CIK: 0001481986 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 15, 2013
Total Value ($000): $1,305,992 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 3,808,600 | $639,883 | 49.0% | $160.42 | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 1,646,500 | $276,628 | 21.2% | $160.42 | — | Call | 78462F103 |
| AAPL | APPLE INC | 141,300 | $74,871 | 5.7% | $14.28 | 0.0% | Put | 037833100 |
| SHV | ISHARES | 382,666 | $42,181 | 3.2% | $110.23 | — | SHRT TRS BD ETF | 464288679 |
| EEM | ISHARES | 893,900 | $36,435 | 2.8% | $43.00 | — | Put | 464287234 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $18,790 | 1.4% | $7.98 | — | COM | 74966K102 |
| AAPL | APPLE INC | 24,700 | $13,088 | 1.0% | $14.28 | 0.0% | Call | 037833100 |
| — | BARCLAYS BK PLC | 1,006,237 | $12,992 | 1.0% | $14.91 | — | IPATH S&P500 VIX | 06740C188 |
| IYC | ISHARES | 68,125 | $7,851 | 0.6% | $115.24 | — | U.S. CNSM SV ETF | 464287580 |
| AAPL | APPLE INC | 14,408 | $7,634 | 0.6% | $14.28 | 0.0% | COM | 037833100 |
| IYH | ISHARES | 59,013 | $6,569 | 0.5% | $111.31 | — | US HLTHCARE ETF | 464287762 |
| EEM | ISHARES | 154,900 | $6,314 | 0.5% | $43.00 | — | Call | 464287234 |
| — | RYDEX ETF TRUST GUG | 46,271 | $5,701 | 0.4% | $120.12 | — | RUSS TOP 50 | 78355W205 |
| IYJ | ISHARES | 56,742 | $5,378 | 0.4% | $94.78 | — | U.S. INDS ETF | 464287754 |
| TBT | PROSHARES TR | 70,000 | $5,269 | 0.4% | $402.17 | — | Put | 74347B201 |
| IWS | ISHARES | 71,835 | $4,590 | 0.4% | $57.92 | — | RUS MDCP VAL ETF | 464287473 |
| VHT | VANGUARD WORLD FDS | 42,958 | $4,171 | 0.3% | $89.88 | — | HEALTH CAR ETF | 92204A504 |
| VO | VANGUARD INDEX FDS | 38,960 | $4,147 | 0.3% | $106.44 | — | MID CAP ETF | 922908629 |
| — | DEUTSCHE BK AG LONDON BRH | 110,783 | $3,972 | 0.3% | $35.85 | — | PS CRD OIL ETN | 25154K809 |
| VUG | VANGUARD INDEX FDS | 43,771 | $3,875 | 0.3% | $88.53 | — | GROWTH ETF | 922908736 |
| EEM | ISHARES | 89,797 | $3,861 | 0.3% | $43.00 | — | MSCI EMG MKT ETF | 464287234 |
| VOT | VANGUARD INDEX FDS | 43,738 | $3,823 | 0.3% | $85.86 | — | MCAP GR IDXVIP | 922908538 |
| USMV | ISHARES | 106,005 | $3,699 | 0.3% | $34.63 | — | USA MIN VOL ETF | 46429B697 |
| VOE | VANGUARD INDEX FDS | 47,359 | $3,646 | 0.3% | $76.99 | — | MCAP VL IDXVIP | 922908512 |
| BLV | VANGUARD BD INDEX FD INC | 41,492 | $3,521 | 0.3% | $84.86 | — | LONG TERM BOND | 921937793 |
| — | WINDSTREAM HLDGS INC | 399,000 | $3,427 | 0.3% | $8.59 | — | COM | 97382A101 |
| — | CREDIT SUISSE NASSAU BRH | 108,891 | $3,163 | 0.2% | $29.05 | — | INVRS VIX STERM | 22542D795 |
| IGM | ISHARES | 36,559 | $3,033 | 0.2% | $82.96 | — | N AMER TECH ETF | 464287549 |
| IYG | ISHARES | 38,682 | $3,007 | 0.2% | $71.53 | — | U.S. FIN SVC ETF | 464287770 |
| IWM | ISHARES | 28,000 | $2,985 | 0.2% | $137.64 | — | Call | 464287655 |
| IWF | ISHARES | 36,047 | $2,949 | 0.2% | $81.81 | — | RUS 1000 GRW ETF | 464287614 |
| — | BROOKFIELD PPTY PARTNERS L P | 133,811 | $2,621 | 0.2% | $20.16 | — | UNIT LTD PARTN | G16249107 |
| IJK | ISHARES | 17,972 | $2,585 | 0.2% | $143.83 | — | S&P MC 400GR ETF | 464287606 |
| — | PROSHARES TR II | 21,026 | $2,395 | 0.2% | $113.91 | — | SHT VIX ST TRM | 74347W627 |
| HYG | ISHARES | 24,971 | $2,338 | 0.2% | $91.68 | — | IBOXX HI YD ETF | 464288513 |
| — | ALTISOURCE RESIDENTIAL CORP | 80,100 | $2,189 | 0.2% | $16.68 | — | CL B | 02153W100 |
| — | SPDR SERIES TRUST | 43,145 | $1,976 | 0.2% | $45.80 | — | BRCLYS 1-3MT ETF | 78464A680 |
| IJJ | ISHARES | 17,276 | $1,955 | 0.1% | $101.88 | — | S&P MC 400VL ETF | 464287705 |
| VTV | VANGUARD INDEX FDS | 26,603 | $1,947 | 0.1% | $73.19 | — | VALUE ETF | 922908744 |
| GILD | GILEAD SCIENCES INC | 28,000 | $1,924 | 0.1% | $41.52 | 0.0% | Call | 375558103 |
| SNY | SANOFI | 34,027 | $1,772 | 0.1% | $52.08 | — | SPONSORED ADR | 80105N105 |
| — | TWO HBRS INVT CORP | 180,000 | $1,746 | 0.1% | $10.05 | — | COM | 90187B101 |
| HDV | ISHARES | 23,889 | $1,665 | 0.1% | $69.70 | — | HIGH DIVIDND ETF | 46429B663 |
| — | VIVUS INC | 169,000 | $1,572 | 0.1% | — | — | Call | 928551100 |
| ARCC | ARES CAP CORP | 88,000 | $1,549 | 0.1% | $5.23 | +2.7% | COM | 04010L103 |
| DVN | DEVON ENERGY CORP NEW | 24,000 | $1,537 | 0.1% | $37.00 | +3.0% | COM | 25179M103 |
| — | ZOGENIX INC | 517,613 | $1,496 | 0.1% | $2.89 | — | COM | 98978L105 |
| — | QR ENERGY LP | 82,000 | $1,492 | 0.1% | $17.78 | — | UNIT LTD PRTNS | 74734R108 |
| — | CHICAGO BRIDGE & IRON CO N V | 20,000 | $1,475 | 0.1% | $59.66 | — | Put | 167250109 |
| — | CHICAGO BRIDGE & IRON CO N V | 20,000 | $1,475 | 0.1% | $59.66 | — | COM | 167250109 |
| — | NATIONAL OILWELL VARCO INC | 17,400 | $1,443 | 0.1% | $68.89 | — | COM | 637071101 |
| VV | VANGUARD INDEX FDS | 17,758 | $1,438 | 0.1% | $74.82 | — | LARGE CAP ETF | 922908637 |
| IGIB | ISHARES | 13,147 | $1,431 | 0.1% | $108.53 | — | INTERM CR BD ETF | 464288638 |
| GILD | GILEAD SCIENCES INC | 19,600 | $1,347 | 0.1% | $41.52 | 0.0% | COM | 375558103 |
| VDE | VANGUARD WORLD FDS | 10,652 | $1,329 | 0.1% | $124.77 | — | ENERGY ETF | 92204A306 |
| — | PIMCO ETF TR | 15,553 | $1,244 | 0.1% | $79.21 | — | 3-7YR US TREAS | 72201R601 |
| SPTI | SPDR SERIES TRUST | 19,133 | $1,145 | 0.1% | $59.69 | — | BRCLYS INTER ETF | 78464A672 |
| VCR | VANGUARD WORLD FDS | 11,040 | $1,134 | 0.1% | $91.14 | — | CONSUM DIS ETF | 92204A108 |
| SOXL | DIREXION SHS ETF TR | 20,271 | $1,134 | 0.1% | $47.56 | — | DLY SCOND 3XBU | 25459W458 |
| — | DELL INC | 80,500 | $1,107 | 0.1% | $13.32 | — | Call | 24702R101 |
| AIVL | WISDOMTREE TR | 15,123 | $1,009 | 0.1% | $64.29 | — | DIV EX-FINL FD | 97717W406 |
| — | POWERSHARES ETF TR II | 33,730 | $965 | 0.1% | $24.82 | — | S&P500 HGH BET | 73937B829 |
| TYD | DIREXION SHS ETF TR | 24,657 | $957 | 0.1% | $37.62 | — | 7 10YR TRES BULL | 25459W565 |
| MGC | VANGUARD WORLD FD | 15,566 | $938 | 0.1% | $60.26 | — | MEGA CAP INDEX | 921910873 |
| — | PROSHARES TR | 60,524 | $921 | 0.1% | $19.96 | — | PSHS ULTSHT INDL | 74348A103 |
| VGLT | VANGUARD SCOTTSDALE FDS | 13,488 | $916 | 0.1% | $68.56 | — | LONG-TERM GOV | 92206C847 |
| IWR | ISHARES | 6,104 | $882 | 0.1% | $144.50 | — | RUS MID-CAP ETF | 464287499 |
| — | REVENUESHARES ETF TR | 18,625 | $792 | 0.1% | $42.52 | — | S&P500 FINL FD | 761396506 |
| — | ANADARKO PETE CORP | 8,400 | $781 | 0.1% | — | — | Call | 032511107 |
| — | POWERSHARES ETF TRUST | 11,636 | $743 | 0.1% | $57.48 | — | DYNAMIC OTC PT | 73935X203 |
| — | BARCLAYS BK PLC | 57,100 | $737 | 0.1% | $14.91 | — | Call | 06740C188 |
| DHT | DHT HOLDINGS INC | 149,100 | $735 | 0.1% | $1.89 | -2.5% | SHS | Y2065G121 |
| — | ELAN PLC | 45,000 | $726 | 0.1% | $14.13 | — | ADR | 284131208 |
| ICF | ISHARES | 8,787 | $717 | 0.1% | $80.61 | — | COHEN&STEER REIT | 464287564 |
| IGSB | ISHARES | 6,296 | $664 | 0.1% | $105.00 | — | 1-3 YR CR BD ETF | 464288646 |
| VNQ | VANGUARD INDEX FDS | 10,000 | $661 | 0.1% | — | — | Call | 922908553 |
| USIG | ISHARES | 5,895 | $640 | 0.0% | $108.57 | — | CREDIT BD ETF | 464288620 |
| IWN | ISHARES | 6,619 | $637 | 0.0% | $87.98 | — | RUS 2000 VAL ETF | 464287630 |
| XHB | SPDR SERIES TRUST | 20,503 | $636 | 0.0% | $29.43 | — | S&P HOMEBUILD | 78464A888 |
| XHE | SPDR SERIES TRUST | 8,644 | $631 | 0.0% | $63.77 | — | HLTH CR EQUIP | 78464A581 |
| — | DIREXION SHS ETF TR | 18,613 | $619 | 0.0% | $33.83 | — | 7-10YR TR BEAR | 25459Y108 |
| — | LINKEDIN CORP | 2,500 | $615 | 0.0% | — | — | Put | 53578A108 |
| EMB | ISHARES | 5,454 | $609 | 0.0% | $111.66 | — | JP MOR EM MK ETF | 464288281 |
| MGV | VANGUARD WORLD FD | 11,526 | $607 | 0.0% | $52.66 | — | MEGA CAP VAL ETF | 921910840 |
| — | POWERSHARES ETF TRUST | 21,574 | $582 | 0.0% | $26.98 | — | DYNM LRG CP VL | 73935X708 |
| SCHO | SCHWAB STRATEGIC TR | 11,304 | $572 | 0.0% | $50.50 | — | SHT TM US TRES | 808524862 |
| IYR | ISHARES | 8,390 | $568 | 0.0% | $66.44 | — | U.S. REAL ES ETF | 464287739 |
| IJT | ISHARES | 4,946 | $564 | 0.0% | $96.92 | — | SP SMCP600GR ETF | 464287887 |
| KCE | SPDR SERIES TRUST | 11,967 | $545 | 0.0% | $45.54 | — | S&P CAP MKTS | 78464A771 |
| CBOE | CBOE HLDGS INC | 10,781 | $535 | 0.0% | $33.33 | +20.0% | COM | 12503M108 |
| BND | VANGUARD BD INDEX FD INC | 6,334 | $516 | 0.0% | $80.87 | — | TOTAL BND MRKT | 921937835 |
| UST | PROSHARES TR | 9,663 | $512 | 0.0% | $52.99 | — | ULTR 7-10 TREA | 74347R180 |
| — | EATON VANCE MUN BD FD | 44,063 | $501 | 0.0% | $11.37 | — | COM | 27827X101 |
| MBB | ISHARES | 4,682 | $499 | 0.0% | $106.58 | — | MBS ETF | 464288588 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 60,300 | $497 | 0.0% | $8.57 | -2.6% | Call | G65773106 |
| — | INVESCO MUN OPPORTUNITY TR | 41,230 | $482 | 0.0% | $11.69 | — | COM | 46132C107 |
| — | POWERSHARES ETF TRUST | 23,611 | $463 | 0.0% | $19.61 | — | S&P 500 HGH QLTY | 73935X682 |
| — | EATON VANCE NATL MUN OPPORT | 23,130 | $441 | 0.0% | $19.07 | — | COM | 27829L105 |
| — | REPROS THERAPEUTICS INC | 15,700 | $421 | 0.0% | — | — | Call | 76028H209 |
| — | REPROS THERAPEUTICS INC | 15,400 | $413 | 0.0% | — | — | Put | 76028H209 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 11,759 | $405 | 0.0% | $30.06 | — | SHS | 337344105 |
| VGSH | VANGUARD SCOTTSDALE FDS | 6,368 | $388 | 0.0% | $60.75 | — | SHTRM GVT BD ETF | 92206C102 |
| GASS | STEALTHGAS INC | 31,272 | $375 | 0.0% | $9.66 | 0.0% | SHS | Y81669106 |
| SPTL | SPDR SERIES TRUST | 5,901 | $374 | 0.0% | $64.23 | — | BRCLYS LG TRS ETF | 78464A664 |
| OEF | ISHARES | 4,603 | $362 | 0.0% | $78.64 | — | S&P 100 ETF | 464287101 |
| CPRT | COPART INC | 10,873 | $355 | 0.0% | $4.07 | 0.0% | COM | 217204106 |
| — | DIREXION SHS ETF TR | 4,074 | $343 | 0.0% | $84.19 | — | DLY ENRGY BULL3X | 25459W888 |
| GOVT | ISHARES | 13,664 | $337 | 0.0% | $24.57 | — | U.S. TRS BD ETF | 46429B267 |
| — | DIREXION SHS ETF TR | 9,120 | $322 | 0.0% | $35.31 | — | TL BD MKT BEAR | 25459Y306 |
| LQD | ISHARES | 2,789 | $322 | 0.0% | $113.63 | — | IBOXX INV CP ETF | 464287242 |
| — | NOVABAY PHARMACEUTICALS INC | 190,000 | $321 | 0.0% | $1.69 | — | COM | 66987P102 |
| GLD | SPDR GOLD TRUST | 2,500 | $320 | 0.0% | — | — | Call | 78463V107 |
| TIP | ISHARES | 2,775 | $315 | 0.0% | $113.51 | — | TIPS BD ETF | 464287176 |
| TLH | ISHARES | 2,473 | $313 | 0.0% | $126.57 | — | 10-20 YR TRS ETF | 464288653 |
| TBF | PROSHARES TR | 9,511 | $300 | 0.0% | $31.35 | — | SHRT 20+YR TRE | 74347X849 |
| — | U S AIRWAYS GROUP INC | 15,800 | $300 | 0.0% | $16.39 | — | Call | 90341W108 |
| — | BROADCOM CORP | 10,750 | $291 | 0.0% | $27.07 | — | CL A | 111320107 |
| — | ROCKWELL MED INC | 26,000 | $288 | 0.0% | $11.08 | — | COM | 774374102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 5,718 | $287 | 0.0% | $50.13 | — | GUGG ENH SHT DUR | 18383M654 |
| — | CREDIT SUISSE AG NASSAU BRH | 24,496 | $277 | 0.0% | $11.31 | — | EXCHTRADE SHTERM | 22539T613 |
| — | PROSHARES TR | 2,701 | $269 | 0.0% | $79.23 | — | PSHS ULT1000 GRW | 74347R537 |
| IWX | ISHARES | 6,996 | $268 | 0.0% | $38.31 | — | RUS TP200 VL ETF | 464289420 |
| — | EATON VANCE MUN BD FD II | 23,849 | $263 | 0.0% | $11.03 | — | COM | 27827K109 |
| — | WI-LAN INC | 30,000 | $258 | 0.0% | $6.85 | — | COM | 928972108 |
| IYF | ISHARES | 3,310 | $255 | 0.0% | $71.53 | — | U.S. FINLS ETF | 464287788 |
| — | POWERSHARES ETF TRUST | 5,220 | $254 | 0.0% | $42.27 | — | DYN PHRMA PORT | 73935X799 |
| UGE | PROSHARES TR | 3,292 | $249 | 0.0% | $64.41 | — | PSHS CONSMRGOODS | 74347R768 |
| — | PROSHARES TR | 3,311 | $247 | 0.0% | $61.49 | — | UL RUS3000 ETF | 74347X104 |
| — | POWERSHARES ETF TRUST | 5,779 | $237 | 0.0% | $41.01 | — | DYNA BUYBK ACH | 73935X286 |
| — | POWERSHARES ETF TRUST | 11,195 | $237 | 0.0% | $18.85 | — | DYN BLDG CNSTR | 73935X666 |
| — | CHELSEA THERAPEUTICS INTL LT | 80,012 | $236 | 0.0% | $2.95 | — | COM | 163428105 |
| — | RYDEX ETF TRUST GUG | 3,429 | $234 | 0.0% | $68.24 | — | S&P500 EQ WT | 78355W106 |
| XLF | SELECT SECTOR SPDR TR | 11,000 | $229 | 0.0% | $19.46 | — | SBI INT-FINL | 81369Y605 |
| — | OCEAN RIG UDW INC | 12,299 | $229 | 0.0% | $18.62 | — | SHS | Y64354205 |
| — | RED HAT INC | 5,050 | $220 | 0.0% | $47.84 | — | COM | 756577102 |
| — | POWERSHARES ETF TR II | 4,174 | $217 | 0.0% | $51.99 | — | S&P SMCP HC PO | 73937B886 |
| FAS | DIREXION SHS ETF TR | 2,565 | $202 | 0.0% | $78.75 | — | DLY FIN BULL NEW | 25459Y694 |
| — | NUVEEN SELECT TAX FREE INCM | 14,943 | $197 | 0.0% | $13.18 | — | SH BEN INT | 67062F100 |
| — | ON TRACK INNOVATION LTD | 111,000 | $194 | 0.0% | $1.46 | — | SHS | M8791A109 |
| — | ISHARES | 13,345 | $167 | 0.0% | $12.51 | — | MRG RL ES CP ETF | 464288539 |
| — | NUVEEN DIV ADV MUNI FD 3 | 12,404 | $159 | 0.0% | $12.82 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 11,993 | $154 | 0.0% | $12.84 | — | COM | 67071L106 |
| — | NUVEEN PREM INCOME MUN FD | 12,044 | $151 | 0.0% | $12.54 | — | COM | 67062T100 |
| — | NUVEEN PREM INCOME MUN FD 2 | 11,000 | $141 | 0.0% | $12.82 | — | COM | 67063W102 |
| — | NUVEEN SELECT TAX FREE INCM | 10,476 | $136 | 0.0% | $12.98 | — | SH BEN INT | 67063X100 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 10,000 | $132 | 0.0% | $13.20 | — | COM | 67070F100 |
| — | ACHILLION PHARMACEUTICALS IN | 53,206 | $129 | 0.0% | $2.42 | — | COM | 00448Q201 |
| — | AVEO PHARMACEUTICALS INC | 59,822 | $129 | 0.0% | $2.16 | — | COM | 053588109 |
| — | BLACKROCK MUNIYLD INVST QLTY | 10,000 | $125 | 0.0% | $12.50 | — | COM | 09254T100 |
| — | VENTRUS BIOSCIENCES INC | 40,000 | $117 | 0.0% | $2.92 | — | COM | 922822101 |
| — | RIGEL PHARMACEUTICALS INC | 35,000 | $114 | 0.0% | $3.26 | — | COM | 766559603 |
| — | ALEXZA PHARMACEUTICALS INC | 20,000 | $103 | 0.0% | $5.15 | — | COM | 015384209 |
| DGII | DIGI INTL INC | 10,000 | $100 | 0.0% | $9.32 | +4.8% | Call | 253798102 |
| — | AGENUS INC | 39,660 | $100 | 0.0% | $2.52 | — | COM | 00847G705 |
| — | VICAL INC | 70,000 | $98 | 0.0% | $1.40 | — | COM | 925602104 |
| — | CHEMOCENTRYX INC | 18,005 | $92 | 0.0% | $5.11 | — | COM | 16383L106 |
| — | KALOBIOS PHARMACEUTICALS INC | 20,002 | $85 | 0.0% | $4.25 | — | COM | 48344T100 |
| — | ECHELON CORP | 37,640 | $84 | 0.0% | $92.94 | — | COM | 27874N105 |
| CYTK | CYTOKINETICS INC | 12,000 | $78 | 0.0% | $10.73 | 0.0% | COM | 23282W605 |
| — | USA TECHNOLOGIES INC | 41,250 | $70 | 0.0% | $1.72 | — | COM NO PAR | 90328S500 |
| — | ECHELON CORP | 25,000 | $56 | 0.0% | $92.94 | — | Call | 27874N105 |
| — | DENDREON CORP | 18,272 | $51 | 0.0% | $2.79 | — | COM | 24823Q107 |
| — | PROSENSA HLDG N V | 12,000 | $50 | 0.0% | $4.17 | — | SHS | N71546100 |
| — | IDENTIVE GROUP INC | 71,000 | $47 | 0.0% | $0.71 | — | COM | 45170X106 |
| LTRX | LANTRONIX INC | 32,500 | $46 | 0.0% | $1.54 | 0.0% | COM | 516548203 |
| — | SEQUENOM INC | 10,214 | $25 | 0.0% | $2.45 | — | COM | 817337405 |