Location: Saddle Brook, NJ
CIK: 0001504304 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $394M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| STC | STEWART INFORMATION SERVICES | 759,436 | $34.46M | 8.8% | $45.38 | $38.27 | +17.7% | COM | 860372101 |
| — | NEW YORK REIT INC | 3,431,561 | $29.65M | 7.5% | $8.64 | $9.33 | — | COM | 64976L109 |
| — | SWISS HELVETIA FUND | 1,917,876 | $24.36M | 6.2% | $12.70 | $11.68 | — | COM | 870875101 |
| — | JPMORGAN CHINA REGION FD INC | 1,040,153 | $20.88M | 5.3% | $20.07 | $18.07 | — | COM | 48126T104 |
| — | HILL INTERNATIONAL INC | 3,270,947 | $17.01M | 4.3% | $5.20 | $4.23 | — | COM | 431466101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 981,606 | $14.61M | 3.7% | $14.88 | $13.30 | — | COM | 25158Y102 |
| — | KOREA EQUITY FD INC | 2,028,103 | $14.28M | 3.6% | $7.04 | $8.09 | — | COM | 50063B104 |
| — | PACHOLDER HIGH YIELD FUND | 1,791,276 | $14.26M | 3.6% | $7.96 | $6.95 | — | COM | 693742108 |
| — | CLOUGH GLOBAL EQUITY FUND | 1,113,189 | $14.04M | 3.6% | $12.61 | $11.46 | — | COM | 18914C100 |
| — | MVC CAPITAL INC | 1,348,959 | $13.3M | 3.4% | $9.86 | $12.69 | — | COM | 553829102 |
| — | PUTNAM HIGH INCOME SECURITIE | 1,482,158 | $13.03M | 3.3% | $8.79 | $8.10 | — | SHS BEN INT | 746779107 |
| — | LAZARD GLOBAL TOT RT & INC | 780,413 | $12.76M | 3.2% | $16.36 | $13.48 | — | COM | 52106W103 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 966,501 | $11.1M | 2.8% | $11.48 | $10.13 | — | COM | 47109U104 |
| — | NEUBERGER BERMAN REAL ESTATE | 1,818,319 | $9.819M | 2.5% | $5.40 | $4.85 | — | COM | 64190A103 |
| — | CENTRAL SECS CORP COM | 368,295 | $9.182M | 2.3% | $24.93 | $15.61 | — | COM | 155123102 |
| — | LIBERTY ALL STAR EQUITY FD SH | 1,576,533 | $8.923M | 2.3% | $5.66 | $5.63 | — | SH BEN INT | 530158104 |
| — | ADVENT/CLAYMORE ENH GR & INC | 553,318 | $8.305M | 2.1% | $15.01 | $8.62 | — | COM | 00765E104 |
| — | TRI CONTL CORP COM | 313,691 | $7.638M | 1.9% | $24.35 | $11.64 | — | COM | 895436103 |
| — | MORGAN STANLEY ASIA PAC FD | 452,116 | $7.519M | 1.9% | $16.63 | $9.38 | — | COM | 61744U106 |
| PHUN | STELLAR ACQUISITION III INC | 640,219 | $6.427M | 1.6% | $10.04 | $10.14 | — | COM | Y8172W107 |
| — | DELAWARE ENHANCED GBL DIV & | 558,016 | $6.361M | 1.6% | $11.40 | $10.51 | — | COM | 246060107 |
| — | ABERDEEN CHILE FD INC | 776,076 | $5.495M | 1.4% | $7.08 | $7.07 | — | COM | 00301W105 |
| — | KBL MERGER CORP IV | 254,500 | $5.121M | 1.3% | $20.12 | $20.12 | — | UNIT | 48242A203 |
| — | GREAT ELM CAP CORP | 415,072 | $4.408M | 1.1% | $10.62 | $11.67 | — | COM | 390320109 |
| — | FORUM MERGER CORP | 421,427 | $4.294M | 1.1% | $10.19 | $10.19 | — | UNIT | 34985B202 |
| — | CUSHING RENAISSANCE FD | 239,141 | $4.183M | 1.1% | $17.49 | $15.28 | — | COM | 231647108 |
| — | BOULDER GROWTH & INCM FD INC | 426,605 | $4.142M | 1.1% | $9.71 | $7.58 | — | COM | 101507101 |
| — | M I ACQUISITION CORP | 384,235 | $3.963M | 1.0% | $10.31 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| — | SOURCE CAPITAL INC | 102,165 | $3.949M | 1.0% | $38.65 | $37.78 | — | COM | 836144105 |
| — | ABERDEEN ISRAEL FUND INC | 198,089 | $3.83M | 1.0% | $19.33 | $19.07 | — | COM | 00301L109 |
| — | ABERDEEN SINGAPORE FD INC | 305,856 | $3.387M | 0.9% | $11.07 | $8.89 | — | COM | 003244100 |
| — | FIRST TR ENHANCED EQTY INC | 115,620 | $3.313M | 0.8% | $28.65 | $14.22 | — | COM | 337318109 |
| — | ADAMS EXPRESS COMPANY | 190,152 | $2.717M | 0.7% | $14.29 | $12.24 | — | COM | 006212104 |
| — | DEUTSCHE MULTI-MARKET INCOME | 308,118 | $2.711M | 0.7% | $8.80 | $8.64 | — | SHS | 25160E102 |
| — | M III ACQUISITION CORP | 261,911 | $2.687M | 0.7% | $10.26 | $9.83 | — | UNIT 99/99/9999T | 55378T203 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 248,436 | $2.447M | 0.6% | $9.85 | $9.87 | — | COM | G0726L125 |
| — | PACIFIC SPECIAL ACQUISITION | 329,370 | $2.368M | 0.6% | $7.19 | $9.76 | — | SHS | G68588105 |
| — | DELAWARE INV DIVIDEND & INV | 225,506 | $2.358M | 0.6% | $10.46 | $10.02 | — | COM | 245915103 |
| XXCHNXX | CHINA FUND INC | 197,158 | $2.327M | 0.6% | $11.80 | $11.80 | — | COM | 169373107 |
| XJEQX | ABERDEEN JAPAN EQUITY FD | 258,723 | $2.199M | 0.6% | $8.50 | $8.33 | — | COM | 00306J109 |
| SVVC | FIRSTHAND TECHNOLOGY VALUE | 248,905 | $2.088M | 0.5% | $8.39 | $20.29 | -58.9% | COM | 33766Y100 |
| — | BISON CAPITAL ACQUISITION | 200,000 | $2.04M | 0.5% | $10.20 | $10.20 | — | UNIT | G1142P120 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $1.985M | 0.5% | $10.11 | $9.69 | — | SHS | G0441P104 |
| — | ASIA TIGERS FUND INC | 161,657 | $1.922M | 0.5% | $11.89 | $9.85 | — | COM | 04516T105 |
| HUNTF | HUNTER MARITIME ACQUISITION | 186,828 | $1.829M | 0.5% | $9.79 | $9.83 | 0.0% | CL A | Y37828111 |
| — | GENERAL AMERICAN INVESTORS | 48,808 | $1.677M | 0.4% | $34.36 | $36.71 | — | COM | 368802104 |
| — | ALPINE GLOBAL PREMIER PPTYS | 226,679 | $1.437M | 0.4% | $6.34 | $5.72 | — | COM | 02083A103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 125,563 | $1.331M | 0.3% | $10.60 | $10.29 | — | SH BEN INT | 18914E106 |
| — | PACIFIC SPECIAL ACQUISITION | 309,084 | $1.32M | 0.3% | $4.27 | $0.26 | — | RIGHT 03/15/2017 | G68588113 |
| NXDT | NEXPOINT CR STRATEGIES FD | 60,101 | $1.309M | 0.3% | $21.78 | $21.78 | — | COM NEW | 65340G205 |
| EQS | EQUUS TOTAL RETURN INC | 497,162 | $1.173M | 0.3% | $2.36 * | $2.32 | +9.6% | COM | 294766100 |
| — | ROYCE VALUE TRUST | 74,200 | $1.083M | 0.3% | $14.60 | $12.10 | — | COM | 780910105 |
| — | FRANKLIN UNVL TR | 115,385 | $825K | 0.2% | $7.15 | $6.96 | — | SH BEN INT | 355145103 |
| — | BLACKROCK DEBT STRAT FD INC | 67,534 | $779K | 0.2% | $11.53 | $11.34 | — | COM NEW | 09255R202 |
| — | CREDIT SUISSE ASSET MGMT INC | 214,073 | $721K | 0.2% | $3.37 | $3.07 | — | COM | 224916106 |
| — | ELLSWORTH FUND INC | 77,045 | $704K | 0.2% | $9.14 | $7.75 | — | COM | 289074106 |
| — | CONSTELLATION ALPHA CAPITAL | 60,000 | $608K | 0.2% | $10.13 | $10.13 | — | UNIT | G2379F124 |
| — | ABERDEEN GTR CHINA FD | 49,865 | $572K | 0.1% | $11.47 | $11.26 | — | COM | 003031101 |
| — | TURKISH INVT FD INC | 54,207 | $523K | 0.1% | $9.65 | $9.65 | — | COM | 900145103 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $508K | 0.1% | $10.23 | $9.83 | — | COM | 06759V101 |
| BOC | BOSTON OMAHA CORP | 35,000 | $461K | 0.1% | $13.17 * | $15.19 | 0.0% | COM | 101044105 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 51,801 | $451K | 0.1% | $8.71 | $8.50 | — | COM | 25158V108 |
| TPHS | TRINITY PLACE HOLDINGS INC | 63,489 | $451K | 0.1% | $7.10 | $7.10 | 0.0% | COM | 89656D101 |
| — | ORIGO ACQUISITION CORP | 32,736 | $340K | 0.1% | $10.39 | $10.43 | — | SHS | G67789126 |
| — | HERZFELD CARIBBEAN BASIN FD | 69,940 | $331K | 0.1% | $4.73 | $6.83 | — | COM | 42804T106 |
| — | TAIWAN FD INC | 17,689 | $330K | 0.1% | $18.66 | $18.66 | — | COM | 874036106 |
| — | ABERDEEN EMERGING MKTS SMALL | 21,130 | $292K | 0.1% | $13.82 | $13.02 | — | COM | 00301T102 |
| — | ELECTRUM SPL ACQUISITION COR | 27,020 | $273K | 0.1% | $10.10 | $10.10 | — | SHS | G3105C104 |
| — | GDL FUND | 26,554 | $272K | 0.1% | $10.24 | $10.49 | — | COM | 361570104 |
| — | LAZARD WORLD DIVIDEND & INCOME | 24,606 | $271K | 0.1% | $11.01 | $10.67 | — | COM | 521076109 |
| — | GSV CAPITAL CORP | 60,104 | $261K | 0.1% | $4.34 | $9.37 | — | COM | 36191J101 |
| — | VIVOPOWER INTERNATIONAL PLC | 58,609 | $224K | 0.1% | $3.82 | $5.50 | — | SHS | G9376R100 |
| — | JETPAY CORP | 98,985 | $208K | 0.1% | $2.10 | $2.80 | — | COM | 477177109 |
| — | STELLAR AQCUISITION III | 640,219 | $205K | 0.1% | $0.32 | $0.34 | — | *W EXP 03/22/202 | Y8172W115 |
| — | HARMONY MERGER CORP-WARRANT | 195,386 | $156K | 0.0% | $0.80 | $0.30 | — | *W EXP 01/01/202 | 413247123 |
| — | PACIFIC SPECIAL ACQUISITION | 292,853 | $152K | 0.0% | $0.52 | $0.09 | — | *W EXP 10/20/202 | G68588121 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 248,436 | $112K | 0.0% | $0.45 | $0.47 | — | *W EXP 99/99/999 | G0726L117 |
| — | ABERDEEN INDONESIA FD | 14,227 | $108K | 0.0% | $7.59 | $7.18 | — | COM | 00305P106 |
| — | INVESCO PA VALUE MUN INCOME TR | 8,714 | $108K | 0.0% | $12.39 | $12.39 | — | COM | 46132K109 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $86,000 | 0.0% | $0.44 | $0.23 | — | RIGHT 09/01/2017 | G0441P120 |
| — | ELECTRUM SPL ACQUISITION COR | 147,507 | $53,000 | 0.0% | $0.36 | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | ANDINA ACQUISITION CORP II | 196,406 | $41,000 | 0.0% | $0.21 | $0.10 | — | *W EXP 11/23/202 | G0441P138 |
| — | HUNTER MARITIME ACQUISITION WTS | 93,414 | $29,000 | 0.0% | $0.31 | $0.31 | — | W EXP 99/99/999 | Y37828129 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $20,000 | 0.0% | $0.40 | $0.17 | — | Rights | 06759V119 |
| — | ORIGO ACQUISITION CORP-RTS | 73,423 | $17,000 | 0.0% | $0.23 | $0.15 | — | RIGHT 12/12/2016 | G67789134 |
| — | ORIGO ACQUISITION COR. WT | 73,423 | $13,000 | 0.0% | $0.18 | $0.07 | — | *W EXP 12/17/202 | G67789118 |
| — | QUINPARIO ACQUISITION C-CW23 | 32,582 | $12,000 | 0.0% | $0.37 | $153.33 | — | *W EXP 01/01/202 | 74874U119 |
| — | AXAR ACQUISTION COPR | 145,430 | $12,000 | 0.0% | $0.08 | $0.07 | — | *WEXP | 05455L102 |
| — | BARINGTON HILCO ACQUISITION | 49,649 | $7,000 | 0.0% | $0.14 | $0.11 | — | *W EXP 02/11/201 | 06759V127 |