 |
| — | JPMORGAN CHINA REGION FD INC | 698,141 | $12.8M | 3.3% | $18.33 | $17.09 | — | COM | 48126T104 |
| — | MVC CAPITAL INC | 1,378,812 | $12.4M | 3.2% | $8.99 | $12.69 | — | COM | 553829102 |
| — | ADVENT/CLAYMORE ENH GR & INC | 1,461,794 | $12.34M | 3.2% | $8.44 | $8.62 | — | COM | 00765E104 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 1,134,038 | $12.29M | 3.2% | $10.84 | $10.13 | — | COM | 47109U104 |
| — | LAZARD GLOBAL TOT RT & INC | 797,557 | $11.97M | 3.1% | $15.01 | $13.48 | — | COM | 52106W103 |
| — | PACHOLDER HIGH YIELD FUND | 1,505,407 | $11.62M | 3.0% | $7.72 | $6.76 | — | COM | 693742108 |
| — | CENTRAL SECS CORP COM | 371,496 | $8.903M | 2.3% | $23.97 | $15.61 | — | COM | 155123102 |
| — | LIBERTY ALL STAR EQUITY FD SH | 1,571,531 | $8.581M | 2.2% | $5.46 | $5.63 | — | SH BEN INT | 530158104 |
| — | VIRTUS TOTAL RETURN FD | 1,804,725 | $7.887M | 2.0% | $4.37 | $7.85 | — | COM | 92829A103 |
| — | FIRST TRUST ABERDEEN GLOBAL | 672,929 | $7.819M | 2.0% | $11.62 | $11.31 | — | COM SHR | 337319107 |
| — | CUSHING RENAISSANCE FD | 416,010 | $7.671M | 2.0% | $18.44 | $15.28 | — | COM | 231647108 |
| — | TRI CONTL CORP COM | 313,691 | $7.253M | 1.9% | $23.12 | $11.64 | — | COM | 895436103 |
| PHUN | STELLAR ACQUISITION III INC | 653,000 | $6.621M | 1.7% | $10.14 | $10.14 | — | COM | Y8172W107 |
| — | DELAWARE ENHANCED GBL DIV & | 568,505 | $6.248M | 1.6% | $10.99 | $10.51 | — | COM | 246060107 |
| — | GREAT ELM CAP CORP | 470,056 | $5.349M | 1.4% | $11.38 | $11.67 | — | COM | 390320109 |
| — | M I ACQUISITION CORP | 390,000 | $3.986M | 1.0% | $10.22 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | BOULDER GROWTH & INCM FD INC | 426,605 | $3.967M | 1.0% | $9.30 | $7.58 | — | COM | 101507101 |
| — | ABERDEEN SINGAPORE FD INC | 310,794 | $3.325M | 0.9% | $10.70 | $8.89 | — | COM | 003244100 |
| — | CREDIT SUISSE ASSET MGMT INC | 999,817 | $3.299M | 0.8% | $3.30 | $3.07 | — | COM | 224916106 |
| — | PACIFIC SPECIAL ACQUISITION | 300,000 | $3.105M | 0.8% | $10.35 | $10.02 | — | SHS | G68588105 |
| — | MORGAN STANLEY ASIA PAC FD | 460,014 | $3.083M | 0.8% | $6.70 | $9.38 | — | COM | 61744U106 |
| — | SOURCE CAPITAL INC | 81,743 | $3.07M | 0.8% | $37.56 | $37.56 | — | COM | 836144105 |
| — | M III ACQUISITION CORP | 265,200 | $2.666M | 0.7% | $10.05 | $9.83 | — | UNIT 99/99/9999T | 55378T203 |
| — | CROSSROADS CAPITAL INC | 1,121,332 | $2.568M | 0.7% | $2.29 | $3.21 | — | COM | 227656105 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 252,000 | $2.486M | 0.6% | $9.87 | $9.87 | — | COM | G0726L125 |
| — | DELAWARE INV DIVIDEND & INV | 228,898 | $2.362M | 0.6% | $10.32 | $10.02 | — | COM | 245915103 |
| — | ADAMS EXPRESS COMPANY | 166,914 | $2.295M | 0.6% | $13.75 | $11.96 | — | COM | 006212104 |
| — | NEW IRELAND FUND INC | 171,201 | $2.167M | 0.6% | $12.66 | $11.99 | — | COM | 645673104 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 256,186 | $2.039M | 0.5% | $7.96 | $20.29 | -60.3% | COM | 33766Y100 |
| — | ANDINA ACQUISITION CORP II | 201,285 | $2.031M | 0.5% | $10.09 | $9.69 | — | SHS | G0441P104 |
| — | FIRST TR ENHANCED EQTY INC | 139,222 | $2.01M | 0.5% | $14.44 | $14.22 | — | COM | 337318109 |
| — | HUNTER MARITIME ACQUISITION | 189,400 | $1.943M | 0.5% | $10.26 | $10.15 | — | UNIT | Y37828103 |
| — | ASIA TIGERS FUND INC | 149,803 | $1.706M | 0.4% | $11.39 | $9.69 | — | COM | 04516T105 |
| — | GENERAL AMERICAN INVESTORS | 48,808 | $1.635M | 0.4% | $33.50 | $36.71 | — | COM | 368802104 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 127,970 | $1.317M | 0.3% | $10.29 | $10.29 | — | SH BEN INT | 18914E106 |
| — | BLACKROCK DEBT STRAT FD INC | 114,133 | $1.315M | 0.3% | $11.52 | $11.34 | — | COM NEW | 09255R202 |
| — | ALPINE GLOBAL PREMIER PPTYS | 226,679 | $1.297M | 0.3% | $5.72 | $5.72 | — | COM | 02083A103 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.238M | 0.3% | $2.49 * | $2.32 | -6.9% | COM | 294766100 |
| — | ROYCE VALUE TRUST | 74,200 | $1.039M | 0.3% | $14.00 | $12.10 | — | COM | 780910105 |
| — | DEUTSCHE MULTI-MARKET INCOME | 100,341 | $873K | 0.2% | $8.70 | $8.31 | — | SHS | 25160E102 |
| — | HERZFELD CARIBBEAN BASIN FD | 96,306 | $682K | 0.2% | $7.08 | $6.83 | — | COM | 42804T106 |
| — | ELLSWORTH FUND INC | 77,045 | $665K | 0.2% | $8.63 | $7.75 | — | COM | 289074106 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 80,207 | $638K | 0.2% | $7.95 | $7.95 | — | COM | 00306J109 |
| — | BARINGTON HILCO ACQUISITION | 50,823 | $519K | 0.1% | $10.21 | $9.83 | — | COM | 06759V101 |
| — | ABERDEEN ISRAEL FUND INC | 28,425 | $498K | 0.1% | $17.52 | $17.52 | — | COM | 00301L109 |
| — | FRANKLIN UNVL TR | 64,278 | $449K | 0.1% | $6.99 | $6.81 | — | SH BEN INT | 355145103 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 52,601 | $447K | 0.1% | $8.50 | $8.50 | — | COM | 25158V108 |
| TGLS | TECNOGLASS INC | 36,980 | $401K | 0.1% | $10.84 * | $9.08 | -0.5% | SHS | G87264100 |
| — | ORIGO ACQUISITION CORP | 32,785 | $343K | 0.1% | $10.46 | $10.43 | — | SHS | G67789126 |
| — | ABERDEEN CHILE FD INC | 48,900 | $341K | 0.1% | $6.97 | $6.97 | — | COM | 00301W105 |
| — | ABERDEEN EMERGING MKTS SMALL | 21,500 | $280K | 0.1% | $13.02 | $13.02 | — | COM | 00301T102 |
| — | GSV CAPITAL CORP | 62,496 | $280K | 0.1% | $4.48 | $9.37 | — | COM | 36191J101 |
| — | VIVOPOWER INTERNATIONAL PLC | 59,990 | $270K | 0.1% | $4.50 | $5.50 | — | SHS | G9376R100 |
| — | LAZARD WORLD DIVIDEND & INCOME | 24,650 | $263K | 0.1% | $10.67 | $10.67 | — | COM | 521076109 |
| — | GDL FUND | 26,554 | $261K | 0.1% | $9.83 | $10.49 | — | COM | 361570104 |
| — | JETPAY CORP | 100,877 | $237K | 0.1% | $2.35 | $2.80 | — | COM | 477177109 |
| — | STELLAR AQCUISITION III | 653,000 | $222K | 0.1% | $0.34 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | PACIFIC SPECIAL ACQUISITION | 300,000 | $125K | 0.0% | $0.42 | $0.14 | — | RIGHT 03/15/2017 | G68588113 |
| — | ABERDEEN GTR CHINA FD | 10,235 | $107K | 0.0% | $10.45 | $10.45 | — | COM | 003031101 |
| — | ABERDEEN INDONESIA FD | 14,758 | $106K | 0.0% | $7.18 | $7.18 | — | COM | 00305P106 |
| — | PACIFIC SPECIAL ACQUISITION | 300,000 | $104K | 0.0% | $0.35 | $0.09 | — | *W EXP 10/20/202 | G68588121 |
| — | HARMONY MERGER CORP-WARRANT | 200,000 | $100K | 0.0% | $0.50 | $0.30 | — | *W EXP 01/01/202 | 413247123 |
| — | ANDINA ACQUISITION CORP II | 201,285 | $95,000 | 0.0% | $0.47 | $0.23 | — | RIGHT 09/01/2017 | G0441P120 |
| — | ELECTRUM SPL ACQUISITION COR | 151,020 | $68,000 | 0.0% | $0.45 | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 130,910 | $65,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 99/99/999 | G0726L117 |
| — | ANDINA ACQUISITION CORP II | 201,285 | $57,000 | 0.0% | $0.28 | $0.10 | — | *W EXP 11/23/202 | G0441P138 |
| — | WHEELER REAL ESTATE INVESTME | 20,069 | $35,000 | 0.0% | $1.74 | $1.96 | — | COM | 963025101 |
| — | BARINGTON HILCO ACQUISITION | 50,823 | $18,000 | 0.0% | $0.35 | $0.17 | — | Rights | 06759V119 |
| — | QUINPARIO ACQUISITION C-CW23 | 33,337 | $17,000 | 0.0% | $0.51 | $153.33 | — | *W EXP 01/01/202 | 74874U119 |
| — | ORIGO ACQUISITION CORP-RTS | 75,000 | $14,000 | 0.0% | $0.19 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | AXAR ACQUISTION COPR | 150,176 | $11,000 | 0.0% | $0.07 | $0.07 | — | *W EXP | 05455L102 |
| — | BARINGTON HILCO ACQUISITION | 50,823 | $9,000 | 0.0% | $0.18 | $0.11 | — | *W EXP 02/11/201 | 06759V127 |
| — | ORIGO ACQUISITION COR. WT | 75,000 | $8,000 | 0.0% | $0.11 | $0.07 | — | *W EXP 12/17/202 | G67789118 |
| — | COPSYNC INC | 30,000 | $2,000 | 0.0% | $0.07 | $0.22 | — | *W EXP 11/12/202 | 217712116 |