Location: Northbrook, IL
CIK: 0001595509 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Jan 30, 2020
Total Value: $210M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CME | CME GROUP INC | 95,886 | $19.25M | 9.2% | $200.72 * | $69.24 | +132.3% | COM | 12572Q105 |
| HTRB | HARTFORD FDS EXCHANGE TRADE | 410,299 | $16.51M | 7.9% | $40.23 | $41.44 | -2.9% | TOTAL RTRN ETF | 41653L305 |
| SPY | SPDR S&P 500 ETF TR | 37,271 | $12M | 5.7% | $321.86 | $252.49 | +27.5% | TR UNIT | 78462F103 |
| FTSM | FIRST TR EXCHANGE TRADED FD | 195,347 | $11.74M | 5.6% | $60.09 | $60.12 | -0.1% | FIRST TR ENH NEW | 33739Q408 |
| ACWV | ISHARES INC | 113,357 | $10.86M | 5.2% | $95.83 | $92.29 | +3.8% | MIN VOL GBL ETF | 464286525 |
| SPSB | SPDR SERIES TRUST | 343,755 | $10.6M | 5.1% | $30.84 | $30.83 | +0.0% | PORTFOLIO SHORT | 78464A474 |
| SHYG | ISHARES TR | 216,848 | $10.07M | 4.8% | $46.43 | $46.32 | +0.2% | 0-5YR HI YL CP | 46434V407 |
| SJNK | SPDR SERIES TRUST | 370,868 | $9.991M | 4.8% | $26.94 | $26.91 | +0.1% | BLOOMBERG SRT TR | 78468R408 |
| VTI | VANGUARD INDEX FDS | 58,334 | $9.545M | 4.5% | $163.63 | $96.33 | +69.9% | TOTAL STK MKT | 922908769 |
| USMV | ISHARES TR | 131,165 | $8.604M | 4.1% | $65.60 | $63.55 | +3.2% | MSCI MIN VOL ETF | 46429B697 |
| SPTM | SPDR SERIES TRUST | 208,756 | $8.321M | 4.0% | $39.86 | $34.73 | +14.8% | PORTFOLIO TL STK | 78464A805 |
| AAPL | APPLE INC | 20,729 | $6.087M | 2.9% | $293.65 * | $23.06 | +207.3% | COM | 037833100 |
| ABFL | TRIMTABS ETF TR | 148,937 | $5.855M | 2.8% | $39.31 | $34.95 | +12.5% | ALL CAP US FREE | 89628W302 |
| GQRE | FLEXSHARES TR | 69,603 | $4.509M | 2.1% | $64.78 | $62.59 | +3.5% | GLB QLT R/E IDX | 33939L787 |
| SPDW | SPDR INDEX SHS FDS | 129,153 | $4.049M | 1.9% | $31.35 | $31.07 | +0.9% | PORTFOLIO DEVLPD | 78463X889 |
| HYDW | DBX ETF TR | 70,043 | $3.535M | 1.7% | $50.47 | $50.42 | +0.1% | XTRACKERS LOW | 233051267 |
| VWOB | VANGUARD WHITEHALL FDS INC | 33,997 | $2.768M | 1.3% | $81.42 | $80.36 | +1.3% | EMERG MKT BD ETF | 921946885 |
| CEMB | ISHARES INC | 52,377 | $2.713M | 1.3% | $51.80 | $51.41 | +0.7% | JP MRG EM CRP BD | 464286251 |
| SPEM | SPDR INDEX SHS FDS | 53,694 | $2.018M | 1.0% | $37.58 | $37.15 | +1.2% | PORTFOLIO EMG MK | 78463X509 |
| AMZN | AMAZON COM INC | 986 | $1.822M | 0.9% | $1847.87 * | $58.01 | +59.3% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 10,526 | $1.66M | 0.8% | $157.70 * | $64.42 | +132.4% | COM | 594918104 |
| VIG | VANGUARD GROUP | 12,453 | $1.552M | 0.7% | $124.63 | $76.93 | +62.0% | DIV APP ETF | 921908844 |
| EFA | ISHARES TR | 21,585 | $1.499M | 0.7% | $69.45 | $66.06 | +5.1% | MSCI EAFE ETF | 464287465 |
| VXUS | VANGUARD STAR FD | 26,775 | $1.491M | 0.7% | $55.69 | $49.34 | +12.9% | VG TL INTL STK F | 921909768 |
| QLD | PROSHARES TR | 11,890 | $1.449M | 0.7% | $121.87 * | $10.34 | +47.3% | PSHS ULTRA QQQ | 74347R206 |
| CBOE | CBOE GLOBAL MARKETS INC | 11,100 | $1.332M | 0.6% | $120.00 * | $42.59 | +160.1% | COM | 12503M108 |
| JPM | JPMORGAN CHASE & CO | 9,225 | $1.286M | 0.6% | $139.40 * | $59.06 | +100.0% | COM | 46625H100 |
| ISTB | ISHARES TR | 20,338 | $1.025M | 0.5% | $50.40 | $50.39 | +0.0% | CORE 1 5 YR USD | 46432F859 |
| PNC | PNC FINL SVCS GROUP INC | 5,984 | $955K | 0.5% | $159.59 * | $65.61 | +95.0% | COM | 693475105 |
| T | AT&T INC | 24,086 | $941K | 0.4% | $39.07 * | $14.82 | +30.3% | COM | 00206R102 |
| INTC | INTEL CORP | 14,947 | $895K | 0.4% | $59.88 * | $19.08 | +176.6% | COM | 458140100 |
| BIL | SPDR SERIES TRUST | 9,104 | $832K | 0.4% | $91.39 | $91.50 | -0.1% | SPDR BLOOMBERG | 78468R663 |
| JNJ | JOHNSON & JOHNSON | 5,173 | $755K | 0.4% | $145.95 * | $85.50 | +44.1% | COM | 478160104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,249 | $723K | 0.3% | $44.50 | $41.94 | +6.0% | FTSE EMR MKT ETF | 922042858 |
| — | NUVASIVE INC | 530,000 | $709K | 0.3% | $1.34 | $1.18 | — | NOTE 2.250% 3/1 | 670704AG0 |
| — | SILICON LABORATORIES INC | 520,000 | $693K | 0.3% | $1.33 | $1.11 | — | NOTE 1.375% 3/0 | 826919AB8 |
| DIS | DISNEY WALT CO | 4,786 | $692K | 0.3% | $144.59 * | $109.28 | +29.3% | COM DISNEY | 254687106 |
| PG | PROCTER & GAMBLE CO | 5,535 | $691K | 0.3% | $124.84 * | $67.15 | +60.2% | COM | 742718109 |
| — | J2 GLOBAL INC | 475,000 | $687K | 0.3% | $1.45 | $1.28 | — | NOTE 3.250% 6/1 | 48123VAC6 |
| — | MICROCHIP TECHNOLOGY INC | 460,000 | $658K | 0.3% | $1.43 | $1.16 | — | NOTE 1.625% 2/1 | 595017AF1 |
| — | ILLUMINA INC | 455,000 | $633K | 0.3% | $1.39 | $1.35 | — | NOTE 0.500% 6/1 | 452327AH2 |
| BABA | ALIBABA GROUP HLDG LTD | 2,913 | $618K | 0.3% | $212.15 | $187.64 | +13.0% | SPONSORED ADS | 01609W102 |
| — | FTI CONSULTING INC | 490,000 | $617K | 0.3% | $1.26 | $1.26 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | CSG SYS INTL INC | 535,000 | $617K | 0.3% | $1.15 | $1.07 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | MERITOR INC | 550,000 | $602K | 0.3% | $1.09 | $0.98 | — | NOTE 3.250%10/1 | 59001KAF7 |
| VZ | VERIZON COMMUNICATIONS INC | 9,702 | $596K | 0.3% | $61.43 * | $32.05 | +36.0% | COM | 92343V104 |
| — | KAMAN CORP | 490,000 | $589K | 0.3% | $1.20 | $1.13 | — | NOTE 3.250% 5/0 | 483548AF0 |
| — | PRICELINE GRP INC | 510,000 | $589K | 0.3% | $1.15 | $1.22 | — | NOTE 0.900% 9/1 | 741503AX4 |
| — | OSI SYSTEMS INC | 530,000 | $580K | 0.3% | $1.09 | $0.97 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | ISIS PHARMACEUTICALS INC DEL | 505,000 | $578K | 0.3% | $1.14 | $1.01 | — | NOTE 1.000%11/1 | 464337AJ3 |
| — | VERINT SYS INC | 520,000 | $560K | 0.3% | $1.08 | $0.95 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | REDWOOD TR INC | 535,000 | $556K | 0.3% | $1.04 | $0.95 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | PRA GROUP INC | 530,000 | $554K | 0.3% | $1.05 | $1.02 | — | NOTE 3.500% 6/0 | 69354NAB2 |
| DVY | ISHARES TR | 5,127 | $542K | 0.3% | $105.71 | $96.12 | +9.9% | SELECT DIVID ETF | 464287168 |
| — | FINISAR CORP | 540,000 | $539K | 0.3% | $1.00 | $0.91 | — | NOTE 0.500%12/1 | 31787AAP6 |
| VTEB | VANGUARD MUN BD FD INC | 9,773 | $523K | 0.2% | $53.51 | $53.55 | -0.0% | TAX EXEMPT BD | 922907746 |
| MINT | PIMCO ETF TR | 4,983 | $506K | 0.2% | $101.55 | $101.65 | -0.1% | ENHAN SHRT MA AC | 72201R833 |
| — | DYCOM INDS INC | 520,000 | $505K | 0.2% | $0.97 | $1.09 | — | NOTE 0.750% 9/1 | 267475AB7 |
| META | FACEBOOK INC | 2,375 | $487K | 0.2% | $205.05 | $182.63 | +11.6% | CL A | 30303M102 |
| — | GREENBRIER COS INC | 495,000 | $484K | 0.2% | $0.98 | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| — | PACIRA BIOSCIENCES | 460,000 | $481K | 0.2% | $1.05 | $1.04 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | MARRIOTT VACTINS WORLDWID CO | 445,000 | $477K | 0.2% | $1.07 | $1.05 | — | NOTE 1.500% 9/1 | 57164YAB3 |
| — | CLEVELAND CLIFFS INC | 395,000 | $475K | 0.2% | $1.20 | $0.07 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | PALO ALTO NETWORKS INC | 425,000 | $470K | 0.2% | $1.11 | $1.10 | — | NOTE 0.750% 7/0 | 697435AD7 |
| VUG | VANGUARD INDEX FDS | 2,571 | $468K | 0.2% | $182.03 * | $25.49 | +19.1% | GROWTH ETF | 922908736 |
| GOOGL | ALPHABET INC | 347 | $465K | 0.2% | $1340.06 * | $53.83 | +23.5% | CAP STK CL A | 02079K305 |
| — | CTRIP COM INTL LTD | 465,000 | $465K | 0.2% | $1.00 | $1.03 | — | NOTE 1.250% 9/1 | 22943FAM2 |
| — | SM ENERGY CO | 485,000 | $463K | 0.2% | $0.95 | $0.97 | — | NOTE 1.500% 7/0 | 78454LAM2 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 485,000 | $442K | 0.2% | $0.91 | $0.99 | — | NOTE 2.250% 6/0 | 049164BH8 |
| NVDA | NVIDIA CORP | 1,796 | $423K | 0.2% | $235.52 * | $3.92 | +49.4% | COM | 67066G104 |
| — | VIAVI SOLUTIONS INC | 335,000 | $421K | 0.2% | $1.26 | $1.21 | — | NOTE 1.750% 6/0 | 925550AE5 |
| GLD | SPDR GOLD TRUST | 2,916 | $417K | 0.2% | $143.00 | $121.70 | +17.4% | GOLD SHS | 78463V107 |
| — | PDC ENERGY INC | 440,000 | $415K | 0.2% | $0.94 | $0.99 | — | NOTE 1.125% 9/1 | 69327RAD3 |
| ABBV | ABBVIE INC | 4,679 | $414K | 0.2% | $88.48 * | $46.54 | +48.3% | COM | 00287Y109 |
| SCHB | SCHWAB STRATEGIC TR | 5,363 | $412K | 0.2% | $76.82 * | $11.10 | +15.4% | US BRD MKT ETF | 808524102 |
| ABT | ABBOTT LABS | 4,642 | $403K | 0.2% | $86.82 * | $56.84 | +37.5% | COM | 002824100 |
| DOCU | DOCUSIGN INC | 5,366 | $398K | 0.2% | $74.17 | $53.40 | +38.8% | COM | 256163106 |
| BHC | BAUSCH HEALTH COS INC | 13,094 | $392K | 0.2% | $29.94 | $22.90 | +30.7% | COM | 071734107 |
| FLRN | SPDR SERIES TRUST | 12,379 | $380K | 0.2% | $30.70 | $30.73 | +0.0% | BLOMBERG BRC INV | 78468R200 |
| IWP | ISHARES TR | 2,470 | $377K | 0.2% | $152.63 * | $66.00 | +15.6% | RUS MD CP GR ETF | 464287481 |
| XLI | SELECT SECTOR SPDR TR | 4,475 | $365K | 0.2% | $81.56 | $75.33 | +8.1% | SBI INT-INDS | 81369Y704 |
| VOO | VANGUARD INDEX FDS | 1,219 | $361K | 0.2% | $296.14 | $282.87 | +4.6% | S&P 500 ETF SHS | 922908363 |
| IVOO | VANGUARD ADMIRAL FDS INC | 2,568 | $357K | 0.2% | $139.02 * | $43.82 | +58.6% | MIDCP 400 IDX | 921932885 |
| HD | HOME DEPOT INC | 1,576 | $344K | 0.2% | $218.27 * | $172.92 | +9.2% | COM | 437076102 |
| — | LIVE NATION ENTERTAINMENT IN | 275,000 | $337K | 0.2% | $1.23 | $1.17 | — | NOTE 2.500% 3/1 | 538034AQ2 |
| VGK | VANGUARD INTL EQUITY INDEX F | 5,389 | $316K | 0.2% | $58.64 | $55.91 | +4.8% | FTSE EUROPE ETF | 922042874 |
| VEU | VANGUARD INTL EQUITY INDEX F | 5,721 | $307K | 0.1% | $53.66 | $50.73 | +6.0% | ALLWRLD EX US | 922042775 |
| SBUX | STARBUCKS CORP | 3,389 | $298K | 0.1% | $87.93 * | $79.66 | -3.4% | COM | 855244109 |
| — | ON SEMICONDUCTOR CORP | 210,000 | $290K | 0.1% | $1.38 | $1.37 | — | NOTE 1.625%10/1 | 682189AP0 |
| V | VISA INC | 1,496 | $281K | 0.1% | $187.83 * | $170.46 | +5.7% | COM CL A | 92826C839 |
| EEM | ISHARES TR | 6,207 | $278K | 0.1% | $44.79 | $42.04 | +6.7% | MSCI EMG MKT ETF | 464287234 |
| XLU | SELECT SECTOR SPDR TR | 4,227 | $273K | 0.1% | $64.58 * | $27.90 | +15.8% | SBI INT-UTILS | 81369Y886 |
| AHRT | ARMADA HOFFLER PPTYS INC | 1,145 | $263K | 0.1% | $229.69 | $222.01 | — | COM | 04208T108 |
| GLTR | ABERDEEN STD PRECIOUS METALS | 3,400 | $260K | 0.1% | $76.47 | $73.92 | +3.4% | PHYSCL PM BASKET | 003263100 |
| SPAB | SPDR SERIES TRUST | 8,433 | $248K | 0.1% | $29.41 | $29.47 | -0.3% | PORTFOLIO AGRGTE | 78464A649 |
| IWM | ISHARES TR | 1,475 | $244K | 0.1% | $165.42 | $113.49 | +46.0% | RUSSELL 2000 ETF | 464287655 |
| FCX | FREEPORT-MCMORAN INC | 18,087 | $237K | 0.1% | $13.10 * | $12.88 | -5.1% | CL B | 35671D857 |
| IWF | ISHARES TR | 1,344 | $236K | 0.1% | $175.60 * | $35.93 | +22.4% | RUS 1000 GRW ETF | 464287614 |
| SCHV | SCHWAB STRATEGIC TR | 3,878 | $233K | 0.1% | $60.08 * | $18.54 | +8.1% | US LCAP VA ETF | 808524409 |
| WMT | WALMART INC | 1,919 | $228K | 0.1% | $118.81 * | $34.59 | +5.2% | COM | 931142103 |
| MUB | ISHARES TR | 1,981 | $226K | 0.1% | $114.08 | $113.91 | -0.0% | NATIONAL MUN ETF | 464288414 |
| MA | MASTERCARD INC | 743 | $222K | 0.1% | $298.79 * | $272.58 | +5.9% | CL A | 57636Q104 |
| GOOG | ALPHABET INC | 165 | $221K | 0.1% | $1339.39 * | $57.32 | +15.8% | CAP STK CL C | 02079K107 |
| VGT | VANGUARD WORLD FDS | 870 | $213K | 0.1% | $244.83 * | $28.62 | +6.9% | INF TECH ETF | 92204A702 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 3,500 | $211K | 0.1% | $60.29 | $58.55 | +3.1% | CLOUD COMPUTING | 33734X192 |
| MDB | MONGODB INC | 1,605 | $211K | 0.1% | $131.46 | $131.29 | +0.2% | CL A | 60937P106 |
| MRK | MERCK & CO INC | 2,321 | $211K | 0.1% | $90.91 * | $67.55 | +6.2% | COM | 58933Y105 |
| LYFT | LYFT INC | 4,844 | $208K | 0.1% | $42.94 | $43.84 | -1.9% | CL A COM | 55087P104 |
| WWD | WOODWARD INC | 1,708 | $202K | 0.1% | $118.27 * | $108.57 | +5.0% | COM | 980745103 |
| — | OASIS PETE INC NEW | 245,000 | $192K | 0.1% | $0.78 | $0.04 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | ETF MANAGERS TR | 10,157 | $174K | 0.1% | $17.13 | $17.13 | — | ETFMG ALTR HRVST | 26924G508 |
| — | DNP SELECT INCOME FD | 11,820 | $151K | 0.1% | $12.77 | $11.42 | — | COM | 23325P104 |
| — | GUIDEWIRE SOFTWARE INC | 105,000 | $124K | 0.1% | $1.18 | $1.16 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | MICHAELS COS INC | 14,618 | $118K | 0.1% | $8.07 | $8.07 | — | COM | 59408Q106 |
| — | TAILORED BRANDS INC | 12,681 | $52,000 | 0.0% | $4.10 | $4.10 | — | COM | 87403A107 |
| — | AKAMAI TECHNOLOGIES INC | 40,000 | $44,000 | 0.0% | $1.10 | $1.10 | — | NOTE 0.125% 5/0 | 00971TAJ0 |
| — | BIOMARIN PHARMACEUTICAL INC | 15,000 | $16,000 | 0.0% | $1.07 | $1.00 | — | NOTE 0.599% 8/0 | 09061GAH4 |
| — | ETSY INC | 10,000 | $14,000 | 0.0% | $1.40 | $1.40 | — | NOTE 3/0 | 29786AAC0 |