A&I FINANCIAL SERVICES, LLC Diversified Active

Location: Lone Tree, CO

CIK: 0001728031 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 9, 2019

Total Value: $66.83M (100.0% shares, 0.0% debt)

Holdings (25)

SPY SPDR S&P 500 ETF TR TR UNIT 37.2%

Value $24.87M Shares 83,794 Share Price $296.78 Est. Cost/Share $272.97 Unrealized @ Report Date +8.7%

IEF ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF 8.1%

Value $5.384M Shares 47,873 Share Price $112.46 Est. Cost/Share $111.57 Unrealized @ Report Date +0.8%

— SEAGATE TECHNOLOGY PLS SHS ISIN#IE00B58JVZ52 5.0%

Value $3.344M Shares 62,172 Share Price $53.79 Est. Cost/Share $47.86 Unrealized @ Report Date —

SYY SYSCO CORP 4.8%

Value $3.241M Shares 40,819 Share Price $79.40 * Est. Cost/Share $52.76 Unrealized @ Report Date +26.7%

AES AES CORPORATION 4.5%

Value $3M Shares 183,582 Share Price $16.34 * Est. Cost/Share $8.59 Unrealized @ Report Date +51.8%

ITOT ISHARES CORE S&P TOTAL US STOCK MARKET ETF 4.4%

Value $2.936M Shares 43,780 Share Price $67.06 Est. Cost/Share $61.94 Unrealized @ Report Date +8.3%

F FORD MOTOR COMPANY 4.2%

Value $2.783M Shares 303,791 Share Price $9.16 * Est. Cost/Share $7.57 Unrealized @ Report Date -11.2%

CAH CARDINAL HEALTH, INC. 3.8%

Value $2.571M Shares 54,477 Share Price $47.19 * Est. Cost/Share $38.16 Unrealized @ Report Date +4.4%

PRU PRUDENTIAL FINANCIAL INC 3.8%

Value $2.528M Shares 28,109 Share Price $89.94 * Est. Cost/Share $72.93 Unrealized @ Report Date -9.9%

IP INTERNATIONAL PAPER 3.6%

Value $2.427M Shares 58,032 Share Price $41.82 * Est. Cost/Share $36.10 Unrealized @ Report Date -17.1%

HPQ HP INC COM 3.6%

Value $2.393M Shares 126,489 Share Price $18.92 * Est. Cost/Share $16.25 Unrealized @ Report Date -6.1%

— NORDSTROM INC 3.3%

Value $2.198M Shares 65,277 Share Price $33.67 Est. Cost/Share $46.74 Unrealized @ Report Date —

LBRT LIBERTY OILFIELD SVCS INC 3.1%

Value $2.042M Shares 188,548 Share Price $10.83 Est. Cost/Share $15.32 Unrealized @ Report Date -29.3%

VEA VANGUARD TAX MANAGED INTL FD MSCI 2.4%

Value $1.6M Shares 38,960 Share Price $41.07 Est. Cost/Share $43.67 Unrealized @ Report Date -5.9%

VWO VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS 2.3%

Value $1.559M Shares 38,721 Share Price $40.26 Est. Cost/Share $44.06 Unrealized @ Report Date -8.6%

CC CHEMOURS CO COM 2.0%

Value $1.354M Shares 90,640 Share Price $14.94 * Est. Cost/Share $24.50 Unrealized @ Report Date -52.6%

AMZN AMAZON.COM, INC 0.8%

Value $512K Shares 295 Share Price $1735.59 * Est. Cost/Share $61.76 Unrealized @ Report Date +40.5%

IVV ISHARES CORE S&P 500 ETF 0.5%

Value $338K Shares 1,132 Share Price $298.59 Est. Cost/Share $289.99 Unrealized @ Report Date +2.9%

DIS DISNEY (WALT) CO 0.5%

Value $315K Shares 2,414 Share Price $130.49 * Est. Cost/Share $104.73 Unrealized @ Report Date +20.9%

— FS KKR CAPITAL COPORATION 0.4%

Value $256K Shares 43,874 Share Price $5.83 Est. Cost/Share $6.34 Unrealized @ Report Date —

AAPL APPLE COMPUTER INC COM 0.4%

Value $251K Shares 1,121 Share Price $223.91 * Est. Cost/Share $46.62 Unrealized @ Report Date +15.6%

ESGD ISHARES TRUST 0.4%

Value $240K Shares 3,740 Share Price $64.17 Est. Cost/Share $63.78 Unrealized @ Report Date +0.5%

T AT&T INC COM 0.3%

Value $232K Shares 6,127 Share Price $37.87 * Est. Cost/Share $17.00 Unrealized @ Report Date +8.0%

HD HOME DEPOT INC. 0.3%

Value $230K Shares 990 Share Price $232.32 * Est. Cost/Share $169.54 Unrealized @ Report Date +17.6%

JPM J P MORGAN CHASE & CO COM 0.3%

Value $228K Shares 1,935 Share Price $117.83 * Est. Cost/Share $92.02 Unrealized @ Report Date +7.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
SPY	SPDR S&P 500 ETF TR TR UNIT	83,794	$24.87M	37.2%	$296.78	$272.97	+8.7%	ETF	78462F103
IEF	ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF	47,873	$5.384M	8.1%	$112.46	$111.57	+0.8%	ETF	464287440
—	SEAGATE TECHNOLOGY PLS SHS ISIN#IE00B58JVZ52	62,172	$3.344M	5.0%	$53.79	$47.86	—	C	G7945M107
SYY	SYSCO CORP	40,819	$3.241M	4.8%	$79.40 *	$52.76	+26.7%	C	871829107
AES	AES CORPORATION	183,582	$3M	4.5%	$16.34 *	$8.59	+51.8%	C	00130H105
ITOT	ISHARES CORE S&P TOTAL US STOCK MARKET ETF	43,780	$2.936M	4.4%	$67.06	$61.94	+8.3%	ETF	464287150
F	FORD MOTOR COMPANY	303,791	$2.783M	4.2%	$9.16 *	$7.57	-11.2%	C	345370860
CAH	CARDINAL HEALTH, INC.	54,477	$2.571M	3.8%	$47.19 *	$38.16	+4.4%	C	14149Y108
PRU	PRUDENTIAL FINANCIAL INC	28,109	$2.528M	3.8%	$89.94 *	$72.93	-9.9%	C	744320102
IP	INTERNATIONAL PAPER	58,032	$2.427M	3.6%	$41.82 *	$36.10	-17.1%	C	460146103
HPQ	HP INC COM	126,489	$2.393M	3.6%	$18.92 *	$16.25	-6.1%	C	40434L105
—	NORDSTROM INC	65,277	$2.198M	3.3%	$33.67	$46.74	—	C	655664100
LBRT	LIBERTY OILFIELD SVCS INC	188,548	$2.042M	3.1%	$10.83	$15.32	-29.3%	C	53115L104
VEA	VANGUARD TAX MANAGED INTL FD MSCI	38,960	$1.6M	2.4%	$41.07	$43.67	-5.9%	ETF	921943858
VWO	VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS	38,721	$1.559M	2.3%	$40.26	$44.06	-8.6%	ETF	922042858
CC	CHEMOURS CO COM	90,640	$1.354M	2.0%	$14.94 *	$24.50	-52.6%	C	163851108
AMZN	AMAZON.COM, INC	295	$512K	0.8%	$1735.59 *	$61.76	+40.5%	C	023135106
IVV	ISHARES CORE S&P 500 ETF	1,132	$338K	0.5%	$298.59	$289.99	+2.9%	ETF	464287200
DIS	DISNEY (WALT) CO	2,414	$315K	0.5%	$130.49 *	$104.73	+20.9%	C	254687106
—	FS KKR CAPITAL COPORATION	43,874	$256K	0.4%	$5.83	$6.34	—	C	302635107
AAPL	APPLE COMPUTER INC COM	1,121	$251K	0.4%	$223.91 *	$46.62	+15.6%	C	037833100
ESGD	ISHARES TRUST	3,740	$240K	0.4%	$64.17	$63.78	+0.5%	ETF	46435G516
T	AT&T INC COM	6,127	$232K	0.3%	$37.87 *	$17.00	+8.0%	C	00206R102
HD	HOME DEPOT INC.	990	$230K	0.3%	$232.32 *	$169.54	+17.6%	C	437076102
JPM	J P MORGAN CHASE & CO COM	1,935	$228K	0.3%	$117.83 *	$92.02	+7.5%	C	46625H100