CIK: 0001481986 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $1,187,065 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EWZ | ISHARES | 6,913,900 | $300,409 | 25.3% | $43.45 | — | Put | 464286400 |
| SPY | SPDR S&P 500 ETF TR | 1,317,300 | $259,534 | 21.9% | — | — | Put | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 753,200 | $148,395 | 12.5% | — | — | Call | 78462F103 |
| EEM | ISHARES TR | 2,726,200 | $113,301 | 9.5% | $41.56 | — | Put | 464287234 |
| EWZ | ISHARES | 2,184,100 | $94,899 | 8.0% | $43.45 | — | Call | 464286400 |
| GLD | SPDR GOLD TRUST GOLD | 662,600 | $77,001 | 6.5% | $116.19 | — | Put | 78463V107 |
| GLD | SPDR GOLD TRUST GOLD | 429,400 | $49,901 | 4.2% | $116.19 | — | Call | 78463V107 |
| EEM | ISHARES TR | 602,600 | $25,044 | 2.1% | $41.56 | — | Call | 464287234 |
| — | PROSHARES TR II | 456,300 | $13,520 | 1.1% | $26.62 | — | Call | 74347W346 |
| — | COMPUTER SCIENCES CORP | 168,100 | $10,279 | 0.9% | — | — | Call | 205363104 |
| — | GARRISON CAP INC | 546,530 | $7,908 | 0.7% | $15.22 | — | COM | 366554103 |
| — | CREDIT SUISSE AG NASSAU BRH | 2,418,456 | $7,860 | 0.7% | $3.24 | — | EXCHTRADE SHTERM | 22539T613 |
| AAPL | APPLE INC | 72,100 | $7,264 | 0.6% | $18.30 | +18.2% | Put | 037833100 |
| AAPL | APPLE INC | 71,500 | $7,204 | 0.6% | $18.30 | +18.2% | COM | 037833100 |
| VALE | VALE S A | 534,100 | $5,880 | 0.5% | $11.01 | — | ADR | 91912E105 |
| EEM | ISHARES TR | 141,373 | $5,875 | 0.5% | $41.56 | — | MSCI EMG MKT ETF | 464287234 |
| — | RMG NETWORKS HLDG CORP | 2,354,650 | $3,885 | 0.3% | $7.98 | — | COM | 74966K102 |
| — | SPDR SERIES TRUST | 90,541 | $3,638 | 0.3% | $40.18 | — | BRC HGH YLD BD | 78464A417 |
| SHV | ISHARES | 31,014 | $3,419 | 0.3% | $110.27 | — | SHRT TRS BD ETF | 464288679 |
| EWZ | ISHARES | 75,934 | $3,299 | 0.3% | $43.45 | — | MSCI BRZ CAP ETF | 464286400 |
| CME | CME GROUP INC | 40,000 | $3,198 | 0.3% | $47.90 | 0.0% | COM | 12572Q105 |
| LMT | LOCKHEED MARTIN CORP | 16,000 | $2,924 | 0.2% | — | — | Call | 539830109 |
| GLD | SPDR GOLD TRUST GOLD | 19,700 | $2,289 | 0.2% | $116.19 | — | SHS | 78463V107 |
| — | TIBCO SOFTWARE INC | 66,900 | $1,581 | 0.1% | — | — | Call | 88632Q103 |
| GM | GENERAL MTRS CO | 47,400 | $1,514 | 0.1% | $26.30 | +0.8% | Call | 37045V100 |
| — | AMERICAN RLTY CAP PPTYS INC | 121,000 | $1,459 | 0.1% | $12.06 | — | COM | 02917T104 |
| — | BROOKFIELD PPTY PARTNERS L P | 67,800 | $1,429 | 0.1% | $19.71 | — | UNIT LTD PARTN | G16249107 |
| — | BARCLAYS BK PLC | 40,000 | $1,247 | 0.1% | $28.61 | — | Put | 06742E711 |
| ASC | ARDMORE SHIPPING CORP | 108,283 | $1,180 | 0.1% | $10.13 | -5.1% | COM | Y0207T100 |
| CBOE | CBOE HLDGS INC | 21,512 | $1,151 | 0.1% | $39.61 | +11.3% | COM | 12503M108 |
| XLK | SELECT SECTOR SPDR TR | 28,000 | $1,117 | 0.1% | — | — | Put | 81369Y803 |
| — | ALTISOURCE RESIDENTIAL CORP | 43,900 | $1,054 | 0.1% | $26.21 | — | CL B | 02153W100 |
| — | CONNS INC | 27,000 | $817 | 0.1% | — | — | Call | 208242107 |
| — | PBF LOGISTICS LP | 31,795 | $805 | 0.1% | $25.32 | — | UNIT LTD PTNR | 69318Q104 |
| — | WORLD PT TERMS LP | 39,100 | $743 | 0.1% | $19.00 | — | UNIT REP LTD PT | 98159G107 |
| — | CITRIX SYS INC | 10,000 | $713 | 0.1% | — | — | Call | 177376100 |
| CMTL | COMTECH TELECOMMUNICATIONS C | 17,600 | $654 | 0.1% | — | — | Call | 205826209 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 76,300 | $607 | 0.1% | — | — | Call | G65773106 |
| CRM | SALESFORCE COM INC | 10,000 | $575 | 0.0% | — | — | Put | 79466L302 |
| CRM | SALESFORCE COM INC | 10,000 | $575 | 0.0% | — | — | Call | 79466L302 |
| — | PRUDENTIAL SHT DURATION HG Y | 33,252 | $556 | 0.0% | $17.38 | — | COM | 74442F107 |
| TXN | TEXAS INSTRS INC | 11,500 | $548 | 0.0% | — | — | Put | 882508104 |
| UST | PROSHARES TR | 9,794 | $519 | 0.0% | $52.00 | — | ULTR 7-10 TREA | 74347R180 |
| — | SHIRE PLC | 2,000 | $518 | 0.0% | $259.00 | — | SPONSORED ADR | 82481R106 |
| — | TORTOISE MLP FD INC | 17,679 | $513 | 0.0% | $29.58 | — | COM | 89148B101 |
| — | ALTISOURCE PORTFOLIO SOLNS S REG | 5,000 | $504 | 0.0% | $130.07 | — | SHS | L0175J104 |
| — | ACTAVIS PLC | 2,000 | $483 | 0.0% | $241.50 | — | SHS | G0083B108 |
| TXN | TEXAS INSTRS INC | 10,000 | $477 | 0.0% | — | — | Call | 882508104 |
| — | EATON VANCE MUN BD FD | 36,476 | $457 | 0.0% | $11.76 | — | COM | 27827X101 |
| — | QR ENERGY LP | 22,600 | $439 | 0.0% | $19.42 | — | UNIT LTD PRTNS | 74734R108 |
| XLK | SELECT SECTOR SPDR TR | 10,000 | $399 | 0.0% | — | — | Call | 81369Y803 |
| PST | PROSHARES | 14,013 | $372 | 0.0% | $26.99 | — | TR PSHS ULSHT 7-10Y | 74347R313 |
| — | NUVEEN PREM INCOME MUN FD | 27,432 | $368 | 0.0% | $12.39 | — | COM | 67062T100 |
| — | CROWN CASTLE INTL CORP | 4,500 | $362 | 0.0% | $80.44 | — | COM | 228227104 |
| — | NUVEEN DIVERSIFIED COMMODTY | 26,100 | $360 | 0.0% | $15.36 | — | COM UT BEN INT | 67074P104 |
| — | TORNIER N V | 15,000 | $359 | 0.0% | $23.93 | — | SHS | N87237108 |
| IMMR | IMMERSION CORP | 40,000 | $343 | 0.0% | $11.27 | 0.0% | COM | 452521107 |
| — | JIVE SOFTWARE INC | 55,000 | $321 | 0.0% | $8.12 | — | COM | 47760A108 |
| — | UNWIRED PLANET INC NEW | 160,000 | $298 | 0.0% | $2.23 | — | COM | 91531F103 |
| — | FIRST TR HIGH INCOME L/S FD | 17,123 | $293 | 0.0% | $17.75 | — | COM | 33738E109 |
| DHT | DHT HOLDINGS INC | 46,370 | $286 | 0.0% | $2.89 | +1.4% | SHS NEW | Y2065G121 |
| — | MARKET VECTORS ETF TR | 5,100 | $261 | 0.0% | $51.18 | — | SEMICONDUCTOR | 57060U233 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 17,139 | $244 | 0.0% | $13.24 | — | COM | 670984103 |
| — | NUVEEN PREM INCOME MUN FD 2 | 17,700 | $243 | 0.0% | $13.19 | — | COM | 67063W102 |
| — | CONTROL4 CORP | 18,600 | $240 | 0.0% | $12.90 | — | COM | 21240D107 |
| DGII | DIGI INTL INC | 30,000 | $225 | 0.0% | $8.68 | -3.9% | COM | 253798102 |
| IWD | ISHARES TR | 2,200 | $220 | 0.0% | $100.00 | — | RUS 1000 VAL ETF | 464287598 |
| — | INVESCO MUN TR | 17,000 | $213 | 0.0% | $12.53 | — | COM | 46131J103 |
| — | BLACKROCK REAL ASSET EQUITY | 24,806 | $210 | 0.0% | $8.89 | — | COM | 09254B109 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 13,951 | $197 | 0.0% | $12.71 | — | COM | 67071L106 |
| — | NUMEREX CORP PA | 18,350 | $192 | 0.0% | $10.46 | — | CL A | 67053A102 |
| — | INVESCO ADVANTAGE MUNICIPAL | 16,100 | $183 | 0.0% | $10.50 | — | SH BEN INT | 46132E103 |
| — | USA TECHNOLOGIES INC | 100,000 | $180 | 0.0% | $1.78 | — | COM NO PAR | 90328S500 |
| — | INVESCO MUN OPPORTUNITY TR | 14,400 | $180 | 0.0% | $11.69 | — | COM | 46132C107 |
| — | JIVE SOFTWARE INC | 30,000 | $175 | 0.0% | $8.12 | — | Call | 47760A108 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 11,100 | $155 | 0.0% | $13.15 | — | COM | 67070F100 |
| — | NUVEEN DIVID ADV MUN FD 3 COM | 10,236 | $140 | 0.0% | $12.80 | — | SH BEN INT | 67070X101 |
| — | BACTERIN INTL HLDGS INC | 30,000 | $134 | 0.0% | $4.47 | — | COM NEW | 05644R200 |
| — | BLACKROCK MUNIYLD INVST QLTY | 10,000 | $133 | 0.0% | $12.50 | — | COM | 09254T100 |
| LTRX | LANTRONIX INC | 67,500 | $120 | 0.0% | $1.92 | -0.8% | COM NEW | 516548203 |
| RVP | RETRACTABLE TECHNOLOGIES INC | 40,200 | $117 | 0.0% | $3.13 | -6.6% | COM | 76129W105 |
| — | SILVER SPRING NETWORKS INC | 10,000 | $97 | 0.0% | $9.70 | — | COM | 82817Q103 |
| — | SEACHANGE INTL INC | 11,100 | $77 | 0.0% | $6.94 | — | COM | 811699107 |
| — | LEXMARK INTL NEW | 1,700 | $72 | 0.0% | — | — | Call | 529771107 |
| PANW | PALO ALTO NETWORKS INC | 500 | $49 | 0.0% | — | — | Call | 697435105 |
| NXPI | NXP SEMICONDUCTORS N V | 500 | $34 | 0.0% | — | — | Call | N6596X109 |
| — | CONTROL4 CORP | 2,500 | $32 | 0.0% | $12.90 | — | Call | 21240D107 |
| — | VRINGO INC | 15,400 | $15 | 0.0% | — | — | Call | 92911N104 |
| MO | ALTRIA GROUP INC | 100 | $5 | 0.0% | — | — | Call | 02209S103 |