Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: Apr 23, 2018
Total Value: $156M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 74,435 | $19.59M | 12.6% | $263.16 | $231.44 | +13.7% | TR UNIT | 78462F103 |
| VTI | VANGUARD INDEX FDS | 132,965 | $18.05M | 11.6% | $135.72 | $96.33 | +40.9% | TOTAL STK MKT | 922908769 |
| CME | CME GROUP INC | 79,121 | $12.8M | 8.2% | $161.74 * | $48.63 | +153.7% | COM CL A | 12572Q105 |
| MINT | PIMCO ETF TR | 108,132 | $10.98M | 7.0% | $101.55 | $101.65 | -0.1% | ENHAN SHRT MA AC | 72201R833 |
| TOTL | SSGA ACTIVE ETF TR | 213,144 | $10.22M | 6.6% | $47.97 | $49.10 | -2.3% | SPDR TR TACTIC | 78467V848 |
| VXUS | VANGUARD STAR FD | 119,678 | $6.768M | 4.3% | $56.55 | $49.34 | +14.6% | VG TL INTL STK F | 921909768 |
| SPTM | SPDR SERIES TRUST | 186,575 | $6.123M | 3.9% | $32.82 | $33.86 | -3.1% | PORTFOLIO TL STK | 78464A805 |
| ABFL | TRIMTABS ETF TR | 138,137 | $4.765M | 3.1% | $34.49 | $31.32 | +10.1% | ALL CAP US FREE | 89628W302 |
| AAPL | APPLE INC | 21,648 | $3.632M | 2.3% | $167.78 * | $21.57 | +82.9% | COM | 037833100 |
| SPDW | SPDR INDEX SHS FDS | 95,202 | $2.992M | 1.9% | $31.43 | $32.09 | -2.1% | PORTFOLIO DEVLPD | 78463X889 |
| — | POWERSHARES ETF TR II | 146,242 | $2.707M | 1.7% | $18.51 | $18.95 | — | FDM HG YLD RAFI | 73936T557 |
| — | SPDR SERIES TRUST | 69,466 | $2.49M | 1.6% | $35.84 | $35.84 | — | BLOOMBERG BRCLYS | 78464A417 |
| HYG | ISHARES TR | 28,903 | $2.475M | 1.6% | $85.63 | $86.95 | -1.5% | IBOXX HI YD ETF | 464288513 |
| SPSB | SPDR SERIES TRUST | 75,478 | $2.279M | 1.5% | $30.19 | $30.27 | -0.2% | PORTFOLIO SHORT | 78464A474 |
| ANGL | VANECK VECTORS ETF TR | 78,058 | $2.268M | 1.5% | $29.06 | $29.61 | -1.9% | FALLEN ANGEL HG | 92189F437 |
| VIG | VANGUARD GROUP | 16,829 | $1.701M | 1.1% | $101.08 | $73.08 | +38.3% | DIV APP ETF | 921908844 |
| HYLB | DBX ETF TR | 28,430 | $1.408M | 0.9% | $49.53 * | $39.98 | -0.9% | XTRACK USD HIGH | 233051432 |
| SHYG | ISHARES TR | 29,032 | $1.358M | 0.9% | $46.78 | $46.93 | -0.3% | 0-5YR HI YL CP | 46434V407 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,350 | $1.295M | 0.8% | $114.10 * | $42.59 | +142.2% | COM | 12503M108 |
| VEU | VANGUARD INTL EQUITY INDEX F | 23,741 | $1.291M | 0.8% | $54.38 | $50.73 | +7.2% | ALLWRLD EX US | 922042775 |
| — | CITRIX SYS INC | 935,000 | $1.234M | 0.8% | $1.32 | $1.16 | — | NOTE 0.500% 4/1 | 177376AD2 |
| — | CSG SYS INTL INC | 1,015,000 | $1.119M | 0.7% | $1.10 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | NUVASIVE INC | 1,015,000 | $1.118M | 0.7% | $1.10 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | VECTOR GROUP LTD | 995,000 | $1.102M | 0.7% | $1.11 | $1.14 | — | FRNT 4/1 | 92240MBC1 |
| AMZN | AMAZON COM INC | 755 | $1.093M | 0.7% | $1447.68 * | $41.95 | +72.5% | COM | 023135106 |
| — | CALAMP CORP | 1,005,000 | $1.08M | 0.7% | $1.07 | $1.07 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | ECHO GLOBAL LOGISTICS INC | 1,000,000 | $1.027M | 0.7% | $1.03 | $0.97 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 1,000,000 | $1.008M | 0.6% | $1.01 | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | PROSPECT CAPITAL CORPORATION | 980,000 | $1.004M | 0.6% | $1.02 | $1.02 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| SJNK | SPDR SER TR | 36,500 | $999K | 0.6% | $27.37 | $27.51 | -0.5% | BLOOMBERG SRT TR | 78468R408 |
| — | VERINT SYS INC | 1,015,000 | $995K | 0.6% | $0.98 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | NATIONAL HEALTH INVS INC | 885,000 | $984K | 0.6% | $1.11 | $1.17 | — | NOTE 3.250% 4/0 | 63633DAE4 |
| — | CEMEX SAB DE CV | 940,000 | $969K | 0.6% | $1.03 | $1.16 | — | NOTE 3.720% 3/1 | 151290BR3 |
| — | SEACOR HOLDINGS INC | 985,000 | $965K | 0.6% | $0.98 | $0.87 | — | NOTE 3.000%11/1 | 81170YAB5 |
| — | ELECTRONICS FOR IMAGING INC | 975,000 | $947K | 0.6% | $0.97 | $1.06 | — | NOTE 0.750% 9/0 | 286082AC6 |
| — | PENNYMAC CORP | 925,000 | $946K | 0.6% | $1.02 | $1.00 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| — | PANDORA MEDIA INC | 1,015,000 | $932K | 0.6% | $0.92 | $0.95 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | MACQUARIE INFRASTRUCTURE COR | 915,000 | $912K | 0.6% | $1.00 | $4.80 | — | NOTE 2.875% 7/1 | 55608BAA3 |
| — | ROVI CORP | 930,000 | $903K | 0.6% | $0.97 | $1.00 | — | NOTE 0.500% 3/0 | 779376AD4 |
| PNC | PNC FINL SVCS GROUP INC | 5,782 | $874K | 0.6% | $151.16 * | $64.27 | +79.3% | COM | 693475105 |
| — | HURON CONSULTING GROUP INC | 915,000 | $868K | 0.6% | $0.95 | $0.95 | — | NOTE 1.250%10/0 | 447462AB8 |
| EFA | ISHARES TR | 11,911 | $830K | 0.5% | $69.68 | $65.12 | +7.0% | MSCI EAFE ETF | 464287465 |
| INTC | INTEL CORP | 15,875 | $827K | 0.5% | $52.09 * | $19.08 | +130.7% | COM | 458140100 |
| SPEM | SPDR INDEX SHS FDS | 20,098 | $790K | 0.5% | $39.31 | $40.07 | -1.9% | PORTFOLIO EMG MK | 78463X509 |
| JPM | JPMORGAN CHASE & CO | 6,865 | $755K | 0.5% | $109.98 * | $44.16 | +101.1% | COM | 46625H100 |
| — | J2 GLOBAL INC | 555,000 | $711K | 0.5% | $1.28 | $1.27 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| MSFT | MICROSOFT CORP | 7,569 | $691K | 0.4% | $91.29 * | $36.88 | +128.7% | COM | 594918104 |
| — | INTEGRATED DEVICE TECHNOLOGY | 555,000 | $627K | 0.4% | $1.13 | $1.13 | — | NOTE 0.875%11/1 | 458118AC0 |
| — | INTERDIGITAL INC | 535,000 | $621K | 0.4% | $1.16 | $1.17 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | PRICELINE GRP INC | 480,000 | $599K | 0.4% | $1.25 | $1.24 | — | NOTE 0.900% 9/1 | 741503AX4 |
| GOOG | ALPHABET INC | 568 | $586K | 0.4% | $1031.69 * | $50.52 | +1.4% | CAP STK CL C | 02079K107 |
| — | ISIS PHARMACEUTICALS INC DEL | 560,000 | $555K | 0.4% | $0.99 | $0.99 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | RPM INTL INC | 485,000 | $548K | 0.4% | $1.13 | $1.16 | — | NOTE 2.250%12/1 | 749685AT0 |
| — | COLONY CAP INC | 575,000 | $543K | 0.3% | $0.94 | $6.29 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 11,333 | $540K | 0.3% | $47.65 | $48.22 | -1.3% | FIRST TR TA HIYL | 33738D408 |
| — | FINISAR CORP | 600,000 | $540K | 0.3% | $0.90 | $0.90 | — | NOTE 0.500%12/1 | 31787AAP6 |
| JNJ | JOHNSON & JOHNSON | 3,983 | $510K | 0.3% | $128.04 * | $76.56 | +34.7% | COM | 478160104 |
| GOOGL | ALPHABET INC | 486 | $504K | 0.3% | $1037.04 * | $51.24 | +0.5% | CAP STK CL A | 02079K305 |
| — | HERBALIFE LTD | 385,000 | $467K | 0.3% | $1.21 | $1.20 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| BABA | ALIBABA GROUP HLDG LTD | 2,462 | $452K | 0.3% | $183.59 | $183.52 | +0.0% | SPONSORED ADS | 01609W102 |
| XLU | SELECT SECTOR SPDR TR | 8,836 | $446K | 0.3% | $50.48 * | $24.96 | +1.2% | SBI INT-UTILS | 81369Y886 |
| RITM | NEW RESIDENTIAL INVT CORP | 25,635 | $422K | 0.3% | $16.46 | $16.40 | — | COM NEW | 64828T201 |
| T | AT&T INC | 11,724 | $418K | 0.3% | $35.65 * | $11.66 | +31.4% | COM | 00206R102 |
| DIS | DISNEY WALT CO | 4,114 | $413K | 0.3% | $100.39 * | $87.86 | +8.6% | COM DISNEY | 254687106 |
| — | PDC ENERGY INC | 395,000 | $384K | 0.2% | $0.97 | $0.98 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| HD | HOME DEPOT INC | 2,130 | $380K | 0.2% | $178.40 * | $142.34 | +3.7% | COM | 437076102 |
| EEM | ISHARES TR | 7,859 | $379K | 0.2% | $48.22 | $41.71 | +15.7% | MSCI EMG MKT ETF | 464287234 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,814 | $357K | 0.2% | $126.87 * | $43.82 | +44.6% | MIDCP 400 IDX | 921932885 |
| — | VALEANT PHARMACEUTICALS INTL | 21,594 | $344K | 0.2% | $15.93 | $16.17 | — | COM | 91911K102 |
| ABBV | ABBVIE INC | 3,531 | $334K | 0.2% | $94.59 * | $42.59 | +59.0% | COM | 00287Y109 |
| VZ | VERIZON COMMUNICATIONS INC | 6,756 | $323K | 0.2% | $47.81 * | $28.35 | +10.9% | COM | 92343V104 |
| NTNX | NUTANIX INC | 6,500 | $319K | 0.2% | $49.08 | $21.88 | +124.5% | CL A | 67059N108 |
| VGK | VANGUARD INTL EQUITY INDEX F | 4,930 | $287K | 0.2% | $58.22 | $55.91 | +4.0% | FTSE EUROPE ETF | 922042874 |
| PG | PROCTER AND GAMBLE CO | 3,576 | $283K | 0.2% | $79.14 * | $63.46 | +1.8% | COM | 742718109 |
| — | UNITED TECHNOLOGIES CORP | 1,874 | $275K | 0.2% | $146.74 | $147.81 | — | COM | 913017109 |
| — | RTW HLDGS INC | 265,000 | $272K | 0.2% | $1.03 | $1.04 | — | NOTE 5.625%11/1 | 749772AB5 |
| VOO | VANGUARD INDEX FDS | 1,050 | $254K | 0.2% | $241.90 | $220.10 | +10.0% | S&P 500 ETF SHS | 922908363 |
| — | BIOMARIN PHARMACEUTICAL INC | 220,000 | $244K | 0.2% | $1.11 | $1.12 | — | NOTE 1.500%10/1 | 09061GAF8 |
| GLD | SPDR GOLD TRUST | 1,918 | $241K | 0.2% | $125.65 | $126.13 | -0.3% | GOLD SHS | 78463V107 |
| IWM | ISHARES TR | 1,546 | $235K | 0.2% | $152.01 | $113.49 | +33.8% | RUSSELL 2000 ETF | 464287655 |
| NVDA | NVIDIA CORP | 991 | $230K | 0.1% | $232.09 * | $5.81 | -1.4% | COM | 67066G104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,425 | $219K | 0.1% | $153.68 * | $107.30 | -2.6% | COM | 459200101 |
| BAC | BANK AMER CORP | 7,072 | $212K | 0.1% | $29.98 * | $22.78 | +9.5% | COM | 060505104 |
| — | GENERAL ELECTRIC CO | 13,596 | $183K | 0.1% | $13.46 | $27.07 | — | COM | 369604103 |
| — | DNP SELECT INCOME FD | 10,505 | $108K | 0.1% | $10.28 | $11.41 | — | COM | 23325P104 |
| — | SM ENERGY CO | 110,000 | $104K | 0.1% | $0.95 | $0.96 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | CIENA CORP | 70,000 | $99,000 | 0.1% | $1.41 | $1.37 | — | DEBT 4.000%12/1 | 171779AK7 |
| NOK | NOKIA CORP | 11,589 | $63,000 | 0.0% | $5.44 | $5.15 | +6.2% | SPONSORED ADR | 654902204 |