RiverFront Investment Group, LLC Diversified Active

CIK: 0001469751 · Show all filings

Period: Q3 2012 (← Previous) (Next →)

Filing Date: Sep 17, 2013

Total Value ($000): $2,788,929 (100.0% shares, 0.0% debt)

Holdings (97)

VWO VANGUARD INTL EQUITY INDEX FEM 8.7%
Value ($000) $241,305 Shares 5,783,923 Est. Cost $41.66 Unrealized —
— SPDR SERIES TRUST LEHMAN YLD E 8.3%
Value ($000) $230,475 Shares 5,731,788 Est. Cost $36.69 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS SHRT-T 5.0%
Value ($000) $140,671 Shares 1,751,169 Est. Cost $79.41 Unrealized —
IJR ISHARES TR S&P SMLCAP 600 4.1%
Value ($000) $113,005 Shares 1,466,267 Est. Cost $72.57 Unrealized —
HYG ISHARES TR HIGH YLD CORP 4.0%
Value ($000) $110,333 Shares 1,195,369 Est. Cost $90.40 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FEU 3.9%
Value ($000) $110,114 Shares 2,432,930 Est. Cost $44.86 Unrealized —
VV VANGUARD INDEX FDS LARGE CAP E 3.7%
Value ($000) $103,548 Shares 1,576,325 Est. Cost $62.58 Unrealized —
EMB ISHARES TR JPMORGAN USD 3.4%
Value ($000) $94,421 Shares 778,666 Est. Cost $107.46 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOLDI 3.2%
Value ($000) $88,977 Shares 1,490,909 Est. Cost $57.45 Unrealized —
— POWERSHARES S&P BANK LOAN PORT 2.8%
Value ($000) $77,099 Shares 3,090,137 Est. Cost $24.77 Unrealized —
RWR SPDR SERIES TRUST DJ WLSH REIT 2.7%
Value ($000) $74,039 Shares 1,028,896 Est. Cost $65.91 Unrealized —
MRK MERCK & COMPANY 1.8%
Value ($000) $50,054 Shares 1,109,987 Est. Cost $39.47 Unrealized —
— POWERSHARES ETF TRUST INTL DIV 1.7%
Value ($000) $47,664 Shares 3,135,886 Est. Cost $14.81 Unrealized —
AAPL APPLE COMPUTER INC 1.7%
Value ($000) $46,288 Shares 69,387 Est. Cost $369.45 Unrealized —
— GENERAL ELEC CO 1.6%
Value ($000) $45,782 Shares 2,015,953 Est. Cost $18.92 Unrealized —
PFE PFIZER INC 1.6%
Value ($000) $45,763 Shares 1,841,608 Est. Cost $20.24 Unrealized —
MBB ISHARES TR MBS FIXED BDFD 1.6%
Value ($000) $43,459 Shares 398,121 Est. Cost $109.16 Unrealized —
— POWERSHARES GLOBAL ETF TRUSTHI 1.5%
Value ($000) $42,882 Shares 2,249,850 Est. Cost $17.80 Unrealized —
XLU SELECT SECTOR SPDR TR SBI INT- 1.5%
Value ($000) $42,246 Shares 1,160,937 Est. Cost $36.00 Unrealized —
IYG ISHARES TR DJ US FINL SVC 1.4%
Value ($000) $40,368 Shares 725,146 Est. Cost $55.78 Unrealized —
QCOM QUALCOMM INC COM 1.4%
Value ($000) $38,807 Shares 621,216 Est. Cost $53.50 Unrealized —
VEA VANGUARD TAX-MANAGED FD EUROPE 1.3%
Value ($000) $36,321 Shares 1,104,663 Est. Cost $33.94 Unrealized —
EPP ISHARES INC MSCI PAC J IDX 1.2%
Value ($000) $34,799 Shares 780,450 Est. Cost $43.52 Unrealized —
CVX CHEVRON CORP NEW 1.2%
Value ($000) $34,691 Shares 297,628 Est. Cost $86.95 Unrealized —
BCE BCE INC COM NEW 1.2%
Value ($000) $32,985 Shares 750,689 Est. Cost $36.14 Unrealized —
WMT WAL MART STORES INC 1.2%
Value ($000) $32,844 Shares 445,053 Est. Cost $52.63 Unrealized —
— POWERSHARES ETF TR II S&P500 H 1.1%
Value ($000) $31,823 Shares 1,538,886 Est. Cost $20.68 Unrealized —
— TIME WARNER INC NEW 1.1%
Value ($000) $30,407 Shares 670,736 Est. Cost $38.50 Unrealized —
PNC PNC FINANCIAL CORP 1.1%
Value ($000) $29,574 Shares 468,687 Est. Cost $57.93 Unrealized —
HAS HASBRO INC COM 1.0%
Value ($000) $27,134 Shares 710,981 Est. Cost $34.28 Unrealized —
— L-3 COMMUNICATIONS HLDGS INC 1.0%
Value ($000) $26,525 Shares 369,908 Est. Cost $74.25 Unrealized —
MCD MCDONALDS CORP 0.9%
Value ($000) $26,410 Shares 287,850 Est. Cost $76.49 Unrealized —
UNH UNITEDHEALTH GROUP INC COM 0.9%
Value ($000) $25,911 Shares 467,631 Est. Cost $55.41 Unrealized —
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $25,864 Shares 375,338 Est. Cost $67.56 Unrealized —
— ISHARES INC MSCI UTD KINGD 0.9%
Value ($000) $25,422 Shares 1,461,399 Est. Cost $16.16 Unrealized —
— NORDSTROM INC COM 0.9%
Value ($000) $25,162 Shares 456,016 Est. Cost $51.91 Unrealized —
OXY OCCIDENTAL PETE CORP COM 0.9%
Value ($000) $24,755 Shares 287,660 Est. Cost $86.06 Unrealized —
— UBS AG JERSEY BRH ALERIAN INFR 0.9%
Value ($000) $24,708 Shares 725,838 Est. Cost $32.20 Unrealized —
— MEADWESTVACO CORP COM 0.9%
Value ($000) $24,156 Shares 789,446 Est. Cost $32.78 Unrealized —
— CREDIT SUISSE NASSAU BRH ETN L 0.9%
Value ($000) $23,713 Shares 945,891 Est. Cost $25.07 Unrealized —
EZU ISHARES INC MSCI EMU INDEX 0.8%
Value ($000) $23,652 Shares 787,106 Est. Cost $30.05 Unrealized —
— CA INC COM 0.8%
Value ($000) $23,265 Shares 902,995 Est. Cost $27.07 Unrealized —
DGS WISDOMTREE TRUST EMG MKTS SMCA 0.8%
Value ($000) $23,124 Shares 504,248 Est. Cost $41.88 Unrealized —
IJH ISHARES TR S&P MIDCAP 400 0.8%
Value ($000) $23,119 Shares 234,285 Est. Cost $90.78 Unrealized —
EEM ISHARES TR MSCI EMERG MKT 0.8%
Value ($000) $22,711 Shares 549,575 Est. Cost $41.21 Unrealized —
— CHUBB CORP 0.8%
Value ($000) $21,518 Shares 282,094 Est. Cost $76.28 Unrealized —
AAXJ ISHARES TR MSCI ACJPN IDX 0.7%
Value ($000) $19,987 Shares 355,259 Est. Cost $52.58 Unrealized —
EWG ISHARES INC MSCI GERMAN 0.7%
Value ($000) $18,969 Shares 840,513 Est. Cost $23.28 Unrealized —
— POWERSHARES ETF TRUST DWA TECH 0.7%
Value ($000) $18,468 Shares 670,367 Est. Cost $25.86 Unrealized —
KLAC KLA-TENCOR CORP COM 0.7%
Value ($000) $18,369 Shares 385,072 Est. Cost $47.70 Unrealized —
VDC VANGUARD WORLD FDS CONSUM STP 0.6%
Value ($000) $16,467 Shares 179,808 Est. Cost $83.03 Unrealized —
ACWX ISHARES TR MSCI ACWI EX 0.6%
Value ($000) $15,970 Shares 405,443 Est. Cost $45.44 Unrealized —
XLV SELECT SECTOR SPDR TR SBI HEAL 0.6%
Value ($000) $15,680 Shares 390,844 Est. Cost $34.96 Unrealized —
ASEA GLOBAL X FDS GLB X ASEAN 40 0.4%
Value ($000) $11,393 Shares 686,020 Est. Cost $13.61 Unrealized —
IWC ISHARES TR RSSL MCRCP IDX 0.4%
Value ($000) $10,474 Shares 198,238 Est. Cost $51.40 Unrealized —
— TIFFANY & CO NEW COM 0.3%
Value ($000) $9,492 Shares 153,399 Est. Cost $48.02 Unrealized —
PSX PHILLIPS 66 COM 0.3%
Value ($000) $8,157 Shares 175,921 Est. Cost $33.23 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ET 0.3%
Value ($000) $8,106 Shares 110,442 Est. Cost $55.89 Unrealized —
— CLAYMORE EXCHANGE-TRADED FD WI 0.3%
Value ($000) $7,926 Shares 416,357 Est. Cost $19.20 Unrealized —
— POWERSHARES ETF TR II S&P500 L 0.3%
Value ($000) $7,769 Shares 275,806 Est. Cost $24.49 Unrealized —
— SCRIPPS NETWORKS INTERACT INCL 0.2%
Value ($000) $6,398 Shares 104,502 Est. Cost $56.85 Unrealized —
— HCC INS HLDGS INC 0.2%
Value ($000) $6,097 Shares 179,935 Est. Cost $26.63 Unrealized —
XOM EXXON MOBIL CORP 0.2%
Value ($000) $5,842 Shares 63,891 Est. Cost $79.79 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.2%
Value ($000) $5,791 Shares 157,773 Est. Cost $28.50 Unrealized —
IGSB ISHARES TR LEHMAN 1-3 YR 0.2%
Value ($000) $5,416 Shares 51,208 Est. Cost $104.61 Unrealized —
— ANIXTER INTL INC COM 0.2%
Value ($000) $5,199 Shares 90,491 Est. Cost $51.96 Unrealized —
SNA SNAP ON INC COM 0.2%
Value ($000) $5,170 Shares 71,945 Est. Cost $60.11 Unrealized —
XME SPDR SERIES TRUST S&P METALS M 0.2%
Value ($000) $4,992 Shares 114,735 Est. Cost $43.51 Unrealized —
CBRE CBRE GROUP INC CL A 0.2%
Value ($000) $4,971 Shares 270,049 Est. Cost $18.28 Unrealized —
DLN WISDOMTREE TRUST LARGECAP DIVI 0.2%
Value ($000) $4,878 Shares 89,280 Est. Cost $49.06 Unrealized —
SNPS SYNOPSYS INC COM 0.2%
Value ($000) $4,788 Shares 145,113 Est. Cost $27.20 Unrealized —
CBRL CRACKER BARREL OLD CTRY STORCO 0.2%
Value ($000) $4,671 Shares 69,613 Est. Cost $40.03 Unrealized —
— E M C CORP MASS COM 0.2%
Value ($000) $4,424 Shares 162,240 Est. Cost $27.27 Unrealized —
BALL BALL CORP 0.2%
Value ($000) $4,265 Shares 100,803 Est. Cost $24.40 Unrealized —
EWC ISHARES INC MSCI CDA INDEX 0.1%
Value ($000) $4,146 Shares 145,525 Est. Cost $28.55 Unrealized —
FDM FIRST TR DJS MICROCAP INDEX CO 0.1%
Value ($000) $4,020 Shares 179,983 Est. Cost $19.34 Unrealized —
VRSN VERISIGN INC COM 0.1%
Value ($000) $3,743 Shares 76,888 Est. Cost $32.02 Unrealized —
ORCL ORACLE SYS CORP 0.1%
Value ($000) $3,659 Shares 116,331 Est. Cost $29.67 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $379 Shares 11,795 Est. Cost $30.38 Unrealized —
IVZ INVESCO LTD SHS 0.0%
Value ($000) $346 Shares 13,853 Est. Cost $20.09 Unrealized —
HSIC SCHEIN HENRY INC 0.0%
Value ($000) $332 Shares 4,187 Est. Cost $49.98 Unrealized —
EWBC EAST WEST BANCORP INC COM 0.0%
Value ($000) $325 Shares 15,373 Est. Cost $19.66 Unrealized —
— ESTERLINE TECHNOLOGIES CORP CO 0.0%
Value ($000) $316 Shares 5,634 Est. Cost $45.13 Unrealized —
PENN PENN NATL GAMING INC 0.0%
Value ($000) $314 Shares 7,290 Est. Cost $26.29 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $308 Shares 9,995 Est. Cost $29.99 Unrealized —
— INTERPUBLIC GROUP COS INC COM 0.0%
Value ($000) $303 Shares 27,221 Est. Cost $11.13 Unrealized —
— SIRONA DENTAL SYSTEMS INC COM 0.0%
Value ($000) $299 Shares 5,252 Est. Cost $51.54 Unrealized —
— PEOPLES UNITED FINANCIAL INCCO 0.0%
Value ($000) $295 Shares 24,301 Est. Cost $12.09 Unrealized —
— POWERSHARES ETF TR II S&P SMCP 0.0%
Value ($000) $294 Shares 9,753 Est. Cost $29.08 Unrealized —
— BMC SOFTWARE INC COM 0.0%
Value ($000) $267 Shares 6,438 Est. Cost $40.23 Unrealized —
— FAMILY DLR STORES INC COM 0.0%
Value ($000) $251 Shares 3,779 Est. Cost $57.65 Unrealized —
— SOTHEBY HLDGS INC CL A 0.0%
Value ($000) $243 Shares 7,730 Est. Cost $38.65 Unrealized —
— BIOMED RLTY TR INC COM 0.0%
Value ($000) $240 Shares 12,826 Est. Cost $19.00 Unrealized —
MCHP MICROCHIP TECHNOLOGY INC COM 0.0%
Value ($000) $227 Shares 6,941 Est. Cost $30.62 Unrealized —
OIS OIL STATES INTL INC COM 0.0%
Value ($000) $217 Shares 2,725 Est. Cost $79.63 Unrealized —
R RYDER SYS INC COM 0.0%
Value ($000) $216 Shares 5,535 Est. Cost $52.89 Unrealized —
PTEN PATTERSON UTI ENERGY INC 0.0%
Value ($000) $167 Shares 10,581 Est. Cost $19.81 Unrealized —