Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 20, 2020
Total Value: $160M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HTRB | HARTFORD FDS EXCHANGE TRADED | 460,260 | $18.29M | 11.5% | $39.75 | $41.33 | -3.8% | TOTAL RTRN ETF | 41653L305 |
| CME | CME GROUP INC | 92,386 | $15.97M | 10.0% | $172.92 * | $69.24 | +100.9% | COM | 12572Q105 |
| ACWV | ISHARES INC | 140,507 | $11.29M | 7.1% | $80.34 | $92.27 | -12.9% | MIN VOL GBL ETF | 464286525 |
| SPY | SPDR S&P 500 ETF TR | 42,692 | $11M | 6.9% | $257.75 | $259.16 | -0.5% | TR UNIT | 78462F103 |
| SPSB | SPDR SER TR | 350,546 | $10.6M | 6.6% | $30.25 | $30.82 | -1.9% | PORTFOLIO SHORT | 78464A474 |
| VTI | VANGUARD INDEX FDS | 58,445 | $7.534M | 4.7% | $128.91 | $96.33 | +33.8% | TOTAL STK MKT | 922908769 |
| USMV | ISHARES TR | 137,550 | $7.429M | 4.7% | $54.01 | $63.55 | -15.0% | MSCI MIN VOL ETF | 46429B697 |
| SPTM | SPDR SER TR | 215,015 | $6.762M | 4.2% | $31.45 | $34.81 | -9.7% | PORTFOLI S&P1500 | 78464A805 |
| AAPL | APPLE INC | 19,309 | $4.91M | 3.1% | $254.29 * | $23.06 | +166.7% | COM | 037833100 |
| ABFL | TRIMTABS ETF TR | 158,357 | $4.838M | 3.0% | $30.55 | $35.09 | -12.9% | ALL CAP US FREE | 89628W302 |
| TBLL | INVESCO EXCHANGE-TRADED FD T | 35,132 | $3.731M | 2.3% | $106.20 | $105.76 | +0.4% | TREAS COLATERL | 46138G888 |
| GQRE | FLEXSHARES TR | 76,628 | $3.628M | 2.3% | $47.35 | $62.39 | -24.1% | GLB QLT R/E IDX | 33939L787 |
| SPDW | SPDR INDEX SHS FDS | 140,741 | $3.369M | 2.1% | $23.94 | $30.87 | -22.5% | PORTFOLIO DEVLPD | 78463X889 |
| HYDW | DBX ETF TR | 70,815 | $3.249M | 2.0% | $45.88 | $50.40 | -9.0% | XTRACKERS LOW | 233051267 |
| VWOB | VANGUARD WHITEHALL FDS | 40,900 | $2.879M | 1.8% | $70.39 | $80.08 | -12.1% | EMERG MKT BD ETF | 921946885 |
| CEMB | ISHARES INC | 63,528 | $2.856M | 1.8% | $44.96 | $51.27 | -12.3% | JP MRG EM CRP BD | 464286251 |
| AMZN | AMAZON COM INC | 1,042 | $2.032M | 1.3% | $1950.10 * | $60.10 | +62.2% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 10,882 | $1.716M | 1.1% | $157.69 * | $67.43 | +122.7% | COM | 594918104 |
| SPEM | SPDR INDEX SHS FDS | 58,657 | $1.669M | 1.0% | $28.45 | $36.91 | -22.9% | PORTFOLIO EMG MK | 78463X509 |
| VIG | VANGUARD SPECIALIZED FUNDS | 12,408 | $1.283M | 0.8% | $103.40 | $76.93 | +34.4% | DIV APP ETF | 921908844 |
| EFA | ISHARES TR | 21,535 | $1.151M | 0.7% | $53.45 | $66.06 | -19.1% | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FDS | 26,795 | $1.124M | 0.7% | $41.95 | $49.34 | -15.0% | VG TL INTL STK F | 921909768 |
| ISTB | ISHARES TR | 20,850 | $1.053M | 0.7% | $50.50 | $50.39 | +0.2% | CORE 1 5 YR USD | 46432F859 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,100 | $991K | 0.6% | $89.28 * | $42.59 | +94.0% | COM | 12503M108 |
| JPM | JPMORGAN CHASE & CO | 10,788 | $971K | 0.6% | $90.01 * | $65.52 | +17.2% | COM | 46625H100 |
| INTC | INTEL CORP | 17,268 | $935K | 0.6% | $54.15 * | $23.55 | +103.7% | COM | 458140100 |
| BABA | ALIBABA GROUP HLDG LTD | 3,856 | $750K | 0.5% | $194.50 | $192.79 | +0.9% | SPONSORED ADS | 01609W102 |
| BIL | SPDR SER TR | 7,480 | $685K | 0.4% | $91.58 | $91.50 | +0.1% | SPDR BLOOMBERG | 78468R663 |
| JNJ | JOHNSON & JOHNSON | 4,976 | $652K | 0.4% | $131.03 * | $85.50 | +30.4% | COM | 478160104 |
| — | FTI CONSULTING INC | 480,000 | $627K | 0.4% | $1.31 | $1.26 | — | NOTE 2.000% 8/1 | 302941AP4 |
| PG | PROCTER & GAMBLE CO | 5,413 | $595K | 0.4% | $109.92 * | $67.15 | +41.9% | COM | 742718109 |
| — | J2 GLOBAL INC | 475,000 | $584K | 0.4% | $1.23 | $1.28 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| VUG | VANGUARD INDEX FDS | 3,721 | $583K | 0.4% | $156.68 * | $26.87 | -2.8% | GROWTH ETF | 922908736 |
| VTEB | VANGUARD MUN BD FD INC | 11,000 | $582K | 0.4% | $52.91 | $53.54 | -1.2% | TAX EXEMPT BD | 922907746 |
| PNC | PNC FINL SVCS GROUP INC | 5,984 | $573K | 0.4% | $95.76 * | $65.61 | +17.8% | COM | 693475105 |
| — | SILICON LABORATORIES INC | 510,000 | $565K | 0.4% | $1.11 | $1.11 | — | NOTE 1.375% 3/0 | 826919AB8 |
| T | AT&T INC | 18,850 | $549K | 0.3% | $29.12 * | $14.82 | -1.1% | COM | 00206R102 |
| — | ILLUMINA INC | 445,000 | $544K | 0.3% | $1.22 | $1.35 | — | NOTE 0.500% 6/1 | 452327AH2 |
| — | NUVASIVE INC | 520,000 | $542K | 0.3% | $1.04 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | FINISAR CORP | 540,000 | $540K | 0.3% | $1.00 | $0.91 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | CSG SYS INTL INC | 525,000 | $532K | 0.3% | $1.01 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| ICSH | ISHARES TR | 10,402 | $520K | 0.3% | $49.99 | $50.23 | -0.6% | ULTR SH TRM BD | 46434V878 |
| — | PRICELINE GRP INC | 500,000 | $499K | 0.3% | $1.00 | $1.22 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | ISIS PHARMACEUTICALS INC DEL | 490,000 | $498K | 0.3% | $1.02 | $1.01 | — | NOTE 1.000%11/1 | 464337AJ3 |
| DOCU | DOCUSIGN INC | 5,390 | $498K | 0.3% | $92.39 | $53.40 | +73.0% | COM | 256163106 |
| — | VERINT SYS INC | 505,000 | $489K | 0.3% | $0.97 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | OSI SYSTEMS INC | 515,000 | $475K | 0.3% | $0.92 | $0.97 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | KAMAN CORP | 480,000 | $474K | 0.3% | $0.99 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | CTRIP COM INTL LTD | 465,000 | $464K | 0.3% | $1.00 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | MICROCHIP TECHNOLOGY INC | 450,000 | $463K | 0.3% | $1.03 | $1.16 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | MERITOR INC | 535,000 | $462K | 0.3% | $0.86 | $0.98 | — | NOTE 3.250%10/1 | 59001KAF7 |
| MINT | PIMCO ETF TR | 4,665 | $462K | 0.3% | $99.04 | $101.65 | -2.6% | ENHAN SHRT MA AC | 72201R833 |
| — | PACIRA BIOSCIENCES | 460,000 | $449K | 0.3% | $0.98 | $1.04 | — | NOTE 2.375% 4/0 | 695127AD2 |
| NVDA | NVIDIA CORP | 1,692 | $446K | 0.3% | $263.59 * | $3.92 | +67.5% | COM | 67066G104 |
| — | DYCOM INDS INC | 505,000 | $426K | 0.3% | $0.84 | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | PRA GROUP INC | 485,000 | $425K | 0.3% | $0.88 | $1.02 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 470,000 | $419K | 0.3% | $0.89 | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| GOOGL | ALPHABET INC | 361 | $419K | 0.3% | $1160.66 * | $54.35 | +6.1% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 2,468 | $412K | 0.3% | $166.94 | $183.07 | -9.5% | CL A | 30303M102 |
| — | PALO ALTO NETWORKS INC | 410,000 | $396K | 0.2% | $0.97 | $1.10 | — | NOTE 0.750% 7/0 | 697435AD7 |
| VZ | VERIZON COMMUNICATIONS INC | 7,280 | $391K | 0.2% | $53.71 * | $32.05 | +20.3% | COM | 92343V104 |
| GLD | SPDR GOLD TRUST | 2,519 | $373K | 0.2% | $148.07 | $121.70 | +21.6% | GOLD SHS | 78463V107 |
| — | GREENBRIER COS INC | 485,000 | $372K | 0.2% | $0.77 | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| ABBV | ABBVIE INC | 4,830 | $368K | 0.2% | $76.19 * | $47.19 | +27.6% | COM | 00287Y109 |
| VCSH | VANGUARD SCOTTSDALE FDS | 4,545 | $360K | 0.2% | $79.21 | $80.41 | -1.6% | SHRT TRM CORP BD | 92206C409 |
| — | PDC ENERGY INC | 425,000 | $347K | 0.2% | $0.82 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| — | MARRIOTT VACTINS WORLDWID CO | 445,000 | $347K | 0.2% | $0.78 | $1.05 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | REDWOOD TR INC | 520,000 | $340K | 0.2% | $0.65 | $0.95 | — | NOTE 4.750% 8/1 | 758075AC9 |
| DIS | DISNEY WALT CO | 3,497 | $338K | 0.2% | $96.65 * | $109.28 | -13.6% | COM DISNEY | 254687106 |
| — | VIAVI SOLUTIONS INC | 325,000 | $337K | 0.2% | $1.04 | $1.21 | — | NOTE 1.750% 6/0 | 925550AE5 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,801 | $329K | 0.2% | $33.57 | $41.94 | -20.0% | FTSE EMR MKT ETF | 922042858 |
| UNH | UNITEDHEALTH GROUP INC | 1,321 | $329K | 0.2% | $249.05 * | $249.73 | -9.1% | COM | 91324P102 |
| ABT | ABBOTT LABS | 4,126 | $326K | 0.2% | $79.01 * | $56.84 | +25.4% | COM | 002824100 |
| IWP | ISHARES TR | 2,395 | $291K | 0.2% | $121.50 * | $66.00 | -7.9% | RUS MD CP GR ETF | 464287481 |
| SCHB | SCHWAB STRATEGIC TR | 4,757 | $287K | 0.2% | $60.33 * | $11.10 | -9.3% | US BRD MKT ETF | 808524102 |
| — | CLEVELAND CLIFFS INC | 395,000 | $278K | 0.2% | $0.70 | $0.07 | — | DBCV 1.500% 1/1 | 185899AA9 |
| QLD | PROSHARES TR | 3,010 | $270K | 0.2% | $89.70 * | $10.34 | +8.2% | PSHS ULTRA QQQ | 74347R206 |
| HD | HOME DEPOT INC | 1,408 | $263K | 0.2% | $186.79 * | $172.92 | -6.0% | COM | 437076102 |
| GOOG | ALPHABET INC | 219 | $255K | 0.2% | $1164.38 * | $59.79 | -3.5% | CAP STK CL C | 02079K107 |
| XLI | SELECT SECTOR SPDR TR | 4,295 | $253K | 0.2% | $58.91 | $75.33 | -21.7% | SBI INT-INDS | 81369Y704 |
| — | LIVE NATION ENTERTAINMENT IN | 265,000 | $252K | 0.2% | $0.95 | $1.17 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,575 | $251K | 0.2% | $97.48 * | $43.82 | +11.0% | MIDCP 400 IDX | 921932885 |
| SBUX | STARBUCKS CORP | 3,793 | $249K | 0.2% | $65.65 * | $78.73 | -26.6% | COM | 855244109 |
| AHRT | ARMADA HOFFLER PPTYS INC | 1,094 | $238K | 0.1% | $217.55 | $222.01 | — | COM | 04208T108 |
| BOND | PIMCO ETF TR | 2,235 | $237K | 0.1% | $106.04 | $108.66 | -2.3% | ACTIVE BD ETF | 72201R775 |
| XLU | SELECT SECTOR SPDR TR | 4,232 | $234K | 0.1% | $55.29 * | $27.90 | -0.7% | SBI INT-UTILS | 81369Y886 |
| VGK | VANGUARD INTL EQUITY INDEX F | 5,389 | $233K | 0.1% | $43.24 | $55.91 | -22.6% | FTSE EUROPE ETF | 922042874 |
| V | VISA INC | 1,448 | $233K | 0.1% | $160.91 * | $170.46 | -9.3% | COM CL A | 92826C839 |
| MUB | ISHARES TR | 2,008 | $227K | 0.1% | $113.05 | $113.91 | -0.8% | NATIONAL MUN ETF | 464288414 |
| VEU | VANGUARD INTL EQUITY INDEX F | 5,406 | $222K | 0.1% | $41.07 | $50.73 | -19.1% | ALLWRLD EX US | 922042775 |
| FLRN | SPDR SER TR | 7,372 | $217K | 0.1% | $29.44 | $30.73 | -4.3% | BLOMBERG BRC INV | 78468R200 |
| DVY | ISHARES TR | 2,906 | $214K | 0.1% | $73.64 | $96.12 | -23.5% | SELECT DIVID ETF | 464287168 |
| — | ON SEMICONDUCTOR CORP | 210,000 | $210K | 0.1% | $1.00 | $1.37 | — | NOTE 1.625%10/1 | 682189AP0 |
| BHC | BAUSCH HEALTH COS INC | 13,094 | $203K | 0.1% | $15.50 | $22.90 | -32.3% | COM | 071734107 |
| IWF | ISHARES TR | 1,344 | $202K | 0.1% | $150.30 * | $35.93 | +4.8% | RUS 1000 GRW ETF | 464287614 |
| EEM | ISHARES TR | 5,901 | $201K | 0.1% | $34.06 | $42.04 | -18.8% | MSCI EMG MKT ETF | 464287234 |
| — | SM ENERGY CO | 470,000 | $171K | 0.1% | $0.36 | $0.97 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | ETF MANAGERS TR | 10,998 | $125K | 0.1% | $11.37 | $16.69 | — | ETFMG ALTR HRVST | 26924G508 |
| FCX | FREEPORT-MCMORAN INC | 18,163 | $123K | 0.1% | $6.77 * | $12.88 | -51.0% | CL B | 35671D857 |
| — | DNP SELECT INCOME FD | 12,006 | $118K | 0.1% | $9.83 | $11.40 | — | COM | 23325P104 |
| — | GUIDEWIRE SOFTWARE INC | 105,000 | $101K | 0.1% | $0.96 | $1.16 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | AKAMAI TECHNOLOGIES INC | 40,000 | $45,000 | 0.0% | $1.13 | $1.10 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | MICHAELS COS INC | 26,618 | $43,000 | 0.0% | $1.62 | $5.16 | — | COM | 59408Q106 |
| — | OASIS PETROLEUM INC | 245,000 | $28,000 | 0.0% | $0.11 | $0.04 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | TAILORED BRANDS INC | 12,681 | $22,000 | 0.0% | $1.73 | $4.10 | — | COM | 87403A107 |
| — | BIOMARIN PHARMACEUTICAL INC | 15,000 | $16,000 | 0.0% | $1.07 | $1.00 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| — | ETSY INC | 10,000 | $13,000 | 0.0% | $1.30 | $1.40 | — | NOTE 3/0 | 29786AAC0 |