Location: Chicago, IL
CIK: 0001143261 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: Apr 28, 2023
Total Value: $212M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| RILY | B. RILEY FINANCIAL INC | 1,246,740 | $35.39M | 16.7% | $48.90 | -22.5% | COM | 05580M108 |
| — | FRANCHISE GROUP INC | 892,867 | $24.33M | 11.5% | $31.30 | — | COM | 35180X105 |
| — | ACTIVISION BLIZZARD INC | 283,800 | $24.29M | 11.5% | $79.36 | — | Put | 00507V109 |
| TSLA | TESLA INC | 115,600 | $23.98M | 11.3% | $189.34 | -7.9% | Put | 88160R101 |
| — | ACTIVISION BLIZZARD INC | 140,200 | $12M | 5.7% | $79.36 | — | Call | 00507V109 |
| — | ACTIVISION BLIZZARD INC | 109,100 | $9.338M | 4.4% | $79.36 | — | COM | 00507V109 |
| TSLA | TESLA INC | 35,900 | $7.448M | 3.5% | $189.34 | -7.9% | Call | 88160R101 |
| OXY/WS | OCCIDENTAL PETE CORP | 166,100 | $6.81M | 3.2% | $32.77 | — | *W EXP 08/03/202 | 674599162 |
| — | VMWARE INC | 48,400 | $6.043M | 2.9% | — | — | Put | 928563402 |
| — | VMWARE INC | 39,700 | $4.957M | 2.3% | — | — | Call | 928563402 |
| — | GINKGO BIOWORKS HOLDINGS INC | 3,645,650 | $4.849M | 2.3% | $2.78 | — | CL A SHS | 37611X100 |
| — | TRAVELCENTERS OF AMERICA INC | 51,700 | $4.472M | 2.1% | $86.50 | — | Put | 89421B109 |
| — | SEAGEN INC | 20,700 | $4.191M | 2.0% | $202.47 | — | Call | 81181C104 |
| — | AMRYT PHARMA PLC | 191,500 | $2.792M | 1.3% | $14.58 | — | Put | 03217L106 |
| — | ANGEL OAK FINL STRATEGIES IN | 210,039 | $2.59M | 1.2% | $15.89 | — | COM BEN INT | 03464A100 |
| — | CANADIAN PAC RY LTD | 28,800 | $2.216M | 1.0% | $71.88 | — | COM | 13645T100 |
| BHVN | BIOHAVEN LTD | 154,300 | $2.108M | 1.0% | $15.18 | +4.9% | Put | G1110E107 |
| — | AMRYT PHARMA PLC | 124,806 | $1.82M | 0.9% | $14.58 | — | SPONSORED ADS | 03217L106 |
| BW | BABCOCK & WILCOX ENTERPRISES | 273,487 | $1.657M | 0.8% | $5.76 | +7.1% | COM | 05614L209 |
| APLD | APPLIED DIGITAL CORP | 683,269 | $1.531M | 0.7% | $3.00 | -16.8% | COM NEW | 038169207 |
| — | TRAVELCENTERS OF AMERICA INC | 15,100 | $1.306M | 0.6% | $86.50 | — | COM NEW | 89421B109 |
| FHN | FIRST HORIZON CORPORATION | 73,200 | $1.301M | 0.6% | $18.42 | +7.9% | Put | 320517105 |
| BHM | BLUEROCK HOMES TRUST INC | 63,800 | $1.265M | 0.6% | $20.85 | — | Put | 09631H100 |
| — | SEAGEN INC | 6,200 | $1.255M | 0.6% | $202.47 | — | Put | 81181C104 |
| FHN | FIRST HORIZON CORPORATION | 69,200 | $1.23M | 0.6% | $18.42 | +7.9% | COM | 320517105 |
| — | SPIRIT AIRLS INC | 70,500 | $1.21M | 0.6% | $20.25 | — | COM | 848577102 |
| — | SPIRIT AIRLS INC | 70,500 | $1.21M | 0.6% | $20.25 | — | Put | 848577102 |
| LILMF | LILIUM N V | 1,797,903 | $1.169M | 0.6% | $1.58 | -32.9% | CLASS A ORD SHS | N52586109 |
| — | FORGEROCK INC | 54,200 | $1.117M | 0.5% | $20.60 | — | Put | 34631B101 |
| — | CANADIAN PAC RY LTD | 14,400 | $1.108M | 0.5% | $71.88 | — | Call | 13645T100 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 131,127 | $1.046M | 0.5% | $17.61 | — | ADS | 25862B109 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 15,200 | $996K | 0.5% | $65.51 | — | Put | 82706C108 |
| OEC | ORION ENGINEERED CARBONS S A | 36,893 | $963K | 0.5% | $17.89 | +26.4% | COM | L72967109 |
| PMCB | PHARMACYTE BIOTECH INC | 330,694 | $962K | 0.5% | $2.62 | +12.2% | COM NEW | 71715X203 |
| TGNA | TEGNA INC | 54,600 | $923K | 0.4% | $20.11 | -7.0% | Put | 87901J105 |
| AOMR | ANGEL OAK MORTGAGE REIT INC | 124,829 | $911K | 0.4% | $12.33 | — | COM | 03464Y108 |
| TGNA | TEGNA INC | 52,800 | $893K | 0.4% | $20.11 | -7.0% | COM | 87901J105 |
| — | CANADIAN PAC RY LTD | 10,000 | $769K | 0.4% | $71.88 | — | Put | 13645T100 |
| TSEM | TOWER SEMICONDUCTOR LTD | 17,800 | $756K | 0.4% | $45.61 | -8.4% | Put | M87915274 |
| — | MAXAR TECHNOLOGIES INC | 14,400 | $735K | 0.3% | $51.06 | — | Put | 57778K105 |
| TSEM | TOWER SEMICONDUCTOR LTD | 16,400 | $697K | 0.3% | $45.61 | -8.4% | SHS NEW | M87915274 |
| AMD | ADVANCED MICRO DEVICES INC | 6,500 | $637K | 0.3% | $111.55 | -27.0% | Put | 007903107 |
| — | FORGEROCK INC | 29,400 | $606K | 0.3% | $20.60 | — | CL A | 34631B101 |
| — | AEROJET ROCKETDYNE HLDGS INC | 10,000 | $562K | 0.3% | — | — | Call | 007800105 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 7,900 | $518K | 0.2% | $65.51 | — | SPONSORED ADR | 82706C108 |
| BHVN | BIOHAVEN LTD | 36,050 | $492K | 0.2% | $15.18 | +4.9% | COM | G1110E107 |
| — | SYNCHRONOSS TECHNOLOGIES INC | 519,980 | $489K | 0.2% | $3.26 | — | COM | 87157B103 |
| AREN | THE ARENA GROUP HOLDINGS INC | 98,663 | $419K | 0.2% | $10.53 | -28.0% | COM | 040044109 |
| PLUG | PLUG POWER INC | 25,900 | $304K | 0.1% | $14.30 | 0.0% | COM NEW | 72919P202 |
| — | AEROJET ROCKETDYNE HLDGS INC | 5,000 | $281K | 0.1% | — | — | Put | 007800105 |
| GOOG | ALPHABET INC | 2,500 | $260K | 0.1% | $96.82 | -1.0% | CAP STK CL C | 02079K107 |
| — | LUCID GROUP INC | 30,800 | $248K | 0.1% | $8.04 | — | COM | 549498103 |
| GME | GAMESTOP CORP NEW | 9,000 | $207K | 0.1% | $21.12 | -5.7% | CL A | 36467W109 |
| — | MOMENTIVE GLOBAL INC | 18,100 | $169K | 0.1% | — | — | Call | 60878Y108 |
| RIVN | RIVIAN AUTOMOTIVE INC | 10,500 | $163K | 0.1% | $31.76 | -46.8% | COM CL A | 76954A103 |
| — | AMC ENTMT HLDGS INC | 30,000 | $150K | 0.1% | $14.59 | — | Put | 00165C104 |
| SMMT | SUMMIT THERAPEUTICS INC | 80,900 | $142K | 0.1% | $2.73 | 0.0% | Call | 86627T108 |
| — | MOMENTIVE GLOBAL INC | 15,000 | $140K | 0.1% | — | — | Put | 60878Y108 |
| ORGN | ORIGIN MATERIALS INC | 28,128 | $120K | 0.1% | $6.35 | -22.5% | COM | 68622D106 |
| BHM | BLUEROCK HOMES TRUST INC | 5,172 | $103K | 0.0% | $20.85 | — | COM CL A | 09631H100 |
| GPRE | GREEN PLAINS INC | 3,300 | $102K | 0.0% | $29.95 | +8.9% | COM | 393222104 |
| — | SEAGEN INC | 500 | $101K | 0.0% | $202.47 | — | COM | 81181C104 |
| FHN | FIRST HORIZON CORPORATION | 5,000 | $88,900 | 0.0% | $18.42 | +7.9% | Call | 320517105 |
| DBA | INVESCO DB MULTI-SECTOR COMM | 3,500 | $71,505 | 0.0% | $16.86 | — | AGRICULTURE FD | 46140H106 |
| BHVN | BIOHAVEN LTD | 5,000 | $68,300 | 0.0% | $15.18 | +4.9% | Call | G1110E107 |
| SMMT | SUMMIT THERAPEUTICS INC | 36,100 | $63,175 | 0.0% | $2.73 | 0.0% | Put | 86627T108 |
| DIS | DISNEY WALT CO | 500 | $50,065 | 0.0% | $111.60 | -11.7% | COM | 254687106 |
| GME | GAMESTOP CORP NEW | 2,100 | $48,342 | 0.0% | $21.12 | -5.7% | Call | 36467W109 |
| — | CVENT HOLDING CORP | 4,600 | $38,456 | 0.0% | $8.36 | — | COMMON STOCK | 126677103 |
| — | CVENT HOLDING CORP | 4,600 | $38,456 | 0.0% | $8.36 | — | Put | 126677103 |
| GCMGW | GCM GROSVENOR INC | 65,000 | $36,680 | 0.0% | $1.54 | — | *W EXP 11/17/202 | 36831E116 |
| — | MAXAR TECHNOLOGIES INC | 700 | $35,742 | 0.0% | $51.06 | — | COM | 57778K105 |
| — | IMEDIA BRANDS INC | 62,912 | $32,060 | 0.0% | $7.99 | — | COM CL A | 452465206 |
| MSFT | MICROSOFT CORP | 100 | $28,830 | 0.0% | $234.05 | +6.6% | COM | 594918104 |
| BRCC | BRC INC | 5,388 | $27,694 | 0.0% | $11.45 | -45.2% | COM CL A | 05601U105 |
| — | MONEYGRAM INTL INC | 2,500 | $26,050 | 0.0% | $10.42 | — | Put | 60935Y208 |
| — | MONEYGRAM INTL INC | 2,400 | $25,008 | 0.0% | $10.42 | — | COM NEW | 60935Y208 |
| EVEX/WS | EVE HLDG INC | 56,021 | $22,632 | 0.0% | $0.51 | — | *W EXP 05/09/202 | 29970N112 |
| TIP | ISHARES TR | 200 | $22,050 | 0.0% | $125.00 | — | TIPS BD ETF | 464287176 |
| BRCC | BRC INC | 4,000 | $20,560 | 0.0% | $11.45 | -45.2% | Call | 05601U105 |
| TGNA | TEGNA INC | 1,200 | $20,292 | 0.0% | $20.11 | -7.0% | Call | 87901J105 |
| — | TH INTERNATIONAL LIMITED | 35,100 | $17,199 | 0.0% | $0.34 | — | *W EXP 09/28/202 | G8656L114 |
| — | MAXAR TECHNOLOGIES INC | 300 | $15,318 | 0.0% | $51.06 | — | Call | 57778K105 |
| AGLWQ | AGILETHOUGHT INC | 40,000 | $14,800 | 0.0% | $0.65 | — | *W EXP 08/23/202 | 00857F118 |
| — | PROSHARES TR II | 3,000 | $13,950 | 0.0% | $12.91 | — | ULTRA VIX SHORT | 74347Y839 |
| SMMT | SUMMIT THERAPEUTICS INC | 7,200 | $12,600 | 0.0% | $2.73 | 0.0% | COM | 86627T108 |
| BBAI/WS | BIGBEAR AI HLDGS INC | 42,660 | $11,518 | 0.0% | $0.27 | — | *W EXP 12/08/202 | 08975B117 |
| TMC | TMC THE METALS COMPANY INC | 12,300 | $10,195 | 0.0% | $3.03 | -69.3% | COM | 87261Y106 |
| MSPRW | MSP RECOVERY INC | 500,000 | $9,950 | 0.0% | $0.09 | — | *W EXP 05/20/202 | 553745126 |
| AMD | ADVANCED MICRO DEVICES INC | 96 | $9,409 | 0.0% | $111.55 | -27.0% | COM | 007903107 |
| JSPRW | JASPER THERAPEUTICS INC | 44,856 | $8,971 | 0.0% | $1.46 | — | *W EXP 09/24/202 | 471871111 |
| — | GLOBAL BLUE GROUP HOLDING AG | 26,803 | $8,845 | 0.0% | $1.47 | — | *W EXP 08/28/202 | H33700115 |
| ARKK | ARK ETF TR | 200 | $8,068 | 0.0% | $40.00 | — | INNOVATION ETF | 00214Q104 |
| DRTSW | ALPHA TAU MEDICAL LTD | 26,900 | $7,532 | 0.0% | $0.62 | — | *W EXP 03/07/202 | M0740A116 |
| LVWR/WS | LIVEWIRE GROUP INC | 30,000 | $7,200 | 0.0% | $0.37 | — | *W EXP 09/26/202 | 53838J113 |
| — | TEUCRIUM COMMODITY TR | 1,000 | $7,060 | 0.0% | $9.00 | — | WHEAT FD | 88166A508 |
| — | BROOGE ENERGY LTD | 73,633 | $6,811 | 0.0% | $0.52 | — | *W EXP 12/20/202 | G1611B115 |
| — | AMC ENTMT HLDGS INC | 1,250 | $6,263 | 0.0% | $14.59 | — | CL A COM | 00165C104 |
| ICUCW | SEASTAR MEDICAL HOLDING CORP | 80,700 | $5,940 | 0.0% | $0.09 | — | *W EXP 10/28/202 | 81256L112 |
| — | INPIXON | 10,000 | $4,300 | 0.0% | $0.43 | — | COM NEW 2022 | 45790J867 |
| SABR | SABRE CORP | 1,000 | $4,290 | 0.0% | $8.35 | -31.5% | COM | 78573M104 |
| TSEM | TOWER SEMICONDUCTOR LTD | 100 | $4,247 | 0.0% | $45.61 | -8.4% | Call | M87915274 |
| — | BENSON HILL INC | 3,571 | $4,107 | 0.0% | $7.00 | — | COMMON STOCK | 082490103 |
| CELUW | CELULARITY INC | 67,200 | $4,032 | 0.0% | $0.93 | — | *W EXP 07/16/202 | 151190113 |
| — | MONEYLION INC | 7,000 | $3,975 | 0.0% | $3.39 | — | CL A | 60938K106 |
| — | OCEANTECH ACQUISITIONS I COR | 63,700 | $3,937 | 0.0% | $0.44 | — | *W EXP 99/99/999 | 675507115 |
| ADNWW | ADVENT TECHNOLOGIES HOLDNG I | 30,000 | $3,894 | 0.0% | $1.67 | — | *W EXP 02/03/202 | 00788A113 |
| GRRRW | GORILLA TECHNOLOGY GROUP INC | 15,000 | $3,600 | 0.0% | $0.24 | — | *W EXP 07/13/202 | G4000K118 |
| NIOBW | NIOCORP DEVS LTD | 5,000 | $3,500 | 0.0% | $0.70 | — | *W EXP 03/17/202 | 654484153 |
| — | BRIDGETOWN HOLDINGS LTD | 20,000 | $3,402 | 0.0% | $1.99 | — | *W EXP 09/30/202 | G1355U121 |
| — | BERKSHIRE GREY INC | 10,000 | $3,305 | 0.0% | $0.33 | — | *W EXP 07/21/202 | 084656115 |
| — | BURGERFI INTERNATIONAL INC | 50,000 | $3,250 | 0.0% | $2.02 | — | *W EXP 12/16/202 | 12122L119 |
| TMPWQ | TEMPO AUTOMATION HOLDINGS IN | 32,000 | $3,168 | 0.0% | $0.06 | — | *W EXP 09/30/202 | 88024M116 |
| — | CEPTON INC | 55,800 | $2,846 | 0.0% | $0.49 | — | *W EXP 06/01/202 | 15673X119 |
| SICPQ | SILVERGATE CAP CORP | 1,675 | $2,714 | 0.0% | $10.85 | 0.0% | CL A | 82837P408 |
| — | ASSET ENTITIES INC | 2,000 | $2,600 | 0.0% | $1.30 | — | CLASS B COM | 04541A105 |
| — | ACE GLOBAL BUSINESS ACQU LTD | 50,000 | $2,000 | 0.0% | $0.24 | — | *W EXP 02/20/202 | G0083E110 |
| CXAI | CXAPP INC | 975 | $1,765 | 0.0% | $8.43 | 0.0% | COM CL A | 23248B109 |
| — | ADIT EDTECH ACQUISITION CORP | 22,045 | $1,764 | 0.0% | $0.69 | — | *W EXP 99/99/999 | 007024110 |
| SABSW | SAB BIOTHERAPEUTICS INC | 45,000 | $1,620 | 0.0% | $1.80 | — | *W EXP 10/22/202 | 78397T111 |
| MMVXF | MULTIMETAVERSE HOLDINGS LTD | 32,314 | $1,619 | 0.0% | $0.05 | — | *W EXP 01/04/202 | G6360J136 |
| — | OSIRIS ACQUISITION CORP | 11,900 | $1,432 | 0.0% | $0.48 | — | *W EXP 05/01/202 | 68829A111 |
| SOUNW | SOUNDHOUND AI INC | 4,223 | $1,415 | 0.0% | $0.28 | — | *W EXP 04/26/202 | 836100115 |
| — | FAT PROJECTS ACQUISITION COR | 20,843 | $1,094 | 0.0% | $0.38 | — | *W EXP 08/31/202 | G3400W110 |
| — | WAG GROUP CO | 10,109 | $1,073 | 0.0% | $0.10 | — | *W EXP 07/30/202 | 93042P117 |
| — | DANIMER SCIENTIFIC INC | 300 | $1,035 | 0.0% | $26.67 | — | COM CL A | 236272100 |
| — | VIEW INC | 38,226 | $963 | 0.0% | $1.01 | — | *W EXP 03/08/202 | 92671V114 |
| — | EVO ACQUISITION CORP | 5,396 | $863 | 0.0% | $0.17 | — | *W EXP 01/04/202 | 30052G116 |
| — | MINORITY EQUALITY OPPORTUNIT | 20,000 | $830 | 0.0% | $0.40 | — | *W EXP 08/26/202 | 60436Q118 |
| SPY | SPDR S&P 500 ETF TR | 2 | $819 | 0.0% | $357.19 | — | TR UNIT | 78462F103 |
| BRLSW | OXUS ACQUISITION CORP | 15,000 | $748 | 0.0% | $0.60 | — | *W EXP 99/99/999 | G6859L121 |
| — | TASTEMAKER ACQUISITION CORP | 4,800 | $744 | 0.0% | $0.80 | — | *W EXP 01/07/202 | 876545112 |
| — | ALAUNOS THERAPEUTICS INC | 1,023 | $644 | 0.0% | $0.98 | — | COM | 98973P101 |
| — | BED BATH & BEYOND INC | 1,500 | $641 | 0.0% | $5.44 | — | COM | 075896100 |
| — | PONTEM CORPORATION | 3,700 | $635 | 0.0% | $1.00 | — | *W EXP 01/05/202 | G71707122 |
| — | DIGITAL MEDIA SOLUTIONS INC | 20,000 | $602 | 0.0% | $1.41 | — | *W EXP 07/15/202 | 25401G114 |
| — | DUNE ACQUISITION CORP | 10,000 | $600 | 0.0% | $0.72 | — | *W EXP 10/29/202 | 265334110 |
| — | MONEYLION INC | 10,000 | $595 | 0.0% | $0.54 | — | *W EXP 09/22/202 | 60938K114 |
| — | BLUESCAPE OPPORTUNITIES ACQU | 4,000 | $520 | 0.0% | $1.25 | — | *W EXP 10/28/202 | G1195N113 |
| — | 7GC & CO HOLDINGS INC | 5,000 | $500 | 0.0% | $1.00 | — | *W EXP 12/28/202 | 81786A115 |
| — | PROGRESS ACQUISITION CORP | 10,000 | $410 | 0.0% | $0.70 | — | *W EXP 11/11/202 | 74327P113 |
| — | D-WAVE QUANTUM INC | 5,300 | $382 | 0.0% | $0.38 | — | *W EXP 08/05/202 | 26740W117 |
| HIPOW | HIPPO HLDGS INC | 5,800 | $324 | 0.0% | $0.86 | — | *W EXP 08/02/202 | 433539111 |
| REVBW | REVELATION BIOSCIENCES INC | 20,000 | $324 | 0.0% | $0.15 | — | *W EXP 01/10/202 | 76135L119 |
| — | INNOVATIVE INTL ACQUSITIN CO | 5,044 | $303 | 0.0% | $0.06 | — | *W EXP 07/01/202 | G4809M125 |
| — | BUZZFEED INC | 263 | $297 | 0.0% | $3.80 | — | CLASS A COM | 12430A102 |
| — | MONTEREY BIO ACQUISITION COR | 10,000 | $270 | 0.0% | $0.40 | — | *W EXP 10/05/202 | 61240F116 |
| — | CF ACQUISITION CORP IV | 2,500 | $250 | 0.0% | $1.00 | — | *W EXP 12/31/202 | 12520T110 |
| — | ADTHEORENT HOLDING COMPANY | 2,000 | $240 | 0.0% | $0.61 | — | *W EXP 12/26/202 | 00739D117 |
| SONWQ | SONDER HOLDINGS INC | 2,600 | $187 | 0.0% | $0.77 | — | *W EXP 01/18/202 | 83542D110 |
| PIIIW | P3 HEALTH PARTNERS INC | 2,000 | $160 | 0.0% | $1.00 | — | *W EXP 11/19/202 | 744413113 |
| ANGHW | ANGHAMI INC | 2,500 | $125 | 0.0% | $0.40 | — | *W EXP 02/03/202 | G0369L119 |
| BHLWQ | BENSON HILL INC | 892 | $78 | 0.0% | $1.12 | — | *W EXP 09/29/202 | 082490111 |
| PRSTW | PRESTO AUTOMATION INC | 1,600 | $69 | 0.0% | — | — | *W EXP 09/21/202 | 74113T113 |
| — | 26 CAPITAL ACQUISITION CORP | 1,000 | $28 | 0.0% | $1.00 | — | *W EXP 12/31/202 | 90138P118 |
| NVDA | NVIDIA CORPORATION | 1,300 | $0 | 0.0% | $15.30 | +41.3% | Put | 67066G104 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 16,700 | $0 | 0.0% | — | — | Put | 33616C100 |
| TLT | ISHARES TR | 1,000 | $0 | 0.0% | — | — | Call | 464287432 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 5,200 | $0 | 0.0% | — | — | Call | 33616C100 |
| — | HORIZON THERAPEUTICS PUB L | 10,800 | $0 | 0.0% | — | — | Put | G46188101 |
| — | HORIZON THERAPEUTICS PUB L | 7,000 | $0 | 0.0% | — | — | Call | G46188101 |
| KBH | KB HOME | 500 | $0 | 0.0% | — | — | Put | 48666K109 |